Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BADGER METER INCBMI · Entity 4075 | Director | April 27, 2026 | April 29, 2026 |
| SMITH A O CORPAOS · Entity 3642 | Exec VP, Corp Dev, Strat & Sec | February 13, 2026 | February 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BADGER METER INC
Report date April 27, 2026 · Filed April 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,551 |
Reported balance
After 2026-04-27 transaction · row 1
1 source rowRow 1 · 2026-04-27 · Grant · Acquired 952 · Balance 8,551 F1: Shares granted pursuant to the 2021 Omnibus Incentive Plan as approved by shareholders on April 30, 2021. Non-employee directors are given an annual grant of Badger Meter Common Stock on the first business day following the Company's annual meeting. This year's grant is equal to $125,000 as rounded down to the nearest whole share based on a 10-day average closing price of the Company's Common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares granted pursuant to the 2021 Omnibus Incentive Plan as approved by shareholders on April 30, 2021. Non-employee directors are given an annual grant of Badger Meter Common Stock on the first business day following the Company's annual meeting. This year's grant is equal to $125,000 as rounded down to the nearest whole share based on a 10-day average closing price of the Company's Common stock.
SMITH A O CORP
Report date February 13, 2026 · Filed February 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 101,547 |
Ending reported balance
After 2026-02-13 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-02-13 · Exercise / conversion · Acquired 6,850 · Balance 103,134 F1: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. Row 2 · 2026-02-13 · Tax withholding · Disposed 3,220 · Balance 99,914 F2: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. Row 3 · 2026-02-13 · Grant · Acquired 1,633 · Balance 101,547 F3: Represents vesting of performance stock units at 150% of the target award amount and conversion to shares of A. O. Smith Corporation's Common Stock upon achievement of performance criteria for the 2023 - 2025 performance period. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-02-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-02-13 · Exercise / conversion · Disposed 6,850 · Balance 0 F1: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. F4: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date.
F2: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.
F3: Represents vesting of performance stock units at 150% of the target award amount and conversion to shares of A. O. Smith Corporation's Common Stock upon achievement of performance criteria for the 2023 - 2025 performance period.
F4: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2020 Filed Feb 10, 2021 22:00 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 1,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-21-000017 · edgar.xml · nonDerivative · entry 2 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,133 F1 · price: Gift Read SEC document |
| November 16, 2020 Filed Nov 20, 2020 18:50 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 3,650 | $56.15 | $204,952.25 |
DisclosureSEC source: 0000091142-20-000072 · edgar.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,499 F1 · balance_after: Mr. Stern is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 11 shares of Common Stock. Read SEC document |
| June 10, 2020 Filed Feb 10, 2021 22:00 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 3,616 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-21-000017 · edgar.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,883 F1 · price: Gift Read SEC document |
| April 27, 2020 Filed Apr 28, 2020 22:23 UTC | BADGER METER INC BMI · Entity 4075 | GrantCommon Stock | 1,021 | $58.82 | $60,055.22 |
DisclosureSEC source: 0001209191-20-026024 · doc4.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,679 F1 · kind: Shares granted pursuant to the 2011 Omnibus Incentive Plan as approved by shareholders on April 29, 2011 and re-approved on April 29, 2016. Non-employee directors are given an annual grant of Badger Meter Common Stock on the first business day following the Company's annual meeting. This year's grant is equal to $58,000 as rounded down to the nearest whole share based on a 10-day average closing price of the Company's Common stock. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:53 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 3,945 | $0.00 Strike: $43.96 | $0.00 |
DisclosureSEC source: 0000091142-20-000028 · edgar.xml · derivative · entry 3 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,565 Underlying: Common Stock · 3,945 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 3,945 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,945 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 3,945 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 3,945 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,945 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 3,945 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:53 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 1,855 | $43.96 | $81,545.80 |
DisclosureSEC source: 0000091142-20-000028 · edgar.xml · nonDerivative · entry 2 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,138 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:53 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 3,945 | $43.96 | $173,422.20 |
DisclosureSEC source: 0000091142-20-000028 · edgar.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,993 F1 · shares: 3,945 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,945 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 3,945 shares of Common Stock to the reporting person. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 20:12 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 5,915 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0000091142-20-000015 · edgar.xml · derivative · entry 2 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,510 Underlying: Common Stock · 5,915 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. F2 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 20:12 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 30,775 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0000091142-20-000015 · edgar.xml · derivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,205 Underlying: Common Stock · 30,775 shares Expires 2030-02-10 F1 · derivative.exercise_date: The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2021. Read SEC document |
| April 29, 2019 Filed Apr 30, 2019 21:31 UTC | BADGER METER INC BMI · Entity 4075 | GrantCommon Stock | 1,020 | $54.12 | $55,202.40 |
DisclosureSEC source: 0001209191-19-026624 · doc4.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,658 F1 · kind: Shares granted pursuant to the 2011 Omnibus Incentive Plan as approved by shareholders on April 29, 2011 and re-approved on April 29, 2016. Non-employee directors are given an annual grant of Badger Meter Common Stock on the first business day following the Company's annual meeting. This year's grant is equal to $57,000 as rounded down to the nearest whole share based on a 10-day average closing price of the Company's Common stock. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:33 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 22,400 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000017 · edgar.xml · derivative · entry 5 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,430 Underlying: Common Stock · 22,400 shares Expires 2029-02-11 F4 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:33 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 4,910 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000017 · edgar.xml · derivative · entry 4 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,595 Underlying: Common Stock · 4,910 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. F3 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:33 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 5,730 | $0.00 Strike: $48.72 | $0.00 |
DisclosureSEC source: 0000091142-19-000017 · edgar.xml · derivative · entry 3 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,685 Underlying: Common Stock · 5,730 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 5,730 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 5,730 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 5,730 shares of Common Stock to the reporting person. F2 · derivative.expiration_date: 5,730 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 5,730 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 5,730 shares of Common Stock to the reporting person. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:33 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 2,752 | $48.72 | $134,077.44 |
DisclosureSEC source: 0000091142-19-000017 · edgar.xml · nonDerivative · entry 2 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,048 Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:33 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 5,730 | $48.72 | $279,165.60 |
DisclosureSEC source: 0000091142-19-000017 · edgar.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,800 F2 · shares: 5,730 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 5,730 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 5,730 shares of Common Stock to the reporting person. F1 · balance_after: Note: Form 5 Amendment filed 02/12/2019. Read SEC document |
| April 30, 2018 Filed May 1, 2018 19:52 UTC | BADGER METER INC BMI · Entity 4075 | GrantCommon Stock | 1,261 | $42.45 | $53,529.45 |
DisclosureSEC source: 0001209191-18-027049 · doc4.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,638 F1 · kind: Shares granted pursuant to the 2011 Omnibus Incentive Plan as approved by shareholders on April 29, 2011 and re-approved on April 29, 2016. Non-employee directors are given an annual grant of Badger Meter Common Stock on the first business day following the Company's annual meeting. This year's grant is equal to $54,000 as rounded down to the nearest whole share based on a 10-day average closing price of the Company's Common stock. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:33 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 15,550 | $0.00 Strike: $61.76 | $0.00 |
DisclosureSEC source: 0000091142-18-000019 · edgar.xml · derivative · entry 5 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,030 Underlying: Common Stock · 15,550 shares Expires 2028-02-12 F3 · derivative.exercise_date: The employee stock options were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/12/2019. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:33 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 3,740 | $0.00 Strike: $61.76 | $0.00 |
DisclosureSEC source: 0000091142-18-000019 · edgar.xml · derivative · entry 4 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,415 Underlying: Common Stock · 3,740 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021. F2 · derivative.expiration_date: The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:33 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 5,930 | $0.00 Strike: $60.11 | $0.00 |
DisclosureSEC source: 0000091142-18-000019 · edgar.xml · derivative · entry 3 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,675 Underlying: Common Stock · 5,930 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 5,930 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 5,930 Restricted Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 5,930 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 5,930 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 5,930 Restricted Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 5,930 shares of Common Stock to the reporting person. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:33 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 2,849 | $60.11 | $171,253.39 |
DisclosureSEC source: 0000091142-18-000019 · edgar.xml · nonDerivative · entry 2 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,338 Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:33 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 5,930 | $60.11 | $356,452.30 |
DisclosureSEC source: 0000091142-18-000019 · edgar.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 5,930 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 5,930 Restricted Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 5,930 shares of Common Stock to the reporting person. Read SEC document |
| November 29, 2017 Filed Nov 29, 2017 19:53 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 12,423 | $62.28 | $773,669.66 |
DisclosureSEC source: 0000091142-17-000074 · edgar.xml · nonDerivative · entry 4 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,437 Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 19:53 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 19,900 | $0.00 Strike: $23.24 | $0.00 |
DisclosureSEC source: 0000091142-17-000074 · edgar.xml · derivative · entry 5 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,480 Underlying: Common Stock · 19,900 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015. Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 19:53 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 7,477 | $61.84 | $462,377.68 |
DisclosureSEC source: 0000091142-17-000074 · edgar.xml · nonDerivative · entry 3 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,680 Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 19:53 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 19,900 | $23.24 | $462,376.50 |
DisclosureSEC source: 0000091142-17-000074 · edgar.xml · nonDerivative · entry 2 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2017 Filed Nov 29, 2017 19:53 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 5,126 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-17-000074 · edgar.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,257 F1 · price: Gift Read SEC document |
| May 25, 2017 Filed May 26, 2017 13:41 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 25,200 | $0.00 Strike: $17.46 | $0.00 |
DisclosureSEC source: 0000091142-17-000063 · edgar.xml · derivative · entry 3 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,380 Underlying: Common Stock · 25,200 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014. Read SEC document |
| May 25, 2017 Filed May 26, 2017 13:41 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 25,200 | $54.45 | $1,372,124.88 |
DisclosureSEC source: 0000091142-17-000063 · edgar.xml · nonDerivative · entry 2 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,383 Read SEC document |
| May 25, 2017 Filed May 26, 2017 13:41 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 25,200 | $17.46 | $440,042.40 |
DisclosureSEC source: 0000091142-17-000063 · edgar.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 9, 2017 14:49 UTC | BADGER METER INC BMI · Entity 4075 | GrantStock Options · Derivative | 2,627 | Not disclosed Strike: $38.55 | Not disclosed |
DisclosureSEC source: 0001209191-17-030785 · doc4.xml · derivative · entry 2 STERN JAMES F · CIK 0001399737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,627 Underlying: BMI Common Stock · 2,627 shares Expires 2027-05-05 F1 · kind: Stock options granted pursuant to the 2011 Omnibus Incentive Plan as approved by shareholders on April 29, 2011 and re-approved on April 29, 2016. Non-employee directors are given a one-time stock option grant valued at $50,000, calculated by dividing $50,000 by the Black-Scholes value on the Friday following the annual meeting. F2 · price: Stock Options are granted on a one-for-one basis. Read SEC document |
| May 01, 2017 Filed May 3, 2017 16:49 UTC | BADGER METER INC BMI · Entity 4075 | GrantCommon Stock | 1,377 | $39.50 | $54,391.50 |
DisclosureSEC source: 0001209191-17-029541 · doc4.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,377 F1 · kind: Shares granted pursuant to the 2011 Omnibus Incentive Plan as approved by shareholders on April 29, 2011 and re-approved on April 29, 2016. Non-employee directors are given an annual grant of Badger Meter Common Stock on the first business day following the Company's annual meeting. This year's grant is equal to $54,000 as rounded down to the nearest whole share based on a 10-day average closing price of the Company's Common stock. F2 · price: Price reflects the closing price of Badger Meter, Inc. Common Stock at 5/1/2017, the date of grant. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:41 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 3,945 | $0.00 Strike: $50.16 | $0.00 |
DisclosureSEC source: 0000091142-17-000025 · edgar.xml · derivative · entry 2 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,605 Underlying: Common Stock · 3,945 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020. F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:41 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 15,180 | $0.00 Strike: $50.16 | $0.00 |
DisclosureSEC source: 0000091142-17-000025 · edgar.xml · derivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,580 Underlying: Common Stock · 15,180 shares Expires 2027-02-13 F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2018. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:10 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 7,100 | $0.00 Strike: $49.86 | $0.00 |
DisclosureSEC source: 0000091142-17-000019 · edgar.xml · derivative · entry 3 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,660 Underlying: Common Stock · 7,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 7,100 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 7,100 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 7,100 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 7,100 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 7,100 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 7,100 shares of Common Stock to the reporting person. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:10 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 2,571 | $49.86 | $128,190.06 |
DisclosureSEC source: 0000091142-17-000019 · edgar.xml · nonDerivative · entry 2 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,383 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:10 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 7,100 | $49.86 | $354,006.00 |
DisclosureSEC source: 0000091142-17-000019 · edgar.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 7,100 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 7,100 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 7,100 shares of Common Stock to the reporting person. Read SEC document |
| December 08, 2016 Filed Feb 8, 2017 20:23 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-17-000006 · edgar.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,854 F1 · price: Gift Read SEC document |
| December 08, 2016 Filed Feb 12, 2019 20:30 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-19-000016 · edgar.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,586 F1 · price: Gift F2 · balance_after: Mr. Stern was a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") from May 2014 to February 2016 and received a quarterly dividend pursuant to the Plan. The total amount of dividends received was 1,866 shares of Common Stock. On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for-1, resulting in the reporting person's ownership of 1,866 additional shares of Common Stock. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 15:50 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 20,000 | $47.69 | $953,712.00 |
DisclosureSEC source: 0000091142-16-000120 · edgar.xml · nonDerivative · entry 4 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,854 F2 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for-1, resulting in the reporting person's ownership of 84,927 additional shares of Common Stock. Read SEC document |
| September 01, 2016 Filed Nov 15, 2016 15:50 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-16-000120 · edgar.xml · nonDerivative · entry 3 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,927 F1 · price: Gift Read SEC document |
| August 25, 2016 Filed Nov 15, 2016 15:50 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 1,007 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-16-000120 · edgar.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,267 F1 · price: Gift Read SEC document |
| August 26, 2006 Filed Nov 15, 2016 15:50 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 329 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-16-000120 · edgar.xml · nonDerivative · entry 2 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,938 F1 · price: Gift Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.