Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BADGER METER INCBMI · Entity 4075 | Director | April 27, 2026 | April 29, 2026 |
| SMITH A O CORPAOS · Entity 3642 | Exec VP, Corp Dev, Strat & Sec | February 13, 2026 | February 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BADGER METER INC
Report date April 27, 2026 · Filed April 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,551 |
Reported balance
After 2026-04-27 transaction · row 1
1 source rowRow 1 · 2026-04-27 · Grant · Acquired 952 · Balance 8,551 F1: Shares granted pursuant to the 2021 Omnibus Incentive Plan as approved by shareholders on April 30, 2021. Non-employee directors are given an annual grant of Badger Meter Common Stock on the first business day following the Company's annual meeting. This year's grant is equal to $125,000 as rounded down to the nearest whole share based on a 10-day average closing price of the Company's Common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares granted pursuant to the 2021 Omnibus Incentive Plan as approved by shareholders on April 30, 2021. Non-employee directors are given an annual grant of Badger Meter Common Stock on the first business day following the Company's annual meeting. This year's grant is equal to $125,000 as rounded down to the nearest whole share based on a 10-day average closing price of the Company's Common stock.
SMITH A O CORP
Report date February 13, 2026 · Filed February 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 101,547 |
Ending reported balance
After 2026-02-13 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-02-13 · Exercise / conversion · Acquired 6,850 · Balance 103,134 F1: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. Row 2 · 2026-02-13 · Tax withholding · Disposed 3,220 · Balance 99,914 F2: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. Row 3 · 2026-02-13 · Grant · Acquired 1,633 · Balance 101,547 F3: Represents vesting of performance stock units at 150% of the target award amount and conversion to shares of A. O. Smith Corporation's Common Stock upon achievement of performance criteria for the 2023 - 2025 performance period. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-02-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-02-13 · Exercise / conversion · Disposed 6,850 · Balance 0 F1: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. F4: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date.
F2: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.
F3: Represents vesting of performance stock units at 150% of the target award amount and conversion to shares of A. O. Smith Corporation's Common Stock upon achievement of performance criteria for the 2023 - 2025 performance period.
F4: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 27, 2026 Filed Apr 29, 2026 19:00 UTC | BADGER METER INC BMI · Entity 4075 | GrantCommon Stock | 952 | $122.96 | $117,057.92 |
DisclosureSEC source: 0001193125-26-191091 · ownership.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,551 F1 · kind: Shares granted pursuant to the 2021 Omnibus Incentive Plan as approved by shareholders on April 30, 2021. Non-employee directors are given an annual grant of Badger Meter Common Stock on the first business day following the Company's annual meeting. This year's grant is equal to $125,000 as rounded down to the nearest whole share based on a 10-day average closing price of the Company's Common stock. Read SEC document |
| February 13, 2026 Filed Feb 17, 2026 19:29 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 6,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-26-000056 · wk-form4_1771356566.xml · derivative · entry 4 STERN JAMES F · CIK 0001399737 · Exec VP, Corp Dev, Strat & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Commn Stock · 6,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. F4 · derivative.exercise_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026. F4 · derivative.expiration_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026. Read SEC document |
| February 13, 2026 Filed Feb 17, 2026 19:29 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 1,633 | $79.89 | $130,452.21 |
DisclosureSEC source: 0000091142-26-000056 · wk-form4_1771356566.xml · nonDerivative · entry 3 STERN JAMES F · CIK 0001399737 · Exec VP, Corp Dev, Strat & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,547 F3 · shares: Represents vesting of performance stock units at 150% of the target award amount and conversion to shares of A. O. Smith Corporation's Common Stock upon achievement of performance criteria for the 2023 - 2025 performance period. Read SEC document |
| February 13, 2026 Filed Feb 17, 2026 19:29 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 3,220 | $79.89 | $257,229.70 |
DisclosureSEC source: 0000091142-26-000056 · wk-form4_1771356566.xml · nonDerivative · entry 2 STERN JAMES F · CIK 0001399737 · Exec VP, Corp Dev, Strat & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,914 F2 · shares: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| February 13, 2026 Filed Feb 17, 2026 19:29 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 6,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-26-000056 · wk-form4_1771356566.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, Corp Dev, Strat & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 22:27 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 7,015 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-26-000036 · wk-form4_1770848839.xml · derivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, Corp Dev, Strat & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,365 Underlying: Common Stock · 7,015 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted on 02/09/2026 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/09/2029. F2 · derivative.expiration_date: The restricted stock units were granted on 02/09/2026 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/09/2029. Read SEC document |
| December 01, 2025 Filed Dec 2, 2025 14:47 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-25-000155 · wk-form4_1764686860.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, Corp Dev, Strat & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,284 F1 · price: Bonafide Gift Read SEC document |
| August 07, 2025 Filed Aug 7, 2025 18:13 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 17,434 | $71.24 | $1,241,952.83 |
DisclosureSEC source: 0000091142-25-000109 · wk-form4_1754590420.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,784 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $71.1911 to $71.3996. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| June 04, 2025 Filed Jun 4, 2025 17:36 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 1,186 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-25-000081 · wk-form4_1749058560.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,218 F1 · price: Bona fide gift. Read SEC document |
| April 28, 2025 Filed Apr 29, 2025 21:00 UTC | BADGER METER INC BMI · Entity 4075 | GrantCommon Stock | 494 | $215.78 | $106,595.32 |
DisclosureSEC source: 0000950170-25-060293 · ownership.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,599 F1 · kind: Shares granted pursuant to the 2021 Omnibus Incentive Plan as approved by shareholders on April 30, 2021. Non-employee directors are given an annual grant of Badger Meter Common Stock on the first business day following the Company's annual meeting. This year's grant is equal to $100,000 as rounded down to the nearest whole share based on a 10-day average closing price of the Company's Common stock. Read SEC document |
| February 10, 2025 Filed Feb 11, 2025 21:45 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 8,205 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-25-000033 · wk-form4_1739310322.xml · derivative · entry 4 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,350 Underlying: Common Stock · 8,205 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units were granted on 02/10/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2028. F4 · derivative.expiration_date: The restricted stock units were granted on 02/10/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2028. Read SEC document |
| February 07, 2025 Filed Feb 11, 2025 21:45 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 3,890 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-25-000033 · wk-form4_1739310322.xml · derivative · entry 3 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,890 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F3 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025. F3 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025. Read SEC document |
| February 07, 2025 Filed Feb 11, 2025 21:45 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 1,920 | $65.65 | $126,048.00 |
DisclosureSEC source: 0000091142-25-000033 · wk-form4_1739310322.xml · nonDerivative · entry 2 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,404 F2 · shares: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| February 07, 2025 Filed Feb 11, 2025 21:45 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 3,890 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000091142-25-000033 · wk-form4_1739310322.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. Read SEC document |
| July 31, 2024 Filed Jul 31, 2024 19:17 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 6,680 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-24-000157 · wk-form4_1722453424.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,434 F1 · price: Bona fide gift. Read SEC document |
| April 29, 2024 Filed Apr 30, 2024 21:30 UTC | BADGER METER INC BMI · Entity 4075 | GrantCommon Stock | 452 | $185.76 | $83,963.52 |
DisclosureSEC source: 0000950170-24-050675 · ownership.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,105 F1 · kind: Shares granted pursuant to the 2021 Omnibus Incentive Plan as approved by shareholders on April 30, 2021. Non-employee directors are given an annual grant of Badger Meter Common Stock on the first business day following the Company's annual meeting. This year's grant is equal to $80,000 as rounded down to the nearest whole share based on a 10-day average closing price of the Company's Common stock. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 22:10 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 6,110 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-24-000065 · wk-form4_1707948589.xml · derivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,850 Underlying: Commn Stock · 6,110 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027. F2 · derivative.expiration_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027. Read SEC document |
| February 12, 2024 Filed Mar 5, 2024 18:53 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 6,295 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-24-000089 · wk-form4a_1709664812.xml · derivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,035 Underlying: Commn Stock · 6,295 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027. F2 · derivative.expiration_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027. Read SEC document |
| February 08, 2024 Filed Feb 9, 2024 22:31 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 4,125 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-24-000036 · wk-form4_1707517906.xml · derivative · entry 3 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024. F3 · derivative.exercise_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024. F3 · derivative.expiration_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024. F4 · balance_after: James Stern beneficially owns 10,740 restricted stock units that have not yet vested. Read SEC document |
| February 08, 2024 Filed Feb 9, 2024 22:31 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 2,011 | $80.28 | $161,433.03 |
DisclosureSEC source: 0000091142-24-000036 · wk-form4_1707517906.xml · nonDerivative · entry 2 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,114 F2 · shares: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| February 08, 2024 Filed Feb 9, 2024 22:31 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 4,125 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-24-000036 · wk-form4_1707517906.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. Read SEC document |
| November 13, 2023 Filed Nov 13, 2023 18:55 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 8,118 | $73.00 | $592,622.93 |
DisclosureSEC source: 0000091142-23-000110 · wk-form4_1699901738.xml · nonDerivative · entry 2 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,000 Read SEC document |
| November 10, 2023 Filed Nov 13, 2023 18:55 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 8,118 | $72.00 | $584,496.00 |
DisclosureSEC source: 0000091142-23-000110 · wk-form4_1699901738.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,118 Read SEC document |
| August 08, 2023 Filed Aug 9, 2023 16:08 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 6,220 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000085 · wk-form4_1691597300.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,236 F1 · price: Gift Read SEC document |
| May 01, 2023 Filed May 2, 2023 21:11 UTC | BADGER METER INC BMI · Entity 4075 | GrantCommon Stock | 572 | $136.55 | $78,106.60 |
DisclosureSEC source: 0001209191-23-026587 · doc4.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,653 F1 · kind: Shares granted pursuant to the 2021 Omnibus Incentive Plan as approved by shareholders on April 30, 2021. Non-employee directors are given an annual grant of Badger Meter Common Stock on the first business day following the Company's annual meeting. This year's grant is equal to $75,000 as rounded down to the nearest whole share based on a 10-day average closing price of the Company's Common stock. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 20:46 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 6,850 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000032 · wf-form4_167649396775455.xml · derivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,865 Underlying: Common Stock · 6,850 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026. F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:17 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 5,915 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000010 · wf-form4_167639501430324.xml · derivative · entry 3 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,015 Underlying: Common Stock · 5,915 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. F3 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. F3 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:17 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 2,861 | $65.80 | $188,253.80 |
DisclosureSEC source: 0000091142-23-000010 · wf-form4_167639501430324.xml · nonDerivative · entry 2 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,456 F2 · security: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:17 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 5,915 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000010 · wf-form4_167639501430324.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. Read SEC document |
| November 01, 2022 Filed Feb 3, 2023 17:27 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 8,565 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000005 · wf-form5_167544525772997.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,402 Read SEC document |
| May 02, 2022 Filed May 4, 2022 21:17 UTC | BADGER METER INC BMI · Entity 4075 | GrantCommon Stock | 767 | $80.44 | $61,697.48 |
DisclosureSEC source: 0001209191-22-027165 · doc4.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,081 F1 · kind: Shares granted pursuant to the 2021 Omnibus Incentive Plan as approved by shareholders on April 30, 2021. Non-employee directors are given an annual grant of Badger Meter Common Stock on the first business day following the Company's annual meeting. This year's grant is equal to $64,000 as rounded down to the nearest whole share based on a 10-day average closing price of the Company's Common stock. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 20:11 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 4,910 | $0.00 Strike: $71.72 | $0.00 |
DisclosureSEC source: 0000091142-22-000040 · wf-form4_164495588558456.xml · derivative · entry 3 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,930 Underlying: Common Stock · 4,910 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. F1 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 20:11 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 2,308 | $71.72 | $165,518.22 |
DisclosureSEC source: 0000091142-22-000040 · wf-form4_164495588558456.xml · nonDerivative · entry 2 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,967 Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 20:11 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 4,910 | $71.72 | $352,120.65 |
DisclosureSEC source: 0000091142-22-000040 · wf-form4_164495588558456.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 19:50 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 3,890 | $0.00 Strike: $74.27 | $0.00 |
DisclosureSEC source: 0000091142-22-000014 · wf-form4_164443620350303.xml · derivative · entry 4 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,840 Underlying: Common Stock · 3,890 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025. F2 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 19:50 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 16,410 | $0.00 Strike: $74.27 | $0.00 |
DisclosureSEC source: 0000091142-22-000014 · wf-form4_164443620350303.xml · derivative · entry 3 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,215 Underlying: Common Stock · 16,410 shares Expires 2032-02-07 F1 · derivative.exercise_date: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023. Read SEC document |
| November 30, 2021 Filed Feb 9, 2022 19:50 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-22-000014 · wf-form4_164443620350303.xml · nonDerivative · entry 2 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,365 Read SEC document |
| November 22, 2021 Filed Feb 9, 2022 19:50 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-22-000014 · wf-form4_164443620350303.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,115 Read SEC document |
| May 03, 2021 Filed May 4, 2021 21:05 UTC | BADGER METER INC BMI · Entity 4075 | GrantCommon Stock | 635 | $92.40 | $58,674.00 |
DisclosureSEC source: 0001209191-21-029941 · doc4.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,314 F1 · kind: Shares granted pursuant to the 2021 Omnibus Incentive Plan as approved by shareholders on April 30, 2021. Non-employee directors are given an annual grant of Badger Meter Common Stock on the first business day following the Company's annual meeting. This year's grant is equal to $60,000 as rounded down to the nearest whole share based on a 10-day average closing price of the Company's Common stock. Read SEC document |
| May 03, 2021 Filed May 4, 2021 20:52 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 44,300 | $70.15 | $3,107,742.46 |
DisclosureSEC source: 0001567619-21-008993 · doc1.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,199 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.03 to $71.029. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 03, 2021 Filed May 13, 2021 16:07 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 23,040 | $0.00 Strike: $31.67 | $0.00 |
DisclosureSEC source: 0000091142-21-000091 · edgar.xml · derivative · entry 5 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,805 Underlying: Common Stock · 23,040 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017. Read SEC document |
| May 03, 2021 Filed May 13, 2021 16:07 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 21,260 | $0.00 Strike: $30.77 | $0.00 |
DisclosureSEC source: 0000091142-21-000091 · edgar.xml · derivative · entry 4 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,845 Underlying: Common Stock · 21,260 shares Expires 2025-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016. Read SEC document |
| May 03, 2021 Filed May 13, 2021 16:07 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 44,300 | $70.15 | $3,107,742.46 |
DisclosureSEC source: 0000091142-21-000091 · edgar.xml · nonDerivative · entry 3 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,115 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.03 to $71.041. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 03, 2021 Filed May 13, 2021 16:07 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 23,040 | $31.67 | $729,676.80 |
DisclosureSEC source: 0000091142-21-000091 · edgar.xml · nonDerivative · entry 2 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2021 Filed May 13, 2021 16:07 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 21,260 | $30.77 | $654,063.90 |
DisclosureSEC source: 0000091142-21-000091 · edgar.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 19:55 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 3,740 | $0.00 Strike: $60.65 | $0.00 |
DisclosureSEC source: 0000091142-21-000035 · edgar.xml · derivative · entry 3 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,950 Underlying: Common Stock · 3,740 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 3,740 Restricted Stock Units were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,740 Restricted Stock Units vested on 02/12/2021. As a result of vesting, the Company is obligated to deliver 3,740 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 3,740 Restricted Stock Units were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,740 Restricted Stock Units vested on 02/12/2021. As a result of vesting, the Company is obligated to deliver 3,740 shares of Common Stock to the reporting person. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 19:55 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 1,758 | $60.65 | $106,622.70 |
DisclosureSEC source: 0000091142-21-000035 · edgar.xml · nonDerivative · entry 2 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,115 Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 19:55 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 3,740 | $60.65 | $226,831.00 |
DisclosureSEC source: 0000091142-21-000035 · edgar.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,873 F1 · shares: 3,740 Restricted Stock Units were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,740 Restricted Stock Units vested on 02/12/2021. As a result of vesting, the Company is obligated to deliver 3,740 shares of Common Stock to the reporting person. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 22:00 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 4,125 | $0.00 Strike: $60.82 | $0.00 |
DisclosureSEC source: 0000091142-21-000017 · edgar.xml · derivative · entry 4 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,690 Underlying: Common Stock · 4,125 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024. F3 · derivative.expiration_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 22:00 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 17,900 | $0.00 Strike: $60.82 | $0.00 |
DisclosureSEC source: 0000091142-21-000017 · edgar.xml · derivative · entry 3 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,105 Underlying: Common Stock · 17,900 shares Expires 2031-02-08 F2 · derivative.exercise_date: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.