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Ponessa Sara

Disclosed activity across 3 companies

Tapewire entity
50789
SEC CIK
0001752727

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FMC CORPFMC · Entity 4704EVP, General Counsel & Sec.April 28, 2026April 30, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FMC CORP

Report date April 28, 2026 · Filed April 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect41,105 Reported balance After 2026-04-28 transaction · row 1
1 source row

Row 1 · 2026-04-28 · Tax withholding · Disposed 663 · Balance 41,105

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Arcadium Lithium plc

Report date March 06, 2025 · Filed March 06, 2025

Section 16 reporting ended · disclosed 2025-03-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect0 Reported balance After 2025-03-06 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2025-03-06 · Disposition to issuer · Disposed 93,547 · Balance 0

F1: Represents shares of common stock of Aracdium Lithium plc ("Arcadium") disposed of pursuant to the Transaction Agreement, dated October 9, 2024, by and among Arcadium, Rio Tinto Western Holdings Limited ("Parent") and Rio Tinto BM Subsidiary Limited ("Buyers") (the "Transaction Agreement"). Pursuant to the Transaction Agreement, at the effective time of the transaction contemplated thereby (the "Effective Time"), each share of Arcadium common stock held by the reporting person was converted automatically into the right to receive $5.85 per share in cash (the "Consideration").

Ordinary SharesSEC Table I · non-derivativeDirect0 Reported balance After 2025-03-06 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2025-03-06 · Disposition to issuer · Disposed 153,346 · Balance 0

F2: Pursuant to the Transaction Agreement, at the Effective Time, each Arcadium restricted stock units ("Arcadium RSU") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for restricted stock units with respect to a number ofordinary shares of either Rio Tinto plc or Rio Tinto Limited ("Listed Shares") of equivalent value and with the same terms and conditions as applied to such Arcadium RSU immediately prior to the Effective Time ("Rio Tinto RSUs"). The number of Listed Shares subject to such Rio Tinto RSUs equals one multiplied by an exchange ratio of 0.0920493627351811, which equals the quotient obtained by dividing (i) the Consideration by (ii) the average volume weighted average price per ordinary share of theapplicable Listed Share for the 30 consecutive trading day period ending on the last trading day preceding the Effective Time (the "Equity Award ConversionRatio").

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.95 · Expires 2034-03-06Direct0 Reported balance After 2025-03-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-03-06 · Disposition to issuer · Disposed 149,215 · Balance 0

F3: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.07 · Expires 2028-10-10Direct0 Reported balance After 2025-03-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-03-06 · Disposition to issuer · Disposed 64,160 · Balance 0

F3: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.07 · Expires 2028-10-10Direct0 Reported balance After 2025-03-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-03-06 · Disposition to issuer · Disposed 64,160 · Balance 0

F3: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.70 · Expires 2033-02-22Direct0 Reported balance After 2025-03-06 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-03-06 · Disposition to issuer · Disposed 29,358 · Balance 0

F3: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.74 · Expires 2032-02-23Direct0 Reported balance After 2025-03-06 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-03-06 · Disposition to issuer · Disposed 27,887 · Balance 0

F3: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.46 · Expires 2031-02-22Direct0 Reported balance After 2025-03-06 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-03-06 · Disposition to issuer · Disposed 85,935 · Balance 0

F3: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock of Aracdium Lithium plc ("Arcadium") disposed of pursuant to the Transaction Agreement, dated October 9, 2024, by and among Arcadium, Rio Tinto Western Holdings Limited ("Parent") and Rio Tinto BM Subsidiary Limited ("Buyers") (the "Transaction Agreement"). Pursuant to the Transaction Agreement, at the effective time of the transaction contemplated thereby (the "Effective Time"), each share of Arcadium common stock held by the reporting person was converted automatically into the right to receive $5.85 per share in cash (the "Consideration").

F2: Pursuant to the Transaction Agreement, at the Effective Time, each Arcadium restricted stock units ("Arcadium RSU") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for restricted stock units with respect to a number ofordinary shares of either Rio Tinto plc or Rio Tinto Limited ("Listed Shares") of equivalent value and with the same terms and conditions as applied to such Arcadium RSU immediately prior to the Effective Time ("Rio Tinto RSUs"). The number of Listed Shares subject to such Rio Tinto RSUs equals one multiplied by an exchange ratio of 0.0920493627351811, which equals the quotient obtained by dividing (i) the Consideration by (ii) the average volume weighted average price per ordinary share of theapplicable Listed Share for the 30 consecutive trading day period ending on the last trading day preceding the Effective Time (the "Equity Award ConversionRatio").

F3: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Livent Corp.

Report date January 04, 2024 · Filed January 08, 2024

Section 16 reporting ended · disclosed 2024-01-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-01-04 transaction · row 1
1 source row

Row 1 · 2024-01-04 · Disposition to issuer · Disposed 48,359 · Balance 0

F1: Represents the conversion of common stock and restricted stock units ("Livent RSUs") with respect to shares of common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), held by the reporting person as of January 4, 2024, into ordinary shares and restricted stock units with respect to ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Ordinary Shares"), in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction..

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.33 · Expires 2033-02-22Direct0 Reported balance After 2024-01-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-01-04 · Disposition to issuer · Disposed 12,202 · Balance 0

F2: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.01 · Expires 2032-02-23Direct0 Reported balance After 2024-01-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-01-04 · Disposition to issuer · Disposed 11,591 · Balance 0

F2: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.35 · Expires 2031-02-22Direct0 Reported balance After 2024-01-04 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-01-04 · Disposition to issuer · Disposed 35,717 · Balance 0

F2: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the conversion of common stock and restricted stock units ("Livent RSUs") with respect to shares of common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), held by the reporting person as of January 4, 2024, into ordinary shares and restricted stock units with respect to ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Ordinary Shares"), in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction..

F2: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 28, 2026 Filed Apr 30, 2026 20:09 UTC FMC CORP FMC · Entity 4704 Tax withholdingCommon Stock 663 $15.56 $10,316.28
Disclosure

SEC source: 0000037785-26-000097 · form4.xml · nonDerivative · entry 1

Ponessa Sara · CIK 0001752727 · EVP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,105

Read SEC document
February 19, 2026 Filed Feb 24, 2026 01:31 UTC FMC CORP FMC · Entity 4704 GrantCommon Stock 34,554 $0.00 $0.00
Disclosure

SEC source: 0000950103-26-002512 · dp241973_4-ponessa.xml · nonDerivative · entry 1

Ponessa Sara · CIK 0001752727 · EVP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,768

Read SEC document
March 06, 2025 Filed Mar 6, 2025 18:26 UTC Arcadium Lithium plc ALTM · Entity 82280 Disposition to issuerStock Option (Right to Buy) · Derivative 85,935 Not disclosed Strike: $8.46 Not disclosed
Disclosure

SEC source: 0000950103-25-003124 · dp225588_4-ponessa.xml · derivative · entry 8

Ponessa Sara · CIK 0001752727 · General Counsel, VP & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 85,935 shares

Expires 2031-02-22

F3 · price: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Read SEC document
March 06, 2025 Filed Mar 6, 2025 18:26 UTC Arcadium Lithium plc ALTM · Entity 82280 Disposition to issuerStock Option (Right to Buy) · Derivative 27,887 Not disclosed Strike: $8.74 Not disclosed
Disclosure

SEC source: 0000950103-25-003124 · dp225588_4-ponessa.xml · derivative · entry 7

Ponessa Sara · CIK 0001752727 · General Counsel, VP & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 27,887 shares

Expires 2032-02-23

F3 · price: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Read SEC document
March 06, 2025 Filed Mar 6, 2025 18:26 UTC Arcadium Lithium plc ALTM · Entity 82280 Disposition to issuerStock Option (Right to Buy) · Derivative 29,358 Not disclosed Strike: $9.70 Not disclosed
Disclosure

SEC source: 0000950103-25-003124 · dp225588_4-ponessa.xml · derivative · entry 6

Ponessa Sara · CIK 0001752727 · General Counsel, VP & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 29,358 shares

Expires 2033-02-22

F3 · price: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Read SEC document
March 06, 2025 Filed Mar 6, 2025 18:26 UTC Arcadium Lithium plc ALTM · Entity 82280 Disposition to issuerStock Option (Right to Buy) · Derivative 64,160 Not disclosed Strike: $7.07 Not disclosed
Disclosure

SEC source: 0000950103-25-003124 · dp225588_4-ponessa.xml · derivative · entry 5

Ponessa Sara · CIK 0001752727 · General Counsel, VP & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 64,160 shares

Expires 2028-10-10

F3 · price: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Read SEC document
March 06, 2025 Filed Mar 6, 2025 18:26 UTC Arcadium Lithium plc ALTM · Entity 82280 Disposition to issuerStock Option (Right to Buy) · Derivative 64,160 Not disclosed Strike: $7.07 Not disclosed
Disclosure

SEC source: 0000950103-25-003124 · dp225588_4-ponessa.xml · derivative · entry 4

Ponessa Sara · CIK 0001752727 · General Counsel, VP & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 64,160 shares

Expires 2028-10-10

F3 · price: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Read SEC document
March 06, 2025 Filed Mar 6, 2025 18:26 UTC Arcadium Lithium plc ALTM · Entity 82280 Disposition to issuerStock Option (Right to Buy) · Derivative 149,215 Not disclosed Strike: $4.95 Not disclosed
Disclosure

SEC source: 0000950103-25-003124 · dp225588_4-ponessa.xml · derivative · entry 3

Ponessa Sara · CIK 0001752727 · General Counsel, VP & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 149,215 shares

Expires 2034-03-06

F3 · price: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Read SEC document
March 06, 2025 Filed Mar 6, 2025 18:26 UTC Arcadium Lithium plc ALTM · Entity 82280 Disposition to issuerOrdinary Shares 153,346 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-25-003124 · dp225588_4-ponessa.xml · nonDerivative · entry 2

Ponessa Sara · CIK 0001752727 · General Counsel, VP & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: Pursuant to the Transaction Agreement, at the Effective Time, each Arcadium restricted stock units ("Arcadium RSU") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for restricted stock units with respect to a number ofordinary shares of either Rio Tinto plc or Rio Tinto Limited ("Listed Shares") of equivalent value and with the same terms and conditions as applied to such Arcadium RSU immediately prior to the Effective Time ("Rio Tinto RSUs"). The number of Listed Shares subject to such Rio Tinto RSUs equals one multiplied by an exchange ratio of 0.0920493627351811, which equals the quotient obtained by dividing (i) the Consideration by (ii) the average volume weighted average price per ordinary share of theapplicable Listed Share for the 30 consecutive trading day period ending on the last trading day preceding the Effective Time (the "Equity Award ConversionRatio").

Read SEC document
March 06, 2025 Filed Mar 6, 2025 18:26 UTC Arcadium Lithium plc ALTM · Entity 82280 Disposition to issuerOrdinary Shares 93,547 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-25-003124 · dp225588_4-ponessa.xml · nonDerivative · entry 1

Ponessa Sara · CIK 0001752727 · General Counsel, VP & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents shares of common stock of Aracdium Lithium plc ("Arcadium") disposed of pursuant to the Transaction Agreement, dated October 9, 2024, by and among Arcadium, Rio Tinto Western Holdings Limited ("Parent") and Rio Tinto BM Subsidiary Limited ("Buyers") (the "Transaction Agreement"). Pursuant to the Transaction Agreement, at the effective time of the transaction contemplated thereby (the "Effective Time"), each share of Arcadium common stock held by the reporting person was converted automatically into the right to receive $5.85 per share in cash (the "Consideration").

Read SEC document
February 12, 2025 Filed Feb 14, 2025 16:16 UTC Arcadium Lithium plc ALTM · Entity 82280 GrantOrdinary Shares 98,446 $0.00 $0.00
Disclosure

SEC source: 0000950103-25-002060 · dp224947_4-ponessa.xml · nonDerivative · entry 1

Ponessa Sara · CIK 0001752727 · General Counsel, VP & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,892

F1 · shares: Reflects the grant of restricted stock units ("RSUs") with respect to ordinary shares of the Issuer under the Issuer's Omnibus Incentive Plan (the "Plan"). The RSUs are scheduled to vest in equal instalments on each of the first three anniversaries of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Read SEC document
December 20, 2024 Filed Dec 23, 2024 16:25 UTC Arcadium Lithium plc ALTM · Entity 82280 Tax withholdingOrdinary Shares 11,167 $4.97 $55,499.99
Disclosure

SEC source: 0000950103-24-018207 · dp222583_4-ponessa.xml · nonDerivative · entry 1

Ponessa Sara · CIK 0001752727 · General Counsel, VP & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,446

F1 · shares: Represents shares withheld by the Issuer to cover tax obligations from the settlement of vested RSUs.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 17:20 UTC Arcadium Lithium plc ALTM · Entity 82280 GrantStock Options (Right to Buy) · Derivative 149,215 $0.00 Strike: $4.95 $0.00
Disclosure

SEC source: 0000950103-24-003603 · dp208156_4-ponessa.xml · derivative · entry 2

Ponessa Sara · CIK 0001752727 · General Counsel, VP & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,215

Underlying: Ordinary Shares · 149,215 shares

Expires 2034-03-06

F2 · shares: Reflects the grant of stock options to purchase ordinary shares of the Issuer under the Issuer's Omnibus Incentive Plan (the "Plan"). The stock options are scheduled to vest and become exercisable in equal instalments on each of the first three anniversaries of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. The stock options will expire on the tenth anniversary of the date of grant.

F2 · derivative.exercise_date: Reflects the grant of stock options to purchase ordinary shares of the Issuer under the Issuer's Omnibus Incentive Plan (the "Plan"). The stock options are scheduled to vest and become exercisable in equal instalments on each of the first three anniversaries of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. The stock options will expire on the tenth anniversary of the date of grant.

F2 · derivative.expiration_date: Reflects the grant of stock options to purchase ordinary shares of the Issuer under the Issuer's Omnibus Incentive Plan (the "Plan"). The stock options are scheduled to vest and become exercisable in equal instalments on each of the first three anniversaries of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. The stock options will expire on the tenth anniversary of the date of grant.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 17:20 UTC Arcadium Lithium plc ALTM · Entity 82280 GrantOrdinary Shares 57,576 $0.00 $0.00
Disclosure

SEC source: 0000950103-24-003603 · dp208156_4-ponessa.xml · nonDerivative · entry 1

Ponessa Sara · CIK 0001752727 · General Counsel, VP & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,613

F1 · shares: Reflects the grant of restricted stock units (RSUs) with respect to ordinary shares of the Issuer under the Issuer's Omnibus Incentive Plan (the "Plan"). The RSUs are scheduled to vest in equal instalments on each of the first three anniversaries of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 14:38 UTC Arcadium Lithium plc ALTM · Entity 82280 Tax withholdingOrdinary Shares 343 $4.69 $1,608.67
Disclosure

SEC source: 0000950103-24-002751 · dp207335_4-ponessa.xml · nonDerivative · entry 1

Ponessa Sara · CIK 0001752727 · General Counsel, VP & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,037

F1 · shares: Represents shares withheld by the Issuer to cover tax obligations from the settlement of vested RSUs.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 13:54 UTC Arcadium Lithium plc ALTM · Entity 82280 Tax withholdingOrdinary Shares 13,971 $6.81 $95,142.51
Disclosure

SEC source: 0000950103-24-001582 · dp206165_4-ponessa.xml · nonDerivative · entry 1

Ponessa Sara · CIK 0001752727 · General Counsel, VP & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,380

F1 · kind: Represents shares withheld by the Issuer to cover tax obligations from the settlement of vested RSUs.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 16:10 UTC Livent Corp. LTHM · Entity 95365 Disposition to issuerStock Option (Right to Buy) · Derivative 35,717 Not disclosed Strike: $20.35 Not disclosed
Disclosure

SEC source: 0000950103-24-000420 · dp204987_4-ponessa.xml · derivative · entry 4

Ponessa Sara · CIK 0001752727 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,717 shares

Expires 2031-02-22

F2 · shares: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

F2 · price: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 16:10 UTC Livent Corp. LTHM · Entity 95365 Disposition to issuerStock Option (Right to Buy) · Derivative 11,591 Not disclosed Strike: $21.01 Not disclosed
Disclosure

SEC source: 0000950103-24-000420 · dp204987_4-ponessa.xml · derivative · entry 3

Ponessa Sara · CIK 0001752727 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,591 shares

Expires 2032-02-23

F2 · shares: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

F2 · price: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 16:10 UTC Livent Corp. LTHM · Entity 95365 Disposition to issuerStock Option (Right to Buy) · Derivative 12,202 Not disclosed Strike: $23.33 Not disclosed
Disclosure

SEC source: 0000950103-24-000420 · dp204987_4-ponessa.xml · derivative · entry 2

Ponessa Sara · CIK 0001752727 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,202 shares

Expires 2033-02-22

F2 · shares: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

F2 · price: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 16:10 UTC Livent Corp. LTHM · Entity 95365 Disposition to issuerCommon Stock 48,359 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-24-000420 · dp204987_4-ponessa.xml · nonDerivative · entry 1

Ponessa Sara · CIK 0001752727 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents the conversion of common stock and restricted stock units ("Livent RSUs") with respect to shares of common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), held by the reporting person as of January 4, 2024, into ordinary shares and restricted stock units with respect to ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Ordinary Shares"), in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction..

F1 · price: Represents the conversion of common stock and restricted stock units ("Livent RSUs") with respect to shares of common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), held by the reporting person as of January 4, 2024, into ordinary shares and restricted stock units with respect to ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Ordinary Shares"), in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction..

Read SEC document
January 04, 2024 Filed Jan 8, 2024 16:22 UTC Arcadium Lithium plc ALTM · Entity 82280 GrantStock Option (Right to Buy) · Derivative 85,935 Not disclosed Strike: $8.46 Not disclosed
Disclosure

SEC source: 0000950103-24-000432 · dp204963_4-ponessa.xml · derivative · entry 5

Ponessa Sara · CIK 0001752727 · VP, Gen Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,935

Underlying: Ordinary Shares · 85,935 shares

Expires 2031-02-22

F3 · shares: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

F3 · price: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 16:22 UTC Arcadium Lithium plc ALTM · Entity 82280 GrantStock Option (Right to Buy) · Derivative 27,887 Not disclosed Strike: $8.74 Not disclosed
Disclosure

SEC source: 0000950103-24-000432 · dp204963_4-ponessa.xml · derivative · entry 4

Ponessa Sara · CIK 0001752727 · VP, Gen Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,887

Underlying: Ordinary Shares · 27,887 shares

Expires 2032-02-23

F3 · shares: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

F3 · price: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 16:22 UTC Arcadium Lithium plc ALTM · Entity 82280 GrantStock Option (Right to Buy) · Derivative 29,358 Not disclosed Strike: $9.70 Not disclosed
Disclosure

SEC source: 0000950103-24-000432 · dp204963_4-ponessa.xml · derivative · entry 3

Ponessa Sara · CIK 0001752727 · VP, Gen Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,358

Underlying: Ordinary Shares · 29,358 shares

Expires 2033-02-22

F3 · shares: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

F3 · price: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 16:22 UTC Arcadium Lithium plc ALTM · Entity 82280 GrantOrdinary Shares 66,562 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-24-000432 · dp204963_4-ponessa.xml · nonDerivative · entry 2

Ponessa Sara · CIK 0001752727 · VP, Gen Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,351

F2 · shares: Represents the conversion of restricted share units with respect to shares of Livent Common Stock ("Livent RSUs"), held by the reporting person as of January 4, 2024, into restricted share units with respect to Arcadium Ordinary Shares ("Arcadium RSUs"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

F2 · price: Represents the conversion of restricted share units with respect to shares of Livent Common Stock ("Livent RSUs"), held by the reporting person as of January 4, 2024, into restricted share units with respect to Arcadium Ordinary Shares ("Arcadium RSUs"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 16:22 UTC Arcadium Lithium plc ALTM · Entity 82280 GrantOrdinary Shares 49,789 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-24-000432 · dp204963_4-ponessa.xml · nonDerivative · entry 1

Ponessa Sara · CIK 0001752727 · VP, Gen Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,789

F1 · shares: Represents the conversion of common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), held by the reporting person as of January 4, 2024, into ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Ordinary Shares"), in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction (as amended, the "Transaction Agreement").

F1 · price: Represents the conversion of common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), held by the reporting person as of January 4, 2024, into ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Ordinary Shares"), in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction (as amended, the "Transaction Agreement").

Read SEC document
January 04, 2024 Filed Jan 12, 2024 10:39 UTC Amendment Arcadium Lithium plc ALTM · Entity 82280 GrantStock Option (Right to Buy) · Derivative 64,160 Not disclosed Strike: $7.07 Not disclosed
Disclosure

SEC source: 0000950103-24-000615 · dp205215_4a-ponessa.xml · derivative · entry 2

Ponessa Sara · CIK 0001752727 · General Counsel, VP & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,160

Underlying: Ordinary Shares · 64,160 shares

Expires 2028-10-10

F1 · security: The original Form 4, filed on January 8, 2024, is being amended by this Form 4 amendment to correct an error which omitted these tranches from the list of stock options to purchase common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Options") beneficially owned by the reporting person as of January 4, 2024 and converted in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction (as amended, the "Transaction Agreement")

F2 · shares: Represents the conversion of Livent Options into stock options to purchase ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

F2 · price: Represents the conversion of Livent Options into stock options to purchase ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

Read SEC document
January 04, 2024 Filed Jan 12, 2024 10:39 UTC Amendment Arcadium Lithium plc ALTM · Entity 82280 GrantStock Option (Right to Buy) · Derivative 64,160 Not disclosed Strike: $7.07 Not disclosed
Disclosure

SEC source: 0000950103-24-000615 · dp205215_4a-ponessa.xml · derivative · entry 1

Ponessa Sara · CIK 0001752727 · General Counsel, VP & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,160

Underlying: Ordinary Shares · 64,160 shares

Expires 2028-10-10

F1 · security: The original Form 4, filed on January 8, 2024, is being amended by this Form 4 amendment to correct an error which omitted these tranches from the list of stock options to purchase common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Options") beneficially owned by the reporting person as of January 4, 2024 and converted in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction (as amended, the "Transaction Agreement")

F2 · shares: Represents the conversion of Livent Options into stock options to purchase ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

F2 · price: Represents the conversion of Livent Options into stock options to purchase ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

Read SEC document
December 22, 2023 Filed Dec 27, 2023 16:06 UTC Livent Corp. LTHM · Entity 95365 Tax withholdingCommon Stock 1,416 $16.44 $23,279.04
Disclosure

SEC source: 0000950103-23-017979 · dp204479_4-ponessa.xml · nonDerivative · entry 4

Ponessa Sara · CIK 0001752727 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,359

Read SEC document
December 22, 2023 Filed Dec 27, 2023 16:06 UTC Livent Corp. LTHM · Entity 95365 GrantCommon Stock 4,576 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-017979 · dp204479_4-ponessa.xml · nonDerivative · entry 3

Ponessa Sara · CIK 0001752727 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,775

F1 · shares: Represents shares vested at target level pursuant to certain performance-based restricted stock awards ("PSUs") previously granted to the reporting person. The vesting of these PSUs was accelerated from January 4, 2024, the expected closing date of the merger between the issuer and Allkem Limited, to December 22, 2023.

Read SEC document
December 22, 2023 Filed Dec 27, 2023 16:06 UTC Livent Corp. LTHM · Entity 95365 Tax withholdingCommon Stock 1,208 $16.44 $19,859.52
Disclosure

SEC source: 0000950103-23-017979 · dp204479_4-ponessa.xml · nonDerivative · entry 2

Ponessa Sara · CIK 0001752727 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,199

Read SEC document
December 22, 2023 Filed Dec 27, 2023 16:06 UTC Livent Corp. LTHM · Entity 95365 GrantCommon Stock 3,903 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-017979 · dp204479_4-ponessa.xml · nonDerivative · entry 1

Ponessa Sara · CIK 0001752727 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,407

F1 · shares: Represents shares vested at target level pursuant to certain performance-based restricted stock awards ("PSUs") previously granted to the reporting person. The vesting of these PSUs was accelerated from January 4, 2024, the expected closing date of the merger between the issuer and Allkem Limited, to December 22, 2023.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 17:13 UTC Livent Corp. LTHM · Entity 95365 GrantStock Option (Right to Buy) · Derivative 12,202 $0.00 Strike: $23.33 $0.00
Disclosure

SEC source: 0001062993-23-004858 · form4.xml · derivative · entry 2

Ponessa Sara · CIK 0001752727 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,202

Underlying: Common Stock · 12,202 shares

Expires 2033-02-22

F1 · shares: Reflects the grant of stock options to purchase shares of common stock of the Issuer under the Issuer's Incentive Compensation and Stock Plan (the "Plan"). The stock options are scheduled to vest and become exercisable in full on the third anniversary of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. The stock options will expire on the tenth anniversary of the date of grant.

F1 · derivative.exercise_date: Reflects the grant of stock options to purchase shares of common stock of the Issuer under the Issuer's Incentive Compensation and Stock Plan (the "Plan"). The stock options are scheduled to vest and become exercisable in full on the third anniversary of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. The stock options will expire on the tenth anniversary of the date of grant.

F1 · derivative.expiration_date: Reflects the grant of stock options to purchase shares of common stock of the Issuer under the Issuer's Incentive Compensation and Stock Plan (the "Plan"). The stock options are scheduled to vest and become exercisable in full on the third anniversary of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. The stock options will expire on the tenth anniversary of the date of grant.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 17:13 UTC Livent Corp. LTHM · Entity 95365 GrantCommon Stock 9,645 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004858 · form4.xml · nonDerivative · entry 1

Ponessa Sara · CIK 0001752727 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,504

Read SEC document
October 10, 2022 Filed Oct 12, 2022 12:54 UTC Livent Corp. LTHM · Entity 95365 Tax withholdingCommon Stock 2,446 $29.33 $71,741.18
Disclosure

SEC source: 0001062993-22-020728 · form4.xml · nonDerivative · entry 1

Ponessa Sara · CIK 0001752727 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,859

F1 · shares: In order to satisfy tax withholding obligations, the Reporting Person surrendered to the Issuer shares issued upon settlement of a restricted stock award previously reported on October 12, 2018.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 18:34 UTC Livent Corp. LTHM · Entity 95365 GrantStock Option (Right to Buy) · Derivative 11,591 $0.00 Strike: $21.01 $0.00
Disclosure

SEC source: 0001062993-22-005789 · form4.xml · derivative · entry 2

Ponessa Sara · CIK 0001752727 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,591

Underlying: Common Stock · 11,591 shares

Expires 2032-02-23

F1 · shares: Reflects the grant of stock options to purchase shares of common stock of the Issuer under the Issuer's Incentive Compensation and Stock Plan (the "Plan"). The stock options are scheduled to vest and become exercisable in full on the third anniversary of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. The stock options will expire on the tenth anniversary of the date of grant.

F1 · derivative.exercise_date: Reflects the grant of stock options to purchase shares of common stock of the Issuer under the Issuer's Incentive Compensation and Stock Plan (the "Plan"). The stock options are scheduled to vest and become exercisable in full on the third anniversary of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. The stock options will expire on the tenth anniversary of the date of grant.

F1 · derivative.expiration_date: Reflects the grant of stock options to purchase shares of common stock of the Issuer under the Issuer's Incentive Compensation and Stock Plan (the "Plan"). The stock options are scheduled to vest and become exercisable in full on the third anniversary of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. The stock options will expire on the tenth anniversary of the date of grant.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 18:34 UTC Livent Corp. LTHM · Entity 95365 GrantCommon Stock 7,735 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-005789 · form4.xml · nonDerivative · entry 1

Ponessa Sara · CIK 0001752727 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,305

Read SEC document
October 11, 2021 Filed Oct 13, 2021 15:06 UTC Livent Corp. LTHM · Entity 95365 Tax withholdingCommon Stock 2,419 $23.09 $55,854.71
Disclosure

SEC source: 0001879789-21-000009 · edgar.xml · nonDerivative · entry 1

Ponessa Sara · CIK 0001752727 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,570

Read SEC document
February 22, 2021 Filed Feb 24, 2021 15:44 UTC Livent Corp. LTHM · Entity 95365 GrantStock Option (Right to Buy) · Derivative 35,717 $0.00 Strike: $20.35 $0.00
Disclosure

SEC source: 0001192482-21-000169 · edgar.xml · derivative · entry 2

Ponessa Sara · CIK 0001752727 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,717

Underlying: Common Stock · 35,717 shares

Expires 2031-02-22

Read SEC document
February 22, 2021 Filed Feb 24, 2021 15:44 UTC Livent Corp. LTHM · Entity 95365 GrantCommon Stock 10,285 $0.00 $0.00
Disclosure

SEC source: 0001192482-21-000169 · edgar.xml · nonDerivative · entry 1

Ponessa Sara · CIK 0001752727 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,989

Read SEC document
February 17, 2021 Filed Feb 19, 2021 15:44 UTC Livent Corp. LTHM · Entity 95365 Tax withholdingCommon Stock 616 $22.77 $14,026.32
Disclosure

SEC source: 0001192482-21-000164 · edgar.xml · nonDerivative · entry 1

Ponessa Sara · CIK 0001752727 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,704

Read SEC document
March 03, 2020 Filed Mar 5, 2020 13:41 UTC Livent Corp. LTHM · Entity 95365 Tax withholdingCommon Stock 963 $9.73 $9,369.99
Disclosure

SEC source: 0001127602-20-009562 · form4.xml · nonDerivative · entry 1

Ponessa Sara · CIK 0001752727 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,320

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:18 UTC Livent Corp. LTHM · Entity 95365 GrantCommon Stock 4,812 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-19-003077 · dp103210_4-ponessa.xml · nonDerivative · entry 1

Ponessa Sara · CIK 0001752727 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,283

F1 · shares: Represents the grant of restricted stock units ("Livent RSUs") with respect to shares of common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), upon the conversion of restricted stock units with respect to shares of common stock of FMC Corporation ("FMC"), par value $0.10 per share ("FMC Common Stock"), held by the Reporting Person as of March 1, 2019, in accordance with the terms of the Amended and Restated Employee Matters Agreement, dated as of February 4, 2019, by and between Livent and FMC ("EMA") and the anti-dilution adjustment provisions under the FMC Incentive Compensation and Stock Plan ("FMC Plan"), in connection with the prorata spinoff distribution ("Distribution") by FMC of all of its shares of Livent Common Stock to the holders of record of FMC Common Stock on February 25, 2019 ("Record Date").

F2 · shares: The Livent RSUs were granted pursuant to the Livent Corporation Incentive Compensation and Stock Plan ("Livent Plan") in a manner intended to preserve the aggregate intrinsic value of the awards, and are generally subject to the same terms and conditions (including vesting and payment schedules) as applicable to the corresponding FMC restricted stock units.

F1 · price: Represents the grant of restricted stock units ("Livent RSUs") with respect to shares of common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), upon the conversion of restricted stock units with respect to shares of common stock of FMC Corporation ("FMC"), par value $0.10 per share ("FMC Common Stock"), held by the Reporting Person as of March 1, 2019, in accordance with the terms of the Amended and Restated Employee Matters Agreement, dated as of February 4, 2019, by and between Livent and FMC ("EMA") and the anti-dilution adjustment provisions under the FMC Incentive Compensation and Stock Plan ("FMC Plan"), in connection with the prorata spinoff distribution ("Distribution") by FMC of all of its shares of Livent Common Stock to the holders of record of FMC Common Stock on February 25, 2019 ("Record Date").

F2 · price: The Livent RSUs were granted pursuant to the Livent Corporation Incentive Compensation and Stock Plan ("Livent Plan") in a manner intended to preserve the aggregate intrinsic value of the awards, and are generally subject to the same terms and conditions (including vesting and payment schedules) as applicable to the corresponding FMC restricted stock units.

Read SEC document
October 10, 2018 Filed Oct 12, 2018 16:20 UTC Livent Corp. LTHM · Entity 95365 GrantStock Option (right to purchase) · Derivative 53,334 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0000950103-18-011970 · dp96873_4-ponessa.xml · derivative · entry 2

Ponessa Sara · CIK 0001752727 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,334

Underlying: Common Stock · 53,334 shares

Expires not disclosed

F2 · shares: Reflects the grant of stock options to purchase shares of common stock of the Issuer under the Plan. The stock options are scheduled to vest and become exercisable 50% on each of the third and fourth anniversaries of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. The stock options will expire on the tenth anniversary of the date of grant.

F2 · derivative.exercise_date: Reflects the grant of stock options to purchase shares of common stock of the Issuer under the Plan. The stock options are scheduled to vest and become exercisable 50% on each of the third and fourth anniversaries of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. The stock options will expire on the tenth anniversary of the date of grant.

F2 · derivative.expiration_date: Reflects the grant of stock options to purchase shares of common stock of the Issuer under the Plan. The stock options are scheduled to vest and become exercisable 50% on each of the third and fourth anniversaries of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. The stock options will expire on the tenth anniversary of the date of grant.

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October 10, 2018 Filed Oct 12, 2018 16:20 UTC Livent Corp. LTHM · Entity 95365 GrantCommon Stock 16,471 $0.00 $0.00
Disclosure

SEC source: 0000950103-18-011970 · dp96873_4-ponessa.xml · nonDerivative · entry 1

Ponessa Sara · CIK 0001752727 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,471

F1 · shares: Reflects the grant of restricted stock units under the Issuer's Incentive Compensation and Stock Plan (the "Plan"), which are scheduled to vest 50% on each of the third and fourth anniversaries of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.