Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRINKS COBCO · Entity 1087 | Director | April 28, 2026 | April 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRINKS CO
Report date April 28, 2026 · Filed April 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,422 |
Reported balance
After 2026-04-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-28 · Grant · Acquired 1,578 · Balance 3,422 F1: Each DSU represents the right to receive, at settlement, one share of Company Common Stock. F2: Subject to the terms and conditions of the 2024 Equity Incentive Plan and a DSU Award Agreement (the "Award Agreement"), the Reporting Person has been granted DSUs that vest upon the earlier of: (1) the one year anniversary of the grant date; and (2) the following year's annual meeting of shareholders, but in any event the DSUs shall not have a vesting period of less than six months. The vesting accelerates upon a change in control of The Company. The DSUs will be settled in Company common stock on a one-for-one basis upon vesting. Pursuant to terms of the Award Agreement, the DSUs will be forfeited if the director ceases to serve as a member of the Board of Directors of the Company prior to the expiration of the vesting period. |
Filing footnotes · ownership attribution and instrument terms
F1: Each DSU represents the right to receive, at settlement, one share of Company Common Stock.
F2: Subject to the terms and conditions of the 2024 Equity Incentive Plan and a DSU Award Agreement (the "Award Agreement"), the Reporting Person has been granted DSUs that vest upon the earlier of: (1) the one year anniversary of the grant date; and (2) the following year's annual meeting of shareholders, but in any event the DSUs shall not have a vesting period of less than six months. The vesting accelerates upon a change in control of The Company. The DSUs will be settled in Company common stock on a one-for-one basis upon vesting. Pursuant to terms of the Award Agreement, the DSUs will be forfeited if the director ceases to serve as a member of the Board of Directors of the Company prior to the expiration of the vesting period.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WADDELL & REED FINANCIAL INC
Report date April 30, 2021 · Filed April 30, 2021
Section 16 reporting ended · disclosed 2021-04-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A CommonSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-04-30 transaction · row 1
1 source rowRow 1 · 2021-04-30 · Disposition to issuer · Disposed 13,150 · Balance 0 F1: On April 30, 2021, pursuant to the Agreement and Plan of Merger, dated as of December 2, 2020 (the "Merger Agreement"), by and among Waddell & Reed Financial, Inc. (the "Company"), Macquarie Management Holdings, Inc. ("Parent"), Merry Merger Sub, Inc. ("Merger Sub"), and (solely for limited purposes) Macquarie Financial Holdings Pty Ltd, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. F2: (Continued from footnote 1) Pursuant to the Merger Agreement, each share of Class A Common Stock of the Company, par value $0.01 (the "Company Common Stock"), (including each share of restricted Company Common Stock which vested immediately prior to the effective time of the Merger (the "Effective Time")) issued and outstanding immediately prior to the Effective Time (other than shares of Company Common Stock directly owned and held by Parent or Merger Sub) was converted into the right to receive $25.00 per share in cash, without interest (the "Merger Consideration") and subject to any withholding of taxes required by applicable law in accordance with the Merger Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-04-30 · Disposition to issuer · Disposed 4,937 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding restricted stock unit was terminated and cancelled as of immediately prior to the Effective Time and converted into the right to receive a cash payment equal to (i) (A) the Merger Consideration, multiplied by (B) the number of shares of Company Common Stock subject to such restricted stock unit immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock unit, net of any taxes withheld pursuant to the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 30, 2021, pursuant to the Agreement and Plan of Merger, dated as of December 2, 2020 (the "Merger Agreement"), by and among Waddell & Reed Financial, Inc. (the "Company"), Macquarie Management Holdings, Inc. ("Parent"), Merry Merger Sub, Inc. ("Merger Sub"), and (solely for limited purposes) Macquarie Financial Holdings Pty Ltd, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent.
F2: (Continued from footnote 1) Pursuant to the Merger Agreement, each share of Class A Common Stock of the Company, par value $0.01 (the "Company Common Stock"), (including each share of restricted Company Common Stock which vested immediately prior to the effective time of the Merger (the "Effective Time")) issued and outstanding immediately prior to the Effective Time (other than shares of Company Common Stock directly owned and held by Parent or Merger Sub) was converted into the right to receive $25.00 per share in cash, without interest (the "Merger Consideration") and subject to any withholding of taxes required by applicable law in accordance with the Merger Agreement.
F3: Pursuant to the Merger Agreement, each outstanding restricted stock unit was terminated and cancelled as of immediately prior to the Effective Time and converted into the right to receive a cash payment equal to (i) (A) the Merger Consideration, multiplied by (B) the number of shares of Company Common Stock subject to such restricted stock unit immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock unit, net of any taxes withheld pursuant to the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 28, 2026 Filed Apr 30, 2026 23:34 UTC | BRINKS CO BCO · Entity 1087 | GrantDeferred Stock Units · Derivative | 1,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001768495-26-000002 · wk-form4_1777592045.xml · derivative · entry 1 Andrade Kathie J. · CIK 0001768495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,422 Underlying: Common Stock · 1,578 shares Expires not disclosed F1 · derivative.exercise_price: Each DSU represents the right to receive, at settlement, one share of Company Common Stock. F2 · derivative.exercise_date: Subject to the terms and conditions of the 2024 Equity Incentive Plan and a DSU Award Agreement (the "Award Agreement"), the Reporting Person has been granted DSUs that vest upon the earlier of: (1) the one year anniversary of the grant date; and (2) the following year's annual meeting of shareholders, but in any event the DSUs shall not have a vesting period of less than six months. The vesting accelerates upon a change in control of The Company. The DSUs will be settled in Company common stock on a one-for-one basis upon vesting. Pursuant to terms of the Award Agreement, the DSUs will be forfeited if the director ceases to serve as a member of the Board of Directors of the Company prior to the expiration of the vesting period. F2 · derivative.expiration_date: Subject to the terms and conditions of the 2024 Equity Incentive Plan and a DSU Award Agreement (the "Award Agreement"), the Reporting Person has been granted DSUs that vest upon the earlier of: (1) the one year anniversary of the grant date; and (2) the following year's annual meeting of shareholders, but in any event the DSUs shall not have a vesting period of less than six months. The vesting accelerates upon a change in control of The Company. The DSUs will be settled in Company common stock on a one-for-one basis upon vesting. Pursuant to terms of the Award Agreement, the DSUs will be forfeited if the director ceases to serve as a member of the Board of Directors of the Company prior to the expiration of the vesting period. Read SEC document |
| May 08, 2025 Filed May 13, 2025 00:43 UTC | BRINKS CO BCO · Entity 1087 | GrantDeferred Stock Units · Derivative | 1,844 | $0.00 | $0.00 |
DisclosureSEC source: 0000078890-25-000164 · wk-form4_1747096994.xml · derivative · entry 1 Andrade Kathie J. · CIK 0001768495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,844 Underlying: Common Stock · 1,844 shares Expires not disclosed F1 · derivative.exercise_price: Subject to the terms and conditions of the 2024 Equity Incentive Plan and a DSU Award Agreement (the "Award Agreement"), the Reporting Person has been granted DSUs that vest upon the earlier of: (1) the one year anniversary of the grant date; and (2) the following year's annual meeting of shareholders, but in any event the DSUs shall not have a vesting period of less than six months. The vesting accelerates upon a change in control of the Company. The DSUs will be settled in Company common stock on a one-for-one basis upon vesting. Pursuant to terms of the Award Agreement, the DSUs will be forfeited if the director ceases to serve as a member of the Board of Directors of the Company prior to the expiration of the vesting period. F1 · derivative.exercise_date: Subject to the terms and conditions of the 2024 Equity Incentive Plan and a DSU Award Agreement (the "Award Agreement"), the Reporting Person has been granted DSUs that vest upon the earlier of: (1) the one year anniversary of the grant date; and (2) the following year's annual meeting of shareholders, but in any event the DSUs shall not have a vesting period of less than six months. The vesting accelerates upon a change in control of the Company. The DSUs will be settled in Company common stock on a one-for-one basis upon vesting. Pursuant to terms of the Award Agreement, the DSUs will be forfeited if the director ceases to serve as a member of the Board of Directors of the Company prior to the expiration of the vesting period. F1 · derivative.expiration_date: Subject to the terms and conditions of the 2024 Equity Incentive Plan and a DSU Award Agreement (the "Award Agreement"), the Reporting Person has been granted DSUs that vest upon the earlier of: (1) the one year anniversary of the grant date; and (2) the following year's annual meeting of shareholders, but in any event the DSUs shall not have a vesting period of less than six months. The vesting accelerates upon a change in control of the Company. The DSUs will be settled in Company common stock on a one-for-one basis upon vesting. Pursuant to terms of the Award Agreement, the DSUs will be forfeited if the director ceases to serve as a member of the Board of Directors of the Company prior to the expiration of the vesting period. Read SEC document |
| May 02, 2025 Filed May 5, 2025 23:21 UTC | BRINKS CO BCO · Entity 1087 | GrantDeferred Stock Units · Derivative | 1,705 | $0.00 | $0.00 |
DisclosureSEC source: 0000078890-25-000142 · wk-form4_1746487300.xml · derivative · entry 2 Andrade Kathie J. · CIK 0001768495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,705 shares Expires not disclosed F2 · derivative.exercise_price: Each DSU represents the right to receive, at settlement, one share of Company Common Stock. F3 · derivative.exercise_date: This DSU award was granted on May 2, 2024 and vested in full on May 2, 2025. F3 · derivative.expiration_date: This DSU award was granted on May 2, 2024 and vested in full on May 2, 2025. Read SEC document |
| May 02, 2025 Filed May 5, 2025 23:21 UTC | BRINKS CO BCO · Entity 1087 | Exercise / conversionCommon Stock | 1,705 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000078890-25-000142 · wk-form4_1746487300.xml · nonDerivative · entry 1 Andrade Kathie J. · CIK 0001768495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of Deferred Stock Units ("DSUs") into The Brink's Company (the "Company") Common Stock. On May 2, 2025, 1,705 DSUs, which were granted to the Reporting Person on May 2, 2024, vested. Such DSUs were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on May 6, 2024. F2 · price: Each DSU represents the right to receive, at settlement, one share of Company Common Stock. Read SEC document |
| May 02, 2024 Filed May 6, 2024 21:30 UTC | BRINKS CO BCO · Entity 1087 | GrantDeferred Stock Units · Derivative | 1,705 | $0.00 | $0.00 |
DisclosureSEC source: 0000078890-24-000160 · wk-form4_1715031038.xml · derivative · entry 3 Andrade Kathie J. · CIK 0001768495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,705 Underlying: Common Stock · 1,705 shares Expires not disclosed F4 · derivative.exercise_price: Subject to the terms and conditions of the 2024 Equity Incentive Plan and a DSU Award Agreement (the "Award Agreement"), the Reporting Person has been granted DSUs that vest upon the earlier of: (1) the one year anniversary of the grant date; and (2) following year's annual meeting of shareholders (which is at least 50 weeks after the immediately preceding year's annual meeting). The vesting accelerates upon a change in control of the Company. The DSUs will be settled in Company common stock on a one-for-one basis upon vesting. Pursuant to the terms of the Award Agreement, the DSUs will be forfeited if the director ceases to serve as a member of the Board of Directors of the Company prior to the expiration of the vesting period. F4 · derivative.exercise_date: Subject to the terms and conditions of the 2024 Equity Incentive Plan and a DSU Award Agreement (the "Award Agreement"), the Reporting Person has been granted DSUs that vest upon the earlier of: (1) the one year anniversary of the grant date; and (2) following year's annual meeting of shareholders (which is at least 50 weeks after the immediately preceding year's annual meeting). The vesting accelerates upon a change in control of the Company. The DSUs will be settled in Company common stock on a one-for-one basis upon vesting. Pursuant to the terms of the Award Agreement, the DSUs will be forfeited if the director ceases to serve as a member of the Board of Directors of the Company prior to the expiration of the vesting period. F4 · derivative.expiration_date: Subject to the terms and conditions of the 2024 Equity Incentive Plan and a DSU Award Agreement (the "Award Agreement"), the Reporting Person has been granted DSUs that vest upon the earlier of: (1) the one year anniversary of the grant date; and (2) following year's annual meeting of shareholders (which is at least 50 weeks after the immediately preceding year's annual meeting). The vesting accelerates upon a change in control of the Company. The DSUs will be settled in Company common stock on a one-for-one basis upon vesting. Pursuant to the terms of the Award Agreement, the DSUs will be forfeited if the director ceases to serve as a member of the Board of Directors of the Company prior to the expiration of the vesting period. Read SEC document |
| May 02, 2024 Filed May 6, 2024 21:30 UTC | BRINKS CO BCO · Entity 1087 | Exercise / conversionDeferred Stock Units · Derivative | 2,402 | $0.00 | $0.00 |
DisclosureSEC source: 0000078890-24-000160 · wk-form4_1715031038.xml · derivative · entry 2 Andrade Kathie J. · CIK 0001768495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,402 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each DSU represents the right to receive, at settlement, one share of Company Common Stock. F3 · derivative.exercise_date: This DSU award was granted on May 5, 2023 and vested in full on May 2, 2024. F3 · derivative.expiration_date: This DSU award was granted on May 5, 2023 and vested in full on May 2, 2024. Read SEC document |
| May 02, 2024 Filed May 6, 2024 21:30 UTC | BRINKS CO BCO · Entity 1087 | Exercise / conversionCommon Stock | 2,402 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000078890-24-000160 · wk-form4_1715031038.xml · nonDerivative · entry 1 Andrade Kathie J. · CIK 0001768495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of Deferred Stock Units ("DSUs") into The Brink's Company (the "Company") Common Stock. On May 2, 2024, 2,402 DSUs, which were granted to the Reporting Person on May 5, 2023, vested. Such DSUs were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on May 9, 2023. F2 · price: Each DSU represents the right to receive, at settlement, one share of Company Common Stock. Read SEC document |
| May 05, 2023 Filed May 10, 2023 00:46 UTC | BRINKS CO BCO · Entity 1087 | GrantDeferred Stock Units · Derivative | 2,402 | $0.00 | $0.00 |
DisclosureSEC source: 0000078890-23-000245 · wf-form4_168367959295009.xml · derivative · entry 3 Andrade Kathie J. · CIK 0001768495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,402 Underlying: Common Stock · 2,402 shares Expires not disclosed F4 · derivative.exercise_price: Subject to the terms and conditions of the 2017 Equity Incentive Plan and a DSU Award Agreement (the "Award Agreement"), the Reporting Person has been granted DSUs that vest upon the earlier of: (1) the one year anniversary of the grant date; and (2) the following year's annual meeting of shareholders, but in any event the DSUs shall not have a vesting period of less than six months. The vesting accelerates upon a change in control of The Company. The DSUs will be settled in Company common stock on a one-for-one basis upon vesting. Pursuant to terms of the Award Agreement, the DSUs will be forfeited if the director ceases to serve as a member of the Board of Directors of the Company prior to the expiration of the vesting period. F4 · derivative.exercise_date: Subject to the terms and conditions of the 2017 Equity Incentive Plan and a DSU Award Agreement (the "Award Agreement"), the Reporting Person has been granted DSUs that vest upon the earlier of: (1) the one year anniversary of the grant date; and (2) the following year's annual meeting of shareholders, but in any event the DSUs shall not have a vesting period of less than six months. The vesting accelerates upon a change in control of The Company. The DSUs will be settled in Company common stock on a one-for-one basis upon vesting. Pursuant to terms of the Award Agreement, the DSUs will be forfeited if the director ceases to serve as a member of the Board of Directors of the Company prior to the expiration of the vesting period. F4 · derivative.expiration_date: Subject to the terms and conditions of the 2017 Equity Incentive Plan and a DSU Award Agreement (the "Award Agreement"), the Reporting Person has been granted DSUs that vest upon the earlier of: (1) the one year anniversary of the grant date; and (2) the following year's annual meeting of shareholders, but in any event the DSUs shall not have a vesting period of less than six months. The vesting accelerates upon a change in control of The Company. The DSUs will be settled in Company common stock on a one-for-one basis upon vesting. Pursuant to terms of the Award Agreement, the DSUs will be forfeited if the director ceases to serve as a member of the Board of Directors of the Company prior to the expiration of the vesting period. Read SEC document |
| May 05, 2023 Filed May 10, 2023 00:46 UTC | BRINKS CO BCO · Entity 1087 | Exercise / conversionDeferred Stock Units · Derivative | 2,652 | $0.00 | $0.00 |
DisclosureSEC source: 0000078890-23-000245 · wf-form4_168367959295009.xml · derivative · entry 2 Andrade Kathie J. · CIK 0001768495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each DSU represents the right to receive, at settlement, one share of Company Common Stock. F3 · derivative.exercise_date: This DSU award was granted on May 6, 2022 and vested in full on May 5, 2023. F3 · derivative.expiration_date: This DSU award was granted on May 6, 2022 and vested in full on May 5, 2023. Read SEC document |
| May 05, 2023 Filed May 10, 2023 00:46 UTC | BRINKS CO BCO · Entity 1087 | Exercise / conversionCommon Stock | 2,652 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000078890-23-000245 · wf-form4_168367959295009.xml · nonDerivative · entry 1 Andrade Kathie J. · CIK 0001768495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of Deferred Stock Units ("DSUs") into The Brink's Company (the "Company") Common Stock. On May 5, 2023, 2,652 DSUs, which were granted to the Reporting Person on May 6, 2022, vested. Such DSUs were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on May 10, 2022. F2 · price: Each DSU represents the right to receive, at settlement, one share of Company Common Stock. Read SEC document |
| May 06, 2022 Filed May 11, 2022 00:46 UTC | BRINKS CO BCO · Entity 1087 | GrantDeferred Stock Units · Derivative | 2,652 | $0.00 | $0.00 |
DisclosureSEC source: 0000078890-22-000232 · wf-form4_165222997555555.xml · derivative · entry 3 Andrade Kathie J. · CIK 0001768495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,652 Underlying: Common Stock · 2,652 shares Expires not disclosed F4 · derivative.exercise_price: Subject to the terms and conditions of the 2017 Equity Incentive Plan and a DSU Award Agreement (the "Award Agreement"), the Reporting Person has been granted DSUs that vest upon the earlier of: (1) the one year anniversary of the grant date; and (2) the following year's annual meeting of shareholders, but in any event the DSUs shall not have a vesting period of less than six months. The vesting accelerates upon a change in control of The Company. The DSUs will be settled in Company common stock on a one-for-one basis upon vesting. Pursuant to terms of the Award Agreement, the DSUs will be forfeited if the director ceases to serve as a member of the Board of Directors of the Company prior to the expiration of the vesting period. F4 · derivative.exercise_date: Subject to the terms and conditions of the 2017 Equity Incentive Plan and a DSU Award Agreement (the "Award Agreement"), the Reporting Person has been granted DSUs that vest upon the earlier of: (1) the one year anniversary of the grant date; and (2) the following year's annual meeting of shareholders, but in any event the DSUs shall not have a vesting period of less than six months. The vesting accelerates upon a change in control of The Company. The DSUs will be settled in Company common stock on a one-for-one basis upon vesting. Pursuant to terms of the Award Agreement, the DSUs will be forfeited if the director ceases to serve as a member of the Board of Directors of the Company prior to the expiration of the vesting period. F4 · derivative.expiration_date: Subject to the terms and conditions of the 2017 Equity Incentive Plan and a DSU Award Agreement (the "Award Agreement"), the Reporting Person has been granted DSUs that vest upon the earlier of: (1) the one year anniversary of the grant date; and (2) the following year's annual meeting of shareholders, but in any event the DSUs shall not have a vesting period of less than six months. The vesting accelerates upon a change in control of The Company. The DSUs will be settled in Company common stock on a one-for-one basis upon vesting. Pursuant to terms of the Award Agreement, the DSUs will be forfeited if the director ceases to serve as a member of the Board of Directors of the Company prior to the expiration of the vesting period. Read SEC document |
| May 06, 2022 Filed May 11, 2022 00:46 UTC | BRINKS CO BCO · Entity 1087 | Exercise / conversionDeferred Stock Units · Derivative | 1,818 | $0.00 | $0.00 |
DisclosureSEC source: 0000078890-22-000232 · wf-form4_165222997555555.xml · derivative · entry 2 Andrade Kathie J. · CIK 0001768495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,818 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each DSU represents the right to receive, at settlement, one share of Company Common Stock. F3 · derivative.exercise_date: This DSU award was granted on May 7, 2021 and vested in full on May 6, 2022. F3 · derivative.expiration_date: This DSU award was granted on May 7, 2021 and vested in full on May 6, 2022. Read SEC document |
| May 06, 2022 Filed May 11, 2022 00:46 UTC | BRINKS CO BCO · Entity 1087 | Exercise / conversionCommon Stock | 1,818 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000078890-22-000232 · wf-form4_165222997555555.xml · nonDerivative · entry 1 Andrade Kathie J. · CIK 0001768495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of Deferred Stock Units ("DSUs") into The Brink's Company (the "Company") Common Stock. On May 6, 2022, 1,818 DSUs, which were granted to the Reporting Person on May 7, 2021, vested. Such DSUs were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on May 11, 2021. F2 · price: Each DSU represents the right to receive, at settlement, one share of Company Common Stock. Read SEC document |
| May 07, 2021 Filed May 11, 2021 23:20 UTC | BRINKS CO BCO · Entity 1087 | GrantDeferred Stock Units · Derivative | 1,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-031873 · doc4.xml · derivative · entry 3 Andrade Kathie J. · CIK 0001768495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,818 Underlying: Common Stock · 1,818 shares Expires not disclosed F4 · derivative.exercise_price: Subject to the terms and conditions of the 2017 Equity Incentive Plan and a DSU Award Agreement (the "Award Agreement"), the Reporting Person has been granted DSUs that vest upon the earlier of: (1) the one year anniversary of the grant date; and (2) the following year's annual meeting of shareholders, but in any event the DSUs shall not have a vesting period of less than six months. The vesting accelerates upon a change in control of The Company. The DSUs will be settled in Company common stock on a one-for-one basis upon vesting. Pursuant to terms of the Award Agreement, the DSUs will be forfeited if the director ceases to serve as a member of the Board of Directors of the Company prior to the expiration of the vesting period. F4 · derivative.exercise_date: Subject to the terms and conditions of the 2017 Equity Incentive Plan and a DSU Award Agreement (the "Award Agreement"), the Reporting Person has been granted DSUs that vest upon the earlier of: (1) the one year anniversary of the grant date; and (2) the following year's annual meeting of shareholders, but in any event the DSUs shall not have a vesting period of less than six months. The vesting accelerates upon a change in control of The Company. The DSUs will be settled in Company common stock on a one-for-one basis upon vesting. Pursuant to terms of the Award Agreement, the DSUs will be forfeited if the director ceases to serve as a member of the Board of Directors of the Company prior to the expiration of the vesting period. F4 · derivative.expiration_date: Subject to the terms and conditions of the 2017 Equity Incentive Plan and a DSU Award Agreement (the "Award Agreement"), the Reporting Person has been granted DSUs that vest upon the earlier of: (1) the one year anniversary of the grant date; and (2) the following year's annual meeting of shareholders, but in any event the DSUs shall not have a vesting period of less than six months. The vesting accelerates upon a change in control of The Company. The DSUs will be settled in Company common stock on a one-for-one basis upon vesting. Pursuant to terms of the Award Agreement, the DSUs will be forfeited if the director ceases to serve as a member of the Board of Directors of the Company prior to the expiration of the vesting period. Read SEC document |
| May 07, 2021 Filed May 11, 2021 23:20 UTC | BRINKS CO BCO · Entity 1087 | Exercise / conversionDeferred Stock Units · Derivative | 3,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-031873 · doc4.xml · derivative · entry 2 Andrade Kathie J. · CIK 0001768495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,089 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each DSU represents the right to receive, at settlement, one share of Company Common Stock. F3 · derivative.exercise_date: This DSU award was granted on May 8, 2020 and vested in full on May 7, 2021. F3 · derivative.expiration_date: This DSU award was granted on May 8, 2020 and vested in full on May 7, 2021. Read SEC document |
| May 07, 2021 Filed May 11, 2021 23:20 UTC | BRINKS CO BCO · Entity 1087 | Exercise / conversionCommon Stock | 3,089 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-031873 · doc4.xml · nonDerivative · entry 1 Andrade Kathie J. · CIK 0001768495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of Deferred Stock Units ("DSUs") into The Brink's Company (the "Company") Common Stock. On May 7, 2021, 3,089 DSUs, which were granted to the Reporting Person on May 8, 2020, vested. Such DSUs were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on May 12, 2020. F2 · price: Each DSU represents the right to receive, at settlement, one share of Company Common Stock. Read SEC document |
| April 30, 2021 Filed Apr 30, 2021 17:05 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | Disposition to issuerRestricted Stock Units · Derivative | 4,937 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-059171 · tm2114278-1_4seq1.xml · derivative · entry 2 Andrade Kathie J. · CIK 0001768495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common · 4,937 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the Merger Agreement, each outstanding restricted stock unit was terminated and cancelled as of immediately prior to the Effective Time and converted into the right to receive a cash payment equal to (i) (A) the Merger Consideration, multiplied by (B) the number of shares of Company Common Stock subject to such restricted stock unit immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock unit, net of any taxes withheld pursuant to the Merger Agreement. F3 · price: Pursuant to the Merger Agreement, each outstanding restricted stock unit was terminated and cancelled as of immediately prior to the Effective Time and converted into the right to receive a cash payment equal to (i) (A) the Merger Consideration, multiplied by (B) the number of shares of Company Common Stock subject to such restricted stock unit immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock unit, net of any taxes withheld pursuant to the Merger Agreement. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding restricted stock unit was terminated and cancelled as of immediately prior to the Effective Time and converted into the right to receive a cash payment equal to (i) (A) the Merger Consideration, multiplied by (B) the number of shares of Company Common Stock subject to such restricted stock unit immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock unit, net of any taxes withheld pursuant to the Merger Agreement. F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each outstanding restricted stock unit was terminated and cancelled as of immediately prior to the Effective Time and converted into the right to receive a cash payment equal to (i) (A) the Merger Consideration, multiplied by (B) the number of shares of Company Common Stock subject to such restricted stock unit immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock unit, net of any taxes withheld pursuant to the Merger Agreement. Read SEC document |
| April 30, 2021 Filed Apr 30, 2021 17:05 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | Disposition to issuerClass A Common | 13,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-059171 · tm2114278-1_4seq1.xml · nonDerivative · entry 1 Andrade Kathie J. · CIK 0001768495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On April 30, 2021, pursuant to the Agreement and Plan of Merger, dated as of December 2, 2020 (the "Merger Agreement"), by and among Waddell & Reed Financial, Inc. (the "Company"), Macquarie Management Holdings, Inc. ("Parent"), Merry Merger Sub, Inc. ("Merger Sub"), and (solely for limited purposes) Macquarie Financial Holdings Pty Ltd, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. F2 · price: (Continued from footnote 1) Pursuant to the Merger Agreement, each share of Class A Common Stock of the Company, par value $0.01 (the "Company Common Stock"), (including each share of restricted Company Common Stock which vested immediately prior to the effective time of the Merger (the "Effective Time")) issued and outstanding immediately prior to the Effective Time (other than shares of Company Common Stock directly owned and held by Parent or Merger Sub) was converted into the right to receive $25.00 per share in cash, without interest (the "Merger Consideration") and subject to any withholding of taxes required by applicable law in accordance with the Merger Agreement. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 17:03 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | GrantRestricted Stock Units · Derivative | 4,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001052100-21-000016 · edgar.xml · derivative · entry 2 Andrade Kathie J. · CIK 0001768495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,937 Underlying: Class A Common · 4,937 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, at Issuer's sole discretion, (i) a cash payment equal to the fair market value on the date immediately preceding the vesting date of one share of Issuer's Class A Common Stock or (ii) one share of Issuer's Class A Common Stock; provided, that, in the event of a Change of Control, each restricted stock unit shall be settled by cash payment. F2 · derivative.exercise_date: The restricted stock units will vest on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units will vest on the first anniversary of the grant date. Read SEC document |
| August 08, 2020 Filed Aug 11, 2020 20:37 UTC | BRINKS CO BCO · Entity 1087 | Exercise / conversionDeferred Stock Units · Derivative | 1,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-046140 · doc4.xml · derivative · entry 2 Andrade Kathie J. · CIK 0001768495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,089 Underlying: Common Stock · 1,013 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each DSU represents the right to receive, at settlement, one share of Company Common Stock. F3 · derivative.exercise_date: This pro-rated Deferred Stock Unit award was granted on August 8, 2019 and vested in full on August 8, 2020. F3 · derivative.expiration_date: This pro-rated Deferred Stock Unit award was granted on August 8, 2019 and vested in full on August 8, 2020. Read SEC document |
| August 08, 2020 Filed Aug 11, 2020 20:37 UTC | BRINKS CO BCO · Entity 1087 | Exercise / conversionCommon Stock | 1,013 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-046140 · doc4.xml · nonDerivative · entry 1 Andrade Kathie J. · CIK 0001768495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of pro-rated Deferred Stock Units ("DSUs") into The Brink's Company (the "Company") Common Stock. On August 8, 2020, 1,013 DSUs, which were granted to the Reporting Person on August 8, 2019, vested. Such DSUs were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on August 12, 2019. F2 · price: Each DSU represents the right to receive, at settlement, one share of Company Common Stock. Read SEC document |
| May 08, 2020 Filed May 12, 2020 21:26 UTC | BRINKS CO BCO · Entity 1087 | GrantDeferred Stock Units · Derivative | 3,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028590 · doc4.xml · derivative · entry 1 Andrade Kathie J. · CIK 0001768495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,102 Underlying: Common Stock · 3,089 shares Expires not disclosed F1 · derivative.exercise_price: Subject to the terms and conditions of the 2017 Equity Incentive Plan and a Deferred Stock Units Award Agreement (the "Award Agreement"), the Reporting Person has been granted Deferred Stock Units ("DSUs") that vest upon the earlier of: (1) the one year anniversary of the grant date; and (2) the following year's annual meeting of shareholders, but in any event the DSUs shall not have a vesting period of less than six months. The vesting accelerates upon a change in control of The Brink's Company (the "Company"). The DSUs will be settled in Company common stock on a one-for-one basis upon vesting. Pursuant to terms of the Award Agreement, the DSUs will be forfeited if the director ceases to serve as a member of the Board of Directors of the Company prior to the expiration of the vesting period. F1 · derivative.exercise_date: Subject to the terms and conditions of the 2017 Equity Incentive Plan and a Deferred Stock Units Award Agreement (the "Award Agreement"), the Reporting Person has been granted Deferred Stock Units ("DSUs") that vest upon the earlier of: (1) the one year anniversary of the grant date; and (2) the following year's annual meeting of shareholders, but in any event the DSUs shall not have a vesting period of less than six months. The vesting accelerates upon a change in control of The Brink's Company (the "Company"). The DSUs will be settled in Company common stock on a one-for-one basis upon vesting. Pursuant to terms of the Award Agreement, the DSUs will be forfeited if the director ceases to serve as a member of the Board of Directors of the Company prior to the expiration of the vesting period. F1 · derivative.expiration_date: Subject to the terms and conditions of the 2017 Equity Incentive Plan and a Deferred Stock Units Award Agreement (the "Award Agreement"), the Reporting Person has been granted Deferred Stock Units ("DSUs") that vest upon the earlier of: (1) the one year anniversary of the grant date; and (2) the following year's annual meeting of shareholders, but in any event the DSUs shall not have a vesting period of less than six months. The vesting accelerates upon a change in control of The Brink's Company (the "Company"). The DSUs will be settled in Company common stock on a one-for-one basis upon vesting. Pursuant to terms of the Award Agreement, the DSUs will be forfeited if the director ceases to serve as a member of the Board of Directors of the Company prior to the expiration of the vesting period. F2 · balance_after: Includes 1,013 DSUs that have not yet vested. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 17:38 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | GrantClass A Common | 7,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001052100-20-000001 · edgar.xml · nonDerivative · entry 1 Andrade Kathie J. · CIK 0001768495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,150 F1 · shares: Represents shares of restricted Class A Common Stock that vest on the one-year anniversary of the grant date. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 22:18 UTC | BRINKS CO BCO · Entity 1087 | GrantDeferred Stock Units · Derivative | 1,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045598 · doc4.xml · derivative · entry 1 Andrade Kathie J. · CIK 0001768495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013 Underlying: Common Stock · 1,013 shares Expires not disclosed F1 · derivative.exercise_price: Subject to the terms and conditions of the 2017 Equity Incentive Plan and a Deferred Stock Units Award Agreement (the "Award Agreement"), the Reporting Person has been granted a pro-rated annual DSU award, upon her appointment to the Board. The DSUs are subject to a one year vesting period that accelerates upon a change in control of the Company. The DSUs will be settled in Company Common Stock on a one-for-one basis upon vesting. Pursuant to terms of the Award Agreement, the DSUs will be forfeited if the Reporting Person ceases to serve as a member of the Board of Directors of the Company prior to the expiration of the vesting period. F1 · derivative.exercise_date: Subject to the terms and conditions of the 2017 Equity Incentive Plan and a Deferred Stock Units Award Agreement (the "Award Agreement"), the Reporting Person has been granted a pro-rated annual DSU award, upon her appointment to the Board. The DSUs are subject to a one year vesting period that accelerates upon a change in control of the Company. The DSUs will be settled in Company Common Stock on a one-for-one basis upon vesting. Pursuant to terms of the Award Agreement, the DSUs will be forfeited if the Reporting Person ceases to serve as a member of the Board of Directors of the Company prior to the expiration of the vesting period. F1 · derivative.expiration_date: Subject to the terms and conditions of the 2017 Equity Incentive Plan and a Deferred Stock Units Award Agreement (the "Award Agreement"), the Reporting Person has been granted a pro-rated annual DSU award, upon her appointment to the Board. The DSUs are subject to a one year vesting period that accelerates upon a change in control of the Company. The DSUs will be settled in Company Common Stock on a one-for-one basis upon vesting. Pursuant to terms of the Award Agreement, the DSUs will be forfeited if the Reporting Person ceases to serve as a member of the Board of Directors of the Company prior to the expiration of the vesting period. Read SEC document |
| March 03, 2019 Filed Mar 5, 2019 17:22 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | GrantClass A Common | 5,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001052100-19-000028 · edgar.xml · nonDerivative · entry 1 Andrade Kathie J. · CIK 0001768495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,646 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.