Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 2U, Inc.TWOU · Entity 89183 | Chief Operating Officer | May 09, 2017 | May 11, 2017 |
| Primo Brands CorpPRMB · Entity 3622 | Director | April 28, 2026 | April 30, 2026 |
| Primo Water Corp /CN/PRMW · Entity 86195 | Director | November 08, 2024 | November 12, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
2U, Inc.
Report date May 09, 2017 · Filed May 11, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,126 |
Reported balance
After 2017-05-09 transaction · row 1
1 source rowRow 1 · 2017-05-09 · Tax withholding · Disposed 1,634 · Balance 37,126 |
Primo Brands Corp
Report date April 28, 2026 · Filed April 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 81,360 |
Reported balance
After 2026-04-28 transaction · row 1
1 source rowRow 1 · 2026-04-28 · Grant · Acquired 8,887 · Balance 81,360 F1: Class A Common Stock was granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy. The Reporting Person has deferred receiving the Class A Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Class A Common Stock was granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy. The Reporting Person has deferred receiving the Class A Common Stock.
Primo Water Corp /CN/
Report date November 08, 2024 · Filed November 12, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-08 transaction · row 1
1 source rowRow 1 · 2024-11-08 · Disposition to issuer · Disposed 66,369 · Balance 0 F1: Pursuant to that certain Arrangement Agreement and Plan of Merger, dated June 16, 2024, (as amended, the "Arrangement Agreement"), by and among the Issuer, Triton Water Parent, Inc. ("BlueTriton"), Triton US HoldCo, Inc., a wholly-owned subsidiary of BlueTriton ("Primo Brands Corporation" formerly referred to as "NewCo"), Triton Merger Sub 1, Inc., a wholly-owned subsidiary of Primo Brands Corporation and 1000922661 Ontario Inc., a wholly-owned subsidiary of Primo Brands Corporation, the reported securities were disposed of in exchange for shares of Primo Brands Corporation Class A common stock at an exchange ratio of 1:1. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to that certain Arrangement Agreement and Plan of Merger, dated June 16, 2024, (as amended, the "Arrangement Agreement"), by and among the Issuer, Triton Water Parent, Inc. ("BlueTriton"), Triton US HoldCo, Inc., a wholly-owned subsidiary of BlueTriton ("Primo Brands Corporation" formerly referred to as "NewCo"), Triton Merger Sub 1, Inc., a wholly-owned subsidiary of Primo Brands Corporation and 1000922661 Ontario Inc., a wholly-owned subsidiary of Primo Brands Corporation, the reported securities were disposed of in exchange for shares of Primo Brands Corporation Class A common stock at an exchange ratio of 1:1.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Primo Water Holdings LLC
Report date March 02, 2020 · Filed March 04, 2020
Section 16 reporting ended · disclosed 2020-03-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-03-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-03-02 · Grant · Acquired 4,118 · Balance 33,086 F1: Represents an award of Common Stock made in connection with the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2020 by and among Primo Water Corporation, Cott Corporation ("Cott"), Cott Holdings Inc., Fore Acquisition Corporation and Fore Merger LLC (the "Merger Agreement") in compensation for services rendered by the reporting person as a director of the issuer for the period between the issuer's 2019 Annual Meeting of Stockholders and March 2, 2020. The number of shares issued was determined in accordance with the issuer's Amended and Restated Non-Employee Director Compensation Policy. Row 2 · 2020-03-02 · Disposition to issuer · Disposed 33,086 · Balance 0 F2: Disposed of pursuant to the Merger Agreement, whereby each share of Primo common stock will be exchanged for $5.04 in cash and 0.6549 common shares of Cott, or, at the election of the issuer's stockholders, for $14.00 in cash or 1.0229 common shares of Cott, subject to the proration procedures set forth in the Merger Agreement. The reporting person has agreed to elect to receive all stock consideration for her shares that are being disposed pursuant to the Merger Agreement, subject to the aforementioned proration procedures. On the effective date of the merger, the closing price of Cott's common stock was $14.62. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of Common Stock made in connection with the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2020 by and among Primo Water Corporation, Cott Corporation ("Cott"), Cott Holdings Inc., Fore Acquisition Corporation and Fore Merger LLC (the "Merger Agreement") in compensation for services rendered by the reporting person as a director of the issuer for the period between the issuer's 2019 Annual Meeting of Stockholders and March 2, 2020. The number of shares issued was determined in accordance with the issuer's Amended and Restated Non-Employee Director Compensation Policy.
F2: Disposed of pursuant to the Merger Agreement, whereby each share of Primo common stock will be exchanged for $5.04 in cash and 0.6549 common shares of Cott, or, at the election of the issuer's stockholders, for $14.00 in cash or 1.0229 common shares of Cott, subject to the proration procedures set forth in the Merger Agreement. The reporting person has agreed to elect to receive all stock consideration for her shares that are being disposed pursuant to the Merger Agreement, subject to the aforementioned proration procedures. On the effective date of the merger, the closing price of Cott's common stock was $14.62.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 28, 2026 Filed Apr 30, 2026 20:46 UTC | Primo Brands Corp PRMB · Entity 3622 | GrantClass A Common Stock | 8,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-020653 · ownership.xml · nonDerivative · entry 1 Cates Susan E. · CIK 0001602195 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,360 F1 · shares: Class A Common Stock was granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy. The Reporting Person has deferred receiving the Class A Common Stock. Read SEC document |
| May 01, 2025 Filed May 2, 2025 20:15 UTC | Primo Brands Corp PRMB · Entity 3622 | GrantClass A Common Stock | 5,317 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-062793 · ownership.xml · nonDerivative · entry 1 Cates Susan E. · CIK 0001602195 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,473 F1 · shares: Class A Common Stock was granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy. The Reporting Person has deferred receiving the Class A Common Stock. Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 17:41 UTC | Primo Water Corp /CN/ PRMW · Entity 86195 | Disposition to issuerCommon Shares | 66,369 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000884713-24-000105 · wk-form4_1731451256.xml · nonDerivative · entry 1 Cates Susan E. · CIK 0001602195 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to that certain Arrangement Agreement and Plan of Merger, dated June 16, 2024, (as amended, the "Arrangement Agreement"), by and among the Issuer, Triton Water Parent, Inc. ("BlueTriton"), Triton US HoldCo, Inc., a wholly-owned subsidiary of BlueTriton ("Primo Brands Corporation" formerly referred to as "NewCo"), Triton Merger Sub 1, Inc., a wholly-owned subsidiary of Primo Brands Corporation and 1000922661 Ontario Inc., a wholly-owned subsidiary of Primo Brands Corporation, the reported securities were disposed of in exchange for shares of Primo Brands Corporation Class A common stock at an exchange ratio of 1:1. Read SEC document |
| November 08, 2024 Filed Nov 14, 2024 02:33 UTC | Primo Brands Corp PRMB · Entity 3622 | GrantClass A Common Stock | 787 | $24.21 | $19,053.27 |
DisclosureSEC source: 0001140361-24-046608 · form4.xml · nonDerivative · entry 1 Cates Susan E. · CIK 0001602195 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,156 Read SEC document |
| May 08, 2024 Filed May 10, 2024 16:18 UTC | Primo Water Corp /CN/ PRMW · Entity 86195 | GrantCommon Shares | 6,713 | $20.11 | $134,998.43 |
DisclosureSEC source: 0000884713-24-000040 · wk-form4_1715372270.xml · nonDerivative · entry 1 Cates Susan E. · CIK 0001602195 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,369 F1 · shares: Common Shares were issued pursuant to the Primo Water Corporation 2018 Equity Incentive Plan in payment of the reporting person's annual director fee. The number of shares was calculated by dividing $135,000 (the cash amount of the annual director fee) by $20.11 (the closing price of the Common Shares on the New York Stock Exchange on May 8, 2024). Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 16:18 UTC | Primo Water Corp /CN/ PRMW · Entity 86195 | GrantCommon Shares | 10,489 | $12.87 | $134,993.43 |
DisclosureSEC source: 0000884713-23-000040 · wf-form4_168573706364560.xml · nonDerivative · entry 1 Cates Susan E. · CIK 0001602195 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,656 F1 · shares: Common Shares were issued pursuant to the Primo Water Corporation 2018 Equity Incentive Plan in payment of the reporting person's annual director fee. The number of shares was calculated by dividing $135,000 (the cash amount of the annual director fee) by $12.87 (the closing price of the Common Shares on the New York Stock Exchange on May 31, 2023). Read SEC document |
| May 13, 2022 Filed May 17, 2022 16:31 UTC | Primo Water Corp /CN/ PRMW · Entity 86195 | GrantCommon Shares | 9,560 | $14.12 | $134,987.20 |
DisclosureSEC source: 0001209191-22-029658 · doc4.xml · nonDerivative · entry 1 Cates Susan E. · CIK 0001602195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,167 F1 · shares: Common Shares were issued pursuant to the Primo Water Corporation 2018 Equity Incentive Plan in payment of the reporting person's annual director fee. The number of shares was calculated by dividing $135,000 (the cash amount of the annual director fee) by $14.12 (the closing price of the Common Shares on the New York Stock Exchange on May 13, 2022). Read SEC document |
| May 07, 2021 Filed May 11, 2021 17:02 UTC | Primo Water Corp /CN/ PRMW · Entity 86195 | GrantCommon Shares | 7,092 | $16.92 | $119,996.64 |
DisclosureSEC source: 0001209191-21-031743 · doc4.xml · nonDerivative · entry 1 Cates Susan E. · CIK 0001602195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,607 F1 · shares: Common Shares were issued pursuant to the Amended and Restated Primo Water Corporation Equity Incentive Plan in payment of the reporting person's annual director fee. The number of shares was calculated by dividing $120,000 (the cash amount of the annual director fee) by $16.92 (the closing price of the Common Shares on the New York Stock Exchange on May 7, 2021). Read SEC document |
| May 08, 2020 Filed May 12, 2020 16:36 UTC | Primo Water Corp /CN/ PRMW · Entity 86195 | GrantCommon Shares | 10,610 | $11.31 | $119,999.10 |
DisclosureSEC source: 0001209191-20-028535 · doc4.xml · nonDerivative · entry 1 Cates Susan E. · CIK 0001602195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,515 F1 · shares: Common Shares were issued pursuant to the Amended and Restated Primo Water Corporation Equity Incentive Plan in payment of the reporting person's annual director fee. The number of shares was calculated by dividing $120,000 (the cash amount of the annual director fee) by $11.31 (the closing price of the Common Shares on the New York Stock Exchange on May 8, 2020). Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 16:40 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | Disposition to issuerCommon Stock | 33,086 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-016131 · doc4.xml · nonDerivative · entry 2 Cates Susan E. · CIK 0001602195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Disposed of pursuant to the Merger Agreement, whereby each share of Primo common stock will be exchanged for $5.04 in cash and 0.6549 common shares of Cott, or, at the election of the issuer's stockholders, for $14.00 in cash or 1.0229 common shares of Cott, subject to the proration procedures set forth in the Merger Agreement. The reporting person has agreed to elect to receive all stock consideration for her shares that are being disposed pursuant to the Merger Agreement, subject to the aforementioned proration procedures. On the effective date of the merger, the closing price of Cott's common stock was $14.62. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 16:40 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | GrantCommon Stock | 4,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016131 · doc4.xml · nonDerivative · entry 1 Cates Susan E. · CIK 0001602195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,086 F1 · shares: Represents an award of Common Stock made in connection with the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2020 by and among Primo Water Corporation, Cott Corporation ("Cott"), Cott Holdings Inc., Fore Acquisition Corporation and Fore Merger LLC (the "Merger Agreement") in compensation for services rendered by the reporting person as a director of the issuer for the period between the issuer's 2019 Annual Meeting of Stockholders and March 2, 2020. The number of shares issued was determined in accordance with the issuer's Amended and Restated Non-Employee Director Compensation Policy. Read SEC document |
| August 21, 2019 Filed Aug 22, 2019 13:25 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | PurchaseCommon Stock | 5,000 | $12.23 | $61,150.00 |
DisclosureSEC source: 0001209191-19-047104 · doc4.xml · nonDerivative · entry 1 Cates Susan E. · CIK 0001602195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,968 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.90 to $12.63, inclusive. The reporting person undertakes to provide to Primo Water Corporation, any security holder of Primo Water Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Footnote. Read SEC document |
| May 01, 2019 Filed May 3, 2019 16:35 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | GrantCommon Stock | 5,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027392 · doc4.xml · nonDerivative · entry 1 Cates Susan E. · CIK 0001602195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,968 F1 · shares: These restricted stock units may only be settled in shares of common stock and vest immediately. Read SEC document |
| December 11, 2018 Filed Mar 12, 2019 19:28 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | GiftCommon Stock | 9,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019003 · doc5.xml · nonDerivative · entry 2 Cates Susan E. · CIK 0001602195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,247 Read SEC document |
| October 03, 2018 Filed Mar 12, 2019 19:28 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | GiftCommon Stock | 6,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019003 · doc5.xml · nonDerivative · entry 1 Cates Susan E. · CIK 0001602195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,953 Read SEC document |
| May 02, 2018 Filed May 4, 2018 16:11 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | GrantCommon Stock | 3,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028089 · doc4.xml · nonDerivative · entry 1 Cates Susan E. · CIK 0001602195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,120 F1 · shares: These restricted stock units may only be settled in stock and vest immediately. Read SEC document |
| May 09, 2017 Filed May 11, 2017 17:58 UTC | 2U, Inc. TWOU · Entity 89183 | Tax withholdingCommon Stock | 1,634 | $41.56 | $67,909.04 |
DisclosureSEC source: 0001179110-17-007082 · edgar.xml · nonDerivative · entry 1 Cates Susan E. · CIK 0001602195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,126 Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 16:27 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | GrantCommon Stock | 4,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-028718 · doc4.xml · nonDerivative · entry 1 Cates Susan E. · CIK 0001602195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,549 F1 · shares: These restricted stock units may only be settled in stock and vest immediately. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 18:55 UTC | 2U, Inc. TWOU · Entity 89183 | GrantEmployee Stock Option (right to buy) · Derivative | 39,178 | $0.00 Strike: $39.66 | $0.00 |
DisclosureSEC source: 0001179110-17-005789 · edgar.xml · derivative · entry 2 Cates Susan E. · CIK 0001602195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,178 Underlying: Common stock · 39,178 shares Expires 2027-04-01 F3 · derivative.exercise_date: The option award will vest as follows: 25% of the underlying shares will vest on April 1, 2018, and the remaining 75% of the underlying shares will vest in equal monthly installments each month thereafter for 36 months, subject to the reporting person's continued service with the issuer as of the applicable vesting date. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 18:55 UTC | 2U, Inc. TWOU · Entity 89183 | GrantCommon Stock | 18,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-005789 · edgar.xml · nonDerivative · entry 1 Cates Susan E. · CIK 0001602195 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,760 F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The restricted stock unit award will vest as to one-fourth of the underlying shares on each of April 1, 2018, 2019, 2020 and 2021, subject to the reporting person's continued service with the issuer as of the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.