Cracas Teresa C

SEC source: 0001519774-26-000006 · primarydocument.xml · derivative · entry 3

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,386 shares

Expires 2027-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests in three annual installments beginning on the first anniversary of the date of grant.

F1 · derivative.expiration_date: The option vests in three annual installments beginning on the first anniversary of the date of grant.

SEC source: 0001519774-26-000006 · primarydocument.xml · nonDerivative · entry 2

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,442.704

SEC source: 0001519774-26-000006 · primarydocument.xml · nonDerivative · entry 1

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,879.704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001519774-26-000004 · primarydocument.xml · derivative · entry 13

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 830

Underlying: Common Stock · 415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The restricted stock units vested March 1, 2026, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2028.

F4 · derivative.expiration_date: The restricted stock units vested March 1, 2026, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2028.

SEC source: 0001519774-26-000004 · primarydocument.xml · derivative · entry 12

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 492

Underlying: Common Stock · 492 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The restricted stock units vested March 1, 2026, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2027.

F3 · derivative.expiration_date: The restricted stock units vested March 1, 2026, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2027.

SEC source: 0001519774-26-000004 · primarydocument.xml · derivative · entry 11

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vested March 1, 2026, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2026.

F2 · derivative.expiration_date: The restricted stock units vested March 1, 2026, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2026.

SEC source: 0001519774-26-000004 · primarydocument.xml · derivative · entry 10

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units became payable March 1, 2026. The performance goals were met at maximum level.

F1 · derivative.expiration_date: The restricted stock units became payable March 1, 2026. The performance goals were met at maximum level.

SEC source: 0001519774-26-000004 · primarydocument.xml · nonDerivative · entry 8

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,493.704

SEC source: 0001519774-26-000004 · primarydocument.xml · nonDerivative · entry 7

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,860.704

SEC source: 0001519774-26-000004 · primarydocument.xml · nonDerivative · entry 6

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,044.704

SEC source: 0001519774-26-000004 · primarydocument.xml · nonDerivative · entry 5

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,225.704

SEC source: 0001519774-26-000004 · primarydocument.xml · nonDerivative · entry 4

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,440.704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001519774-26-000004 · primarydocument.xml · nonDerivative · entry 3

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,017.704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001519774-26-000004 · primarydocument.xml · nonDerivative · entry 2

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,602.704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001519774-26-000004 · primarydocument.xml · nonDerivative · entry 1

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,080.704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001519774-26-000002 · primarydocument.xml · derivative · entry 5

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,623

Underlying: Common Stock · 12,623 shares

Expires 2036-02-25

F3 · derivative.exercise_date: The option vests in three annual installments beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The option vests in three annual installments beginning on the first anniversary of the date of grant.

SEC source: 0001519774-26-000002 · primarydocument.xml · derivative · entry 4

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,088

Underlying: Common Stock · 1,088 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units vest in three annual installments on March 1, as set forth in the grant agreement, if service requirements are met.

F2 · derivative.expiration_date: The restricted stock units vest in three annual installments on March 1, as set forth in the grant agreement, if service requirements are met.

SEC source: 0001519774-26-000002 · primarydocument.xml · derivative · entry 3

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,160

Underlying: Common Stock · 8,160 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest March 1, 2029 , as set forth in the grant agreement, if performance goals are met. The number of restricted stock units shown is the maximum number of such units that may vest.

F1 · derivative.expiration_date: The restricted stock units vest March 1, 2029 , as set forth in the grant agreement, if performance goals are met. The number of restricted stock units shown is the maximum number of such units that may vest.

SEC source: 0001519774-25-000004 · primarydocument.xml · nonDerivative · entry 1

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,588.704

SEC source: 0001562180-25-002106 · primarydocument.xml · derivative · entry 13

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 984

Underlying: Common Stock · 492 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The restricted stock units vested March 1, 2025, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2027.

F4 · derivative.expiration_date: The restricted stock units vested March 1, 2025, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2027.

SEC source: 0001562180-25-002106 · primarydocument.xml · derivative · entry 12

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 423

Underlying: Common Stock · 424 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The restricted stock units vested March 1, 2025, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2026.

F3 · derivative.expiration_date: The restricted stock units vested March 1, 2025, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2026.

SEC source: 0001562180-25-002106 · primarydocument.xml · derivative · entry 11

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vested March 1, 2025, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2025.

F2 · derivative.expiration_date: The restricted stock units vested March 1, 2025, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2025.

SEC source: 0001562180-25-002106 · primarydocument.xml · derivative · entry 10

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,365 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units became payable March 1, 2025. The performance goals were met at threshold level.

F1 · derivative.expiration_date: The restricted stock units became payable March 1, 2025. The performance goals were met at threshold level.

SEC source: 0001562180-25-002106 · primarydocument.xml · nonDerivative · entry 8

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,578.704

SEC source: 0001562180-25-002106 · primarydocument.xml · nonDerivative · entry 7

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,189.704

SEC source: 0001562180-25-002106 · primarydocument.xml · nonDerivative · entry 6

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,400.704

SEC source: 0001562180-25-002106 · primarydocument.xml · nonDerivative · entry 5

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,587.704

SEC source: 0001562180-25-002106 · primarydocument.xml · nonDerivative · entry 4

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,767.704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-25-002106 · primarydocument.xml · nonDerivative · entry 3

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,362.704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-25-002106 · primarydocument.xml · nonDerivative · entry 2

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,938.704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-25-002106 · primarydocument.xml · nonDerivative · entry 1

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,446.704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-25-001309 · primarydocument.xml · derivative · entry 5

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,569

Underlying: Common Stock · 14,569 shares

Expires 2035-02-17

F3 · derivative.exercise_date: The option vests in three annual installments beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The option vests in three annual installments beginning on the first anniversary of the date of grant.

SEC source: 0001562180-25-001309 · primarydocument.xml · derivative · entry 4

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,245

Underlying: Common Stock · 1,245 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units vest in three annual installments on March 1, as set forth in the grant agreement, if service requirements are met.

F2 · derivative.expiration_date: The restricted stock units vest in three annual installments on March 1, as set forth in the grant agreement, if service requirements are met.

SEC source: 0001562180-25-001309 · primarydocument.xml · derivative · entry 3

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,334

Underlying: Common Stock · 9,334 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest March 1, 2028, as set forth in the grant agreement, if performance goals are met. The number of restricted stock units shown is the maximum number of such units that may vest.

F1 · derivative.expiration_date: The restricted stock units vest March 1, 2028, as set forth in the grant agreement, if performance goals are met. The number of restricted stock units shown is the maximum number of such units that may vest.

SEC source: 0001562180-24-007775 · primarydocument.xml · nonDerivative · entry 1

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,081.704

SEC source: 0001562180-24-002224 · primarydocument.xml · derivative · entry 10

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The restricted stock units vested March 1, 2024, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2024.

F3 · derivative.expiration_date: The restricted stock units vested March 1, 2024, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2024.

SEC source: 0001562180-24-002224 · primarydocument.xml · derivative · entry 9

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 405

Underlying: Common Stock · 404 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vested March 1, 2024, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2025.

F2 · derivative.expiration_date: The restricted stock units vested March 1, 2024, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2025.

SEC source: 0001562180-24-002224 · primarydocument.xml · derivative · entry 8

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 847

Underlying: Common Stock · 423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units vested March 1, 2024, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2026.

F1 · derivative.expiration_date: The restricted stock units vested March 1, 2024, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2026.

SEC source: 0001562180-24-002224 · primarydocument.xml · nonDerivative · entry 6

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,071.704

SEC source: 0001562180-24-002224 · primarydocument.xml · nonDerivative · entry 5

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,191.704

SEC source: 0001562180-24-002224 · primarydocument.xml · nonDerivative · entry 4

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,342.704

SEC source: 0001562180-24-002224 · primarydocument.xml · nonDerivative · entry 3

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,461.704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-24-002224 · primarydocument.xml · nonDerivative · entry 2

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,038.704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-24-002224 · primarydocument.xml · nonDerivative · entry 1

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,634.704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-24-001498 · primarydocument.xml · derivative · entry 5

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,771

Underlying: Common Stock · 18,771 shares

Expires 2034-02-19

F3 · derivative.exercise_date: The option vests in three annual installments beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The option vests in three annual installments beginning on the first anniversary of the date of grant.

SEC source: 0001562180-24-001498 · primarydocument.xml · derivative · entry 4

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,476

Underlying: Common Stock · 1,476 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units vest in three annual installments on March 1, as set forth in the grant agreement, if service requirements are met.

F2 · derivative.expiration_date: The restricted stock units vest in three annual installments on March 1, as set forth in the grant agreement, if service requirements are met.

SEC source: 0001562180-24-001498 · primarydocument.xml · derivative · entry 3

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,066

Underlying: Common Stock · 11,066 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest March 1, 2027, as set forth in the grant agreement, if performance goals are met. The number of restricted stock units shown is the maximum number of such units that may vest.

F1 · derivative.expiration_date: The restricted stock units vest March 1, 2027, as set forth in the grant agreement, if performance goals are met. The number of restricted stock units shown is the maximum number of such units that may vest.

SEC source: 0001562180-23-007832 · primarydocument.xml · nonDerivative · entry 1

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,129.704

SEC source: 0001562180-23-002294 · primarydocument.xml · derivative · entry 10

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 809

Underlying: Common Stock · 405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The restricted stock units vested March 1, 2023, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2025.

F3 · derivative.expiration_date: The restricted stock units vested March 1, 2023, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2025.

SEC source: 0001562180-23-002294 · primarydocument.xml · derivative · entry 9

Cracas Teresa C · CIK 0001519774 · EVP, Chief Risk Off. - Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505

Underlying: Common Stock · 506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vested March 1, 2023, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2024.

F2 · derivative.expiration_date: The restricted stock units vested March 1, 2023, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2024.