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Katz Adam J

Disclosed activity across 2 companies

Tapewire entity
50336
SEC CIK
0002014762

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Irenic Acquisition Corp.IACQ · Entity 5878Director · Chief Executive OfficerMay 01, 2026May 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Irenic Acquisition Corp.

Report date May 01, 2026 · Filed May 01, 2026

Jointly reported with Irenic Sponsor, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeDirect452,532 Reported balance After 2026-05-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-05-01 · Grant · Acquired 32,532 · Balance 452,532

F1: The reported Class A ordinary shares are within 452,532 of the Issuer's Private Placement Units, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-294983), purchased by Irenic Sponsor, LLC (the "Sponsor") for $10.00 per Private Placement Unit.

F2: The Sponsor is the record holder of the shares reported herein. Adam Katz, the Issuer's Chief Executive Officer and a director, Matthew Kupersmith, the Issuer's Chief Financial Officer, and E-Fei Wang, the Issuer's President and a director, are the managers of the Sponsor. Irenic Capital Evergreen Master Fund LP (the "Evergreen Fund"), is the majority owner of the interests in the Sponsor. Mr. Katz shares control of Irenic Capital Evergreen Fund GP LLC, the general partner of the Evergreen Fund. Due to his indirect ownership in Evergreen Fund, Mr. Katz is deemed to have pecuniary interest in the shares held by Sponsor, despite a lack of beneficial ownership over Sponsor.

F3: In the Sponsor, each manager has one vote, and the approval of a majority is required to approve an action. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and voting or dispositive decisions require the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. Based on the foregoing, no individual manager of the Sponsor exercises voting or dispositive control over any of the securities held by the entity, even those in which he holds a pecuniary interest. Accordingly, none of the managers is deemed to have or share beneficial ownership of such shares. Each of Messrs. Katz, Kupersmith and Wang and the Evergreen Fund disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest that he or it may have therein, directly or indirectly.

Class B Ordinary SharesSEC Table II · derivative / convertible securityDirect6,313,297 Reported balance After 2026-05-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-01 · Other · Disposed 11,073 · Balance 6,313,297

F4: The Class B ordinary shares reported herein are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement filed on Form S-1 (File No. 333-294983) (the "Registration Statement") and have no expiration date.

F5: On May 1, 2026, the Sponsor forfeited at no cost 11,073 Class B ordinary shares in connection with the election by the underwriters of the Issuer's initial public offering to partially exercise an option granted to them to cover over-allotments.

F2: The Sponsor is the record holder of the shares reported herein. Adam Katz, the Issuer's Chief Executive Officer and a director, Matthew Kupersmith, the Issuer's Chief Financial Officer, and E-Fei Wang, the Issuer's President and a director, are the managers of the Sponsor. Irenic Capital Evergreen Master Fund LP (the "Evergreen Fund"), is the majority owner of the interests in the Sponsor. Mr. Katz shares control of Irenic Capital Evergreen Fund GP LLC, the general partner of the Evergreen Fund. Due to his indirect ownership in Evergreen Fund, Mr. Katz is deemed to have pecuniary interest in the shares held by Sponsor, despite a lack of beneficial ownership over Sponsor.

F3: In the Sponsor, each manager has one vote, and the approval of a majority is required to approve an action. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and voting or dispositive decisions require the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. Based on the foregoing, no individual manager of the Sponsor exercises voting or dispositive control over any of the securities held by the entity, even those in which he holds a pecuniary interest. Accordingly, none of the managers is deemed to have or share beneficial ownership of such shares. Each of Messrs. Katz, Kupersmith and Wang and the Evergreen Fund disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest that he or it may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: The reported Class A ordinary shares are within 452,532 of the Issuer's Private Placement Units, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-294983), purchased by Irenic Sponsor, LLC (the "Sponsor") for $10.00 per Private Placement Unit.

F2: The Sponsor is the record holder of the shares reported herein. Adam Katz, the Issuer's Chief Executive Officer and a director, Matthew Kupersmith, the Issuer's Chief Financial Officer, and E-Fei Wang, the Issuer's President and a director, are the managers of the Sponsor. Irenic Capital Evergreen Master Fund LP (the "Evergreen Fund"), is the majority owner of the interests in the Sponsor. Mr. Katz shares control of Irenic Capital Evergreen Fund GP LLC, the general partner of the Evergreen Fund. Due to his indirect ownership in Evergreen Fund, Mr. Katz is deemed to have pecuniary interest in the shares held by Sponsor, despite a lack of beneficial ownership over Sponsor.

F3: In the Sponsor, each manager has one vote, and the approval of a majority is required to approve an action. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and voting or dispositive decisions require the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. Based on the foregoing, no individual manager of the Sponsor exercises voting or dispositive control over any of the securities held by the entity, even those in which he holds a pecuniary interest. Accordingly, none of the managers is deemed to have or share beneficial ownership of such shares. Each of Messrs. Katz, Kupersmith and Wang and the Evergreen Fund disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest that he or it may have therein, directly or indirectly.

F4: The Class B ordinary shares reported herein are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement filed on Form S-1 (File No. 333-294983) (the "Registration Statement") and have no expiration date.

F5: On May 1, 2026, the Sponsor forfeited at no cost 11,073 Class B ordinary shares in connection with the election by the underwriters of the Issuer's initial public offering to partially exercise an option granted to them to cover over-allotments.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BARNES GROUP INC

Report date January 27, 2025 · Filed January 29, 2025

Section 16 reporting ended · disclosed 2025-01-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivativeIndirectSee Footnotes1,930,979 Reported balance After 2025-01-27 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2025-01-27 · Other · Disposed 641,163 · Balance 1,930,979

F1: In connection with the transactions contemplated by the Merger Agreement (as defined below), Irenic Harpoon Aggregator LLC ("Harpoon Aggregator") entered into a Rollover, Subscription and Purchase Agreement, dated as of January 27, 2025 (the "Rollover Agreement"), pursuant to which, among other things, prior to the Effective Time (as defined below), (i) Harpoon Aggregator contributed 641,163 shares of Common Stock of the Issuer (such shares, the "Contributed Shares") to Goat Topco, Inc. (the "First Contribution"), in exchange for 3,045,524.25 shares of common stock of Goat Topco, Inc. (such shares, the "Exchange Shares"), having a value equal to $10.00 per Exchange Share, and

F2: (continued from footnote 1) (ii) immediately following the First Contribution, Harpoon Aggregator contributed the Exchange Shares to Goat Parent, L.P. ("Parent") in exchange for an equal number of Class A common units of Parent (such transactions, collectively, the "Rollover").

F5: Securities of the Issuer held directly by Irenic Capital Evergreen Master Fund LP ("Irenic Evergreen") and Irenic Schooner LLC ("Irenic Schooner") and, prior to the Rollover, Harpoon Aggregator.

F6: The Reporting Person, as the Chief Investment Officer of Irenic Capital Management LP ("Irenic Capital"), the investment manager of each of Irenic Evergreen and Irenic Schooner, the manager of Harpoon Aggregator, and as a Managing Member of each of Irenic Capital Evergreen Fund GP LLC, the general partner of Irenic Evergreen and Managing Member of Irenic Schooner, may be deemed to beneficially own the securities held directly by Irenic Evergreen, Irenic Schooner and Harpoon Aggregator. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2025-01-27 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2025-01-27 · Disposition to issuer · Disposed 1,930,979 · Balance 0

F3: Represents shares of Common Stock, excluding the Contributed Shares, disposed of in connection with that certain Agreement and Plan of Merger, dated October 6, 2024, by and among the Issuer, Goat Holdco, LLC and Goat Merger Sub, Inc. (the "Merger Agreement"). Following the Rollover, in accordance with the terms of the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each outstanding share of Common Stock as of immediately prior to the Effective Time was converted into the right to receive $47.50 in cash (the "Merger Consideration").

F5: Securities of the Issuer held directly by Irenic Capital Evergreen Master Fund LP ("Irenic Evergreen") and Irenic Schooner LLC ("Irenic Schooner") and, prior to the Rollover, Harpoon Aggregator.

F6: The Reporting Person, as the Chief Investment Officer of Irenic Capital Management LP ("Irenic Capital"), the investment manager of each of Irenic Evergreen and Irenic Schooner, the manager of Harpoon Aggregator, and as a Managing Member of each of Irenic Capital Evergreen Fund GP LLC, the general partner of Irenic Evergreen and Managing Member of Irenic Schooner, may be deemed to beneficially own the securities held directly by Irenic Evergreen, Irenic Schooner and Harpoon Aggregator. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-01-27 transaction · row 3
1 source row

Row 3 · 2025-01-27 · Disposition to issuer · Disposed 4,602 · Balance 0

F4: In accordance with the Merger Agreement, at the Effective Time, each restricted stock unit award was cashed out based on the Merger Consideration for each underlying share.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the transactions contemplated by the Merger Agreement (as defined below), Irenic Harpoon Aggregator LLC ("Harpoon Aggregator") entered into a Rollover, Subscription and Purchase Agreement, dated as of January 27, 2025 (the "Rollover Agreement"), pursuant to which, among other things, prior to the Effective Time (as defined below), (i) Harpoon Aggregator contributed 641,163 shares of Common Stock of the Issuer (such shares, the "Contributed Shares") to Goat Topco, Inc. (the "First Contribution"), in exchange for 3,045,524.25 shares of common stock of Goat Topco, Inc. (such shares, the "Exchange Shares"), having a value equal to $10.00 per Exchange Share, and

F2: (continued from footnote 1) (ii) immediately following the First Contribution, Harpoon Aggregator contributed the Exchange Shares to Goat Parent, L.P. ("Parent") in exchange for an equal number of Class A common units of Parent (such transactions, collectively, the "Rollover").

F3: Represents shares of Common Stock, excluding the Contributed Shares, disposed of in connection with that certain Agreement and Plan of Merger, dated October 6, 2024, by and among the Issuer, Goat Holdco, LLC and Goat Merger Sub, Inc. (the "Merger Agreement"). Following the Rollover, in accordance with the terms of the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each outstanding share of Common Stock as of immediately prior to the Effective Time was converted into the right to receive $47.50 in cash (the "Merger Consideration").

F4: In accordance with the Merger Agreement, at the Effective Time, each restricted stock unit award was cashed out based on the Merger Consideration for each underlying share.

F5: Securities of the Issuer held directly by Irenic Capital Evergreen Master Fund LP ("Irenic Evergreen") and Irenic Schooner LLC ("Irenic Schooner") and, prior to the Rollover, Harpoon Aggregator.

F6: The Reporting Person, as the Chief Investment Officer of Irenic Capital Management LP ("Irenic Capital"), the investment manager of each of Irenic Evergreen and Irenic Schooner, the manager of Harpoon Aggregator, and as a Managing Member of each of Irenic Capital Evergreen Fund GP LLC, the general partner of Irenic Evergreen and Managing Member of Irenic Schooner, may be deemed to beneficially own the securities held directly by Irenic Evergreen, Irenic Schooner and Harpoon Aggregator. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2026 Filed May 1, 2026 20:40 UTC Irenic Acquisition Corp. IACQ · Entity 5878 OtherClass B Ordinary Shares · Derivative 11,073 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-054196 · tm2613270-1_4seq1.xml · derivative · entry 2

Irenic Sponsor, LLC · CIK 0002130686 · 10% owner · *Director by Deputization

Katz Adam J · CIK 0002014762 · Director · Chief Executive Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,313,297

Underlying: Class A Ordinary Shares · 11,073 shares

Expires not disclosed

F4 · derivative.exercise_price: The Class B ordinary shares reported herein are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement filed on Form S-1 (File No. 333-294983) (the "Registration Statement") and have no expiration date.

F5 · kind: On May 1, 2026, the Sponsor forfeited at no cost 11,073 Class B ordinary shares in connection with the election by the underwriters of the Issuer's initial public offering to partially exercise an option granted to them to cover over-allotments.

F4 · price: The Class B ordinary shares reported herein are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement filed on Form S-1 (File No. 333-294983) (the "Registration Statement") and have no expiration date.

F4 · derivative.exercise_date: The Class B ordinary shares reported herein are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement filed on Form S-1 (File No. 333-294983) (the "Registration Statement") and have no expiration date.

F4 · derivative.expiration_date: The Class B ordinary shares reported herein are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement filed on Form S-1 (File No. 333-294983) (the "Registration Statement") and have no expiration date.

F4 · derivative.underlying: The Class B ordinary shares reported herein are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement filed on Form S-1 (File No. 333-294983) (the "Registration Statement") and have no expiration date.

F4 · balance_after: The Class B ordinary shares reported herein are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement filed on Form S-1 (File No. 333-294983) (the "Registration Statement") and have no expiration date.

F2 · ownership.direct: The Sponsor is the record holder of the shares reported herein. Adam Katz, the Issuer's Chief Executive Officer and a director, Matthew Kupersmith, the Issuer's Chief Financial Officer, and E-Fei Wang, the Issuer's President and a director, are the managers of the Sponsor. Irenic Capital Evergreen Master Fund LP (the "Evergreen Fund"), is the majority owner of the interests in the Sponsor. Mr. Katz shares control of Irenic Capital Evergreen Fund GP LLC, the general partner of the Evergreen Fund. Due to his indirect ownership in Evergreen Fund, Mr. Katz is deemed to have pecuniary interest in the shares held by Sponsor, despite a lack of beneficial ownership over Sponsor.

F3 · ownership.direct: In the Sponsor, each manager has one vote, and the approval of a majority is required to approve an action. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and voting or dispositive decisions require the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. Based on the foregoing, no individual manager of the Sponsor exercises voting or dispositive control over any of the securities held by the entity, even those in which he holds a pecuniary interest. Accordingly, none of the managers is deemed to have or share beneficial ownership of such shares. Each of Messrs. Katz, Kupersmith and Wang and the Evergreen Fund disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest that he or it may have therein, directly or indirectly.

Read SEC document
May 01, 2026 Filed May 1, 2026 20:40 UTC Irenic Acquisition Corp. IACQ · Entity 5878 GrantClass A Ordinary Shares 32,532 $10.00 $325,320.00
Disclosure

SEC source: 0001104659-26-054196 · tm2613270-1_4seq1.xml · nonDerivative · entry 1

Irenic Sponsor, LLC · CIK 0002130686 · 10% owner · *Director by Deputization

Katz Adam J · CIK 0002014762 · Director · Chief Executive Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 452,532

F1 · kind: The reported Class A ordinary shares are within 452,532 of the Issuer's Private Placement Units, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-294983), purchased by Irenic Sponsor, LLC (the "Sponsor") for $10.00 per Private Placement Unit.

F2 · ownership.direct: The Sponsor is the record holder of the shares reported herein. Adam Katz, the Issuer's Chief Executive Officer and a director, Matthew Kupersmith, the Issuer's Chief Financial Officer, and E-Fei Wang, the Issuer's President and a director, are the managers of the Sponsor. Irenic Capital Evergreen Master Fund LP (the "Evergreen Fund"), is the majority owner of the interests in the Sponsor. Mr. Katz shares control of Irenic Capital Evergreen Fund GP LLC, the general partner of the Evergreen Fund. Due to his indirect ownership in Evergreen Fund, Mr. Katz is deemed to have pecuniary interest in the shares held by Sponsor, despite a lack of beneficial ownership over Sponsor.

F3 · ownership.direct: In the Sponsor, each manager has one vote, and the approval of a majority is required to approve an action. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and voting or dispositive decisions require the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. Based on the foregoing, no individual manager of the Sponsor exercises voting or dispositive control over any of the securities held by the entity, even those in which he holds a pecuniary interest. Accordingly, none of the managers is deemed to have or share beneficial ownership of such shares. Each of Messrs. Katz, Kupersmith and Wang and the Evergreen Fund disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest that he or it may have therein, directly or indirectly.

Read SEC document
April 27, 2026 Filed Apr 29, 2026 20:39 UTC Irenic Acquisition Corp. IACQ · Entity 5878 GrantClass A Ordinary Shares 420,000 $10.00 $4,200,000.00
Disclosure

SEC source: 0001104659-26-051611 · tm2613106-1_4seq1.xml · nonDerivative · entry 1

Irenic Sponsor, LLC · CIK 0002130686 · 10% owner · *Director by Deputization

Katz Adam J · CIK 0002014762 · Director · Chief Executive Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420,000

F1 · kind: The reported Class A ordinary shares are within 420,000 of the Issuer's Private Placement Units, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-294983), purchased by Irenic Sponsor, LLC (the "Sponsor") for $10.00 per Private Placement Unit.

F2 · ownership.direct: The Sponsor is the record holder of the shares reported herein. Adam Katz, the Issuer's Chief Executive Officer and a director, Matthew Kupersmith, the Issuer's Chief Financial Officer, and E-Fei Wang, the Issuer's President and a director, are the managers of the Sponsor. Irenic Capital Evergreen Master Fund LP (the "Evergreen Fund"), is the majority owner of the interests in the Sponsor. Mr. Katz shares control of Irenic Capital Evergreen Fund GP LLC, the general partner of the Evergreen Fund. Due to his indirect ownership in Evergreen Fund, Mr. Katz is deemed to have pecuniary interest in the shares held by Sponsor, despite a lack of beneficial ownership over Sponsor.

F3 · ownership.direct: In the Sponsor, each manager has one vote, and the approval of a majority is required to approve an action. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and voting or dispositive decisions require the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. Based on the foregoing, no individual manager of the Sponsor exercises voting or dispositive control over any of the securities held by the entity, even those in which he holds a pecuniary interest. Accordingly, none of the managers is deemed to have or share beneficial ownership of such shares. Each of Messrs. Katz, Kupersmith and Wang and the Evergreen Fund disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest that he or it may have therein, directly or indirectly.

Read SEC document
January 27, 2025 Filed Jan 29, 2025 20:52 UTC BARNES GROUP INC B · Entity 83822 Disposition to issuerCommon Stock 4,602 $47.50 $218,595.00
Disclosure

SEC source: 0000899140-25-000098 · form4.xml · nonDerivative · entry 3

Katz Adam J · CIK 0002014762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F4 · shares: In accordance with the Merger Agreement, at the Effective Time, each restricted stock unit award was cashed out based on the Merger Consideration for each underlying share.

F4 · price: In accordance with the Merger Agreement, at the Effective Time, each restricted stock unit award was cashed out based on the Merger Consideration for each underlying share.

Read SEC document
January 27, 2025 Filed Jan 29, 2025 20:52 UTC BARNES GROUP INC B · Entity 83822 Disposition to issuerCommon Stock 1,930,979 $47.50 $91,721,502.50
Disclosure

SEC source: 0000899140-25-000098 · form4.xml · nonDerivative · entry 2

Katz Adam J · CIK 0002014762 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F3 · shares: Represents shares of Common Stock, excluding the Contributed Shares, disposed of in connection with that certain Agreement and Plan of Merger, dated October 6, 2024, by and among the Issuer, Goat Holdco, LLC and Goat Merger Sub, Inc. (the "Merger Agreement"). Following the Rollover, in accordance with the terms of the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each outstanding share of Common Stock as of immediately prior to the Effective Time was converted into the right to receive $47.50 in cash (the "Merger Consideration").

F5 · ownership.nature: Securities of the Issuer held directly by Irenic Capital Evergreen Master Fund LP ("Irenic Evergreen") and Irenic Schooner LLC ("Irenic Schooner") and, prior to the Rollover, Harpoon Aggregator.

F6 · ownership.nature: The Reporting Person, as the Chief Investment Officer of Irenic Capital Management LP ("Irenic Capital"), the investment manager of each of Irenic Evergreen and Irenic Schooner, the manager of Harpoon Aggregator, and as a Managing Member of each of Irenic Capital Evergreen Fund GP LLC, the general partner of Irenic Evergreen and Managing Member of Irenic Schooner, may be deemed to beneficially own the securities held directly by Irenic Evergreen, Irenic Schooner and Harpoon Aggregator. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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January 27, 2025 Filed Jan 29, 2025 20:52 UTC BARNES GROUP INC B · Entity 83822 OtherCommon Stock, par value $0.01 per share ("Common Stock") 641,163 Not disclosed Not disclosed
Disclosure

SEC source: 0000899140-25-000098 · form4.xml · nonDerivative · entry 1

Katz Adam J · CIK 0002014762 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,930,979

F1 · shares: In connection with the transactions contemplated by the Merger Agreement (as defined below), Irenic Harpoon Aggregator LLC ("Harpoon Aggregator") entered into a Rollover, Subscription and Purchase Agreement, dated as of January 27, 2025 (the "Rollover Agreement"), pursuant to which, among other things, prior to the Effective Time (as defined below), (i) Harpoon Aggregator contributed 641,163 shares of Common Stock of the Issuer (such shares, the "Contributed Shares") to Goat Topco, Inc. (the "First Contribution"), in exchange for 3,045,524.25 shares of common stock of Goat Topco, Inc. (such shares, the "Exchange Shares"), having a value equal to $10.00 per Exchange Share, and

F2 · shares: (continued from footnote 1) (ii) immediately following the First Contribution, Harpoon Aggregator contributed the Exchange Shares to Goat Parent, L.P. ("Parent") in exchange for an equal number of Class A common units of Parent (such transactions, collectively, the "Rollover").

F1 · price: In connection with the transactions contemplated by the Merger Agreement (as defined below), Irenic Harpoon Aggregator LLC ("Harpoon Aggregator") entered into a Rollover, Subscription and Purchase Agreement, dated as of January 27, 2025 (the "Rollover Agreement"), pursuant to which, among other things, prior to the Effective Time (as defined below), (i) Harpoon Aggregator contributed 641,163 shares of Common Stock of the Issuer (such shares, the "Contributed Shares") to Goat Topco, Inc. (the "First Contribution"), in exchange for 3,045,524.25 shares of common stock of Goat Topco, Inc. (such shares, the "Exchange Shares"), having a value equal to $10.00 per Exchange Share, and

F2 · price: (continued from footnote 1) (ii) immediately following the First Contribution, Harpoon Aggregator contributed the Exchange Shares to Goat Parent, L.P. ("Parent") in exchange for an equal number of Class A common units of Parent (such transactions, collectively, the "Rollover").

F5 · ownership.nature: Securities of the Issuer held directly by Irenic Capital Evergreen Master Fund LP ("Irenic Evergreen") and Irenic Schooner LLC ("Irenic Schooner") and, prior to the Rollover, Harpoon Aggregator.

F6 · ownership.nature: The Reporting Person, as the Chief Investment Officer of Irenic Capital Management LP ("Irenic Capital"), the investment manager of each of Irenic Evergreen and Irenic Schooner, the manager of Harpoon Aggregator, and as a Managing Member of each of Irenic Capital Evergreen Fund GP LLC, the general partner of Irenic Evergreen and Managing Member of Irenic Schooner, may be deemed to beneficially own the securities held directly by Irenic Evergreen, Irenic Schooner and Harpoon Aggregator. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

Read SEC document
May 03, 2024 Filed May 6, 2024 21:05 UTC BARNES GROUP INC B · Entity 83822 GrantCommon Stock, par value $0.01 per share 3,968 $0.00 $0.00
Disclosure

SEC source: 0001193805-24-000597 · e6663586_4-barnes.xml · nonDerivative · entry 1

Katz Adam J · CIK 0002014762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,602

F1 · kind: The Reporting Person has received 3,968 Restricted Stock Units that are subject to forfeiture if certain events occur and are payable in shares of common stock on or as soon as practicable following the applicable vesting date.

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March 20, 2024 Filed Mar 21, 2024 20:45 UTC BARNES GROUP INC B · Entity 83822 GrantCommon Stock, par value $0.01 per share 634 $0.00 $0.00
Disclosure

SEC source: 0000921895-24-000704 · form413534003_03212024.xml · nonDerivative · entry 1

Katz Adam J · CIK 0002014762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 634

F1 · shares: Reporting Person has received 634 Restricted Stock Units that are subject to forfeiture if certain events occur and are payable in shares of common stock on or as soon as practicable following the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.