Woung-Chapman Marguerite

SEC source: 0001531214-26-000006 · wk-form4_1777668967.xml · nonDerivative · entry 1

Woung-Chapman Marguerite · CIK 0001531214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,646

F1 · price: Represents an award of restricted stock units ("RSUs") granted to the Reporting Person that may be settled only for shares of common stock on a one-for-one basis. The RSUs will vest on April 29, 2027, so long as the Reporting Person continuously provides services to the Issuer through such vesting date.

SEC source: 0001104659-26-001885 · tm262508-1_4seq1.xml · nonDerivative · entry 1

Woung-Chapman Marguerite · CIK 0001531214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,769

F1 · shares: Constitutes stock portion of annual retainer for the year of board service by the Reporting Person commencing January 1, 2026.

SEC source: 0001628280-25-021998 · wk-form4_1746227785.xml · nonDerivative · entry 1

Woung-Chapman Marguerite · CIK 0001531214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,122

F1 · price: Represents an award of restricted stock units ("RSUs") granted to the Reporting Person that may be settled only for shares of common stock on a one-for-one basis. The RSUs will vest on April 30, 2026, so long as the Reporting Person continuously provides services to the Issuer through such vesting date.

SEC source: 0002024218-25-000031 · wk-form4_1742330874.xml · nonDerivative · entry 1

Woung-Chapman Marguerite · CIK 0001531214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,271

SEC source: 0001811074-25-000012 · wk-form4_1736198526.xml · nonDerivative · entry 1

Woung-Chapman Marguerite · CIK 0001531214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 405

F1 · shares: Constitutes stock portion of annual retainer for the year of board service by the Reporting Person commencing January 1, 2025.

SEC source: 0002024218-24-000017 · wk-form4_1722649095.xml · nonDerivative · entry 1

Woung-Chapman Marguerite · CIK 0001531214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,209

F1 · kind: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation.

F2 · kind: Pursuant to Rule 12g-3(e), the Corporation is the successor issuer to the Partnership for purposes of Section 16.

F3 · shares: Pursuant to the Merger, immediately prior to the Effective Time, all outstanding common units representing limited partner interests in the Partnership have been converted into the right to receive shares of Common Stock, par value $0.01 per share, of the Corporation.

F1 · price: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation.

SEC source: 0001549922-24-000071 · wk-form4_1722647777.xml · nonDerivative · entry 1

Woung-Chapman Marguerite · CIK 0001531214 · Director · See Remarks.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation.

F2 · shares: After the Effective Time, the Reporting Person holds an aggregate 0 common units.

SEC source: 0001628280-24-020410 · wk-form4_1714775080.xml · nonDerivative · entry 1

Woung-Chapman Marguerite · CIK 0001531214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,083

F1 · security: Represents an award of restricted stock units ("RSUs") granted to the Reporting Person that may be settled only for shares of common stock on a one-for-one basis. The RSUs will vest on May 1, 2025, so long as the Reporting Person continuously provides services to the Issuer through such vesting date.

F1 · price: Represents an award of restricted stock units ("RSUs") granted to the Reporting Person that may be settled only for shares of common stock on a one-for-one basis. The RSUs will vest on May 1, 2025, so long as the Reporting Person continuously provides services to the Issuer through such vesting date.

SEC source: 0001549922-24-000016 · wk-form4_1705930998.xml · nonDerivative · entry 1

Woung-Chapman Marguerite · CIK 0001531214 · Director · See Remarks.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,209

SEC source: 0001104659-24-000809 · tm241840-8_4seq1.xml · nonDerivative · entry 1

Woung-Chapman Marguerite · CIK 0001531214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91

F1 · shares: Constitutes stock portion of annual retainer for the year of board service by the Reporting Person commencing January 1, 2024.

SEC source: 0001104659-23-117361 · tm2330569-4_4seq1.xml · nonDerivative · entry 1

Woung-Chapman Marguerite · CIK 0001531214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11

F1 · shares: Constitutes stock portion of annual retainer for the year of board service by the Reporting Person commencing January 1, 2023, prorated for the Reporting Person's board service beginning on November 10, 2023.

SEC source: 0001209191-23-033951 · doc4.xml · nonDerivative · entry 1

Woung-Chapman Marguerite · CIK 0001531214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,041

F1 · security: Represents an award of restricted stock units ("RSUs") granted to the Reporting Person that may be settled only for shares of common stock on a one-for-one basis. The RSUs will vest on April 26, 2024, so long as the Reporting Person continuously provides services to the Issuer through such vesting date.

F1 · price: Represents an award of restricted stock units ("RSUs") granted to the Reporting Person that may be settled only for shares of common stock on a one-for-one basis. The RSUs will vest on April 26, 2024, so long as the Reporting Person continuously provides services to the Issuer through such vesting date.

SEC source: 0001209191-23-019524 · doc4.xml · nonDerivative · entry 1

Woung-Chapman Marguerite · CIK 0001531214 · Director · See Remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,628

SEC source: 0001209191-22-048389 · doc4.xml · nonDerivative · entry 1

Woung-Chapman Marguerite · CIK 0001531214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,656

F1 · security: Represents an award of restricted stock units ("RSUs") granted to the Reporting Person that may be settled only for shares of common stock on a one-for-one basis. The RSUs will vest on August 1, 2023, so long as the Reporting Person continuously provides services to the Issuer through such vesting date.

F1 · price: Represents an award of restricted stock units ("RSUs") granted to the Reporting Person that may be settled only for shares of common stock on a one-for-one basis. The RSUs will vest on August 1, 2023, so long as the Reporting Person continuously provides services to the Issuer through such vesting date.

SEC source: 0001209191-22-019460 · doc4.xml · nonDerivative · entry 1

Woung-Chapman Marguerite · CIK 0001531214 · Director · See Remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,278

SEC source: 0001209191-21-066610 · doc4.xml · nonDerivative · entry 1

Woung-Chapman Marguerite · CIK 0001531214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,916

SEC source: 0001209191-21-020464 · doc4.xml · nonDerivative · entry 1

Woung-Chapman Marguerite · CIK 0001531214 · Director · See Remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,834

F1 · balance_after: On November 9, 2020, the Issuer effected a 1-for-15 reverse stock split (the "Reverse Unit Split"). Pursuant to the Reverse Unit Split, common unitholders received one common unit for every 15 common units owned at the close of business on November 9, 2020. All fractional units created by the Reverse Unit Split were rounded to the nearest whole unit. The common units began trading on a split-adjusted basis on November 10, 2020. After giving effect to the Reverse Unit Split, the number of issued and outstanding common units decreased to 3,774,992.

SEC source: 0001209191-20-035063 · doc4.xml · nonDerivative · entry 1

Woung-Chapman Marguerite · CIK 0001531214 · Director · See Remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

SEC source: 0001104659-18-062700 · a4.xml · derivative · entry 3

Woung-Chapman Marguerite · CIK 0001531214 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 93,264 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of Common Stock.

F3 · price: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU.

F3 · derivative.exercise_date: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU.

F3 · derivative.expiration_date: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU.

SEC source: 0001104659-18-062700 · a4.xml · nonDerivative · entry 2

Woung-Chapman Marguerite · CIK 0001531214 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: In connection with the merger between the Issuer and an indirectly wholly owned subsidiary of MLCJR LLC (the "Merger"), each share of common stock, par value $0.01 per share, of the Issuer ("Common Stock") was converted into the right to receive $9.10 in cash (the "Merger Consideration").

F3 · price: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU.

SEC source: 0001104659-18-062700 · a4.xml · nonDerivative · entry 1

Woung-Chapman Marguerite · CIK 0001531214 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Immediately prior to the effective time of the Merger, the vesting of each outstanding restricted stock unit ("RSU") was accelerated (if not already vested), with any performance condition deemed achieved at the target, and each RSU was cancelled and converted into the right to receive the Merger Consideration, multiplied by the number of shares of Common Stock subject to that RSU.

SEC source: 0001104659-18-011377 · a4.xml · derivative · entry 1

Woung-Chapman Marguerite · CIK 0001531214 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,264

Underlying: Common Stock · 93,264 shares

Expires not disclosed

F1 · security: The restricted stock units were awarded to Ms. Woung-Chapman under the 2016 Long Term Incentive Plan (the "2016 LTIP") of Energy XXI Gulf Coast, Inc. (the "Company"). Each restricted stock unit represents a right to receive one share of common stock, par value $0.01 per share, of the Company ("Common Stock").

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: If a Change in Control (as defined in the 2016 LTIP) occurs while Ms. Woung-Chapman is still employed by the Company, then any unvested restricted stock units described in this Form 4 will immediately become fully vested and will be subject to the terms of the 2016 LTIP.

F4 · derivative.exercise_date: These restricted stock units will vest in three substantially equal installments on each of the first three anniversaries of the February 12, 2018 grant date, provided that Ms. Woung-Chapman remains continuously employed by the Company on the applicable vesting date, except as described in the next sentence in connection with certain terminations by the Company without cause or by Ms. Woung-Chapman for good reason. If (i) the Company consummates a third party business combination that does not qualify as a Change of Control (as defined in the 2016 LTIP), but is a Corporate Change (as defined in Ms. Woung-Chapman's Employment Agreement), and (ii) Ms. Woung-Chapman's employment terminates as a result of that transaction on or before the 90th day after the Corporate Change, then any unvested restricted stock units would become fully vested at termination of employment.

F3 · derivative.expiration_date: If a Change in Control (as defined in the 2016 LTIP) occurs while Ms. Woung-Chapman is still employed by the Company, then any unvested restricted stock units described in this Form 4 will immediately become fully vested and will be subject to the terms of the 2016 LTIP.

F4 · derivative.expiration_date: These restricted stock units will vest in three substantially equal installments on each of the first three anniversaries of the February 12, 2018 grant date, provided that Ms. Woung-Chapman remains continuously employed by the Company on the applicable vesting date, except as described in the next sentence in connection with certain terminations by the Company without cause or by Ms. Woung-Chapman for good reason. If (i) the Company consummates a third party business combination that does not qualify as a Change of Control (as defined in the 2016 LTIP), but is a Corporate Change (as defined in Ms. Woung-Chapman's Employment Agreement), and (ii) Ms. Woung-Chapman's employment terminates as a result of that transaction on or before the 90th day after the Corporate Change, then any unvested restricted stock units would become fully vested at termination of employment.

SEC source: 0001127602-17-013880 · form4.xml · nonDerivative · entry 1

Woung-Chapman Marguerite · CIK 0001531214 · SVP, Gen Counsel and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,484

SEC source: 0001127602-17-012394 · form4.xml · nonDerivative · entry 2

Woung-Chapman Marguerite · CIK 0001531214 · SVP, Gen Counsel and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,611

F1 · kind: Employee award of restricted stock granted pursuant to the 2014 Omnibus Incentive Plan.

F2 · balance_after: 69,434 shares of EPE Class A Common Stock previously held indirectly by the Reporting Person through EPE Management Investors, LLC ("EMI") were transferred to the Reporting Person on May 24, 2016 in connection with the dissolution of EMI and are now reflected in the total above.

SEC source: 0001127602-17-012394 · form4.xml · nonDerivative · entry 1

Woung-Chapman Marguerite · CIK 0001531214 · SVP, Gen Counsel and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,813