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person · Reporting owner

MENDOZA THOMAS F

Disclosed activity across 3 companies

Tapewire entity
50267
SEC CIK
0001227747

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CONCENTRIX SERVICESOURCE INC.SREV · Entity 125270DirectorMay 16, 2018May 18, 2018
UiPath, Inc.PATH · Entity 2505DirectorApril 23, 2021April 23, 2021
VARONIS SYSTEMS INCVRNS · Entity 3929DirectorApril 30, 2026May 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CONCENTRIX SERVICESOURCE INC.

Report date May 16, 2018 · Filed May 18, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect227,168 Reported balance After 2018-05-16 transaction · row 1
1 source row

Row 1 · 2018-05-16 · Grant · Acquired 35,366 · Balance 227,168

F1: The reported shares are represented by restricted stock units, or RSUs. All of the RSUs vest on May 16, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: The reported shares are represented by restricted stock units, or RSUs. All of the RSUs vest on May 16, 2019.

UiPath, Inc.

Report date April 23, 2021 · Filed April 23, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote1,668,300 Reported balance After 2021-04-23 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2021-04-23 · Conversion · Acquired 57,180 · Balance 1,668,300

F1: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F2: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a beneficiary.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote1,685,250 Reported balance After 2021-04-23 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2021-04-23 · Conversion · Acquired 16,950 · Balance 1,685,250

F1: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F2: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a beneficiary.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote1,702,680 Reported balance After 2021-04-23 transaction · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · 2021-04-23 · Conversion · Acquired 17,430 · Balance 1,702,680

F1: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F2: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a beneficiary.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote1,716,600 Reported balance After 2021-04-23 transaction · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · 2021-04-23 · Conversion · Acquired 13,920 · Balance 1,716,600

F1: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F2: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a beneficiary.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote1,729,653 Reported balance After 2021-04-23 transaction · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · 2021-04-23 · Conversion · Acquired 13,053 · Balance 1,729,653

F1: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F2: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a beneficiary.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote1,731,846 Reported balance After 2021-04-23 transaction · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · 2021-04-23 · Conversion · Acquired 2,193 · Balance 1,731,846

F1: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F2: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a beneficiary.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote1,611,120 Reported balance After 2021-04-23 transaction · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · 2021-04-23 · Sale · Disposed 120,726 · Balance 1,611,120

F2: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a beneficiary.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote100,000 Reported balance Holding disclosure · report date 2021-04-23 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 100,000

F3: Shares are held directly by the Thomas F. Mendoza 2021 GRAT, of which the Reporting Person is the trustee and a beneficiary.

Series B-1 Preferred StockSEC Table II · derivative / convertible securityIndirectSee Footnote0 Reported balance After 2021-04-23 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2021-04-23 · Conversion · Disposed 57,180 · Balance 0

F1: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F2: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a beneficiary.

Series B-2 Preferred StockSEC Table II · derivative / convertible securityIndirectSee Footnote0 Reported balance After 2021-04-23 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2021-04-23 · Conversion · Disposed 16,950 · Balance 0

F1: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F2: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a beneficiary.

Series C-1 Preferred StockSEC Table II · derivative / convertible securityIndirectSee Footnote0 Reported balance After 2021-04-23 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2021-04-23 · Conversion · Disposed 17,430 · Balance 0

F1: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F2: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a beneficiary.

Series C-2 Preferred StockSEC Table II · derivative / convertible securityIndirectSee Footnote0 Reported balance After 2021-04-23 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2021-04-23 · Conversion · Disposed 13,920 · Balance 0

F1: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F2: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a beneficiary.

Series D-1 Preferred StockSEC Table II · derivative / convertible securityIndirectSee Footnote0 Reported balance After 2021-04-23 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2021-04-23 · Conversion · Disposed 13,053 · Balance 0

F1: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F2: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a beneficiary.

Series D-2 Preferred StockSEC Table II · derivative / convertible securityIndirectSee Footnote0 Reported balance After 2021-04-23 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2021-04-23 · Conversion · Disposed 2,193 · Balance 0

F1: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F2: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a beneficiary.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F2: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a beneficiary.

F3: Shares are held directly by the Thomas F. Mendoza 2021 GRAT, of which the Reporting Person is the trustee and a beneficiary.

VARONIS SYSTEMS INC

Report date April 30, 2026 · Filed May 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect72,425 Reported balance After 2026-04-30 transaction · row 1
1 source row

Row 1 · 2026-04-30 · Grant · Acquired 7,224 · Balance 72,425

F1: Represents restricted stock units granted to the reporting person on April 30, 2026. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, on May 31, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units granted to the reporting person on April 30, 2026. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, on May 31, 2027.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2026 Filed May 1, 2026 22:52 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 GrantCommon Stock, par value $0.001 per share 7,224 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-029483 · wk-form4_1777675958.xml · nonDerivative · entry 1

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,425

F1 · shares: Represents restricted stock units granted to the reporting person on April 30, 2026. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, on May 31, 2027.

Read SEC document
May 08, 2025 Filed May 9, 2025 22:28 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 GrantCommon Stock, par value $0.001 per share 4,178 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-024394 · wk-form4_1746829727.xml · nonDerivative · entry 1

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,201

F1 · shares: Represents restricted stock units granted to the reporting person on 05/08/2025. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, on May 31, 2026.

Read SEC document
May 08, 2024 Filed May 10, 2024 22:47 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 GrantCommon Stock, par value $0.001 per share 4,163 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-022721 · wk-form4_1715381219.xml · nonDerivative · entry 1

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,023

F1 · shares: Represents restricted stock units granted to the reporting person on 05/08/2024. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, on May 31, 2025.

Read SEC document
February 09, 2024 Filed Feb 10, 2024 01:30 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 GiftCommon Stock, par value $0.001 per share 2,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-012212 · ownership.xml · nonDerivative · entry 1

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,860

F1 · shares: On February 9, 2024, the reporting person donated 2,000 shares of the Issuer's common stock to a donor-advised fund, which will use the gifted shares for charitable purposes.

Read SEC document
May 03, 2023 Filed May 5, 2023 23:04 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 GrantCommon Stock, par value $0.001 per share 8,272 $0.00 $0.00
Disclosure

SEC source: 0001171843-23-002992 · ownership.xml · nonDerivative · entry 1

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,860

F1 · shares: Represents restricted stock units granted to the reporting person on 05/03/2023. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, on May 31, 2024.

Read SEC document
May 05, 2022 Filed May 6, 2022 21:43 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 GrantCommon Stock, par value $0.001 per share 5,108 $0.00 $0.00
Disclosure

SEC source: 0001171843-22-003407 · ownership.xml · nonDerivative · entry 1

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,588

F1 · shares: Represents restricted stock units granted to the reporting person on 05/05/2022. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, in twelve equal installments upon the end of each month following the Transaction Date (including the end of the month in which the Transaction Date occurs).

Read SEC document
September 07, 2021 Filed Sep 9, 2021 23:01 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 SaleCommon Stock, par value $0.001 per share 10,809 $73.01 $789,159.69
Disclosure

SEC source: 0001171843-21-006413 · ownership.xml · nonDerivative · entry 1

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,480

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.56 - $73.42, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 29, 2021 Filed Jul 2, 2021 00:31 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 SaleCommon Stock, par value $0.001 per share 14,514 $60.17 $873,281.25
Disclosure

SEC source: 0001171843-21-004678 · ownership.xml · nonDerivative · entry 1

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,289

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 - $60.58, inclusive. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 25, 2021 Filed May 27, 2021 21:05 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 GrantCommon Stock, par value $0.001 per share 3,993 $0.00 $0.00
Disclosure

SEC source: 0001171843-21-003838 · ownership.xml · nonDerivative · entry 1

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,803

F1 · shares: Represents restricted stock units granted to the reporting person on May 25, 2021. Such restricted stock units will vest, and an equal number of shares of Common Stock will be deliverable to the reporting person, in twelve equal installments upon the end of each month following the Transaction Date (including the end of the month in which the Transaction Date occurs).

F2 · balance_after: On February 26, 2021, the Issuer announced a three-for-one stock split of the Issuer's Common Stock pursuant to which each stockholder of record at the close of business on March 11, 2021 received two additional shares of Common Stock for each then held share (the "Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Stock Split.

Read SEC document
April 23, 2021 Filed Apr 23, 2021 20:35 UTC UiPath, Inc. PATH · Entity 2505 ConversionSeries D-2 Preferred Stock · Derivative 2,193 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028131 · doc4.xml · derivative · entry 14

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a beneficiary.

Read SEC document
April 23, 2021 Filed Apr 23, 2021 20:35 UTC UiPath, Inc. PATH · Entity 2505 ConversionSeries D-1 Preferred Stock · Derivative 13,053 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028131 · doc4.xml · derivative · entry 13

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a beneficiary.

Read SEC document
April 23, 2021 Filed Apr 23, 2021 20:35 UTC UiPath, Inc. PATH · Entity 2505 ConversionSeries C-2 Preferred Stock · Derivative 13,920 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028131 · doc4.xml · derivative · entry 12

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a beneficiary.

Read SEC document
April 23, 2021 Filed Apr 23, 2021 20:35 UTC UiPath, Inc. PATH · Entity 2505 ConversionSeries C-1 Preferred Stock · Derivative 17,430 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028131 · doc4.xml · derivative · entry 11

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 17,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a beneficiary.

Read SEC document
April 23, 2021 Filed Apr 23, 2021 20:35 UTC UiPath, Inc. PATH · Entity 2505 ConversionSeries B-2 Preferred Stock · Derivative 16,950 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028131 · doc4.xml · derivative · entry 10

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 16,950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a beneficiary.

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April 23, 2021 Filed Apr 23, 2021 20:35 UTC UiPath, Inc. PATH · Entity 2505 ConversionSeries B-1 Preferred Stock · Derivative 57,180 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028131 · doc4.xml · derivative · entry 9

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 57,180 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a beneficiary.

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April 23, 2021 Filed Apr 23, 2021 20:35 UTC UiPath, Inc. PATH · Entity 2505 SaleClass A Common Stock 120,726 $56.00 $6,760,656.00
Disclosure

SEC source: 0001209191-21-028131 · doc4.xml · nonDerivative · entry 7

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,611,120

F2 · ownership.nature: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a beneficiary.

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April 23, 2021 Filed Apr 23, 2021 20:35 UTC UiPath, Inc. PATH · Entity 2505 ConversionClass A Common Stock 2,193 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028131 · doc4.xml · nonDerivative · entry 6

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,731,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a beneficiary.

Read SEC document
April 23, 2021 Filed Apr 23, 2021 20:35 UTC UiPath, Inc. PATH · Entity 2505 ConversionClass A Common Stock 13,053 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028131 · doc4.xml · nonDerivative · entry 5

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,729,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a beneficiary.

Read SEC document
April 23, 2021 Filed Apr 23, 2021 20:35 UTC UiPath, Inc. PATH · Entity 2505 ConversionClass A Common Stock 13,920 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028131 · doc4.xml · nonDerivative · entry 4

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,716,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a beneficiary.

Read SEC document
April 23, 2021 Filed Apr 23, 2021 20:35 UTC UiPath, Inc. PATH · Entity 2505 ConversionClass A Common Stock 17,430 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028131 · doc4.xml · nonDerivative · entry 3

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,702,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a beneficiary.

Read SEC document
April 23, 2021 Filed Apr 23, 2021 20:35 UTC UiPath, Inc. PATH · Entity 2505 ConversionClass A Common Stock 16,950 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028131 · doc4.xml · nonDerivative · entry 2

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,685,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a beneficiary.

Read SEC document
April 23, 2021 Filed Apr 23, 2021 20:35 UTC UiPath, Inc. PATH · Entity 2505 ConversionClass A Common Stock 57,180 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028131 · doc4.xml · nonDerivative · entry 1

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,668,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a beneficiary.

Read SEC document
October 08, 2020 Filed Oct 10, 2020 01:00 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 SaleCommon Stock, par value $0.001 per share 3,066 $125.00 $383,250.00
Disclosure

SEC source: 0001171843-20-006988 · ownership.xml · nonDerivative · entry 1

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,270

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August, 2020.

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August 20, 2020 Filed Aug 22, 2020 01:56 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 SaleCommon Stock, par value $0.001 per share 2,965 $119.36 $353,896.17
Disclosure

SEC source: 0001171843-20-006053 · ownership.xml · nonDerivative · entry 1

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,336

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 6, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.02 - $120.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range.

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May 07, 2020 Filed Jun 4, 2020 21:04 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 GrantCommon Stock, par value $0.001 per share 2,390 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-004198 · ownership.xml · nonDerivative · entry 1

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,301

F1 · kind: Represents restricted stock units granted to the reporting person on 05/07/2020. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, in twelve equal installments upon the end of each month following the Transaction Date (including the end of the month in which the Transaction Date occurs).

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March 03, 2020 Filed Mar 5, 2020 02:03 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 PurchaseCommon Stock, par value $0.001 per share 603 $83.00 $50,049.00
Disclosure

SEC source: 0001171843-20-001486 · ownership.xml · nonDerivative · entry 1

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,911

Read SEC document
May 02, 2019 Filed May 7, 2019 01:03 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 GrantCommon Stock, par value $0.001 per share 2,639 $0.00 $0.00
Disclosure

SEC source: 0001171843-19-003017 · ownership.xml · nonDerivative · entry 1

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,308

F1 · shares: Represents restricted stock units granted to the reporting person on May 2, 2019. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, in twelve equal installments upon the end of each month following the Transaction Date (including the end of the month in which the Transaction Date occurs).

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August 02, 2018 Filed Aug 6, 2018 12:00 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 PurchaseCommon Stock, par value $0.001 per share 158 $59.45 $9,393.10
Disclosure

SEC source: 0001171843-18-005750 · formfour.xml · nonDerivative · entry 2

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,669

Read SEC document
August 02, 2018 Filed Aug 6, 2018 12:00 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 PurchaseCommon Stock, par value $0.001 per share 1,530 $59.59 $91,179.13
Disclosure

SEC source: 0001171843-18-005750 · formfour.xml · nonDerivative · entry 1

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,511

Read SEC document
May 16, 2018 Filed May 18, 2018 22:42 UTC CONCENTRIX SERVICESOURCE INC. SREV · Entity 125270 GrantCommon Stock 35,366 $0.00 $0.00
Disclosure

SEC source: 0001123292-18-000731 · edgar.xml · nonDerivative · entry 1

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,168

F1 · shares: The reported shares are represented by restricted stock units, or RSUs. All of the RSUs vest on May 16, 2019.

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May 03, 2018 Filed May 8, 2018 01:04 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 GrantCommon Stock, par value $0.001 per share 2,778 $0.00 $0.00
Disclosure

SEC source: 0001171843-18-003615 · formfour.xml · nonDerivative · entry 1

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,981

F1 · shares: Represents restricted stock units granted to the reporting person on May 3, 2018. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, in twelve equal installments upon the end of each month following the Transaction Date (including the end of the month in which the Transaction Date occurs).

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August 21, 2017 Filed Aug 22, 2017 20:43 UTC CONCENTRIX SERVICESOURCE INC. SREV · Entity 125270 PurchaseCommon Stock 6,006 $3.33 $19,999.98
Disclosure

SEC source: 0001123292-17-001372 · edgar.xml · nonDerivative · entry 1

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,802

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May 17, 2017 Filed May 19, 2017 21:06 UTC CONCENTRIX SERVICESOURCE INC. SREV · Entity 125270 GrantCommon Stock 35,251 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001005 · edgar.xml · nonDerivative · entry 1

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,796

F1 · shares: The reported shares are represented by restricted stock units, or RSUs. All of the RSUs vest on May 15, 2018.

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May 09, 2017 Filed May 12, 2017 00:02 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 GrantCommon Stock, par value $0.001 per share 5,429 $0.00 $0.00
Disclosure

SEC source: 0001171843-17-003017 · formfour.xml · nonDerivative · entry 1

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,203

F1 · shares: Represents restricted stock units granted to the reporting person on May 9, 2017. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, in twelve equal installments upon the end of each month following the Transaction Date (including the end of the month in which the Transaction Date occurs).

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December 01, 2016 Filed Dec 2, 2016 21:20 UTC CONCENTRIX SERVICESOURCE INC. SREV · Entity 125270 SaleCommon Stock 20,000 $5.90 $118,022.00
Disclosure

SEC source: 0000899243-16-034837 · doc4.xml · nonDerivative · entry 1

MENDOZA THOMAS F · CIK 0001227747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,545

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.90 to $5.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.