Willy Ashan

SEC source: 0001628280-26-029415 · wk-form4_1777669127.xml · nonDerivative · entry 1

Willy Ashan · CIK 0001819243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,640

F1 · shares: The restricted stock unit award vests as to 100% of the shares of common stock subject to such award at the end of the one-year period following the grant date, subject to the reporting person's continued service on the board of directors of the Issuer through the vesting date.

SEC source: 0001597033-25-000045 · wk-form4_1745615193.xml · nonDerivative · entry 1

Willy Ashan · CIK 0001819243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,143

F1 · shares: The restricted stock unit award vests as to 100% of the shares of common stock subject to such award at the end of the one-year period following the grant date, subject to the reporting person's continued service on the board of directors of the Issuer through the vesting date.

SEC source: 0001209191-21-054023 · doc4.xml · derivative · entry 8

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,406 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration.

F4 · kind: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F4 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F5 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

F6 · derivative.underlying_shares: The restricted stock units were earned by the Reporting Person on April 20, 2021 as determined by the Issuer's Board of Directors.

SEC source: 0001209191-21-054023 · doc4.xml · derivative · entry 7

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration.

F4 · kind: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F4 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F5 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

SEC source: 0001209191-21-054023 · doc4.xml · derivative · entry 6

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration.

F4 · kind: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F4 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F5 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

SEC source: 0001209191-21-054023 · doc4.xml · derivative · entry 5

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,625 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration.

F4 · kind: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F4 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F5 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

SEC source: 0001209191-21-054023 · doc4.xml · derivative · entry 4

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,500 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration.

F4 · kind: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F4 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F5 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

SEC source: 0001209191-21-054023 · doc4.xml · derivative · entry 3

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration.

F4 · kind: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F4 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F5 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

SEC source: 0001209191-21-054023 · doc4.xml · derivative · entry 2

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration.

F4 · kind: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F4 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F5 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vesting date.

SEC source: 0001209191-21-054023 · doc4.xml · nonDerivative · entry 1

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash.

F2 · shares: Includes 249 shares of the Issuer's Common Stock acquired on May 14, 2021 under the Issuer's Employee Stock Purchase Plan.

SEC source: 0001209191-21-027992 · doc4.xml · derivative · entry 4

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,406

Underlying: Common Stock · 469 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") earned by the Reporting Person on April 20, 2021 as determined by the Issuer's Board of Directors.

F4 · derivative.exercise_date: The RSUs vested as to 1/4 of the total number of shares subject to the award on April 20, 2021; an additional 1/4 of the total number of shares subject to the award will vest on each of January 1, 2022, January 1, 2023, and January 1, 2024, subject to the Reporting Person's continued service to the Issuer through such dates. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vesting date.

SEC source: 0001209191-21-027992 · doc4.xml · derivative · entry 3

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") earned by the Reporting Person on April 20, 2021 as determined by the Issuer's Board of Directors.

F4 · derivative.exercise_date: The RSUs vested as to 1/4 of the total number of shares subject to the award on April 20, 2021; an additional 1/4 of the total number of shares subject to the award will vest on each of January 1, 2022, January 1, 2023, and January 1, 2024, subject to the Reporting Person's continued service to the Issuer through such dates. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vesting date.

SEC source: 0001209191-21-027992 · doc4.xml · nonDerivative · entry 2

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,746

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs.

SEC source: 0001209191-21-027992 · doc4.xml · nonDerivative · entry 1

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") earned by the Reporting Person on April 20, 2021 as determined by the Issuer's Board of Directors.

SEC source: 0001209191-21-019014 · doc4.xml · derivative · entry 1

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award in equal annual installments, with the first 1/4th vesting on February 1, 2022. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vesting date.

SEC source: 0001209191-21-007299 · doc4.xml · nonDerivative · entry 4

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,440

F3 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person.

SEC source: 0001209191-21-007299 · doc4.xml · derivative · entry 6

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,625

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F7 · derivative.exercise_date: The RSUs vested as to 1/4th of the total number of shares on February 1, 2021 and thereafter will vest as to 1/4th of the total number of shares in equal annual installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001209191-21-007299 · doc4.xml · derivative · entry 5

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: The RSUs vest as to 1/3 of the total RSUs in equal installments, with the first 1/3 vesting on February 1, 2021. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001209191-21-007299 · doc4.xml · nonDerivative · entry 3

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,666

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs.

SEC source: 0001209191-21-007299 · doc4.xml · nonDerivative · entry 2

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001209191-21-007299 · doc4.xml · nonDerivative · entry 1

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001209191-21-004259 · doc4.xml · nonDerivative · entry 3

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,966

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001209191-21-004259 · doc4.xml · derivative · entry 4

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on March 19, 2018.

F5 · derivative.exercise_date: 1,000 RSUs vested on January 15, 2021 and the remaining 1,000 RSUs will vest on January 15, 2022. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

SEC source: 0001209191-21-004259 · doc4.xml · nonDerivative · entry 2

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,561

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. These shares were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs.

SEC source: 0001209191-21-004259 · doc4.xml · nonDerivative · entry 1

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on March 19, 2018.

SEC source: 0001209191-20-061621 · doc4.xml · nonDerivative · entry 2

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,966

F1 · kind: The transactions were effected pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $107.62 and the highest price at which shares were sold was $108.50.

SEC source: 0001209191-20-061621 · doc4.xml · nonDerivative · entry 1

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,655

F1 · kind: The transactions were effected pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $106.41 and the highest price at which shares were sold was $107.23. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

SEC source: 0001209191-20-061183 · doc4.xml · derivative · entry 3

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on December 21, 2016.

F4 · derivative.exercise_date: The RSUs vested as to 100% of the total RSUs on December 1, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

SEC source: 0001209191-20-061183 · doc4.xml · nonDerivative · entry 2

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,466

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. These shares were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs.

SEC source: 0001209191-20-061183 · doc4.xml · nonDerivative · entry 1

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on December 21, 2016.

SEC source: 0001209191-20-056083 · doc4.xml · nonDerivative · entry 1

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211

F1 · kind: The transactions were effected pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001209191-20-055880 · doc4.xml · nonDerivative · entry 2

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,846

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. These shares were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs.

SEC source: 0001209191-20-055880 · doc4.xml · nonDerivative · entry 1

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on October 29, 2018.

SEC source: 0001209191-20-055880 · doc4.xml · derivative · entry 3

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on October 29, 2018.

F4 · derivative.exercise_date: The RSUs vest annually as to 1/4th of the total RSUs in equal installments, with the first 1/4th vested on October 25, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vest date.

SEC source: 0001209191-20-050283 · doc4.xml · derivative · entry 1

Willy Ashan · CIK 0001819243 · EVP/GM-Sec Prd & Svc Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award in equal annual installments, with the first 1/4th vesting on September 10, 2021. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vest date.