Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| M&T BANK CORPMTB · Entity 3122 | Director | April 30, 2026 | May 04, 2026 |
| PEOPLE'S UNITED FINANCIAL, INC.PBCT · Entity 105268 | Director · Chairman and CEO | April 01, 2022 | April 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
M&T BANK CORP
Report date April 30, 2026 · Filed May 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,806 |
Reported balance
After 2026-04-30 transaction · row 1
1 source rowRow 1 · 2026-04-30 · Grant · Acquired 664 · Balance 15,806 F1: The reporting person was granted an award of restricted stock units under the M&T Bank Corporation 2019 Equity Incentive Compensation Plan, as amended and restated, for service on the M&T Bank Corporation Board of Directors. Each restricted stock unit vests on the first anniversary of the grant and represents a contingent right to receive one share of M&T Bank Corporation common stock upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person was granted an award of restricted stock units under the M&T Bank Corporation 2019 Equity Incentive Compensation Plan, as amended and restated, for service on the M&T Bank Corporation Board of Directors. Each restricted stock unit vests on the first anniversary of the grant and represents a contingent right to receive one share of M&T Bank Corporation common stock upon vesting.
PEOPLE'S UNITED FINANCIAL, INC.
Report date April 01, 2022 · Filed April 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-04-01 transaction · row 4
3 source rows · reconciled sequenceRow 1 · 2022-04-01 · Disposition to issuer · Disposed 171,417 · Balance 0 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F2: Includes 160,326 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award. F3: Includes 4,879 shares owned indirectly through the People's United Bank 401(k) Plan (including 42 shares acquired through dividend reinvestment) and 6,212 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 53 shares acquired through dividend reinvestment). Information is based on 3/31/22 Plan statements. Row 3 · 2022-04-01 · Grant · Acquired 265,492 · Balance 265,492 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). Row 4 · 2022-04-01 · Disposition to issuer · Disposed 265,492 · Balance 0 F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). |
| Common StockSEC Table I · non-derivative | IndirectNancy Barnes Living Trust | 0 |
Reported balance
After 2022-04-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-04-01 · Disposition to issuer · Disposed 13,211 · Balance 0 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). |
| Common StockSEC Table I · non-derivative | IndirectJohn P. Barnes Living Trust | 0 |
Reported balance
After 2022-04-01 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2022-04-01 · Disposition to issuer · Disposed 719,073 · Balance 0 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $12.94 · Expires 2023-02-21 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-04-01 · Disposition to issuer · Disposed 106,006 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F6: These options vest in annual increments on 3/1/15 (33 1/3%); and 3/1/16 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $13.90 · Expires 2024-02-20 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-04-01 · Disposition to issuer · Disposed 474,684 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F7: These options vest in annual increments on 3/1/15 (33 1/3%); 3/1/16 (33 1/3%); and 3/1/17 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $14.85 · Expires 2025-02-19 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-04-01 · Disposition to issuer · Disposed 625,685 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F8: These options vest in annual increments on 3/1/16 (33 1/3%); 3/1/17 (33 1/3%); and 3/1/18 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $14.57 · Expires 2026-02-18 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-04-01 · Disposition to issuer · Disposed 413,712 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F9: These options vest in annual increments on 3/1/17 (33 1/3%); 3/1/18 (33 1/3%); and 3/1/19 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $17.63 · Expires 2029-02-21 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2022-04-01 · Disposition to issuer · Disposed 368,018 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F12: These options vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $16.22 · Expires 2030-02-20 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2022-04-01 · Disposition to issuer · Disposed 443,118 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F13: These options vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $15.29 · Expires 2031-02-18 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2022-04-01 · Disposition to issuer · Disposed 281,870 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F14: These options vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $20.93 · Expires 2032-02-17 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2022-04-01 · Disposition to issuer · Disposed 155,491 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F15: These options vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%). |
| Employee Option To BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.17 · Expires 2027-02-16 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-04-01 · Disposition to issuer · Disposed 312,991 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F10: These options vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%). |
| Employee Option To BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.71 · Expires 2028-02-15 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2022-04-01 · Disposition to issuer · Disposed 317,549 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F11: These options vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%). |
Filing footnotes · ownership attribution and instrument terms
F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").
F2: Includes 160,326 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award.
F3: Includes 4,879 shares owned indirectly through the People's United Bank 401(k) Plan (including 42 shares acquired through dividend reinvestment) and 6,212 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 53 shares acquired through dividend reinvestment). Information is based on 3/31/22 Plan statements.
F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number).
F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.
F6: These options vest in annual increments on 3/1/15 (33 1/3%); and 3/1/16 (33 1/3%).
F7: These options vest in annual increments on 3/1/15 (33 1/3%); 3/1/16 (33 1/3%); and 3/1/17 (33 1/3%).
F8: These options vest in annual increments on 3/1/16 (33 1/3%); 3/1/17 (33 1/3%); and 3/1/18 (33 1/3%).
F9: These options vest in annual increments on 3/1/17 (33 1/3%); 3/1/18 (33 1/3%); and 3/1/19 (33 1/3%).
F10: These options vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%).
F11: These options vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%).
F12: These options vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%).
F13: These options vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%).
F14: These options vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%).
F15: These options vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2022 Filed Apr 6, 2022 01:30 UTC | M&T BANK CORP MTB · Entity 3122 | Tax withholdingCommon Stock | 22,418 | $19.87 | $445,333.57 |
DisclosureSEC source: 0001209191-22-023380 · doc4.xml · nonDerivative · entry 2 BARNES JOHN P · CIK 0001250506 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,506 F2 · kind: Estimated number of shares withheld for taxes upon the vesting of restricted share units the reporting person received for previously granted People's United performance share units and the vesting of shares the reporting person received for previously granted People's United restricted stock, pursuant to the Merger Agreement. Due to the timing of the availability of tax withholding information, the final number of shares withheld for taxes cannot be determined at the time of this filing. An amendment will be filed to disclose the final number of shares withheld for taxes. F3 · price: High/Low average of People's United common stock on April 1, 2022. Read SEC document |
| April 01, 2022 Filed Apr 6, 2022 01:30 UTC | M&T BANK CORP MTB · Entity 3122 | GrantCommon Stock | 51,924 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-023380 · doc4.xml · nonDerivative · entry 1 BARNES JOHN P · CIK 0001250506 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,924 F1 · kind: Shares received in exchange for shares of People's United Financial, Inc. ("People's United"). On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United's common stock was converted into the right to receive 0.118 of a share of M&T the ("exchange ratio"). F1 · price: Shares received in exchange for shares of People's United Financial, Inc. ("People's United"). On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United's common stock was converted into the right to receive 0.118 of a share of M&T the ("exchange ratio"). Read SEC document |
| April 01, 2022 Filed Apr 28, 2022 23:05 UTC Amendment | M&T BANK CORP MTB · Entity 3122 | Tax withholdingCommon Stock | 19,054 | $168.45 | $3,209,646.30 |
DisclosureSEC source: 0001209191-22-026066 · doc4a.xml · nonDerivative · entry 1 BARNES JOHN P · CIK 0001250506 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,870 F1 · kind: As indicated in the Form 4 filed on April 5, 2022 that reported shares received by the reporting person in connection with the Merger (as defined in such Form 4), the number of shares withheld for taxes upon the vesting of certain restricted share units and restricted stock in connection with the Merger was estimated in such filing because final tax withholding information was not available at the time. This amendment is being filed to report the final number of shares that were withheld for taxes upon the vesting of such restricted share units and restricted stock. F2 · price: High/Low average of M&T's common stock on April 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 17:04 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 55,124 | $20.08 | $1,106,752.11 |
DisclosureSEC source: 0001562180-22-002179 · primarydocument.xml · nonDerivative · entry 2 BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · John P. Barnes Living Trust Disclosed balance after: 719,073 F2 · shares: Represents performance shares granted on February 21, 2019 which vested at 123% of target, less 47,604 shares withheld in payment of taxes due. F3 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F4 · balance_after: Includes 45,836 shares of restricted stock which vested on March 1, 2022. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 16:38 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option to Buy · Derivative | 155,491 | $0.00 Strike: $20.93 | $0.00 |
DisclosureSEC source: 0001562180-22-001606 · primarydocument.xml · derivative · entry 3 BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,491 Underlying: Common Stock · 155,491 shares Expires 2032-02-17 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%). Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 16:38 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 111,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-001606 · primarydocument.xml · nonDerivative · entry 1 BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,138 F1 · shares: These are restricted shares that vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%). F2 · balance_after: Includes 4,837 shares owned indirectly through the People's United Bank 401(k) Plan (including 47 shares acquired through dividend reinvestment) and 5,928 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 57 shares acquired through dividend reinvestment). Information is based on 12/31/21 Plan statements. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 19:50 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 46,289 | $18.24 | $844,427.08 |
DisclosureSEC source: 0001562180-21-001871 · primarydocument.xml · nonDerivative · entry 2 BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · John P. Barnes Living Trust Disclosed balance after: 618,113 F2 · shares: Represents performance shares granted on February 15, 2018 which vested at 120% of target, less 39,973 shares withheld in payment of taxes due. F3 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F4 · balance_after: Includes 40,969 shares of restricted stock which vested on March 1, 2021. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 20:53 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option to Buy · Derivative | 281,870 | $0.00 Strike: $15.29 | $0.00 |
DisclosureSEC source: 0001562180-21-001305 · primarydocument.xml · derivative · entry 3 BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,870 Underlying: Common Stock · 281,870 shares Expires 2031-02-18 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3 %); and 3/1/24 (33 1/3 %). Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 20:53 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 50,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001305 · primarydocument.xml · nonDerivative · entry 1 BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,887 F1 · shares: These are restricted shares that vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%). F2 · balance_after: Includes 4,640 shares owned indirectly through the Peoples United Bank 401(k) Plan (including 63 shares acquired through dividend reinvestment) and 5,467 shares owned indirectly through the Peoples United Financial, Inc. Employee Stock Ownership Plan (including 74 shares acquired through dividend reinvestment) based on 12/31/20 Plan Statements. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 16:36 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 108,591 | $0.00 Strike: $13.42 | $0.00 |
DisclosureSEC source: 0001562180-21-000961 · primarydocument.xml · derivative · entry 4 BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 108,591 shares Expires 2021-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Exercisable in annual increments on 3/1/13 (50%); 3/1/14 (25%); and 3/1/15 (25%). Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 16:36 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 103,249 | $14.45 | $1,492,206.17 |
DisclosureSEC source: 0001562180-21-000961 · primarydocument.xml · nonDerivative · entry 3 BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · John P. Barnes Living Trust Disclosed balance after: 530,855 Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 16:36 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 108,591 | $13.42 | $1,456,748.27 |
DisclosureSEC source: 0001562180-21-000961 · primarydocument.xml · nonDerivative · entry 2 BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · John P. Barnes Living Trust Disclosed balance after: 634,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:58 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 52,040 | $13.99 | $728,039.60 |
DisclosureSEC source: 0001562180-20-001980 · primarydocument.xml · nonDerivative · entry 2 BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · John P. Barnes Living Trust Disclosed balance after: 525,513 F4 · shares: Represents performance shares granted on February 16, 2017 which vested at 119% of target, less 24,922 shares withheld in payment of taxes due. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F5 · balance_after: Includes 19,684 shares of restricted stock which vested on March 1, 2020. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:58 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 16,995 | $13.99 | $237,760.05 |
DisclosureSEC source: 0001562180-20-001980 · primarydocument.xml · nonDerivative · entry 1 BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,545 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F3 · balance_after: Includes 4,383 shares owned indirectly through the People's United Bank 401(k) Plan (including 47 shares acquired through dividend reinvestment) and 4,926 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 52 shares acquired through dividend reinvestment). Information is based on 12/31/19 Plan statements. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 22:13 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option to Buy · Derivative | 443,118 | $0.00 Strike: $16.22 | $0.00 |
DisclosureSEC source: 0001562180-20-001494 · primarydocument.xml · derivative · entry 3 BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,118 Underlying: Common Stock · 443,118 shares Expires 2030-02-20 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%). Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 22:13 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 45,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001494 · primarydocument.xml · nonDerivative · entry 1 BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,224 F1 · shares: These are restricted shares that vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%). F2 · balance_after: Includes 4,383 shares owned indirectly through the People's United Bank 401(k) Plan (including 47 shares acquired through dividend reinvestment) and 4,926 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 52 shares acquired through dividend reinvestment). Information is based on 12/31/19 Plan statements. Read SEC document |
| October 29, 2019 Filed Oct 30, 2019 15:01 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 32,461 | $0.00 Strike: $15.80 | $0.00 |
DisclosureSEC source: 0001562180-19-005282 · primarydocument.xml · derivative · entry 4 BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,461 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Exercisable in annual increments on 1/25/12 (50%); 1/25/13 (25%); and 1/25/14 (25%). Read SEC document |
| October 29, 2019 Filed Oct 30, 2019 15:01 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | SaleCommon Stock | 32,461 | $17.10 | $555,083.10 |
DisclosureSEC source: 0001562180-19-005282 · primarydocument.xml · nonDerivative · entry 2 BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,921 F1 · price: (1) This transaction was executed in multiple trades ranging from $17.055 to $17.145. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 4,337 shares owned indirectly through the Peoples United Bank 401(k) Plan (including 53 shares acquired through dividend reinvestment). Also includes 4,873 shares owned indirectly through the Peoples United Financial, Inc. Employee Stock Ownership Plan (including 59 shares acquired through dividend reinvestment) based on 09/30/2019 Plan Statement. Read SEC document |
| October 29, 2019 Filed Oct 30, 2019 15:01 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 32,461 | $15.80 | $512,883.80 |
DisclosureSEC source: 0001562180-19-005282 · primarydocument.xml · nonDerivative · entry 1 BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 21:31 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 39,577 | $17.82 | $705,064.26 |
DisclosureSEC source: 0001562180-19-001584 · primarydocument.xml · nonDerivative · entry 2 BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,233 F3 · shares: Represents performance shares granted on February 18, 2016 which vested at 100% of target, less 34,178 shares withheld in payment of taxes due. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F4 · balance_after: Includes 4,195 shares owned indirectly through the People's United Bank 401(k) Plan (including 46 shares acquired through dividend reinvestment) and 4,456 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 49 shares acquired through dividend reinvestment). Information is based on 12/31/18 Plan statements. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 21:31 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 16,241 | $17.82 | $289,333.42 |
DisclosureSEC source: 0001562180-19-001584 · primarydocument.xml · nonDerivative · entry 1 BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,656 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 21:57 UTC Amendment | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 39,577 | $17.82 | $705,064.26 |
DisclosureSEC source: 0001562180-19-001768 · primarydocument.xml · nonDerivative · entry 2 BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,751 F3 · shares: Represents performance shares granted on February 18, 2016 which vested at 100% of target, less 34,178 shares withheld in payment of taxes due. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F4 · balance_after: Includes 4,195 shares owned indirectly through the People's United Bank 401(k) Plan (including 46 shares acquired through dividend reinvestment) and 4,456 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 49 shares acquired through dividend reinvestment). Information is based on 12/31/18 Plan statements. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 21:57 UTC Amendment | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 16,241 | $17.82 | $289,333.42 |
DisclosureSEC source: 0001562180-19-001768 · primarydocument.xml · nonDerivative · entry 1 BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,174 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 16:58 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option to Buy · Derivative | 368,018 | $0.00 Strike: $17.63 | $0.00 |
DisclosureSEC source: 0001562180-19-001295 · primarydocument.xml · derivative · entry 3 BARNES JOHN P · CIK 0001250506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,018 Underlying: Common Stock · 368,018 shares Expires 2029-02-21 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%). Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 16:58 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 41,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001295 · primarydocument.xml · nonDerivative · entry 1 BARNES JOHN P · CIK 0001250506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,415 F1 · shares: These are restricted shares that vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%). F2 · balance_after: Includes 4,195 shares owned indirectly through the People's United Bank 401(k) Plan (including 46 shares acquired through dividend reinvestment) and 4,456 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 49 shares acquired through dividend reinvestment). Information is based on 12/31/18 Plan statements. Read SEC document |
| February 21, 2019 Filed Feb 26, 2019 22:35 UTC Amendment | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option to Buy · Derivative | 368,018 | $0.00 Strike: $17.63 | $0.00 |
DisclosureSEC source: 0001562180-19-001426 · primarydocument.xml · derivative · entry 3 BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,018 Underlying: Common Stock · 368,018 shares Expires 2029-02-21 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%). Read SEC document |
| February 21, 2019 Filed Feb 26, 2019 22:35 UTC Amendment | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 41,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001426 · primarydocument.xml · nonDerivative · entry 1 BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,415 F1 · shares: These are restricted shares that vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%). F2 · balance_after: Includes 4,195 shares owned indirectly through the People's United Bank 401(k) Plan (including 46 shares acquired through dividend reinvestment) and 4,456 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 49 shares acquired through dividend reinvestment). Information is based on 12/31/18 Plan statements. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 21:04 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 13,617 | $19.17 | $260,969.81 |
DisclosureSEC source: 0001562180-18-001377 · primarydocument.xml · nonDerivative · entry 1 BARNES JOHN P · CIK 0001250506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,168 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F3 · balance_after: Includes 4,037 shares owned indirectly through the People's United Bank 401(k) Plan (including 38 shares acquired through dividend reinvestment) and 4,289 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 37 shared acquired through dividend reinvestment). Information is based on 12/31/17 Plan statements. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 20:34 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option To Buy · Derivative | 317,549 | $0.00 Strike: $19.71 | $0.00 |
DisclosureSEC source: 0001562180-18-001036 · primarydocument.xml · derivative · entry 3 BARNES JOHN P · CIK 0001250506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,549 Underlying: Common Stock · 317,549 shares Expires 2028-02-15 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%). Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 20:34 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 35,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001036 · primarydocument.xml · nonDerivative · entry 1 BARNES JOHN P · CIK 0001250506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,785 F1 · shares: These are restricted shares that vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%). F2 · balance_after: Includes 4,037 shares owned indirectly through the People's United Bank 401(k) Plan (including 38 shares acquired through dividend reinvestment) and 4,289 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 37 shared acquired through dividend reinvestment). Information is based on 12/31/17 Plan statements. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 15:42 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option To Buy · Derivative | 22,000 | $0.00 Strike: $16.94 | $0.00 |
DisclosureSEC source: 0001562180-18-000897 · primarydocument.xml · derivative · entry 4 BARNES JOHN P · CIK 0001250506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,000 shares Expires 2018-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Exercisable in annual increments on 2/1/10 (50%); 2/1/11 (25%); and 2/1/12 (25%). Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 15:42 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | SaleCommon Stock | 22,000 | $19.10 | $420,200.00 |
DisclosureSEC source: 0001562180-18-000897 · primarydocument.xml · nonDerivative · entry 2 BARNES JOHN P · CIK 0001250506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,842 F1 · price: This transaction was executed in multiple trades at prices ranging from $19.08 to $19.12. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 4,037 shares owned indirectly through the People's United Bank 401(k) Plan (including 38 shares acquired through dividend reinvestment) and 4,289 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 37 shares acquired through dividend reinvestment). Information is based on 12/31/17 Plan statements. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 15:42 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 22,000 | $16.94 | $372,680.00 |
DisclosureSEC source: 0001562180-18-000897 · primarydocument.xml · nonDerivative · entry 1 BARNES JOHN P · CIK 0001250506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,842 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2017 Filed Oct 25, 2017 14:05 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 14,650 | $0.00 Strike: $16.08 | $0.00 |
DisclosureSEC source: 0001562180-17-003318 · primarydocument.xml · derivative · entry 6 BARNES JOHN P · CIK 0001250506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,650 shares Expires 2018-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Exercisable in annual increments on 1/16/10 (50%); 1/16/11 (25%); and 1/16/12 (25%). Read SEC document |
| October 24, 2017 Filed Oct 25, 2017 14:05 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 284,659 | $0.00 Strike: $15.66 | $0.00 |
DisclosureSEC source: 0001562180-17-003318 · primarydocument.xml · derivative · entry 5 BARNES JOHN P · CIK 0001250506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 284,659 shares Expires 2018-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Exercisable in annual increments of 20% over the course of five years, beginning on the first anniversary of the date of the grant. Read SEC document |
| October 24, 2017 Filed Oct 25, 2017 14:05 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | SaleCommon Stock | 299,309 | $18.88 | $5,650,953.92 |
DisclosureSEC source: 0001562180-17-003318 · primarydocument.xml · nonDerivative · entry 3 BARNES JOHN P · CIK 0001250506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,481 F1 · price: This transaction was executed in multiple trades at prices ranging from $18.80 to $19.05. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 4,000 shares owned indirectly through the People's United Bank 401(k) Plan (including 40 shares acquired through dividend reinvestment) and 3,965 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 39 shares acquired through dividend reinvestment). Information is based on 09/30/17 Plan statements. Read SEC document |
| October 24, 2017 Filed Oct 25, 2017 14:05 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 14,650 | $16.08 | $235,498.75 |
DisclosureSEC source: 0001562180-17-003318 · primarydocument.xml · nonDerivative · entry 2 BARNES JOHN P · CIK 0001250506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2017 Filed Oct 25, 2017 14:05 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 284,659 | $15.66 | $4,457,759.94 |
DisclosureSEC source: 0001562180-17-003318 · primarydocument.xml · nonDerivative · entry 1 BARNES JOHN P · CIK 0001250506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2017 Filed Aug 16, 2017 19:12 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GiftCommon Stock | 33,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-002699 · primarydocument.xml · nonDerivative · entry 2 BARNES JOHN P · CIK 0001250506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · John P. Barnes Living Trust Disclosed balance after: 365,563 F1 · kind: These shares were transferred to the John P. Barnes Living Trust. The reporting person is the grantor and a co-trustee of the trust. Read SEC document |
| August 16, 2017 Filed Aug 16, 2017 19:12 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GiftCommon Stock | 33,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-002699 · primarydocument.xml · nonDerivative · entry 1 BARNES JOHN P · CIK 0001250506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,256 F1 · kind: These shares were transferred to the John P. Barnes Living Trust. The reporting person is the grantor and a co-trustee of the trust. F2 · balance_after: Includes 3,960 shares owned indirectly through the People's United Bank 401(k) Plan (including 39 shares acquired through dividend reinvestment) and 3,926 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 38 shares acquired through dividend reinvestment). Information is based on 06/30/17 Plan statements. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 18:04 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 17,364 | $19.63 | $340,768.50 |
DisclosureSEC source: 0001562180-17-001042 · primarydocument.xml · nonDerivative · entry 1 BARNES JOHN P · CIK 0001250506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,354 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F3 · balance_after: Includes 3,887 shares owned indirectly through the People's United Bank 401(k) Plan (including 36 shares acquired through dividend reinvestment) and 3,853 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 33 shared acquired through dividend reinvestment). Information is based on 12/31/16 Plan statements. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 19:29 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option To Buy · Derivative | 312,991 | $0.00 Strike: $19.17 | $0.00 |
DisclosureSEC source: 0001562180-17-000762 · primarydocument.xml · derivative · entry 3 BARNES JOHN P · CIK 0001250506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,991 Underlying: Common Stock · 312,991 shares Expires 2027-02-16 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%). Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 19:29 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 32,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000762 · primarydocument.xml · nonDerivative · entry 1 BARNES JOHN P · CIK 0001250506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,718 F1 · shares: These are restricted shares that vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%). F2 · balance_after: Includes 3,887 shares owned indirectly through the People's United Bank 401(k) Plan (including 36 shares acquired through dividend reinvestment) and 3,853 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 33 shared acquired through dividend reinvestment). Information is based on 12/31/16 Plan statements. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 17:49 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 200,000 | $0.00 Strike: $12.94 | $0.00 |
DisclosureSEC source: 0001562180-16-003481 · primarydocument.xml · derivative · entry 4 BARNES JOHN P · CIK 0001250506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,006 Underlying: Common Stock · 200,000 shares Expires 2023-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/2014 (33 1/3%); 3/1/2015 (33 1/3%); and 3/1/2016 (33 1/3%) Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 17:49 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | SaleCommon Stock | 200,000 | $18.44 | $3,688,000.00 |
DisclosureSEC source: 0001562180-16-003481 · primarydocument.xml · nonDerivative · entry 2 BARNES JOHN P · CIK 0001250506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,010 F1 · price: This transaction was executed in multiple trades at prices ranging from $18.35 to $18.56. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 3,851 shares owned indirectly through the People's United Bank 401(k) Plan (including 42 shares acquired through dividend reinvestment) and 3,517 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 38 shared acquired through dividend reinvestment). Information is based on 9/30/2016 Plan statements. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 17:49 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 200,000 | $12.94 | $2,588,000.00 |
DisclosureSEC source: 0001562180-16-003481 · primarydocument.xml · nonDerivative · entry 1 BARNES JOHN P · CIK 0001250506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 18:31 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 136,809 | $0.00 Strike: $12.65 | $0.00 |
DisclosureSEC source: 0001562180-16-003445 · primarydocument.xml · derivative · entry 4 BARNES JOHN P · CIK 0001250506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 136,809 shares Expires 2022-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/2014 (50%); 3/1/2015 (25%); and 3/1/2016 (25%). Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 18:31 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | SaleCommon Stock | 136,809 | $17.48 | $2,391,010.89 |
DisclosureSEC source: 0001562180-16-003445 · primarydocument.xml · nonDerivative · entry 2 BARNES JOHN P · CIK 0001250506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,010 F2 · price: This transaction was executed in multiple trades at prices ranging from $17.43 to $17.51. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 3,851 shares owned indirectly through the People's United Bank 401(k) Plan (including 42 shares acquired through dividend reinvestment) and 3,517 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 38 shared acquired through dividend reinvestment). Information is based on 9/30/2016 Plan statements. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 18:31 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 136,809 | $12.65 | $1,730,633.85 |
DisclosureSEC source: 0001562180-16-003445 · primarydocument.xml · nonDerivative · entry 1 BARNES JOHN P · CIK 0001250506 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 3,851 shares owned indirectly through the People's United Bank 401(k) Plan (including 42 shares acquired through dividend reinvestment) and 3,517 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 38 shared acquired through dividend reinvestment). Information is based on 9/30/2016 Plan statements. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.