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person · Reporting owner

BARNES JOHN P

Disclosed activity across 2 companies

Tapewire entity
50191
SEC CIK
0001250506

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
M&T BANK CORPMTB · Entity 3122DirectorApril 30, 2026May 04, 2026
PEOPLE'S UNITED FINANCIAL, INC.PBCT · Entity 105268Director · Chairman and CEOApril 01, 2022April 04, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

M&T BANK CORP

Report date April 30, 2026 · Filed May 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect15,806 Reported balance After 2026-04-30 transaction · row 1
1 source row

Row 1 · 2026-04-30 · Grant · Acquired 664 · Balance 15,806

F1: The reporting person was granted an award of restricted stock units under the M&T Bank Corporation 2019 Equity Incentive Compensation Plan, as amended and restated, for service on the M&T Bank Corporation Board of Directors. Each restricted stock unit vests on the first anniversary of the grant and represents a contingent right to receive one share of M&T Bank Corporation common stock upon vesting.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person was granted an award of restricted stock units under the M&T Bank Corporation 2019 Equity Incentive Compensation Plan, as amended and restated, for service on the M&T Bank Corporation Board of Directors. Each restricted stock unit vests on the first anniversary of the grant and represents a contingent right to receive one share of M&T Bank Corporation common stock upon vesting.

PEOPLE'S UNITED FINANCIAL, INC.

Report date April 01, 2022 · Filed April 04, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2022-04-01 transaction · row 4
3 source rows · reconciled sequence

Row 1 · 2022-04-01 · Disposition to issuer · Disposed 171,417 · Balance 0

F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

F2: Includes 160,326 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award.

F3: Includes 4,879 shares owned indirectly through the People's United Bank 401(k) Plan (including 42 shares acquired through dividend reinvestment) and 6,212 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 53 shares acquired through dividend reinvestment). Information is based on 3/31/22 Plan statements.

Row 3 · 2022-04-01 · Grant · Acquired 265,492 · Balance 265,492

F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number).

Row 4 · 2022-04-01 · Disposition to issuer · Disposed 265,492 · Balance 0

F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number).

F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

Common StockSEC Table I · non-derivativeIndirectNancy Barnes Living Trust0 Reported balance After 2022-04-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-04-01 · Disposition to issuer · Disposed 13,211 · Balance 0

F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

Common StockSEC Table I · non-derivativeIndirectJohn P. Barnes Living Trust0 Reported balance After 2022-04-01 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2022-04-01 · Disposition to issuer · Disposed 719,073 · Balance 0

F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $12.94 · Expires 2023-02-21Direct0 Reported balance After 2022-04-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-04-01 · Disposition to issuer · Disposed 106,006 · Balance 0

F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F6: These options vest in annual increments on 3/1/15 (33 1/3%); and 3/1/16 (33 1/3%).

Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $13.90 · Expires 2024-02-20Direct0 Reported balance After 2022-04-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-04-01 · Disposition to issuer · Disposed 474,684 · Balance 0

F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F7: These options vest in annual increments on 3/1/15 (33 1/3%); 3/1/16 (33 1/3%); and 3/1/17 (33 1/3%).

Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $14.85 · Expires 2025-02-19Direct0 Reported balance After 2022-04-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-04-01 · Disposition to issuer · Disposed 625,685 · Balance 0

F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F8: These options vest in annual increments on 3/1/16 (33 1/3%); 3/1/17 (33 1/3%); and 3/1/18 (33 1/3%).

Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $14.57 · Expires 2026-02-18Direct0 Reported balance After 2022-04-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-04-01 · Disposition to issuer · Disposed 413,712 · Balance 0

F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F9: These options vest in annual increments on 3/1/17 (33 1/3%); 3/1/18 (33 1/3%); and 3/1/19 (33 1/3%).

Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $17.63 · Expires 2029-02-21Direct0 Reported balance After 2022-04-01 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2022-04-01 · Disposition to issuer · Disposed 368,018 · Balance 0

F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F12: These options vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%).

Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $16.22 · Expires 2030-02-20Direct0 Reported balance After 2022-04-01 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2022-04-01 · Disposition to issuer · Disposed 443,118 · Balance 0

F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F13: These options vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%).

Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $15.29 · Expires 2031-02-18Direct0 Reported balance After 2022-04-01 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2022-04-01 · Disposition to issuer · Disposed 281,870 · Balance 0

F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F14: These options vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%).

Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $20.93 · Expires 2032-02-17Direct0 Reported balance After 2022-04-01 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2022-04-01 · Disposition to issuer · Disposed 155,491 · Balance 0

F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F15: These options vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%).

Employee Option To BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.17 · Expires 2027-02-16Direct0 Reported balance After 2022-04-01 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-04-01 · Disposition to issuer · Disposed 312,991 · Balance 0

F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F10: These options vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%).

Employee Option To BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.71 · Expires 2028-02-15Direct0 Reported balance After 2022-04-01 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2022-04-01 · Disposition to issuer · Disposed 317,549 · Balance 0

F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F11: These options vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%).

Filing footnotes · ownership attribution and instrument terms

F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

F2: Includes 160,326 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award.

F3: Includes 4,879 shares owned indirectly through the People's United Bank 401(k) Plan (including 42 shares acquired through dividend reinvestment) and 6,212 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 53 shares acquired through dividend reinvestment). Information is based on 3/31/22 Plan statements.

F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number).

F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F6: These options vest in annual increments on 3/1/15 (33 1/3%); and 3/1/16 (33 1/3%).

F7: These options vest in annual increments on 3/1/15 (33 1/3%); 3/1/16 (33 1/3%); and 3/1/17 (33 1/3%).

F8: These options vest in annual increments on 3/1/16 (33 1/3%); 3/1/17 (33 1/3%); and 3/1/18 (33 1/3%).

F9: These options vest in annual increments on 3/1/17 (33 1/3%); 3/1/18 (33 1/3%); and 3/1/19 (33 1/3%).

F10: These options vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%).

F11: These options vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%).

F12: These options vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%).

F13: These options vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%).

F14: These options vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%).

F15: These options vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 07, 2023 Filed Dec 8, 2023 22:09 UTC M&T BANK CORP MTB · Entity 3122 Exercise / conversionOption (right to buy) · Derivative 32,940 $0.00 Strike: $125.85 $0.00
Disclosure

SEC source: 0001209191-23-057970 · doc4.xml · derivative · entry 11

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,590

Underlying: Common Stock · 32,940 shares

Expires 2024-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The option was granted under an employee stock option plan maintained by People's United and was converted into a stock option to acquire M&T Bank Corporation ("M&T") common stock pursuant to the Agreement and Plan of Merger by M&T, Bridge Merger Corp and People's United. The reporting person paid no price for the option.

F4 · derivative.exercise_date: Currently exercisable.

Read SEC document
December 07, 2023 Filed Dec 8, 2023 22:09 UTC M&T BANK CORP MTB · Entity 3122 SaleCommon Stock 32,940 $132.80 $4,374,580.23
Disclosure

SEC source: 0001209191-23-057970 · doc4.xml · nonDerivative · entry 5

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,545

F2 · price: This transaction was executed in multiple trades at prices ranging from $132.80 to $132.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 07, 2023 Filed Dec 8, 2023 22:09 UTC M&T BANK CORP MTB · Entity 3122 Exercise / conversionCommon Stock 32,940 $125.85 $4,145,499.00
Disclosure

SEC source: 0001209191-23-057970 · doc4.xml · nonDerivative · entry 4

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 22:09 UTC M&T BANK CORP MTB · Entity 3122 Exercise / conversionOption (right to buy) · Derivative 513 $0.00 Strike: $123.44 $0.00
Disclosure

SEC source: 0001209191-23-057970 · doc4.xml · derivative · entry 10

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,305

Underlying: Common Stock · 513 shares

Expires 2024-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The option was granted under an employee stock option plan maintained by People's United and was converted into a stock option to acquire M&T Bank Corporation ("M&T") common stock pursuant to the Agreement and Plan of Merger by M&T, Bridge Merger Corp and People's United. The reporting person paid no price for the option.

F4 · derivative.exercise_date: Currently exercisable.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 22:09 UTC M&T BANK CORP MTB · Entity 3122 Exercise / conversionOption (right to buy) · Derivative 300 $0.00 Strike: $125.85 $0.00
Disclosure

SEC source: 0001209191-23-057970 · doc4.xml · derivative · entry 9

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,530

Underlying: Common Stock · 300 shares

Expires 2024-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The option was granted under an employee stock option plan maintained by People's United and was converted into a stock option to acquire M&T Bank Corporation ("M&T") common stock pursuant to the Agreement and Plan of Merger by M&T, Bridge Merger Corp and People's United. The reporting person paid no price for the option.

F4 · derivative.exercise_date: Currently exercisable.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 22:09 UTC M&T BANK CORP MTB · Entity 3122 SaleCommon Stock 813 $134.01 $108,952.98
Disclosure

SEC source: 0001209191-23-057970 · doc4.xml · nonDerivative · entry 3

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,545

F1 · price: This transaction was executed in multiple trades at prices ranging from $134.00 to $134.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 22:09 UTC M&T BANK CORP MTB · Entity 3122 Exercise / conversionCommon Stock 513 $123.44 $63,324.72
Disclosure

SEC source: 0001209191-23-057970 · doc4.xml · nonDerivative · entry 2

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 22:09 UTC M&T BANK CORP MTB · Entity 3122 Exercise / conversionCommon Stock 300 $125.85 $37,755.00
Disclosure

SEC source: 0001209191-23-057970 · doc4.xml · nonDerivative · entry 1

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2023 Filed Jul 31, 2023 20:21 UTC M&T BANK CORP MTB · Entity 3122 Exercise / conversionOption (right to buy) · Derivative 53,542 $0.00 Strike: $117.82 $0.00
Disclosure

SEC source: 0001209191-23-043823 · doc4.xml · derivative · entry 11

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,542 shares

Expires 2024-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The option was granted under an employee stock option plan maintained by People's United and was converted into a stock option to acquire M&T Bank Corporation ("M&T") common stock pursuant to the Agreement and Plan of Merger by M&T, Bridge Merger Corp and People's United. The reporting person paid no price for the option.

F5 · derivative.exercise_date: Currently exercisable.

Read SEC document
July 28, 2023 Filed Jul 31, 2023 20:21 UTC M&T BANK CORP MTB · Entity 3122 SaleCommon Stock 53,542 $140.00 $7,495,896.06
Disclosure

SEC source: 0001209191-23-043823 · doc4.xml · nonDerivative · entry 5

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,545

F3 · price: This transaction was executed in multiple trades at prices ranging from $140.00 to $140.025. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 28, 2023 Filed Jul 31, 2023 20:21 UTC M&T BANK CORP MTB · Entity 3122 Exercise / conversionCommon Stock 53,542 $117.82 $6,308,318.44
Disclosure

SEC source: 0001209191-23-043823 · doc4.xml · nonDerivative · entry 4

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2023 Filed Jul 31, 2023 20:21 UTC M&T BANK CORP MTB · Entity 3122 Exercise / conversionOption (right to buy) · Derivative 2,470 $0.00 Strike: $117.82 $0.00
Disclosure

SEC source: 0001209191-23-043823 · doc4.xml · derivative · entry 10

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,542

Underlying: Common Stock · 2,470 shares

Expires 2024-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The option was granted under an employee stock option plan maintained by People's United and was converted into a stock option to acquire M&T Bank Corporation ("M&T") common stock pursuant to the Agreement and Plan of Merger by M&T, Bridge Merger Corp and People's United. The reporting person paid no price for the option.

F5 · derivative.exercise_date: Currently exercisable.

Read SEC document
July 27, 2023 Filed Jul 31, 2023 20:21 UTC M&T BANK CORP MTB · Entity 3122 SaleCommon Stock 400 $141.06 $56,422.28
Disclosure

SEC source: 0001209191-23-043823 · doc4.xml · nonDerivative · entry 3

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,545

F2 · price: This transaction was executed in multiple trades at prices ranging from $141.00 to $141.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 27, 2023 Filed Jul 31, 2023 20:21 UTC M&T BANK CORP MTB · Entity 3122 SaleCommon Stock 2,070 $140.18 $290,167.01
Disclosure

SEC source: 0001209191-23-043823 · doc4.xml · nonDerivative · entry 2

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,945

F1 · price: This transaction was executed in multiple trades at prices ranging from $140.00 to $140.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 27, 2023 Filed Jul 31, 2023 20:21 UTC M&T BANK CORP MTB · Entity 3122 Exercise / conversionCommon Stock 2,470 $117.82 $291,015.40
Disclosure

SEC source: 0001209191-23-043823 · doc4.xml · nonDerivative · entry 1

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2023 Filed May 2, 2023 22:06 UTC M&T BANK CORP MTB · Entity 3122 GrantCommon Stock 954 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026664 · doc4.xml · nonDerivative · entry 1

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,545

F1 · kind: The reporting person was granted an award of restricted stock units under the M&T Bank Corporation 2019 Equity Incentive Compensation Plan for service on the M&T Bank Corporation Board of Directors. Each restricted stock unit vests on the first anniversary of the grant and represents a contingent right to receive one share of M&T Bank Corporation common stock upon vesting.

Read SEC document
December 06, 2022 Filed Feb 15, 2023 00:14 UTC M&T BANK CORP MTB · Entity 3122 GiftCommon Stock 14,890 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-009446 · doc5.xml · nonDerivative · entry 5

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By John P. Barnes Living Trust

Disclosed balance after: 69,960

F2 · price: The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person.

Read SEC document
August 10, 2022 Filed Aug 12, 2022 20:25 UTC M&T BANK CORP MTB · Entity 3122 Exercise / conversionOption (right to buy) · Derivative 12,508 $0.00 Strike: $109.67 $0.00
Disclosure

SEC source: 0001209191-22-045605 · doc4.xml · derivative · entry 7

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,508 shares

Expires 2023-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The option was granted under an employee stock option plan maintained by People's United and was converted into a stock option to acquire M&T Bank Corporation ("M&T") common stock pursuant to the Agreement and Plan of Merger by M&T, Bridge Merger Corp and People's United. The reporting person paid no price for the option.

F4 · derivative.exercise_date: Currently exercisable.

Read SEC document
August 10, 2022 Filed Aug 12, 2022 20:25 UTC M&T BANK CORP MTB · Entity 3122 SaleCommon Stock 12,508 $184.10 $2,302,684.03
Disclosure

SEC source: 0001209191-22-045605 · doc4.xml · nonDerivative · entry 2

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,591

F1 · price: This transaction was executed in multiple trades at prices ranging from $183.77 to $184.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 10, 2022 Filed Aug 12, 2022 20:25 UTC M&T BANK CORP MTB · Entity 3122 Exercise / conversionCommon Stock 12,508 $109.67 $1,371,752.36
Disclosure

SEC source: 0001209191-22-045605 · doc4.xml · nonDerivative · entry 1

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2022 Filed May 3, 2022 21:39 UTC M&T BANK CORP MTB · Entity 3122 GrantCommon Stock 721 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026823 · doc4.xml · nonDerivative · entry 1

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,591

F1 · kind: The reporting person was granted an award of restricted stock units under the M&T Bank Corporation 2019 Equity Incentive Compensation Plan for service on the M&T Bank Corporation Board of Directors. Each restricted stock unit vests on the first anniversary of the grant and represents a contingent right to receive one share of M&T Bank Corporation common stock upon vesting.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerEmployee Option to Buy · Derivative 155,491 Not disclosed Strike: $20.93 Not disclosed
Disclosure

SEC source: 0001562180-22-003113 · primarydocument.xml · derivative · entry 15

BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 155,491 shares

Expires 2032-02-17

F5 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F5 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F15 · derivative.exercise_date: These options vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%).

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerEmployee Option to Buy · Derivative 281,870 Not disclosed Strike: $15.29 Not disclosed
Disclosure

SEC source: 0001562180-22-003113 · primarydocument.xml · derivative · entry 14

BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 281,870 shares

Expires 2031-02-18

F5 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F5 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F14 · derivative.exercise_date: These options vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%).

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerEmployee Option to Buy · Derivative 443,118 Not disclosed Strike: $16.22 Not disclosed
Disclosure

SEC source: 0001562180-22-003113 · primarydocument.xml · derivative · entry 13

BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 443,118 shares

Expires 2030-02-20

F5 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F5 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F13 · derivative.exercise_date: These options vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%).

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerEmployee Option to Buy · Derivative 368,018 Not disclosed Strike: $17.63 Not disclosed
Disclosure

SEC source: 0001562180-22-003113 · primarydocument.xml · derivative · entry 12

BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 368,018 shares

Expires 2029-02-21

F5 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F5 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F12 · derivative.exercise_date: These options vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%).

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerEmployee Option To Buy · Derivative 317,549 Not disclosed Strike: $19.71 Not disclosed
Disclosure

SEC source: 0001562180-22-003113 · primarydocument.xml · derivative · entry 11

BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 317,549 shares

Expires 2028-02-15

F5 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F5 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F11 · derivative.exercise_date: These options vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%).

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerEmployee Option To Buy · Derivative 312,991 Not disclosed Strike: $19.17 Not disclosed
Disclosure

SEC source: 0001562180-22-003113 · primarydocument.xml · derivative · entry 10

BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 312,991 shares

Expires 2027-02-16

F5 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F5 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F10 · derivative.exercise_date: These options vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%).

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerEmployee Option to Buy · Derivative 413,712 Not disclosed Strike: $14.57 Not disclosed
Disclosure

SEC source: 0001562180-22-003113 · primarydocument.xml · derivative · entry 9

BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 413,712 shares

Expires 2026-02-18

F5 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F5 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F9 · derivative.exercise_date: These options vest in annual increments on 3/1/17 (33 1/3%); 3/1/18 (33 1/3%); and 3/1/19 (33 1/3%).

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerEmployee Option to Buy · Derivative 625,685 Not disclosed Strike: $14.85 Not disclosed
Disclosure

SEC source: 0001562180-22-003113 · primarydocument.xml · derivative · entry 8

BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 625,685 shares

Expires 2025-02-19

F5 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F5 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F8 · derivative.exercise_date: These options vest in annual increments on 3/1/16 (33 1/3%); 3/1/17 (33 1/3%); and 3/1/18 (33 1/3%).

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerEmployee Option to Buy · Derivative 474,684 Not disclosed Strike: $13.90 Not disclosed
Disclosure

SEC source: 0001562180-22-003113 · primarydocument.xml · derivative · entry 7

BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 474,684 shares

Expires 2024-02-20

F5 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F5 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F7 · derivative.exercise_date: These options vest in annual increments on 3/1/15 (33 1/3%); 3/1/16 (33 1/3%); and 3/1/17 (33 1/3%).

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerEmployee Option to Buy · Derivative 106,006 Not disclosed Strike: $12.94 Not disclosed
Disclosure

SEC source: 0001562180-22-003113 · primarydocument.xml · derivative · entry 6

BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 106,006 shares

Expires 2023-02-21

F5 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F5 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.

F6 · derivative.exercise_date: These options vest in annual increments on 3/1/15 (33 1/3%); and 3/1/16 (33 1/3%).

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerCommon Stock 719,073 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-003113 · primarydocument.xml · nonDerivative · entry 5

BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · John P. Barnes Living Trust

Disclosed balance after: 0

F1 · kind: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

F1 · shares: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

F1 · price: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerCommon Stock 265,492 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-003113 · primarydocument.xml · nonDerivative · entry 4

BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · shares: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number).

F1 · price: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

F4 · price: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number).

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 GrantCommon Stock 265,492 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003113 · primarydocument.xml · nonDerivative · entry 3

BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,492

F1 · kind: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

F4 · kind: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number).

F4 · shares: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number).

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerCommon Stock 13,211 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-003113 · primarydocument.xml · nonDerivative · entry 2

BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Nancy Barnes Living Trust

Disclosed balance after: 0

F1 · kind: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

F1 · shares: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

F1 · price: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:29 UTC PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 Disposition to issuerCommon Stock 171,417 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-003113 · primarydocument.xml · nonDerivative · entry 1

BARNES JOHN P · CIK 0001250506 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

F2 · kind: Includes 160,326 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award.

F2 · shares: Includes 160,326 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award.

F3 · shares: Includes 4,879 shares owned indirectly through the People's United Bank 401(k) Plan (including 42 shares acquired through dividend reinvestment) and 6,212 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 53 shares acquired through dividend reinvestment). Information is based on 3/31/22 Plan statements.

F1 · price: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").

F2 · price: Includes 160,326 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:30 UTC M&T BANK CORP MTB · Entity 3122 GrantOption (right to buy) · Derivative 48,818 Not disclosed Strike: $123.44 Not disclosed
Disclosure

SEC source: 0001209191-22-023380 · doc4.xml · derivative · entry 16

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,818

Underlying: Common Stock · 48,818 shares

Expires 2024-07-01

F6 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, outstanding and unexercised stock options to acquire People's United common stock were converted into a number of stock options to acquire M&T common stock based on the exchange ratio. The exercise price of such converted options were also adjusted based on the exchange ratio, pursuant to the Merger Agreement.

F5 · derivative.exercise_date: Currently exercisable.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:30 UTC M&T BANK CORP MTB · Entity 3122 GrantOption (right to buy) · Derivative 18,347 Not disclosed Strike: $177.40 Not disclosed
Disclosure

SEC source: 0001209191-22-023380 · doc4.xml · derivative · entry 15

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,347

Underlying: Common Stock · 18,347 shares

Expires 2024-07-01

F6 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, outstanding and unexercised stock options to acquire People's United common stock were converted into a number of stock options to acquire M&T common stock based on the exchange ratio. The exercise price of such converted options were also adjusted based on the exchange ratio, pursuant to the Merger Agreement.

F5 · derivative.exercise_date: Currently exercisable.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:30 UTC M&T BANK CORP MTB · Entity 3122 GrantOption (right to buy) · Derivative 33,260 Not disclosed Strike: $129.54 Not disclosed
Disclosure

SEC source: 0001209191-22-023380 · doc4.xml · derivative · entry 14

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,260

Underlying: Common Stock · 33,260 shares

Expires 2024-07-01

F6 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, outstanding and unexercised stock options to acquire People's United common stock were converted into a number of stock options to acquire M&T common stock based on the exchange ratio. The exercise price of such converted options were also adjusted based on the exchange ratio, pursuant to the Merger Agreement.

F5 · derivative.exercise_date: Currently exercisable.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:30 UTC M&T BANK CORP MTB · Entity 3122 GrantOption (right to buy) · Derivative 52,287 Not disclosed Strike: $137.42 Not disclosed
Disclosure

SEC source: 0001209191-22-023380 · doc4.xml · derivative · entry 13

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,287

Underlying: Common Stock · 52,287 shares

Expires 2024-07-01

F6 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, outstanding and unexercised stock options to acquire People's United common stock were converted into a number of stock options to acquire M&T common stock based on the exchange ratio. The exercise price of such converted options were also adjusted based on the exchange ratio, pursuant to the Merger Agreement.

F5 · derivative.exercise_date: Currently exercisable.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:30 UTC M&T BANK CORP MTB · Entity 3122 GrantOption (right to buy) · Derivative 73,830 Not disclosed Strike: $125.85 Not disclosed
Disclosure

SEC source: 0001209191-22-023380 · doc4.xml · derivative · entry 12

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,830

Underlying: Common Stock · 73,830 shares

Expires 2024-07-01

F6 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, outstanding and unexercised stock options to acquire People's United common stock were converted into a number of stock options to acquire M&T common stock based on the exchange ratio. The exercise price of such converted options were also adjusted based on the exchange ratio, pursuant to the Merger Agreement.

F5 · derivative.exercise_date: Currently exercisable.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:30 UTC M&T BANK CORP MTB · Entity 3122 GrantOption (right to buy) · Derivative 43,426 Not disclosed Strike: $149.39 Not disclosed
Disclosure

SEC source: 0001209191-22-023380 · doc4.xml · derivative · entry 11

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,426

Underlying: Common Stock · 43,426 shares

Expires 2024-07-01

F6 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, outstanding and unexercised stock options to acquire People's United common stock were converted into a number of stock options to acquire M&T common stock based on the exchange ratio. The exercise price of such converted options were also adjusted based on the exchange ratio, pursuant to the Merger Agreement.

F5 · derivative.exercise_date: Currently exercisable.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:30 UTC M&T BANK CORP MTB · Entity 3122 GrantOption (right to buy) · Derivative 37,470 Not disclosed Strike: $167.01 Not disclosed
Disclosure

SEC source: 0001209191-22-023380 · doc4.xml · derivative · entry 10

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,470

Underlying: Common Stock · 37,470 shares

Expires 2024-07-01

F6 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, outstanding and unexercised stock options to acquire People's United common stock were converted into a number of stock options to acquire M&T common stock based on the exchange ratio. The exercise price of such converted options were also adjusted based on the exchange ratio, pursuant to the Merger Agreement.

F5 · derivative.exercise_date: Currently exercisable.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:30 UTC M&T BANK CORP MTB · Entity 3122 GrantOption (right to buy) · Derivative 56,012 Not disclosed Strike: $117.82 Not disclosed
Disclosure

SEC source: 0001209191-22-023380 · doc4.xml · derivative · entry 9

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,012

Underlying: Common Stock · 56,012 shares

Expires 2024-02-20

F6 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, outstanding and unexercised stock options to acquire People's United common stock were converted into a number of stock options to acquire M&T common stock based on the exchange ratio. The exercise price of such converted options were also adjusted based on the exchange ratio, pursuant to the Merger Agreement.

F5 · derivative.exercise_date: Currently exercisable.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:30 UTC M&T BANK CORP MTB · Entity 3122 GrantOption (right to buy) · Derivative 36,932 Not disclosed Strike: $162.42 Not disclosed
Disclosure

SEC source: 0001209191-22-023380 · doc4.xml · derivative · entry 8

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,932

Underlying: Common Stock · 36,932 shares

Expires 2024-07-01

F6 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, outstanding and unexercised stock options to acquire People's United common stock were converted into a number of stock options to acquire M&T common stock based on the exchange ratio. The exercise price of such converted options were also adjusted based on the exchange ratio, pursuant to the Merger Agreement.

F5 · derivative.exercise_date: Currently exercisable.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:30 UTC M&T BANK CORP MTB · Entity 3122 GrantOption (right to buy) · Derivative 12,508 Not disclosed Strike: $109.67 Not disclosed
Disclosure

SEC source: 0001209191-22-023380 · doc4.xml · derivative · entry 7

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,508

Underlying: Common Stock · 12,508 shares

Expires 2023-02-21

F6 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, outstanding and unexercised stock options to acquire People's United common stock were converted into a number of stock options to acquire M&T common stock based on the exchange ratio. The exercise price of such converted options were also adjusted based on the exchange ratio, pursuant to the Merger Agreement.

F5 · derivative.exercise_date: Currently exercisable.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:30 UTC M&T BANK CORP MTB · Entity 3122 GrantCommon Stock 84,850 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-023380 · doc4.xml · nonDerivative · entry 6

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By John P. Barnes Living Trust

Disclosed balance after: 84,850

F1 · kind: Shares received in exchange for shares of People's United Financial, Inc. ("People's United"). On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United's common stock was converted into the right to receive 0.118 of a share of M&T the ("exchange ratio").

F1 · price: Shares received in exchange for shares of People's United Financial, Inc. ("People's United"). On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United's common stock was converted into the right to receive 0.118 of a share of M&T the ("exchange ratio").

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:30 UTC M&T BANK CORP MTB · Entity 3122 GrantCommon Stock 1,558 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-023380 · doc4.xml · nonDerivative · entry 5

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nancy Barnes Living Trust

Disclosed balance after: 1,558

F1 · kind: Shares received in exchange for shares of People's United Financial, Inc. ("People's United"). On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United's common stock was converted into the right to receive 0.118 of a share of M&T the ("exchange ratio").

F1 · price: Shares received in exchange for shares of People's United Financial, Inc. ("People's United"). On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United's common stock was converted into the right to receive 0.118 of a share of M&T the ("exchange ratio").

Read SEC document
April 01, 2022 Filed Apr 6, 2022 01:30 UTC M&T BANK CORP MTB · Entity 3122 GrantCommon Stock 733 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-023380 · doc4.xml · nonDerivative · entry 4

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 733

F1 · kind: Shares received in exchange for shares of People's United Financial, Inc. ("People's United"). On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United's common stock was converted into the right to receive 0.118 of a share of M&T the ("exchange ratio").

F1 · price: Shares received in exchange for shares of People's United Financial, Inc. ("People's United"). On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United's common stock was converted into the right to receive 0.118 of a share of M&T the ("exchange ratio").

F4 · ownership.nature: Shares allocated for the benefit of the reporting person under the People's United Employee Stock Ownership Plan ("ESOP").

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April 01, 2022 Filed Apr 6, 2022 01:30 UTC M&T BANK CORP MTB · Entity 3122 GrantCommon Stock 575 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-023380 · doc4.xml · nonDerivative · entry 3

BARNES JOHN P · CIK 0001250506 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 575

F1 · kind: Shares received in exchange for shares of People's United Financial, Inc. ("People's United"). On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United's common stock was converted into the right to receive 0.118 of a share of M&T the ("exchange ratio").

F1 · price: Shares received in exchange for shares of People's United Financial, Inc. ("People's United"). On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United's common stock was converted into the right to receive 0.118 of a share of M&T the ("exchange ratio").

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.