person · Reporting owner

SMITH G STACY

Disclosed activity across 5 companies

Tapewire entity: 50147
SEC CIK: 0001056313

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
AKUMIN INC.AKU · Entity 94621	10% owner	July 21, 2022	July 22, 2022
SouthState Bank CorpSSB · Entity 3523	Director	May 01, 2026	May 04, 2026
USD Partners LPUSDP · Entity 93812	Director · SEE REMARKS	February 16, 2024	February 21, 2024
WhiteHorse Finance, Inc.WHF · Entity 6515	Director	March 04, 2020	March 06, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AKUMIN INC.

Report date July 21, 2022 · Filed July 22, 2022

Jointly reported with SCW Capital Management, LP, SCW Capital, LP, SCW Capital QP, LP, SCW Single-Asset Partnership, LP, SCW Single-Asset Partnership QP, LP, Trinity Investment Group, LLC, Cathey Robert N., Wagner John R.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	IndirectSee Footnotes	0	Reported balance After 2022-07-21 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2022-07-21 · Sale · Disposed 3,065,257 · Balance 0 F1: Represents a cross-trade between SCW Capital, LP ("SCW Capital"), SCW Capital QP, LP ("SCW Capital QP") and SCW Single-Asset Partnership QP, LP ("SCW Single-Asset Partnership QP"), in which SCW Single-Asset Partnership QP disposed of and each of SCW Capital and SCW Capital QP acquired common shares of Akumin Inc. (the "Issuer"). The reported transactions occurred simultaneously at no profit to the reporting persons and resulted in no change in the aggregate beneficial ownership of the reporting persons that may be exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16a-13 thereunder. As a result of the foregoing transaction, SCW Single-Asset Partnership QP will no longer be a reporting person. F2: This statement is jointly filed by and on behalf of each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership QP, SCW Single-Asset Partnership, LP ("SCW Single-Asset Partnership"), Trinity Investment Group, LLC ("Trinity"), SCW Capital Management, LP ("SCW Capital Management"), Robert N. Cathey, John R. Wagner, and G. Stacy Smith. SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, Mr. Cathey, Mr. Wagner, and Mr. Smith are the direct beneficial owners of the securities covered by this statement. F3: SCW Capital Management is the investment manager of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, and SCW Single-Asset Partnership QP. Trinity is the general partner of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, and SCW Capital Management. Mr. Cathey, Mr. Wagner, and Mr. Smith are the co-managers of, and may each be deemed to beneficially own securities owned by, Trinity. F4: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6: SCW Single-Asset Partnership QP, LP is the record and direct beneficial owner of these securities of the Issuer.
Common SharesSEC Table I · non-derivative	IndirectSee Footnotes	6,231,315	Reported balance After 2022-07-21 transaction · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · 2022-07-21 · Purchase · Acquired 1,931,112 · Balance 6,231,315 F1: Represents a cross-trade between SCW Capital, LP ("SCW Capital"), SCW Capital QP, LP ("SCW Capital QP") and SCW Single-Asset Partnership QP, LP ("SCW Single-Asset Partnership QP"), in which SCW Single-Asset Partnership QP disposed of and each of SCW Capital and SCW Capital QP acquired common shares of Akumin Inc. (the "Issuer"). The reported transactions occurred simultaneously at no profit to the reporting persons and resulted in no change in the aggregate beneficial ownership of the reporting persons that may be exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16a-13 thereunder. As a result of the foregoing transaction, SCW Single-Asset Partnership QP will no longer be a reporting person. F2: This statement is jointly filed by and on behalf of each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership QP, SCW Single-Asset Partnership, LP ("SCW Single-Asset Partnership"), Trinity Investment Group, LLC ("Trinity"), SCW Capital Management, LP ("SCW Capital Management"), Robert N. Cathey, John R. Wagner, and G. Stacy Smith. SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, Mr. Cathey, Mr. Wagner, and Mr. Smith are the direct beneficial owners of the securities covered by this statement. F3: SCW Capital Management is the investment manager of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, and SCW Single-Asset Partnership QP. Trinity is the general partner of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, and SCW Capital Management. Mr. Cathey, Mr. Wagner, and Mr. Smith are the co-managers of, and may each be deemed to beneficially own securities owned by, Trinity. F4: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F7: SCW Capital, LP is the record and direct beneficial owner of these securities of the Issuer.
Common SharesSEC Table I · non-derivative	IndirectSee Footnotes	3,167,742	Reported balance After 2022-07-21 transaction · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · 2022-07-21 · Purchase · Acquired 1,134,145 · Balance 3,167,742 F1: Represents a cross-trade between SCW Capital, LP ("SCW Capital"), SCW Capital QP, LP ("SCW Capital QP") and SCW Single-Asset Partnership QP, LP ("SCW Single-Asset Partnership QP"), in which SCW Single-Asset Partnership QP disposed of and each of SCW Capital and SCW Capital QP acquired common shares of Akumin Inc. (the "Issuer"). The reported transactions occurred simultaneously at no profit to the reporting persons and resulted in no change in the aggregate beneficial ownership of the reporting persons that may be exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16a-13 thereunder. As a result of the foregoing transaction, SCW Single-Asset Partnership QP will no longer be a reporting person. F2: This statement is jointly filed by and on behalf of each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership QP, SCW Single-Asset Partnership, LP ("SCW Single-Asset Partnership"), Trinity Investment Group, LLC ("Trinity"), SCW Capital Management, LP ("SCW Capital Management"), Robert N. Cathey, John R. Wagner, and G. Stacy Smith. SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, Mr. Cathey, Mr. Wagner, and Mr. Smith are the direct beneficial owners of the securities covered by this statement. F3: SCW Capital Management is the investment manager of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, and SCW Single-Asset Partnership QP. Trinity is the general partner of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, and SCW Capital Management. Mr. Cathey, Mr. Wagner, and Mr. Smith are the co-managers of, and may each be deemed to beneficially own securities owned by, Trinity. F4: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F8: SCW Capital QP, LP is the record and direct beneficial owner of these securities of the Issuer.
Common SharesSEC Table I · non-derivative	IndirectSee Footnotes	2,000,547	Reported balance Holding disclosure · report date 2022-07-21 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 2,000,547 F2: This statement is jointly filed by and on behalf of each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership QP, SCW Single-Asset Partnership, LP ("SCW Single-Asset Partnership"), Trinity Investment Group, LLC ("Trinity"), SCW Capital Management, LP ("SCW Capital Management"), Robert N. Cathey, John R. Wagner, and G. Stacy Smith. SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, Mr. Cathey, Mr. Wagner, and Mr. Smith are the direct beneficial owners of the securities covered by this statement. F3: SCW Capital Management is the investment manager of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, and SCW Single-Asset Partnership QP. Trinity is the general partner of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, and SCW Capital Management. Mr. Cathey, Mr. Wagner, and Mr. Smith are the co-managers of, and may each be deemed to beneficially own securities owned by, Trinity. F4: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F9: SCW Single-Asset Partnership, LP is the record and direct beneficial owner of these securities of the Issuer.
Common SharesSEC Table I · non-derivative	IndirectSee Footnotes	60,000	Reported balance Holding disclosure · report date 2022-07-21 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 60,000 F2: This statement is jointly filed by and on behalf of each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership QP, SCW Single-Asset Partnership, LP ("SCW Single-Asset Partnership"), Trinity Investment Group, LLC ("Trinity"), SCW Capital Management, LP ("SCW Capital Management"), Robert N. Cathey, John R. Wagner, and G. Stacy Smith. SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, Mr. Cathey, Mr. Wagner, and Mr. Smith are the direct beneficial owners of the securities covered by this statement. F3: SCW Capital Management is the investment manager of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, and SCW Single-Asset Partnership QP. Trinity is the general partner of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, and SCW Capital Management. Mr. Cathey, Mr. Wagner, and Mr. Smith are the co-managers of, and may each be deemed to beneficially own securities owned by, Trinity. F4: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F10: Robert N. Cathey is the record and direct beneficial owner of these securities of the Issuer.
Common SharesSEC Table I · non-derivative	IndirectSee Footnotes	110,000	Reported balance Holding disclosure · report date 2022-07-21 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 110,000 F2: This statement is jointly filed by and on behalf of each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership QP, SCW Single-Asset Partnership, LP ("SCW Single-Asset Partnership"), Trinity Investment Group, LLC ("Trinity"), SCW Capital Management, LP ("SCW Capital Management"), Robert N. Cathey, John R. Wagner, and G. Stacy Smith. SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, Mr. Cathey, Mr. Wagner, and Mr. Smith are the direct beneficial owners of the securities covered by this statement. F3: SCW Capital Management is the investment manager of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, and SCW Single-Asset Partnership QP. Trinity is the general partner of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, and SCW Capital Management. Mr. Cathey, Mr. Wagner, and Mr. Smith are the co-managers of, and may each be deemed to beneficially own securities owned by, Trinity. F4: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F11: John R. Wagner is the record and direct beneficial owner of these securities of the Issuer.
Common SharesSEC Table I · non-derivative	IndirectSee Footnotes	33,309	Reported balance Holding disclosure · report date 2022-07-21 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 33,309 F2: This statement is jointly filed by and on behalf of each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership QP, SCW Single-Asset Partnership, LP ("SCW Single-Asset Partnership"), Trinity Investment Group, LLC ("Trinity"), SCW Capital Management, LP ("SCW Capital Management"), Robert N. Cathey, John R. Wagner, and G. Stacy Smith. SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, Mr. Cathey, Mr. Wagner, and Mr. Smith are the direct beneficial owners of the securities covered by this statement. F3: SCW Capital Management is the investment manager of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, and SCW Single-Asset Partnership QP. Trinity is the general partner of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, and SCW Capital Management. Mr. Cathey, Mr. Wagner, and Mr. Smith are the co-managers of, and may each be deemed to beneficially own securities owned by, Trinity. F4: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F12: G. Stacy Smith is the record and direct beneficial owner of these securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a cross-trade between SCW Capital, LP ("SCW Capital"), SCW Capital QP, LP ("SCW Capital QP") and SCW Single-Asset Partnership QP, LP ("SCW Single-Asset Partnership QP"), in which SCW Single-Asset Partnership QP disposed of and each of SCW Capital and SCW Capital QP acquired common shares of Akumin Inc. (the "Issuer"). The reported transactions occurred simultaneously at no profit to the reporting persons and resulted in no change in the aggregate beneficial ownership of the reporting persons that may be exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16a-13 thereunder. As a result of the foregoing transaction, SCW Single-Asset Partnership QP will no longer be a reporting person.

F2: This statement is jointly filed by and on behalf of each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership QP, SCW Single-Asset Partnership, LP ("SCW Single-Asset Partnership"), Trinity Investment Group, LLC ("Trinity"), SCW Capital Management, LP ("SCW Capital Management"), Robert N. Cathey, John R. Wagner, and G. Stacy Smith. SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, Mr. Cathey, Mr. Wagner, and Mr. Smith are the direct beneficial owners of the securities covered by this statement.

F3: SCW Capital Management is the investment manager of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, and SCW Single-Asset Partnership QP. Trinity is the general partner of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, and SCW Capital Management. Mr. Cathey, Mr. Wagner, and Mr. Smith are the co-managers of, and may each be deemed to beneficially own securities owned by, Trinity.

F4: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

F5: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6: SCW Single-Asset Partnership QP, LP is the record and direct beneficial owner of these securities of the Issuer.

F7: SCW Capital, LP is the record and direct beneficial owner of these securities of the Issuer.

F8: SCW Capital QP, LP is the record and direct beneficial owner of these securities of the Issuer.

F9: SCW Single-Asset Partnership, LP is the record and direct beneficial owner of these securities of the Issuer.

F10: Robert N. Cathey is the record and direct beneficial owner of these securities of the Issuer.

F11: John R. Wagner is the record and direct beneficial owner of these securities of the Issuer.

F12: G. Stacy Smith is the record and direct beneficial owner of these securities of the Issuer.

SouthState Bank Corp

Report date May 01, 2026 · Filed May 04, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $97.48 · Expires 2026-11-01	Direct	1,050	Reported balance After 2026-05-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-05-01 · Grant · Acquired 1,050 · Balance 1,050 F1: Number of common shares issued pursuant to the time vested Restricted Share Units ("RSUs") granted on 5/1/2026 as part of the stock component of the annual director fees. These RSUs cliff vested on 11/1/2026.

Filing footnotes · ownership attribution and instrument terms

F1: Number of common shares issued pursuant to the time vested Restricted Share Units ("RSUs") granted on 5/1/2026 as part of the stock component of the annual director fees. These RSUs cliff vested on 11/1/2026.

USD Partners LP

Report date February 16, 2024 · Filed February 21, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
COMMON UNITS (LIMITED PARTNER INTERESTS)SEC Table I · non-derivative	Direct	142,829	Reported balance After 2024-02-16 transaction · row 1 1 source row Row 1 · 2024-02-16 · Sale · Disposed 13,136 · Balance 142,829 F1: Each phantom unit represents the economic equivalent of one common unit. This report relates to a settlement of vested phantom units for cash.

Filing footnotes · ownership attribution and instrument terms

F1: Each phantom unit represents the economic equivalent of one common unit. This report relates to a settlement of vested phantom units for cash.

WhiteHorse Finance, Inc.

Report date March 04, 2020 · Filed March 06, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivative	Direct	3,700	Reported balance After 2020-03-04 transaction · row 1 1 source row Row 1 · 2020-03-04 · Purchase · Acquired 3,700 · Balance 3,700

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Independent Bank Group, Inc.

Report date January 01, 2025 · Filed January 03, 2025

Section 16 reporting ended · disclosed 2025-01-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2025-01-01 transaction · row 1 1 source row Row 1 · 2025-01-01 · Disposition to issuer · Disposed 56,131 · Balance 0 F1: Pursuant to the Merger Agreement, each share of Independent Common Stock issued and outstanding immediately prior to the effective time of the Merger was converted into the right to receive 0.60 shares of common stock, par value $2.50 per share, of SouthState (SouthState Common Stock). Shares reported include restricted stock awards. Pursuant to the Merger Agreement, each outstanding restricted stock award was fully vested, cancelled and converted into the right to receive SouthState Common Stock equal to the product (rounded to the nearest whole number) of (i) the number of Independent Common Stock subject to such restricted stock award immediately prior to the effective time of the Merger multiplied by (ii) 0.60. On December 31, 2024 (the day prior to the Merger), the closing price of one share of SouthState Common stock was $99.48.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Merger Agreement, each share of Independent Common Stock issued and outstanding immediately prior to the effective time of the Merger was converted into the right to receive 0.60 shares of common stock, par value $2.50 per share, of SouthState (SouthState Common Stock). Shares reported include restricted stock awards. Pursuant to the Merger Agreement, each outstanding restricted stock award was fully vested, cancelled and converted into the right to receive SouthState Common Stock equal to the product (rounded to the nearest whole number) of (i) the number of Independent Common Stock subject to such restricted stock award immediately prior to the effective time of the Merger multiplied by (ii) 0.60. On December 31, 2024 (the day prior to the Merger), the closing price of one share of SouthState Common stock was $99.48.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 01, 2026 Filed May 4, 2026 21:06 UTC	SouthState Bank Corp SSB · Entity 3523	GrantRestricted Share Units · Derivative	1,050	$97.48 Strike: $97.48	$102,354.00	Disclosure SEC source: 0001056313-26-000001 · primarydocument.xml · derivative · entry 1 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,050 Underlying: Common Stock · 1,050 shares Expires 2026-11-01 F1 · derivative.exercise_date: Number of common shares issued pursuant to the time vested Restricted Share Units ("RSUs") granted on 5/1/2026 as part of the stock component of the annual director fees. These RSUs cliff vested on 11/1/2026. Read SEC document
November 01, 2025 Filed Nov 3, 2025 21:44 UTC	SouthState Bank Corp SSB · Entity 3523	Exercise / conversionCommon Stock	1,136	$0.00	$0.00	Disclosure SEC source: 0001056313-25-000003 · primarydocument.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Number of common shares issued pursuant to the time vested Restricted Share Units ("RSUs") granted on 5/1/2025 as part of the stock component of the annual director fees. These RSUs cliff vested on 11/1/25. Read SEC document
August 01, 2025 Filed Aug 4, 2025 14:55 UTC	SouthState Bank Corp SSB · Entity 3523	PurchaseCommon Stock	2,500	$92.30	$230,750.00	Disclosure SEC source: 0001562180-25-005610 · primarydocument.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,546 Read SEC document
July 22, 2025 Filed Jul 23, 2025 17:12 UTC	SouthState Bank Corp SSB · Entity 3523	Exercise / conversionCommon Stock	267	$0.00	$0.00	Disclosure SEC source: 0001562180-25-005493 · primarydocument.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Number of time vested Restricted Share Units ("RSU") granted on 1/22/2025 as part of the stock component of the annual director fees (prorated). The RSU cliff vested on 7/22/2025. Read SEC document
May 01, 2025 Filed May 2, 2025 20:32 UTC	SouthState Bank Corp SSB · Entity 3523	GrantRestricted Share Units · Derivative	1,136	$87.65 Strike: $87.65	$99,570.40	Disclosure SEC source: 0001562180-25-003495 · primarydocument.xml · derivative · entry 1 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,403 Underlying: Common Stock · 1,136 shares Expires 2025-11-01 F1 · derivative.exercise_date: Number of common shares issued pursuant to the time vested Restricted Share Units ("RSUs") granted on 5/1/2025 as part of the stock component of the annual director fees. These RSUs cliff vested on 11/1/25. Read SEC document
March 06, 2025 Filed Mar 6, 2025 21:49 UTC	SouthState Bank Corp SSB · Entity 3523	PurchaseCommon Stock	3,100	$93.60	$290,160.00	Disclosure SEC source: 0001562180-25-002167 · primarydocument.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,779 Read SEC document
January 22, 2025 Filed Jan 23, 2025 22:01 UTC	SouthState Bank Corp SSB · Entity 3523	GrantRestricted Share Units · Derivative	267	$99.47 Strike: $99.47	$26,558.49	Disclosure SEC source: 0001562180-25-000488 · primarydocument.xml · derivative · entry 1 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 267 Underlying: Common Stock · 267 shares Expires 2025-07-22 F1 · security: Number of time vested Restricted Share Units ("RSU") granted on 1/22/2025 as part of the stock component of the annual director fees (prorated). The units will cliff vest 6 months from the grant date. F1 · derivative.exercise_date: Number of time vested Restricted Share Units ("RSU") granted on 1/22/2025 as part of the stock component of the annual director fees (prorated). The units will cliff vest 6 months from the grant date. Read SEC document
January 01, 2025 Filed Jan 3, 2025 16:09 UTC	Independent Bank Group, Inc. IBTX · Entity 84480	Disposition to issuerCommon Stock	56,131	Not disclosed	Not disclosed	Disclosure SEC source: 0001564618-25-000018 · wk-form4_1735920534.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Merger Agreement, each share of Independent Common Stock issued and outstanding immediately prior to the effective time of the Merger was converted into the right to receive 0.60 shares of common stock, par value $2.50 per share, of SouthState (SouthState Common Stock). Shares reported include restricted stock awards. Pursuant to the Merger Agreement, each outstanding restricted stock award was fully vested, cancelled and converted into the right to receive SouthState Common Stock equal to the product (rounded to the nearest whole number) of (i) the number of Independent Common Stock subject to such restricted stock award immediately prior to the effective time of the Merger multiplied by (ii) 0.60. On December 31, 2024 (the day prior to the Merger), the closing price of one share of SouthState Common stock was $99.48. Read SEC document
July 01, 2024 Filed Jul 3, 2024 23:41 UTC	Independent Bank Group, Inc. IBTX · Entity 84480	GrantCommon Stock	1,548	$0.00	$0.00	Disclosure SEC source: 0001564618-24-000104 · wk-form4_1720050102.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,131 F1 · price: The reporting person acquired the shares pursuant to a grant under the Issuer's 2022 Equity Incentive Plan. Such shares vest one year from the anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:32 UTC	USD Partners LP USDP · Entity 93812	SaleCOMMON UNITS (LIMITED PARTNER INTERESTS)	13,136	$0.22	$2,889.92	Disclosure SEC source: 0001610682-24-000015 · wk-form4_1708551109.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,829 F1 · shares: Each phantom unit represents the economic equivalent of one common unit. This report relates to a settlement of vested phantom units for cash. Read SEC document
July 01, 2023 Filed Jul 5, 2023 20:10 UTC	Independent Bank Group, Inc. IBTX · Entity 84480	GrantCommon Stock	1,738	$0.00	$0.00	Disclosure SEC source: 0001564618-23-000110 · wk-form4_1688587812.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,583 F1 · price: The reporting person acquired the shares pursuant to a grant under the Issuer's 2022 Equity Incentive Plan. Such shares vest one year from the anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:20 UTC	USD Partners LP USDP · Entity 93812	GrantCOMMON UNITS (LIMITED PARTNER INTERESTS)	13,136	$0.00	$0.00	Disclosure SEC source: 0001610682-23-000016 · wf-form4_167701440964185.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,965 F1 · security: Represents the grant of phantom units. Each phantom unit is the economic equivalent of one common unit of USDP. The phantom units vest on the one-year anniversary of the grant date. F1 · shares: Represents the grant of phantom units. Each phantom unit is the economic equivalent of one common unit of USDP. The phantom units vest on the one-year anniversary of the grant date. F2 · balance_after: Includes 13,136 phantom units. Read SEC document
July 21, 2022 Filed Jul 22, 2022 23:25 UTC	AKUMIN INC. AKU · Entity 94621	PurchaseCommon Shares	1,134,145	$0.52	$589,755.40	Disclosure SEC source: 0000899243-22-026606 · doc4.xml · nonDerivative · entry 3 SCW Capital Management, LP · CIK 0001738045 · 10% owner SCW Capital, LP · CIK 0001638046 · 10% owner SCW Capital QP, LP · CIK 0001738855 · 10% owner SCW Single-Asset Partnership, LP · CIK 0001820813 · 10% owner SCW Single-Asset Partnership QP, LP · CIK 0001823555 · 10% owner Trinity Investment Group, LLC · CIK 0001902856 · 10% owner Cathey Robert N. · CIK 0001902816 · 10% owner SMITH G STACY · CIK 0001056313 · 10% owner Wagner John R. · CIK 0001903982 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,167,742 F1 · shares: Represents a cross-trade between SCW Capital, LP ("SCW Capital"), SCW Capital QP, LP ("SCW Capital QP") and SCW Single-Asset Partnership QP, LP ("SCW Single-Asset Partnership QP"), in which SCW Single-Asset Partnership QP disposed of and each of SCW Capital and SCW Capital QP acquired common shares of Akumin Inc. (the "Issuer"). The reported transactions occurred simultaneously at no profit to the reporting persons and resulted in no change in the aggregate beneficial ownership of the reporting persons that may be exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16a-13 thereunder. As a result of the foregoing transaction, SCW Single-Asset Partnership QP will no longer be a reporting person. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership QP, SCW Single-Asset Partnership, LP ("SCW Single-Asset Partnership"), Trinity Investment Group, LLC ("Trinity"), SCW Capital Management, LP ("SCW Capital Management"), Robert N. Cathey, John R. Wagner, and G. Stacy Smith. SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, Mr. Cathey, Mr. Wagner, and Mr. Smith are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: SCW Capital Management is the investment manager of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, and SCW Single-Asset Partnership QP. Trinity is the general partner of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, and SCW Capital Management. Mr. Cathey, Mr. Wagner, and Mr. Smith are the co-managers of, and may each be deemed to beneficially own securities owned by, Trinity. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F8 · ownership.nature: SCW Capital QP, LP is the record and direct beneficial owner of these securities of the Issuer. Read SEC document
July 21, 2022 Filed Jul 22, 2022 23:25 UTC	AKUMIN INC. AKU · Entity 94621	PurchaseCommon Shares	1,931,112	$0.52	$1,004,178.24	Disclosure SEC source: 0000899243-22-026606 · doc4.xml · nonDerivative · entry 2 SCW Capital Management, LP · CIK 0001738045 · 10% owner SCW Capital, LP · CIK 0001638046 · 10% owner SCW Capital QP, LP · CIK 0001738855 · 10% owner SCW Single-Asset Partnership, LP · CIK 0001820813 · 10% owner SCW Single-Asset Partnership QP, LP · CIK 0001823555 · 10% owner Trinity Investment Group, LLC · CIK 0001902856 · 10% owner Cathey Robert N. · CIK 0001902816 · 10% owner SMITH G STACY · CIK 0001056313 · 10% owner Wagner John R. · CIK 0001903982 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,231,315 F1 · shares: Represents a cross-trade between SCW Capital, LP ("SCW Capital"), SCW Capital QP, LP ("SCW Capital QP") and SCW Single-Asset Partnership QP, LP ("SCW Single-Asset Partnership QP"), in which SCW Single-Asset Partnership QP disposed of and each of SCW Capital and SCW Capital QP acquired common shares of Akumin Inc. (the "Issuer"). The reported transactions occurred simultaneously at no profit to the reporting persons and resulted in no change in the aggregate beneficial ownership of the reporting persons that may be exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16a-13 thereunder. As a result of the foregoing transaction, SCW Single-Asset Partnership QP will no longer be a reporting person. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership QP, SCW Single-Asset Partnership, LP ("SCW Single-Asset Partnership"), Trinity Investment Group, LLC ("Trinity"), SCW Capital Management, LP ("SCW Capital Management"), Robert N. Cathey, John R. Wagner, and G. Stacy Smith. SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, Mr. Cathey, Mr. Wagner, and Mr. Smith are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: SCW Capital Management is the investment manager of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, and SCW Single-Asset Partnership QP. Trinity is the general partner of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, and SCW Capital Management. Mr. Cathey, Mr. Wagner, and Mr. Smith are the co-managers of, and may each be deemed to beneficially own securities owned by, Trinity. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F7 · ownership.nature: SCW Capital, LP is the record and direct beneficial owner of these securities of the Issuer. Read SEC document
July 21, 2022 Filed Jul 22, 2022 23:25 UTC	AKUMIN INC. AKU · Entity 94621	SaleCommon Shares	3,065,257	$0.52	$1,593,933.64	Disclosure SEC source: 0000899243-22-026606 · doc4.xml · nonDerivative · entry 1 SCW Capital Management, LP · CIK 0001738045 · 10% owner SCW Capital, LP · CIK 0001638046 · 10% owner SCW Capital QP, LP · CIK 0001738855 · 10% owner SCW Single-Asset Partnership, LP · CIK 0001820813 · 10% owner SCW Single-Asset Partnership QP, LP · CIK 0001823555 · 10% owner Trinity Investment Group, LLC · CIK 0001902856 · 10% owner Cathey Robert N. · CIK 0001902816 · 10% owner SMITH G STACY · CIK 0001056313 · 10% owner Wagner John R. · CIK 0001903982 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · shares: Represents a cross-trade between SCW Capital, LP ("SCW Capital"), SCW Capital QP, LP ("SCW Capital QP") and SCW Single-Asset Partnership QP, LP ("SCW Single-Asset Partnership QP"), in which SCW Single-Asset Partnership QP disposed of and each of SCW Capital and SCW Capital QP acquired common shares of Akumin Inc. (the "Issuer"). The reported transactions occurred simultaneously at no profit to the reporting persons and resulted in no change in the aggregate beneficial ownership of the reporting persons that may be exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16a-13 thereunder. As a result of the foregoing transaction, SCW Single-Asset Partnership QP will no longer be a reporting person. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership QP, SCW Single-Asset Partnership, LP ("SCW Single-Asset Partnership"), Trinity Investment Group, LLC ("Trinity"), SCW Capital Management, LP ("SCW Capital Management"), Robert N. Cathey, John R. Wagner, and G. Stacy Smith. SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, Mr. Cathey, Mr. Wagner, and Mr. Smith are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: SCW Capital Management is the investment manager of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, and SCW Single-Asset Partnership QP. Trinity is the general partner of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, and SCW Capital Management. Mr. Cathey, Mr. Wagner, and Mr. Smith are the co-managers of, and may each be deemed to beneficially own securities owned by, Trinity. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: SCW Single-Asset Partnership QP, LP is the record and direct beneficial owner of these securities of the Issuer. Read SEC document
July 01, 2022 Filed Jul 6, 2022 17:08 UTC	Independent Bank Group, Inc. IBTX · Entity 84480	GrantCommon Stock	874	$0.00	$0.00	Disclosure SEC source: 0001564618-22-000097 · wf-form4_165712729945767.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,845 F1 · price: The reporting person acquired the shares pursuant to a grant under the Issuer's 2022 Equity Incentive Plan. Such shares vest on the one year anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:37 UTC	USD Partners LP USDP · Entity 93812	GrantCOMMON UNITS (LIMITED PARTNER INTERESTS)	13,136	$0.00	$0.00	Disclosure SEC source: 0001610682-22-000014 · wf-form4_164522017414991.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,829 F1 · security: Represents the grant of phantom units. Each phantom unit is the economic equivalent of one common unit of USDP. The phantom units vest on the one-year anniversary of the grant date. F1 · shares: Represents the grant of phantom units. Each phantom unit is the economic equivalent of one common unit of USDP. The phantom units vest on the one-year anniversary of the grant date. F2 · balance_after: Includes 13,136 phantom units. Read SEC document
January 28, 2022 Filed Jan 29, 2022 01:17 UTC	Independent Bank Group, Inc. IBTX · Entity 84480	SaleCommon Stock	759	$75.01	$56,935.63	Disclosure SEC source: 0001564618-22-000028 · wf-form4_164341900344156.xml · nonDerivative · entry 4 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,971 F4 · price: Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $74.92 to $75.16, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified. Read SEC document
January 28, 2022 Filed Jan 29, 2022 01:17 UTC	Independent Bank Group, Inc. IBTX · Entity 84480	SaleCommon Stock	9,241	$74.32	$686,791.12	Disclosure SEC source: 0001564618-22-000028 · wf-form4_164341900344156.xml · nonDerivative · entry 3 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,730 F3 · price: Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $73.90 to $74.90, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified. Read SEC document
January 27, 2022 Filed Jan 29, 2022 01:17 UTC	Independent Bank Group, Inc. IBTX · Entity 84480	SaleCommon Stock	2,002	$77.23	$154,610.46	Disclosure SEC source: 0001564618-22-000028 · wf-form4_164341900344156.xml · nonDerivative · entry 2 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,971 F2 · price: Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $76.75 to $77.50, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified. Read SEC document
January 27, 2022 Filed Jan 29, 2022 01:17 UTC	Independent Bank Group, Inc. IBTX · Entity 84480	SaleCommon Stock	6,998	$75.30	$526,921.41	Disclosure SEC source: 0001564618-22-000028 · wf-form4_164341900344156.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,973 F1 · price: Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $75.00 to $76.00, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified. Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:30 UTC	AKUMIN INC. AKU · Entity 94621	PurchaseCommon Shares	75,000	$1.66	$124,500.00	Disclosure SEC source: 0000899243-22-001583 · doc4.xml · nonDerivative · entry 2 SCW Capital Management, LP · CIK 0001738045 · 10% owner SCW Capital, LP · CIK 0001638046 · 10% owner SCW Capital QP, LP · CIK 0001738855 · 10% owner SCW Single-Asset Partnership, LP · CIK 0001820813 · 10% owner SCW Single-Asset Partnership QP, LP · CIK 0001823555 · 10% owner Trinity Investment Group, LLC · CIK 0001902856 · 10% owner Cathey Robert N. · CIK 0001902816 · 10% owner SMITH G STACY · CIK 0001056313 · 10% owner Wagner John R. · CIK 0001903982 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footones Disclosed balance after: 4,430,203 F1 · shares: Represents a cross-trade between SCW Capital, LP ("SCW Capital") and SCW Single-Asset Partnership, LP ("SCW Single-Asset Partnership"), in which SCW Single-Asset Partnership disposed of and SCW Capital acquired common shares of Akumin Inc. (the "Issuer"). The reported transactions occurred simultaneously at no profit to the reporting persons and resulted in no change in the aggregate beneficial ownership of the reporting persons that may be exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16a-13 thereunder. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of SCW Capital, SCW Capital QP, LP ("SCW Capital QP"), SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, LP ("SCW Single-Asset Partnership QP"), Trinity Investment Group, LLC ("Trinity"), SCW Capital Management, LP ("SCW Capital Management"), Robert N. Cathey, John R. Wagner, and G. Stacy Smith. SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, Mr. Cathey, Mr. Wagner, and Mr. Smith are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: SCW Capital Management is the investment manager of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, and SCW Single-Asset Partnership QP. Trinity is the general partner of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, and SCW Capital Management. Mr. Cathey, Mr. Wagner, and Mr. Smith are the co-managers of, and may each be deemed to beneficially own securities owned by, Trinity. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F7 · ownership.nature: SCW Capital, LP is the record and direct beneficial owner of these securities of the Issuer. Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:30 UTC	AKUMIN INC. AKU · Entity 94621	SaleCommon Shares	75,000	$1.66	$124,500.00	Disclosure SEC source: 0000899243-22-001583 · doc4.xml · nonDerivative · entry 1 SCW Capital Management, LP · CIK 0001738045 · 10% owner SCW Capital, LP · CIK 0001638046 · 10% owner SCW Capital QP, LP · CIK 0001738855 · 10% owner SCW Single-Asset Partnership, LP · CIK 0001820813 · 10% owner SCW Single-Asset Partnership QP, LP · CIK 0001823555 · 10% owner Trinity Investment Group, LLC · CIK 0001902856 · 10% owner Cathey Robert N. · CIK 0001902816 · 10% owner SMITH G STACY · CIK 0001056313 · 10% owner Wagner John R. · CIK 0001903982 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footones Disclosed balance after: 2,020,851 F1 · shares: Represents a cross-trade between SCW Capital, LP ("SCW Capital") and SCW Single-Asset Partnership, LP ("SCW Single-Asset Partnership"), in which SCW Single-Asset Partnership disposed of and SCW Capital acquired common shares of Akumin Inc. (the "Issuer"). The reported transactions occurred simultaneously at no profit to the reporting persons and resulted in no change in the aggregate beneficial ownership of the reporting persons that may be exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16a-13 thereunder. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of SCW Capital, SCW Capital QP, LP ("SCW Capital QP"), SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, LP ("SCW Single-Asset Partnership QP"), Trinity Investment Group, LLC ("Trinity"), SCW Capital Management, LP ("SCW Capital Management"), Robert N. Cathey, John R. Wagner, and G. Stacy Smith. SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, Mr. Cathey, Mr. Wagner, and Mr. Smith are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: SCW Capital Management is the investment manager of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, and SCW Single-Asset Partnership QP. Trinity is the general partner of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, and SCW Capital Management. Mr. Cathey, Mr. Wagner, and Mr. Smith are the co-managers of, and may each be deemed to beneficially own securities owned by, Trinity. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: SCW Single-Asset Partnership, LP is the record and direct beneficial owner of these securities of the Issuer. Read SEC document
June 03, 2021 Filed Jun 15, 2021 19:58 UTC	Independent Bank Group, Inc. IBTX · Entity 84480	GrantCommon Stock	754	$0.00	$0.00	Disclosure SEC source: 0001564618-21-000070 · wf-form4_162378708522381.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,971 F1 · price: The reporting person acquired the shares pursuant to a grant under the Issuer's 2013 Equity Incentive Plan. Such shares vest on the one year anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:17 UTC	USD Partners LP USDP · Entity 93812	GrantCOMMON UNITS (LIMITED PARTNER INTERESTS)	13,136	$0.00	$0.00	Disclosure SEC source: 0001610682-21-000018 · wf-form4_161368660591499.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,693 F1 · security: Represents the grant of phantom units. Each phantom unit is the economic equivalent of one common unit of USDP. The phantom units vest on the one-year anniversary of the grant date. F1 · shares: Represents the grant of phantom units. Each phantom unit is the economic equivalent of one common unit of USDP. The phantom units vest on the one-year anniversary of the grant date. F2 · balance_after: Includes 13,136 phantom units. Read SEC document
February 04, 2021 Filed Feb 5, 2021 22:23 UTC	Independent Bank Group, Inc. IBTX · Entity 84480	SaleCommon Stock	13,000	$67.42	$876,460.00	Disclosure SEC source: 0001564618-21-000018 · wf-form4_161256379657740.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,217 F1 · price: Reflects the weighted average purchase price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $67.35 to $67.46, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified. Read SEC document
December 09, 2020 Filed Dec 10, 2020 23:37 UTC	Independent Bank Group, Inc. IBTX · Entity 84480	SaleCommon Stock	15,000	$59.18	$887,626.50	Disclosure SEC source: 0001564618-20-000087 · wf-form4_160764340776811.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,217 F1 · price: Reflects the weighted average purchase price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $59.00 to $60.00, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified. Read SEC document
September 04, 2020 Filed Oct 23, 2020 13:27 UTC	Independent Bank Group, Inc. IBTX · Entity 84480	GrantCommon Stock	1,159	$0.00	$0.00	Disclosure SEC source: 0001564618-20-000076 · wf-form4_160345960957132.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,217 F1 · price: The reporting person acquired the shares pursuant to a grant under the Issuer's 2013 Equity Incentive Plan. Such shares vest one year from the anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:32 UTC	WhiteHorse Finance, Inc. WHF · Entity 6515	PurchaseCommon Stock, par value $0.001 per share	3,700	$13.85	$51,245.00	Disclosure SEC source: 0001104659-20-030227 · tm2011913-2_4.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,700 Read SEC document
February 16, 2020 Filed Feb 18, 2020 22:31 UTC	USD Partners LP USDP · Entity 93812	GrantCOMMON UNITS (LIMITED PARTNER INTERESTS)	13,136	$0.00	$0.00	Disclosure SEC source: 0001610682-20-000018 · wf-form4_158206506013432.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,557 F1 · security: Represents the grant of phantom units. Each phantom unit is the economic equivalent of one common unit of USDP. The phantom units vest on the one-year anniversary of the grant date. F1 · shares: Represents the grant of phantom units. Each phantom unit is the economic equivalent of one common unit of USDP. The phantom units vest on the one-year anniversary of the grant date. F2 · balance_after: Includes 13,136 phantom units. Read SEC document
January 30, 2020 Filed Feb 3, 2020 15:53 UTC	Independent Bank Group, Inc. IBTX · Entity 84480	PurchaseCommon Stock	5,000	$53.33	$266,650.00	Disclosure SEC source: 0001564618-20-000015 · wf-form4_158074518964040.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,058 F1 · price: Reflects the weighted average purchase price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $53.17 to $53.47, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified. Read SEC document
June 11, 2019 Filed Jun 13, 2019 23:18 UTC	Independent Bank Group, Inc. IBTX · Entity 84480	GrantCommon Stock	1,036	Not disclosed	Not disclosed	Disclosure SEC source: 0001564618-19-000082 · wf-form4_156046787399750.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,058 F1 · price: The reporting person acquired the shares pursuant to a grant under the Issuer's 2013 Equity Incentive Plan. Such shares vest one year from the anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Read SEC document
June 05, 2019 Filed Jun 7, 2019 20:12 UTC	Independent Bank Group, Inc. IBTX · Entity 84480	SaleCommon Stock	81,904	$52.90	$4,332,721.60	Disclosure SEC source: 0001564618-19-000078 · wf-form4_155993834215557.xml · nonDerivative · entry 2 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SCW Capital QP, LP Disclosed balance after: 0 Read SEC document
June 05, 2019 Filed Jun 7, 2019 20:12 UTC	Independent Bank Group, Inc. IBTX · Entity 84480	SaleCommon Stock	53,096	$52.90	$2,808,778.40	Disclosure SEC source: 0001564618-19-000078 · wf-form4_155993834215557.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SCW Capital LP Disclosed balance after: 0 Read SEC document
February 16, 2019 Filed Feb 19, 2019 21:42 UTC	USD Partners LP USDP · Entity 93812	GrantCOMMON UNITS (LIMITED PARTNER INTERESTS)	12,177	$0.00	$0.00	Disclosure SEC source: 0001610682-19-000013 · wf-form4_155061252631543.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,421 F1 · shares: Represents the grant of phantom units. Each phantom unit is the economic equivalent of one common unit of USDP. The phantom units vest on the one-year anniversary of the grant date. F2 · balance_after: Includes 12,177 phantom units. Read SEC document
January 25, 2019 Filed Jan 30, 2019 02:40 UTC	Independent Bank Group, Inc. IBTX · Entity 84480	GrantCommon Stock	1,048	Not disclosed	Not disclosed	Disclosure SEC source: 0001564618-19-000028 · wf-form4_154881601171998.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,022 F1 · price: The reporting person acquired the shares pursuant to a grant under the Issuer's 2013 Equity Incentive Plan. Such shares vest in three (3) equal annual installments on the anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Read SEC document
January 25, 2019 Filed May 17, 2019 21:49 UTC Amendment	Independent Bank Group, Inc. IBTX · Entity 84480	GrantCommon Stock	1,048	Not disclosed	Not disclosed	Disclosure SEC source: 0001564618-19-000068 · wf-form4a_155812977079195.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,022 F1 · price: The reporting person acquired the shares pursuant to a grant under the Issuer's 2013 Equity Incentive Plan. Such shares vest in three (3) equal annual installments on the anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Read SEC document
September 14, 2018 Filed Sep 18, 2018 13:09 UTC	Independent Bank Group, Inc. IBTX · Entity 84480	PurchaseCommon Stock	25,000	$65.90	$1,647,387.50	Disclosure SEC source: 0001564618-18-000094 · wf-form4_153727612607170.xml · nonDerivative · entry 2 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SCW Capital LP Disclosed balance after: 135,000 F1 · price: Reflects the weighted average purchase price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $65.61 to $66.40, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified. Read SEC document
September 14, 2018 Filed May 17, 2019 21:50 UTC Amendment	Independent Bank Group, Inc. IBTX · Entity 84480	PurchaseCommon Stock	25,000	$65.90	$1,647,387.50	Disclosure SEC source: 0001564618-19-000069 · wf-form4a_155812980463789.xml · nonDerivative · entry 2 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SCW Capital QP, LP Disclosed balance after: 28,808 F1 · security: THIS AMENDMENT IS BEING FILED TO AMEND THAT CERTAIN FORM 4, FILED SEPTEMBER 18, 2018 (THE "ORIGINAL FORM 4"), IN ORDER TO CORRECT THE ALLOCATION OF SHARES ACQUIRED INDIRECTLY BY THE REPORTING PERSON IN THE ORIGINAL FORM 4 AND THE ALLOCATION OF THE TOTAL SECURITIES OWNED AFTER SUCH TRANSACTIONS. PURSUANT TO GUIDANCE FROM THE SEC, ONLY THE LINE ITEM REQUIRING AMENDMENT IS RESTATED IN TABLE I ABOVE. ALL OTHER LINE ITEMS IN THE ORIGINAL FORM 4 (OTHER THAN WITH RESPECT TO THE NUMBER OF SECURITIES OWNED FOLLOWING ANY SUBSEQUENT TRANSACTION) REMAIN UNCHANGED. F2 · shares: Includes shares reflected in the original Form 4 as purchased and held indirectly by SCW CAPITAL,LP. F3 · price: Reflects the weighted average purchase price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $65.61 to $66.40, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified. Read SEC document
September 14, 2018 Filed May 21, 2019 16:04 UTC Amendment	Independent Bank Group, Inc. IBTX · Entity 84480	PurchaseCommon Stock	25,000	$65.90	$1,647,387.50	Disclosure SEC source: 0001564618-19-000072 · wf-form4a_155845465593166.xml · nonDerivative · entry 2 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SCW Capital QP, LP Disclosed balance after: 81,904 F1 · security: THIS AMENDMENT IS BEING FILED TO AMEND THAT CERTAIN FORM 4, FILED SEPTEMBER 18, 2018 (THE "ORIGINAL FORM 4"), IN ORDER TO CORRECT THE ALLOCATION OF SHARES ACQUIRED INDIRECTLY BY THE REPORTING PERSON IN THE ORIGINAL FORM 4 AND THE ALLOCATION OF THE TOTAL SECURITIES OWNED AFTER SUCH TRANSACTIONS. PURSUANT TO GUIDANCE FROM THE SEC, ONLY THE LINE ITEM REQUIRING AMENDMENT IS RESTATED IN TABLE I ABOVE. ALL OTHER LINE ITEMS IN THE ORIGINAL FORM 4 (OTHER THAN WITH RESPECT TO THE NUMBER OF SECURITIES OWNED FOLLOWING ANY SUBSEQUENT TRANSACTION) REMAIN UNCHANGED. F2 · shares: Includes shares reflected in the original Form 4 as purchased and held indirectly by SCW CAPITAL,LP. F3 · price: Reflects the weighted average purchase price for the reported transactions. The shares were purchased in multiple transactions at prices ranging from $65.61 to $66.40, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified. F2 · balance_after: Includes shares reflected in the original Form 4 as purchased and held indirectly by SCW CAPITAL,LP. Read SEC document
August 14, 2018 Filed Aug 15, 2018 21:09 UTC	WhiteHorse Finance, Inc. WHF · Entity 6515	SaleCommon Stock, par value $0.001 per share	9,000	$14.19	$127,692.00	Disclosure SEC source: 0001144204-18-044952 · tv501042_4.xml · nonDerivative · entry 2 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.09 to $14.24, inclusive. The reporting person undertakes to provide WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
August 13, 2018 Filed Aug 15, 2018 21:09 UTC	WhiteHorse Finance, Inc. WHF · Entity 6515	SaleCommon Stock, par value $0.001 per share	3,000	$14.47	$43,419.00	Disclosure SEC source: 0001144204-18-044952 · tv501042_4.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 F1 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.47 to $14.486, inclusive. The reporting person undertakes to provide WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
July 27, 2018 Filed Jul 30, 2018 17:37 UTC	Independent Bank Group, Inc. IBTX · Entity 84480	PurchaseCommon Stock	10,000	$68.56	$685,624.00	Disclosure SEC source: 0001564618-18-000087 · wf-form4_153297222804952.xml · nonDerivative · entry 2 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SCW Capital LP Disclosed balance after: 110,000 Read SEC document
July 27, 2018 Filed May 17, 2019 21:51 UTC Amendment	Independent Bank Group, Inc. IBTX · Entity 84480	PurchaseCommon Stock	5,300	$68.56	$363,380.72	Disclosure SEC source: 0001564618-19-000070 · wf-form4a_155812983895090.xml · nonDerivative · entry 3 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SCW Capital QP, LP Disclosed balance after: 56,904 F1 · security: THIS AMENDMENT IS BEING FILED TO AMEND THAT CERTAIN FORM 4, FILED July 30, 2018 (THE "ORIGINAL FORM 4"), IN ORDER TO CORRECT THE ALLOCATION OF SHARES ACQUIRED INDIRECTLY BY THE REPORTING PERSON IN THE ORIGINAL FORM 4 AND THE ALLOCATION OF THE TOTAL SECURITIES OWNED AFTER SUCH TRANSACTIONS. PURSUANT TO GUIDANCE FROM THE SEC, ONLY THE LINE ITEM REQUIRING AMENDMENT IS RESTATED IN TABLE I ABOVE. ALL OTHER LINE ITEMS IN THE ORIGINAL FORM 4 (OTHER THAN WITH RESPECT TO THE NUMBER OF SECURITIES OWNED FOLLOWING ANY SUBSEQUENT TRANSACTION) REMAIN UNCHANGED. F3 · shares: Includes shares reflected in the original Form 4 as purchased and held indirectly by SCW CAPITAL,LP. F2 · balance_after: Reflects a transfer in kind of 27,459 shares of the issuer's common stock from SCW Capital, LP to SCW Capital QP, LP. The reporting person previously reported ownership of such shares of the issuer's common stock as held by SCW Capital, LP in the original Form 4. F3 · balance_after: Includes shares reflected in the original Form 4 as purchased and held indirectly by SCW CAPITAL,LP. Read SEC document
July 27, 2018 Filed May 17, 2019 21:51 UTC Amendment	Independent Bank Group, Inc. IBTX · Entity 84480	PurchaseCommon Stock	4,700	$68.56	$322,243.28	Disclosure SEC source: 0001564618-19-000070 · wf-form4a_155812983895090.xml · nonDerivative · entry 2 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SCW Capital LP Disclosed balance after: 53,096 F1 · security: THIS AMENDMENT IS BEING FILED TO AMEND THAT CERTAIN FORM 4, FILED July 30, 2018 (THE "ORIGINAL FORM 4"), IN ORDER TO CORRECT THE ALLOCATION OF SHARES ACQUIRED INDIRECTLY BY THE REPORTING PERSON IN THE ORIGINAL FORM 4 AND THE ALLOCATION OF THE TOTAL SECURITIES OWNED AFTER SUCH TRANSACTIONS. PURSUANT TO GUIDANCE FROM THE SEC, ONLY THE LINE ITEM REQUIRING AMENDMENT IS RESTATED IN TABLE I ABOVE. ALL OTHER LINE ITEMS IN THE ORIGINAL FORM 4 (OTHER THAN WITH RESPECT TO THE NUMBER OF SECURITIES OWNED FOLLOWING ANY SUBSEQUENT TRANSACTION) REMAIN UNCHANGED. F2 · balance_after: Reflects a transfer in kind of 27,459 shares of the issuer's common stock from SCW Capital, LP to SCW Capital QP, LP. The reporting person previously reported ownership of such shares of the issuer's common stock as held by SCW Capital, LP in the original Form 4. Read SEC document
June 08, 2018 Filed Jun 11, 2018 20:30 UTC	WhiteHorse Finance, Inc. WHF · Entity 6515	SaleCommon Stock, par value $0.001 per share	7,210	$14.98	$108,005.80	Disclosure SEC source: 0001144204-18-033750 · tv496277_4.xml · nonDerivative · entry 2 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:30 UTC	WhiteHorse Finance, Inc. WHF · Entity 6515	SaleCommon Stock, par value $0.001 per share	10,790	$14.88	$160,555.20	Disclosure SEC source: 0001144204-18-033750 · tv496277_4.xml · nonDerivative · entry 1 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,210 Read SEC document
May 29, 2018 Filed May 31, 2018 01:07 UTC	Independent Bank Group, Inc. IBTX · Entity 84480	PurchaseCommon Stock	8,000	$72.83	$582,617.60	Disclosure SEC source: 0001564618-18-000070 · wf-form4_152772885326020.xml · nonDerivative · entry 3 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SCW Capital LP Disclosed balance after: 100,000 Read SEC document
May 29, 2018 Filed May 17, 2019 21:51 UTC Amendment	Independent Bank Group, Inc. IBTX · Entity 84480	PurchaseCommon Stock	8,000	$72.83	$582,617.60	Disclosure SEC source: 0001564618-19-000071 · wf-form4a_155812988875465.xml · nonDerivative · entry 4 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SCW Capital QP, LP Disclosed balance after: 24,145 F1 · security: THIS AMENDMENT IS BEING FILED TO AMEND THAT CERTAIN FORM 4, FILED MAY 30, 2018 (THE "ORIGINAL FORM 4"), IN ORDER TO CORRECT THE ALLOCATION OF SHARES ACQUIRED INDIRECTLY BY THE REPORTING PERSON IN THE ORIGINAL FORM 4 AND THE ALLOCATION OF THE TOTAL SECURITIES OWNED AFTER SUCH TRANSACTIONS. PURSUANT TO GUIDANCE FROM THE SEC, ONLY THE LINE ITEM REQUIRING AMENDMENT IS RESTATED IN TABLE I ABOVE. ALL OTHER LINE ITEMS IN THE ORIGINAL FORM 4 (OTHER THAN WITH RESPECT TO THE NUMBER OF SECURITIES OWNED FOLLOWING ANY SUBSEQUENT TRANSACTION) REMAIN UNCHANGED. F3 · shares: Includes shares reflected in the original Form 4 as purchased and held indirectly by SCW CAPITAL,LP. F3 · balance_after: Includes shares reflected in the original Form 4 as purchased and held indirectly by SCW CAPITAL,LP. Read SEC document
May 25, 2018 Filed May 31, 2018 01:07 UTC	Independent Bank Group, Inc. IBTX · Entity 84480	PurchaseCommon Stock	17,000	$74.75	$1,270,687.10	Disclosure SEC source: 0001564618-18-000070 · wf-form4_152772885326020.xml · nonDerivative · entry 2 SMITH G STACY · CIK 0001056313 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SCW Capital LP Disclosed balance after: 92,000 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.