Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AKUMIN INC.AKU · Entity 94621 | Director | April 07, 2023 | April 11, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AKUMIN INC.
Report date April 07, 2023 · Filed April 11, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 316,159 |
Reported balance
After 2023-04-07 transaction · row 1
1 source rowRow 1 · 2023-04-07 · Grant · Acquired 102,459 · Balance 316,159 F1: The Reporting Person was granted an award of 102,459 restricted stock units ("RSUs) on April 7, 2023 under the Company's Amended and Restated Restricted Share Unit Plan. 51,229 RSUs will vest on March 15, 2024. The remaining 51,230 RSUs will vest on March 15, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person was granted an award of 102,459 restricted stock units ("RSUs) on April 7, 2023 under the Company's Amended and Restated Restricted Share Unit Plan. 51,229 RSUs will vest on March 15, 2024. The remaining 51,230 RSUs will vest on March 15, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 07, 2023 Filed Apr 11, 2023 15:36 UTC | AKUMIN INC. AKU · Entity 94621 | GrantCommon Stock | 102,459 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-011105 · doc4.xml · nonDerivative · entry 1 Wagner John R. · CIK 0001903982 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 316,159 F1 · shares: The Reporting Person was granted an award of 102,459 restricted stock units ("RSUs) on April 7, 2023 under the Company's Amended and Restated Restricted Share Unit Plan. 51,229 RSUs will vest on March 15, 2024. The remaining 51,230 RSUs will vest on March 15, 2025. Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 23:25 UTC | AKUMIN INC. AKU · Entity 94621 | PurchaseCommon Shares | 1,134,145 | $0.52 | $589,755.40 |
DisclosureSEC source: 0000899243-22-026606 · doc4.xml · nonDerivative · entry 3 SCW Capital Management, LP · CIK 0001738045 · 10% owner SCW Capital, LP · CIK 0001638046 · 10% owner SCW Capital QP, LP · CIK 0001738855 · 10% owner SCW Single-Asset Partnership, LP · CIK 0001820813 · 10% owner SCW Single-Asset Partnership QP, LP · CIK 0001823555 · 10% owner Trinity Investment Group, LLC · CIK 0001902856 · 10% owner Cathey Robert N. · CIK 0001902816 · 10% owner SMITH G STACY · CIK 0001056313 · 10% owner Wagner John R. · CIK 0001903982 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,167,742 F1 · shares: Represents a cross-trade between SCW Capital, LP ("SCW Capital"), SCW Capital QP, LP ("SCW Capital QP") and SCW Single-Asset Partnership QP, LP ("SCW Single-Asset Partnership QP"), in which SCW Single-Asset Partnership QP disposed of and each of SCW Capital and SCW Capital QP acquired common shares of Akumin Inc. (the "Issuer"). The reported transactions occurred simultaneously at no profit to the reporting persons and resulted in no change in the aggregate beneficial ownership of the reporting persons that may be exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16a-13 thereunder. As a result of the foregoing transaction, SCW Single-Asset Partnership QP will no longer be a reporting person. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership QP, SCW Single-Asset Partnership, LP ("SCW Single-Asset Partnership"), Trinity Investment Group, LLC ("Trinity"), SCW Capital Management, LP ("SCW Capital Management"), Robert N. Cathey, John R. Wagner, and G. Stacy Smith. SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, Mr. Cathey, Mr. Wagner, and Mr. Smith are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: SCW Capital Management is the investment manager of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, and SCW Single-Asset Partnership QP. Trinity is the general partner of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, and SCW Capital Management. Mr. Cathey, Mr. Wagner, and Mr. Smith are the co-managers of, and may each be deemed to beneficially own securities owned by, Trinity. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F8 · ownership.nature: SCW Capital QP, LP is the record and direct beneficial owner of these securities of the Issuer. Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 23:25 UTC | AKUMIN INC. AKU · Entity 94621 | PurchaseCommon Shares | 1,931,112 | $0.52 | $1,004,178.24 |
DisclosureSEC source: 0000899243-22-026606 · doc4.xml · nonDerivative · entry 2 SCW Capital Management, LP · CIK 0001738045 · 10% owner SCW Capital, LP · CIK 0001638046 · 10% owner SCW Capital QP, LP · CIK 0001738855 · 10% owner SCW Single-Asset Partnership, LP · CIK 0001820813 · 10% owner SCW Single-Asset Partnership QP, LP · CIK 0001823555 · 10% owner Trinity Investment Group, LLC · CIK 0001902856 · 10% owner Cathey Robert N. · CIK 0001902816 · 10% owner SMITH G STACY · CIK 0001056313 · 10% owner Wagner John R. · CIK 0001903982 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,231,315 F1 · shares: Represents a cross-trade between SCW Capital, LP ("SCW Capital"), SCW Capital QP, LP ("SCW Capital QP") and SCW Single-Asset Partnership QP, LP ("SCW Single-Asset Partnership QP"), in which SCW Single-Asset Partnership QP disposed of and each of SCW Capital and SCW Capital QP acquired common shares of Akumin Inc. (the "Issuer"). The reported transactions occurred simultaneously at no profit to the reporting persons and resulted in no change in the aggregate beneficial ownership of the reporting persons that may be exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16a-13 thereunder. As a result of the foregoing transaction, SCW Single-Asset Partnership QP will no longer be a reporting person. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership QP, SCW Single-Asset Partnership, LP ("SCW Single-Asset Partnership"), Trinity Investment Group, LLC ("Trinity"), SCW Capital Management, LP ("SCW Capital Management"), Robert N. Cathey, John R. Wagner, and G. Stacy Smith. SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, Mr. Cathey, Mr. Wagner, and Mr. Smith are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: SCW Capital Management is the investment manager of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, and SCW Single-Asset Partnership QP. Trinity is the general partner of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, and SCW Capital Management. Mr. Cathey, Mr. Wagner, and Mr. Smith are the co-managers of, and may each be deemed to beneficially own securities owned by, Trinity. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F7 · ownership.nature: SCW Capital, LP is the record and direct beneficial owner of these securities of the Issuer. Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 23:25 UTC | AKUMIN INC. AKU · Entity 94621 | SaleCommon Shares | 3,065,257 | $0.52 | $1,593,933.64 |
DisclosureSEC source: 0000899243-22-026606 · doc4.xml · nonDerivative · entry 1 SCW Capital Management, LP · CIK 0001738045 · 10% owner SCW Capital, LP · CIK 0001638046 · 10% owner SCW Capital QP, LP · CIK 0001738855 · 10% owner SCW Single-Asset Partnership, LP · CIK 0001820813 · 10% owner SCW Single-Asset Partnership QP, LP · CIK 0001823555 · 10% owner Trinity Investment Group, LLC · CIK 0001902856 · 10% owner Cathey Robert N. · CIK 0001902816 · 10% owner SMITH G STACY · CIK 0001056313 · 10% owner Wagner John R. · CIK 0001903982 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · shares: Represents a cross-trade between SCW Capital, LP ("SCW Capital"), SCW Capital QP, LP ("SCW Capital QP") and SCW Single-Asset Partnership QP, LP ("SCW Single-Asset Partnership QP"), in which SCW Single-Asset Partnership QP disposed of and each of SCW Capital and SCW Capital QP acquired common shares of Akumin Inc. (the "Issuer"). The reported transactions occurred simultaneously at no profit to the reporting persons and resulted in no change in the aggregate beneficial ownership of the reporting persons that may be exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16a-13 thereunder. As a result of the foregoing transaction, SCW Single-Asset Partnership QP will no longer be a reporting person. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership QP, SCW Single-Asset Partnership, LP ("SCW Single-Asset Partnership"), Trinity Investment Group, LLC ("Trinity"), SCW Capital Management, LP ("SCW Capital Management"), Robert N. Cathey, John R. Wagner, and G. Stacy Smith. SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, Mr. Cathey, Mr. Wagner, and Mr. Smith are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: SCW Capital Management is the investment manager of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, and SCW Single-Asset Partnership QP. Trinity is the general partner of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, and SCW Capital Management. Mr. Cathey, Mr. Wagner, and Mr. Smith are the co-managers of, and may each be deemed to beneficially own securities owned by, Trinity. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: SCW Single-Asset Partnership QP, LP is the record and direct beneficial owner of these securities of the Issuer. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:30 UTC | AKUMIN INC. AKU · Entity 94621 | PurchaseCommon Shares | 75,000 | $1.66 | $124,500.00 |
DisclosureSEC source: 0000899243-22-001583 · doc4.xml · nonDerivative · entry 2 SCW Capital Management, LP · CIK 0001738045 · 10% owner SCW Capital, LP · CIK 0001638046 · 10% owner SCW Capital QP, LP · CIK 0001738855 · 10% owner SCW Single-Asset Partnership, LP · CIK 0001820813 · 10% owner SCW Single-Asset Partnership QP, LP · CIK 0001823555 · 10% owner Trinity Investment Group, LLC · CIK 0001902856 · 10% owner Cathey Robert N. · CIK 0001902816 · 10% owner SMITH G STACY · CIK 0001056313 · 10% owner Wagner John R. · CIK 0001903982 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footones Disclosed balance after: 4,430,203 F1 · shares: Represents a cross-trade between SCW Capital, LP ("SCW Capital") and SCW Single-Asset Partnership, LP ("SCW Single-Asset Partnership"), in which SCW Single-Asset Partnership disposed of and SCW Capital acquired common shares of Akumin Inc. (the "Issuer"). The reported transactions occurred simultaneously at no profit to the reporting persons and resulted in no change in the aggregate beneficial ownership of the reporting persons that may be exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16a-13 thereunder. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of SCW Capital, SCW Capital QP, LP ("SCW Capital QP"), SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, LP ("SCW Single-Asset Partnership QP"), Trinity Investment Group, LLC ("Trinity"), SCW Capital Management, LP ("SCW Capital Management"), Robert N. Cathey, John R. Wagner, and G. Stacy Smith. SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, Mr. Cathey, Mr. Wagner, and Mr. Smith are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: SCW Capital Management is the investment manager of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, and SCW Single-Asset Partnership QP. Trinity is the general partner of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, and SCW Capital Management. Mr. Cathey, Mr. Wagner, and Mr. Smith are the co-managers of, and may each be deemed to beneficially own securities owned by, Trinity. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F7 · ownership.nature: SCW Capital, LP is the record and direct beneficial owner of these securities of the Issuer. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:30 UTC | AKUMIN INC. AKU · Entity 94621 | SaleCommon Shares | 75,000 | $1.66 | $124,500.00 |
DisclosureSEC source: 0000899243-22-001583 · doc4.xml · nonDerivative · entry 1 SCW Capital Management, LP · CIK 0001738045 · 10% owner SCW Capital, LP · CIK 0001638046 · 10% owner SCW Capital QP, LP · CIK 0001738855 · 10% owner SCW Single-Asset Partnership, LP · CIK 0001820813 · 10% owner SCW Single-Asset Partnership QP, LP · CIK 0001823555 · 10% owner Trinity Investment Group, LLC · CIK 0001902856 · 10% owner Cathey Robert N. · CIK 0001902816 · 10% owner SMITH G STACY · CIK 0001056313 · 10% owner Wagner John R. · CIK 0001903982 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footones Disclosed balance after: 2,020,851 F1 · shares: Represents a cross-trade between SCW Capital, LP ("SCW Capital") and SCW Single-Asset Partnership, LP ("SCW Single-Asset Partnership"), in which SCW Single-Asset Partnership disposed of and SCW Capital acquired common shares of Akumin Inc. (the "Issuer"). The reported transactions occurred simultaneously at no profit to the reporting persons and resulted in no change in the aggregate beneficial ownership of the reporting persons that may be exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16a-13 thereunder. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of SCW Capital, SCW Capital QP, LP ("SCW Capital QP"), SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, LP ("SCW Single-Asset Partnership QP"), Trinity Investment Group, LLC ("Trinity"), SCW Capital Management, LP ("SCW Capital Management"), Robert N. Cathey, John R. Wagner, and G. Stacy Smith. SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, Mr. Cathey, Mr. Wagner, and Mr. Smith are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: SCW Capital Management is the investment manager of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, and SCW Single-Asset Partnership QP. Trinity is the general partner of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, and SCW Capital Management. Mr. Cathey, Mr. Wagner, and Mr. Smith are the co-managers of, and may each be deemed to beneficially own securities owned by, Trinity. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F5 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: SCW Single-Asset Partnership, LP is the record and direct beneficial owner of these securities of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.