Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BAXTER INTERNATIONAL INCBAX · Entity 1707 | SVP, CAO & Controller | March 06, 2024 | March 08, 2024 |
| Groupon, Inc.GRPN · Entity 5174 | CAO & Treasurer | September 15, 2018 | September 18, 2018 |
| Mondelez International, Inc.MDLZ · Entity 2953 | SVP, CTR & Chief Accoun Off | April 30, 2026 | May 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BAXTER INTERNATIONAL INC
Report date March 06, 2024 · Filed March 08, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 par valueSEC Table I · non-derivative | Direct | 67,538 |
Reported balance
After 2024-03-06 transaction · row 1
1 source rowRow 1 · 2024-03-06 · Grant · Acquired 14,289 · Balance 67,538 F1: For 2024, the annual equity grant for the reporting person consisted solely of restricted stock units (RSUs). The reporting person received a grant of RSUs which are scheduled to vest in three equal annual installments beginning on March 6, 2025, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: For 2024, the annual equity grant for the reporting person consisted solely of restricted stock units (RSUs). The reporting person received a grant of RSUs which are scheduled to vest in three equal annual installments beginning on March 6, 2025, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.
Groupon, Inc.
Report date September 15, 2018 · Filed September 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 250,139 |
Ending reported balance
After 2018-09-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-09-15 · Exercise / conversion · Acquired 25,261 · Balance 260,825 Row 2 · 2018-09-15 · Tax withholding · Disposed 10,686 · Balance 250,139 F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 50,521 |
Reported balance
After 2018-09-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-09-15 · Exercise / conversion · Disposed 25,261 · Balance 50,521 F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3: 8,092 of the restricted stock units reported on this line vested on September 15, 2017; 4,046 of the restricted stock units reported on this line vested on each of December 15, 2017 and March 15, 2018; and 101,043 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F3: 8,092 of the restricted stock units reported on this line vested on September 15, 2017; 4,046 of the restricted stock units reported on this line vested on each of December 15, 2017 and March 15, 2018; and 101,043 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date.
Mondelez International, Inc.
Report date April 30, 2026 · Filed May 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Last balance in matching sequence
After 2026-05-01 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2026-04-30 · Sale · Disposed 63 · Balance 21 F1: Mr. Stevens became Sole Trustee upon death of Co-Trustee. Row 2 · 2026-04-30 · Gift · Disposed 20 · Balance 1 F2: Transfer of shares from Trust pursuant to Rule 16a-13. No funds were exchanged and no sale of shares occurred in the transfer of these shares. F1: Mr. Stevens became Sole Trustee upon death of Co-Trustee. Row 4 · 2026-05-01 · Sale · Disposed 1 · Balance 0 F1: Mr. Stevens became Sole Trustee upon death of Co-Trustee. |
| Class A Common StockSEC Table I · non-derivative | Direct | 2,041 |
Reported balance
After 2026-04-30 transaction · row 3
1 source rowRow 3 · 2026-04-30 · Gift · Acquired 20 · Balance 2,041 F2: Transfer of shares from Trust pursuant to Rule 16a-13. No funds were exchanged and no sale of shares occurred in the transfer of these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Stevens became Sole Trustee upon death of Co-Trustee.
F2: Transfer of shares from Trust pursuant to Rule 16a-13. No funds were exchanged and no sale of shares occurred in the transfer of these shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 30, 2017 Filed Jun 1, 2017 21:46 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 10,000 | $3.15 | $31,500.00 |
DisclosureSEC source: 0001490281-17-000082 · wf-form4_149635357242532.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,141 F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on May 30, 2017. The price per share for such transactions ranged from $3.13 to $3.16. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F1 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on May 30, 2017. The price per share for such transactions ranged from $3.13 to $3.16. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 23:39 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 17,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000042 · wf-form4_149134917649247.xml · derivative · entry 9 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,206 Underlying: Common Stock · 17,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F5 · derivative.exercise_date: 50,874 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F5 · derivative.expiration_date: 50,874 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 23:39 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000042 · wf-form4_149134917649247.xml · derivative · entry 8 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units reported on this line will vest quarterly in 5 equal installments, beginning on December 31, 2016, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F4 · derivative.expiration_date: The restricted stock units reported on this line will vest quarterly in 5 equal installments, beginning on December 31, 2016, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 23:39 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 5,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000042 · wf-form4_149134917649247.xml · derivative · entry 7 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,651 Underlying: Common Stock · 5,551 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 27,573 of the restricted stock units reported on this line vested on December 31, 2015; 27,170 of the restricted stock units vested quarterly in equal installments during calendar year 2016, beginning on March 31, 2016; and 22,202 of the restricted stock units will vest quarterly in equal installments during calendar year 2017, beginning on March 31, 2017; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 27,573 of the restricted stock units reported on this line vested on December 31, 2015; 27,170 of the restricted stock units vested quarterly in equal installments during calendar year 2016, beginning on March 31, 2016; and 22,202 of the restricted stock units will vest quarterly in equal installments during calendar year 2017, beginning on March 31, 2017; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 23:39 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 6,758 | $3.93 | $26,558.94 |
DisclosureSEC source: 0001490281-17-000042 · wf-form4_149134917649247.xml · nonDerivative · entry 6 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,141 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 23:39 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 17,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000042 · wf-form4_149134917649247.xml · nonDerivative · entry 5 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 23:39 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 3,048 | $3.93 | $11,978.64 |
DisclosureSEC source: 0001490281-17-000042 · wf-form4_149134917649247.xml · nonDerivative · entry 4 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,163 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 23:39 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000042 · wf-form4_149134917649247.xml · nonDerivative · entry 3 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 23:39 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 2,115 | $3.93 | $8,311.95 |
DisclosureSEC source: 0001490281-17-000042 · wf-form4_149134917649247.xml · nonDerivative · entry 2 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,211 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 23:39 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 5,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000042 · wf-form4_149134917649247.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 22:34 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 10,000 | $4.00 | $40,000.00 |
DisclosureSEC source: 0001490281-17-000035 · wf-form4_148961724515198.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,775 F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on March 13, 2017. The price per share for such transactions ranged from $3.98 to $4.02. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F1 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on March 13, 2017. The price per share for such transactions ranged from $3.98 to $4.02. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 00:00 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantRestricted Stock Units · Derivative | 117,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000028 · wf-form4_148720320171241.xml · derivative · entry 3 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,227 Underlying: Common Stock · 117,227 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: 8,092 of the restricted stock units reported on this line will vest on September 15, 2017; 4,046 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; and 101,043 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F4 · derivative.expiration_date: 8,092 of the restricted stock units reported on this line will vest on September 15, 2017; 4,046 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; and 101,043 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 00:00 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 5,994 | $3.78 | $22,657.32 |
DisclosureSEC source: 0001490281-17-000028 · wf-form4_148720320171241.xml · nonDerivative · entry 2 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,775 F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of performance share units. This is not an open market sale of securities. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 00:00 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantCommon Stock | 16,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000028 · wf-form4_148720320171241.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,769 F1 · kind: Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2016, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 23:13 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000001 · wf-form4_148357162396169.xml · derivative · entry 12 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Common Stock · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F6 · derivative.exercise_date: The restricted stock units reported on this line will vest quarterly in five equal installments, beginning on December 31, 2016, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F6 · derivative.expiration_date: The restricted stock units reported on this line will vest quarterly in five equal installments, beginning on December 31, 2016, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 23:13 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000001 · wf-form4_148357162396169.xml · derivative · entry 11 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F5 · derivative.exercise_date: 25,000 of the restricted stock units reported on this line vested on June 1, 2016, and 25,000 of the restricted stock units reported on this line vested on December 31, 2016. F5 · derivative.expiration_date: 25,000 of the restricted stock units reported on this line vested on June 1, 2016, and 25,000 of the restricted stock units reported on this line vested on December 31, 2016. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 23:13 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 12,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000001 · wf-form4_148357162396169.xml · derivative · entry 10 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,942 Underlying: Common Stock · 12,718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: 50,874 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line will vest on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F4 · derivative.expiration_date: 50,874 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line will vest on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 23:13 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 6,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000001 · wf-form4_148357162396169.xml · derivative · entry 9 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,202 Underlying: Common Stock · 6,792 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 27,573 of the restricted stock units reported on this line vested on December 31, 2015; 27,170 of the restricted stock units vested quarterly in equal increments during calendar year 2016, beginning on March 31, 2016; and 22,202 of the restricted stock units will vest quarterly in equal increments duing calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 27,573 of the restricted stock units reported on this line vested on December 31, 2015; 27,170 of the restricted stock units vested quarterly in equal increments during calendar year 2016, beginning on March 31, 2016; and 22,202 of the restricted stock units will vest quarterly in equal increments duing calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 23:13 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 3,048 | $3.32 | $10,119.36 |
DisclosureSEC source: 0001490281-17-000001 · wf-form4_148357162396169.xml · nonDerivative · entry 8 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,302 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 23:13 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000001 · wf-form4_148357162396169.xml · nonDerivative · entry 7 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 23:13 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 10,791 | $3.32 | $35,826.12 |
DisclosureSEC source: 0001490281-17-000001 · wf-form4_148357162396169.xml · nonDerivative · entry 6 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,350 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 23:13 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000001 · wf-form4_148357162396169.xml · nonDerivative · entry 5 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 23:13 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 4,846 | $3.32 | $16,088.72 |
DisclosureSEC source: 0001490281-17-000001 · wf-form4_148357162396169.xml · nonDerivative · entry 4 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,141 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 23:13 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 12,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000001 · wf-form4_148357162396169.xml · nonDerivative · entry 3 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 23:13 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 2,588 | $3.32 | $8,592.16 |
DisclosureSEC source: 0001490281-17-000001 · wf-form4_148357162396169.xml · nonDerivative · entry 2 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,269 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 23:13 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 6,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000001 · wf-form4_148357162396169.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 22:57 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 10,000 | $4.11 | $41,100.00 |
DisclosureSEC source: 0001490281-16-000221 · wf-form4_148054663104002.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,065 F1 · security: On October 31, 2016, each share of the Issuer's Class A common stock automatically converted on a 1-for-1 basis into a new class of stock designated Common Stock pursuant to the terms of the Issuer's amended and restated certificate of incorporation (the "Conversion"). Prior to the Conversion, these shares were reported as shares of Class A common stock. F2 · kind: The transaction reported in this line item was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:07 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 12,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-16-000196 · wf-form4_147561880744314.xml · derivative · entry 6 Stevens Brian · CIK 0001557559 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,660 Underlying: Class A Common Stock · 12,719 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: 50,874 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line will vest on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F4 · derivative.expiration_date: 50,874 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line will vest on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:07 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 6,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-16-000196 · wf-form4_147561880744314.xml · derivative · entry 5 Stevens Brian · CIK 0001557559 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,994 Underlying: Class A Common Stock · 6,792 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: 27,573 of the restricted stock units reported on this line vested on December 31, 2015; 27,170 of the restricted stock units will vest quarterly in equal increments during calendar year 2016, beginning on March 31, 2016; and 22,202 of the restricted stock units will vest quarterly in equal increments duing calendar year 2017, beginning on March 31, 2017; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 27,573 of the restricted stock units reported on this line vested on December 31, 2015; 27,170 of the restricted stock units will vest quarterly in equal increments during calendar year 2016, beginning on March 31, 2016; and 22,202 of the restricted stock units will vest quarterly in equal increments duing calendar year 2017, beginning on March 31, 2017; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:07 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingClass A Common Stock | 3,956 | $5.15 | $20,373.40 |
DisclosureSEC source: 0001490281-16-000196 · wf-form4_147561880744314.xml · nonDerivative · entry 4 Stevens Brian · CIK 0001557559 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,065 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:07 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionClass A Common Stock | 12,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-16-000196 · wf-form4_147561880744314.xml · nonDerivative · entry 3 Stevens Brian · CIK 0001557559 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:07 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingClass A Common Stock | 2,113 | $5.15 | $10,881.95 |
DisclosureSEC source: 0001490281-16-000196 · wf-form4_147561880744314.xml · nonDerivative · entry 2 Stevens Brian · CIK 0001557559 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,302 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:07 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionClass A Common Stock | 6,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-16-000196 · wf-form4_147561880744314.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2016 Filed Sep 13, 2016 22:24 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 17,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-16-000193 · wf-form4_147380546195346.xml · derivative · entry 3 Stevens Brian · CIK 0001557559 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 17,565 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Twenty-five percent (25%) of the restricted stock units reported on this line vested on September 10, 2013 and the remainder of the restricted stock units vested quarterly in 12 equal installments, beginning on December 10, 2013. F3 · derivative.expiration_date: Twenty-five percent (25%) of the restricted stock units reported on this line vested on September 10, 2013 and the remainder of the restricted stock units vested quarterly in 12 equal installments, beginning on December 10, 2013. Read SEC document |
| September 10, 2016 Filed Sep 13, 2016 22:24 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingClass A Common Stock | 5,463 | $5.28 | $28,844.64 |
DisclosureSEC source: 0001490281-16-000193 · wf-form4_147380546195346.xml · nonDerivative · entry 2 Stevens Brian · CIK 0001557559 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,623 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 10, 2016 Filed Sep 13, 2016 22:24 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionClass A Common Stock | 17,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-16-000193 · wf-form4_147380546195346.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.