Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BAXTER INTERNATIONAL INCBAX · Entity 1707 | SVP, CAO & Controller | March 06, 2024 | March 08, 2024 |
| Groupon, Inc.GRPN · Entity 5174 | CAO & Treasurer | September 15, 2018 | September 18, 2018 |
| Mondelez International, Inc.MDLZ · Entity 2953 | SVP, CTR & Chief Accoun Off | April 30, 2026 | May 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BAXTER INTERNATIONAL INC
Report date March 06, 2024 · Filed March 08, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 par valueSEC Table I · non-derivative | Direct | 67,538 |
Reported balance
After 2024-03-06 transaction · row 1
1 source rowRow 1 · 2024-03-06 · Grant · Acquired 14,289 · Balance 67,538 F1: For 2024, the annual equity grant for the reporting person consisted solely of restricted stock units (RSUs). The reporting person received a grant of RSUs which are scheduled to vest in three equal annual installments beginning on March 6, 2025, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: For 2024, the annual equity grant for the reporting person consisted solely of restricted stock units (RSUs). The reporting person received a grant of RSUs which are scheduled to vest in three equal annual installments beginning on March 6, 2025, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.
Groupon, Inc.
Report date September 15, 2018 · Filed September 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 250,139 |
Ending reported balance
After 2018-09-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-09-15 · Exercise / conversion · Acquired 25,261 · Balance 260,825 Row 2 · 2018-09-15 · Tax withholding · Disposed 10,686 · Balance 250,139 F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 50,521 |
Reported balance
After 2018-09-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-09-15 · Exercise / conversion · Disposed 25,261 · Balance 50,521 F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3: 8,092 of the restricted stock units reported on this line vested on September 15, 2017; 4,046 of the restricted stock units reported on this line vested on each of December 15, 2017 and March 15, 2018; and 101,043 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F3: 8,092 of the restricted stock units reported on this line vested on September 15, 2017; 4,046 of the restricted stock units reported on this line vested on each of December 15, 2017 and March 15, 2018; and 101,043 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date.
Mondelez International, Inc.
Report date April 30, 2026 · Filed May 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Last balance in matching sequence
After 2026-05-01 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2026-04-30 · Sale · Disposed 63 · Balance 21 F1: Mr. Stevens became Sole Trustee upon death of Co-Trustee. Row 2 · 2026-04-30 · Gift · Disposed 20 · Balance 1 F2: Transfer of shares from Trust pursuant to Rule 16a-13. No funds were exchanged and no sale of shares occurred in the transfer of these shares. F1: Mr. Stevens became Sole Trustee upon death of Co-Trustee. Row 4 · 2026-05-01 · Sale · Disposed 1 · Balance 0 F1: Mr. Stevens became Sole Trustee upon death of Co-Trustee. |
| Class A Common StockSEC Table I · non-derivative | Direct | 2,041 |
Reported balance
After 2026-04-30 transaction · row 3
1 source rowRow 3 · 2026-04-30 · Gift · Acquired 20 · Balance 2,041 F2: Transfer of shares from Trust pursuant to Rule 16a-13. No funds were exchanged and no sale of shares occurred in the transfer of these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Stevens became Sole Trustee upon death of Co-Trustee.
F2: Transfer of shares from Trust pursuant to Rule 16a-13. No funds were exchanged and no sale of shares occurred in the transfer of these shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2018 Filed Sep 18, 2018 21:38 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 10,686 | $4.00 | $42,744.00 |
DisclosureSEC source: 0001490281-18-000098 · wf-form4_153730671889775.xml · nonDerivative · entry 2 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,139 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 21:38 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 25,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000098 · wf-form4_153730671889775.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 22:02 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 25,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000070 · wf-form4_152944572626044.xml · derivative · entry 3 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,782 Underlying: Common Stock · 25,261 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 8,092 of the restricted stock units reported on this line vested on September 15, 2017; 4,046 of the restricted stock units reported on this line vested on each of December 15, 2017 and March 15, 2018; and 101,043 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 8,092 of the restricted stock units reported on this line vested on September 15, 2017; 4,046 of the restricted stock units reported on this line vested on each of December 15, 2017 and March 15, 2018; and 101,043 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 22:02 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 10,181 | $4.68 | $47,647.08 |
DisclosureSEC source: 0001490281-18-000070 · wf-form4_152944572626044.xml · nonDerivative · entry 2 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,564 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 22:02 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 25,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000070 · wf-form4_152944572626044.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2018 Filed May 25, 2018 20:04 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 15,000 | $4.62 | $69,300.00 |
DisclosureSEC source: 0001490281-18-000059 · wf-form4_152727863164023.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,484 F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F1 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:27 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 4,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000027 · wf-form4_152123566384711.xml · derivative · entry 5 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,043 Underlying: Common Stock · 4,046 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: 8,092 of the restricted stock units reported on this line vested on September 15, 2017; 4,046 of the restricted stock units reported on this line vested on each of December 15, 2017 and March 15, 2018; and 101,043 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F4 · derivative.expiration_date: 8,092 of the restricted stock units reported on this line vested on September 15, 2017; 4,046 of the restricted stock units reported on this line vested on each of December 15, 2017 and March 15, 2018; and 101,043 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:27 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 132 | $4.55 | $600.60 |
DisclosureSEC source: 0001490281-18-000027 · wf-form4_152123566384711.xml · nonDerivative · entry 4 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,484 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:27 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantCommon Stock | 450 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000027 · wf-form4_152123566384711.xml · nonDerivative · entry 3 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,616 F2 · security: Restricted stock units earned as part of an annual incentive program and granted in accordance with the terms of the Groupon, Inc. 2011 Incentive Plan. These restricted stock units are immediately vested. F2 · kind: Restricted stock units earned as part of an annual incentive program and granted in accordance with the terms of the Groupon, Inc. 2011 Incentive Plan. These restricted stock units are immediately vested. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:27 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 1,631 | $4.55 | $7,421.05 |
DisclosureSEC source: 0001490281-18-000027 · wf-form4_152123566384711.xml · nonDerivative · entry 2 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,166 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:27 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 4,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000027 · wf-form4_152123566384711.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 22:23 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 15,000 | $4.61 | $69,150.00 |
DisclosureSEC source: 0001490281-18-000024 · wf-form4_152063417638091.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,751 F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F1 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 22:36 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantRestricted Stock Units · Derivative | 93,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000019 · wf-form4_151864711559833.xml · derivative · entry 3 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,962 Underlying: Common Stock · 93,962 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: 18,792 of the restricted stock units reported on this line will vest on March 15, 2019; 37,585 of the restricted stock units reported on this line will vest on March 15, 2020; 18,792 of the restricted stock units reported on this line will vest on March 15, 2021; and 18,793 of the restricted stock units reported on this line will vest on March 15, 2022, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F4 · derivative.expiration_date: 18,792 of the restricted stock units reported on this line will vest on March 15, 2019; 37,585 of the restricted stock units reported on this line will vest on March 15, 2020; 18,792 of the restricted stock units reported on this line will vest on March 15, 2021; and 18,793 of the restricted stock units reported on this line will vest on March 15, 2022, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 22:36 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 2,751 | $5.20 | $14,305.20 |
DisclosureSEC source: 0001490281-18-000019 · wf-form4_151864711559833.xml · nonDerivative · entry 2 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,751 F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of performance share units. This is not an open market sale of securities. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 22:36 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantCommon Stock | 6,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000019 · wf-form4_151864711559833.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,502 F1 · kind: Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2017, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:30 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 17,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000001 · wf-form4_151502222944114.xml · derivative · entry 9 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,735 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F5 · derivative.exercise_date: 50,874 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017. F5 · derivative.expiration_date: 50,874 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:30 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000001 · wf-form4_151502222944114.xml · derivative · entry 8 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units reported on this line vested quarterly in 5 equal installments, beginning on December 31, 2016. F4 · derivative.expiration_date: The restricted stock units reported on this line vested quarterly in 5 equal installments, beginning on December 31, 2016. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:30 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 5,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000001 · wf-form4_151502222944114.xml · derivative · entry 7 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,550 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 27,573 of the restricted stock units reported on this line vested on December 31, 2015; 27,170 of the restricted stock units vested quarterly in equal installments during calendar year 2016, beginning on March 31, 2016; and 22,202 of the restricted stock units vested quarterly in equal installments during calendar year 2017, beginning on March 31, 2017. F3 · derivative.expiration_date: 27,573 of the restricted stock units reported on this line vested on December 31, 2015; 27,170 of the restricted stock units vested quarterly in equal installments during calendar year 2016, beginning on March 31, 2016; and 22,202 of the restricted stock units vested quarterly in equal installments during calendar year 2017, beginning on March 31, 2017. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:30 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 7,667 | $5.10 | $39,101.70 |
DisclosureSEC source: 0001490281-18-000001 · wf-form4_151502222944114.xml · nonDerivative · entry 6 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,334 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:30 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 17,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000001 · wf-form4_151502222944114.xml · nonDerivative · entry 5 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:30 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 2,584 | $5.10 | $13,178.40 |
DisclosureSEC source: 0001490281-18-000001 · wf-form4_151502222944114.xml · nonDerivative · entry 4 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,266 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:30 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000001 · wf-form4_151502222944114.xml · nonDerivative · entry 3 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:30 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 1,793 | $5.10 | $9,144.30 |
DisclosureSEC source: 0001490281-18-000001 · wf-form4_151502222944114.xml · nonDerivative · entry 2 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,850 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:30 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 5,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000001 · wf-form4_151502222944114.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:18 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 4,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000151 · wf-form4_151372549340826.xml · derivative · entry 3 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,089 Underlying: Common Stock · 4,046 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 8,092 of the restricted stock units reported on this line vested on September 15, 2017; 4,046 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; and 101,043 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 8,092 of the restricted stock units reported on this line vested on September 15, 2017; 4,046 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; and 101,043 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:18 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 1,307 | $5.28 | $6,900.96 |
DisclosureSEC source: 0001490281-17-000151 · wf-form4_151372549340826.xml · nonDerivative · entry 2 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,093 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:18 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 4,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000151 · wf-form4_151372549340826.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 23:10 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 20,000 | $5.71 | $114,200.00 |
DisclosureSEC source: 0001490281-17-000149 · wf-form4_151191063469496.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,354 F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on November 24, 2017. The price per share for such transactions ranged from $5.70 to $5.75. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F1 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on November 24, 2017. The price per share for such transactions ranged from $5.70 to $5.75. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:53 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 17,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000121 · wf-form4_150706757128529.xml · derivative · entry 9 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,735 Underlying: Common Stock · 17,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F5 · derivative.exercise_date: 50,874 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F5 · derivative.expiration_date: 50,874 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:53 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000121 · wf-form4_150706757128529.xml · derivative · entry 8 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units reported on this line will vest quarterly in 5 equal installments, beginning on December 31, 2016, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F4 · derivative.expiration_date: The restricted stock units reported on this line will vest quarterly in 5 equal installments, beginning on December 31, 2016, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:53 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 5,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000121 · wf-form4_150706757128529.xml · derivative · entry 7 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,550 Underlying: Common Stock · 5,550 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 27,573 of the restricted stock units reported on this line vested on December 31, 2015; 27,170 of the restricted stock units vested quarterly in equal installments during calendar year 2016, beginning on March 31, 2016; and 22,202 of the restricted stock units will vest quarterly in equal installments during calendar year 2017, beginning on March 31, 2017; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 27,573 of the restricted stock units reported on this line vested on December 31, 2015; 27,170 of the restricted stock units vested quarterly in equal installments during calendar year 2016, beginning on March 31, 2016; and 22,202 of the restricted stock units will vest quarterly in equal installments during calendar year 2017, beginning on March 31, 2017; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:53 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 5,729 | $5.20 | $29,790.80 |
DisclosureSEC source: 0001490281-17-000121 · wf-form4_150706757128529.xml · nonDerivative · entry 6 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,354 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:53 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 17,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000121 · wf-form4_150706757128529.xml · nonDerivative · entry 5 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:53 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 2,584 | $5.20 | $13,436.80 |
DisclosureSEC source: 0001490281-17-000121 · wf-form4_150706757128529.xml · nonDerivative · entry 4 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,347 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:53 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000121 · wf-form4_150706757128529.xml · nonDerivative · entry 3 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:53 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 1,793 | $5.20 | $9,323.60 |
DisclosureSEC source: 0001490281-17-000121 · wf-form4_150706757128529.xml · nonDerivative · entry 2 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,931 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:53 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 5,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000121 · wf-form4_150706757128529.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 22:39 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 8,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000116 · wf-form4_150586076915654.xml · derivative · entry 3 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,135 Underlying: Common Stock · 8,092 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 8,092 of the restricted stock units reported on this line vested on September 15, 2017; 4,046 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; and 101,043 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 8,092 of the restricted stock units reported on this line vested on September 15, 2017; 4,046 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; and 101,043 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 22:39 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 2,614 | $4.41 | $11,527.74 |
DisclosureSEC source: 0001490281-17-000116 · wf-form4_150586076915654.xml · nonDerivative · entry 2 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,174 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 22:39 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 8,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000116 · wf-form4_150586076915654.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 21:31 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 10,000 | $4.04 | $40,400.00 |
DisclosureSEC source: 0001490281-17-000113 · wf-form4_150369669589963.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,696 F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on August 24, 2017. The price per share for such transactions ranged from $4.02 to $4.07. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F1 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on August 24, 2017. The price per share for such transactions ranged from $4.02 to $4.07. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:55 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 17,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000096 · wf-form4_149929169310247.xml · derivative · entry 9 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,471 Underlying: Common Stock · 17,735 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F5 · derivative.exercise_date: 50,874 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F5 · derivative.expiration_date: 50,874 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:55 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000096 · wf-form4_149929169310247.xml · derivative · entry 8 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units reported on this line will vest quarterly in 5 equal installments, beginning on December 31, 2016, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F4 · derivative.expiration_date: The restricted stock units reported on this line will vest quarterly in 5 equal installments, beginning on December 31, 2016, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:55 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 5,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000096 · wf-form4_149929169310247.xml · derivative · entry 7 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,100 Underlying: Common Stock · 5,551 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 27,573 of the restricted stock units reported on this line vested on December 31, 2015; 27,170 of the restricted stock units vested quarterly in equal installments during calendar year 2016, beginning on March 31, 2016; and 22,202 of the restricted stock units will vest quarterly in equal installments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 27,573 of the restricted stock units reported on this line vested on December 31, 2015; 27,170 of the restricted stock units vested quarterly in equal installments during calendar year 2016, beginning on March 31, 2016; and 22,202 of the restricted stock units will vest quarterly in equal installments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:55 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 5,516 | $3.84 | $21,181.44 |
DisclosureSEC source: 0001490281-17-000096 · wf-form4_149929169310247.xml · nonDerivative · entry 6 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,696 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:55 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 17,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000096 · wf-form4_149929169310247.xml · nonDerivative · entry 5 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:55 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 2,488 | $3.84 | $9,553.92 |
DisclosureSEC source: 0001490281-17-000096 · wf-form4_149929169310247.xml · nonDerivative · entry 4 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,477 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:55 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000096 · wf-form4_149929169310247.xml · nonDerivative · entry 3 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:55 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 1,727 | $3.84 | $6,631.68 |
DisclosureSEC source: 0001490281-17-000096 · wf-form4_149929169310247.xml · nonDerivative · entry 2 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,965 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:55 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 5,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000096 · wf-form4_149929169310247.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.