VOLKSWAGEN AG

SEC source: 0001104659-26-054722 · tm2613313-1_4seq1.xml · nonDerivative · entry 1

VOLKSWAGEN AG · CIK 0001111708 · 10% owner

Volkswagen US-Holding, Inc. · CIK 0002076446 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote.

Disclosed balance after: 209,769,645

F1 · kind: The shares of Class A common stock reported herein are held of record by Volkswagen US-Holding, Inc. (formerly known as Volkswagen International America Inc.), which is a wholly-owned subsidiary of Volkswagen AG. Each of Volkswagen US-Holding, Inc. and Volkswagen AG may be deemed to share beneficial ownership of the securities reported herein.

F2 · kind: The shares of Class A common stock reported herein were acquired in a private placement pursuant to the terms of the Investment Agreement, dated as of November 13, 2024, as amended on April 17, 2025, by and among Rivian Automotive, Inc., Volkswagen AG and Volkswagen International America Inc.

F1 · ownership.direct: The shares of Class A common stock reported herein are held of record by Volkswagen US-Holding, Inc. (formerly known as Volkswagen International America Inc.), which is a wholly-owned subsidiary of Volkswagen AG. Each of Volkswagen US-Holding, Inc. and Volkswagen AG may be deemed to share beneficial ownership of the securities reported herein.

F1 · ownership.nature: The shares of Class A common stock reported herein are held of record by Volkswagen US-Holding, Inc. (formerly known as Volkswagen International America Inc.), which is a wholly-owned subsidiary of Volkswagen AG. Each of Volkswagen US-Holding, Inc. and Volkswagen AG may be deemed to share beneficial ownership of the securities reported herein.

SEC source: 0000950103-21-009941 · dp153846_4a-traton.xml · nonDerivative · entry 1

TRATON SE · CIK 0001697835 · 10% owner

VOLKSWAGEN AG · CIK 0001111708 · 10% owner

TRATON US Inc. · CIK 0001867295 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2

F1 · kind: Pursuant to that certain Agreement and Plan of Merger, dated as of November 7, 2020 (the "Merger Agreement"), by and among Navistar International Corporation, a Delaware Corporation (the "Issuer"), TRATON SE, a Societas Europaea ("TRATON") and Dusk Inc., a Delaware Corporation and a wholly owned indirect subsidiary of TRATON ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer continuing as the surviving corporation and an indirect subsidiary of TRATON (the "Surviving Corporation"). As a result of the Merger, among other things, TRATON US Inc. ("TRATON US") directly holds two shares of common stock, par value $0.10 per share, of the Surviving Corporation (the "Surviving Corporation Shares"), and each Reporting Person may be deemed to beneficially own such Surviving Corporation Shares.

F1 · shares: Pursuant to that certain Agreement and Plan of Merger, dated as of November 7, 2020 (the "Merger Agreement"), by and among Navistar International Corporation, a Delaware Corporation (the "Issuer"), TRATON SE, a Societas Europaea ("TRATON") and Dusk Inc., a Delaware Corporation and a wholly owned indirect subsidiary of TRATON ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer continuing as the surviving corporation and an indirect subsidiary of TRATON (the "Surviving Corporation"). As a result of the Merger, among other things, TRATON US Inc. ("TRATON US") directly holds two shares of common stock, par value $0.10 per share, of the Surviving Corporation (the "Surviving Corporation Shares"), and each Reporting Person may be deemed to beneficially own such Surviving Corporation Shares.

F3 · shares: Prior to the consummation of the Merger, TRATON US was the direct owner of reported 16,629,667 shares of Common Stock of the Issuer (the "NAV Shares"). Each Reporting Person may be deemed to have been the beneficial owners of such NAV Shares.

F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of November 7, 2020 (the "Merger Agreement"), by and among Navistar International Corporation, a Delaware Corporation (the "Issuer"), TRATON SE, a Societas Europaea ("TRATON") and Dusk Inc., a Delaware Corporation and a wholly owned indirect subsidiary of TRATON ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer continuing as the surviving corporation and an indirect subsidiary of TRATON (the "Surviving Corporation"). As a result of the Merger, among other things, TRATON US Inc. ("TRATON US") directly holds two shares of common stock, par value $0.10 per share, of the Surviving Corporation (the "Surviving Corporation Shares"), and each Reporting Person may be deemed to beneficially own such Surviving Corporation Shares.

F3 · price: Prior to the consummation of the Merger, TRATON US was the direct owner of reported 16,629,667 shares of Common Stock of the Issuer (the "NAV Shares"). Each Reporting Person may be deemed to have been the beneficial owners of such NAV Shares.

F4 · price: As a result of the Merger, among other things, the NAV Shares were automatically converted into one issued and outstanding Surviving Corporation Share and all of the issued and outstanding shares of the common stock of Merger Sub owned immediately prior to the Effective Time (as defined in the Merger Agreement) were converted into one issued and outstanding Surviving Corporation Share.

F1 · balance_after: Pursuant to that certain Agreement and Plan of Merger, dated as of November 7, 2020 (the "Merger Agreement"), by and among Navistar International Corporation, a Delaware Corporation (the "Issuer"), TRATON SE, a Societas Europaea ("TRATON") and Dusk Inc., a Delaware Corporation and a wholly owned indirect subsidiary of TRATON ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer continuing as the surviving corporation and an indirect subsidiary of TRATON (the "Surviving Corporation"). As a result of the Merger, among other things, TRATON US Inc. ("TRATON US") directly holds two shares of common stock, par value $0.10 per share, of the Surviving Corporation (the "Surviving Corporation Shares"), and each Reporting Person may be deemed to beneficially own such Surviving Corporation Shares.

F2 · balance_after: Consists of the Surviving Corporation Shares described in Footnote 1.

F1 · ownership.nature: Pursuant to that certain Agreement and Plan of Merger, dated as of November 7, 2020 (the "Merger Agreement"), by and among Navistar International Corporation, a Delaware Corporation (the "Issuer"), TRATON SE, a Societas Europaea ("TRATON") and Dusk Inc., a Delaware Corporation and a wholly owned indirect subsidiary of TRATON ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer continuing as the surviving corporation and an indirect subsidiary of TRATON (the "Surviving Corporation"). As a result of the Merger, among other things, TRATON US Inc. ("TRATON US") directly holds two shares of common stock, par value $0.10 per share, of the Surviving Corporation (the "Surviving Corporation Shares"), and each Reporting Person may be deemed to beneficially own such Surviving Corporation Shares.

F3 · ownership.nature: Prior to the consummation of the Merger, TRATON US was the direct owner of reported 16,629,667 shares of Common Stock of the Issuer (the "NAV Shares"). Each Reporting Person may be deemed to have been the beneficial owners of such NAV Shares.

F4 · ownership.nature: As a result of the Merger, among other things, the NAV Shares were automatically converted into one issued and outstanding Surviving Corporation Share and all of the issued and outstanding shares of the common stock of Merger Sub owned immediately prior to the Effective Time (as defined in the Merger Agreement) were converted into one issued and outstanding Surviving Corporation Share.

SEC source: 0000950103-21-009883 · dp153711_4-traton.xml · nonDerivative · entry 1

TRATON SE · CIK 0001697835 · 10% owner

VOLKSWAGEN AG · CIK 0001111708 · 10% owner

TRATON US Inc. · CIK 0001867295 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2

F1 · kind: Pursuant to that certain Agreement and Plan of Merger, dated as of November 7, 2020 (the "Merger Agreement"), by and among Navistar International Corporation, a Delaware Corporation (the "Issuer"), TRATON SE, a Societas Europaea ("TRATON") and Dusk Inc., a Delaware Corporation and a wholly owned indirect subsidiary of TRATON ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer continuing as the surviving corporation and an indirect subsidiary of TRATON (the "Surviving Corporation"). As a result of the Merger, among other things, TRATON US Inc. ("TRATON US") directly holds two shares of common stock, par value $0.10 per share, of the Surviving Corporation (the "Surviving Corporation Shares"), and each Reporting Person may be deemed to beneficially own such Surviving Corporation Shares.

F1 · shares: Pursuant to that certain Agreement and Plan of Merger, dated as of November 7, 2020 (the "Merger Agreement"), by and among Navistar International Corporation, a Delaware Corporation (the "Issuer"), TRATON SE, a Societas Europaea ("TRATON") and Dusk Inc., a Delaware Corporation and a wholly owned indirect subsidiary of TRATON ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer continuing as the surviving corporation and an indirect subsidiary of TRATON (the "Surviving Corporation"). As a result of the Merger, among other things, TRATON US Inc. ("TRATON US") directly holds two shares of common stock, par value $0.10 per share, of the Surviving Corporation (the "Surviving Corporation Shares"), and each Reporting Person may be deemed to beneficially own such Surviving Corporation Shares.

F3 · shares: Prior to the consummation of the Merger, TRATON US was the direct owner of reported 16,629,667 shares of Common Stock of the Issuer (the "NAV Shares"). Each Reporting Person may be deemed to have been the beneficial owners of such NAV Shares.

F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of November 7, 2020 (the "Merger Agreement"), by and among Navistar International Corporation, a Delaware Corporation (the "Issuer"), TRATON SE, a Societas Europaea ("TRATON") and Dusk Inc., a Delaware Corporation and a wholly owned indirect subsidiary of TRATON ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer continuing as the surviving corporation and an indirect subsidiary of TRATON (the "Surviving Corporation"). As a result of the Merger, among other things, TRATON US Inc. ("TRATON US") directly holds two shares of common stock, par value $0.10 per share, of the Surviving Corporation (the "Surviving Corporation Shares"), and each Reporting Person may be deemed to beneficially own such Surviving Corporation Shares.

F3 · price: Prior to the consummation of the Merger, TRATON US was the direct owner of reported 16,629,667 shares of Common Stock of the Issuer (the "NAV Shares"). Each Reporting Person may be deemed to have been the beneficial owners of such NAV Shares.

F4 · price: As a result of the Merger, among other things, the NAV Shares were automatically converted into one issued and outstanding Surviving Corporation Share and all of the issued and outstanding shares of the common stock of Merger Sub owned immediately prior to the Effective Time (as defined in the Merger Agreement) were converted into one issued and outstanding Surviving Corporation Share.

F1 · balance_after: Pursuant to that certain Agreement and Plan of Merger, dated as of November 7, 2020 (the "Merger Agreement"), by and among Navistar International Corporation, a Delaware Corporation (the "Issuer"), TRATON SE, a Societas Europaea ("TRATON") and Dusk Inc., a Delaware Corporation and a wholly owned indirect subsidiary of TRATON ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer continuing as the surviving corporation and an indirect subsidiary of TRATON (the "Surviving Corporation"). As a result of the Merger, among other things, TRATON US Inc. ("TRATON US") directly holds two shares of common stock, par value $0.10 per share, of the Surviving Corporation (the "Surviving Corporation Shares"), and each Reporting Person may be deemed to beneficially own such Surviving Corporation Shares.

F2 · balance_after: Consists of the Surviving Corporation Shares described in Footnote 1.

F1 · ownership.nature: Pursuant to that certain Agreement and Plan of Merger, dated as of November 7, 2020 (the "Merger Agreement"), by and among Navistar International Corporation, a Delaware Corporation (the "Issuer"), TRATON SE, a Societas Europaea ("TRATON") and Dusk Inc., a Delaware Corporation and a wholly owned indirect subsidiary of TRATON ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer continuing as the surviving corporation and an indirect subsidiary of TRATON (the "Surviving Corporation"). As a result of the Merger, among other things, TRATON US Inc. ("TRATON US") directly holds two shares of common stock, par value $0.10 per share, of the Surviving Corporation (the "Surviving Corporation Shares"), and each Reporting Person may be deemed to beneficially own such Surviving Corporation Shares.

F3 · ownership.nature: Prior to the consummation of the Merger, TRATON US was the direct owner of reported 16,629,667 shares of Common Stock of the Issuer (the "NAV Shares"). Each Reporting Person may be deemed to have been the beneficial owners of such NAV Shares.

F4 · ownership.nature: As a result of the Merger, among other things, the NAV Shares were automatically converted into one issued and outstanding Surviving Corporation Share and all of the issued and outstanding shares of the common stock of Merger Sub owned immediately prior to the Effective Time (as defined in the Merger Agreement) were converted into one issued and outstanding Surviving Corporation Share.

SEC source: 0001104659-21-045745 · tm2111944d1_4seq1.xml · nonDerivative · entry 1

Volkswagen Group of America Investments, LLC · CIK 0001834694 · 10% owner

Volkswagen Group of America, Inc. · CIK 0001834695 · 10% owner

VOLKSWAGEN AG · CIK 0001111708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,236,103

F1 · shares: These shares will be acquired by the Reporting Persons pursuant to a Series F Preferred Stock Purchase Agreement, dated May 14, 2020 (the "Agreement"), by and between the Issuer and Volkswagen Group of America Investments, LLC ("VWGoAI"), as amended on September 3, 2020. Pursuant to the Agreement, VWGoAI agreed to acquire 15,221,334 shares of Common A Common Stock subject to the achievement of a specified technical milestone by March 31, 2021.

F2 · shares: On March 30, 2021 VWGoAI, QuantumScape Battery, Inc. (f/k/a QuantumScape Subsidiary, Inc.) and the Issuer entered into a Series F Closing Agreement (the "Series F Closing Agreement"), pursuant to which the parties agreed, among other things, that (i) other than the expiration or early termination of the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act ("HSR"), the Issuer had fulfilled all of the closing conditions to the Second Closing (as defined therein) under the Agreement, including the achievement of the specified technical milestone, and (ii) the parties would effect the Second Closing on the fifth (5th) business day following the date of expiration or early termination of the HSR waiting period or receipt of any clearance under applicable antitrust laws.

F3 · ownership.direct: These securities are directly held by VWGoAI, which is a wholly owned subsidiary of Volkswagen Group of America, Inc., a New Jersey corporation, which is a wholly owned subsidiary of Volkswagen Aktiengesellschaft, a public stock corporation organized under the laws of Germany.

SEC source: 0000950103-17-008146 · dp79787_4.xml · nonDerivative · entry 1

Volkswagen Truck & Bus GmbH · CIK 0001697835 · 10% owner

VOLKSWAGEN AG · CIK 0001111708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,629,667

F3 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by VW T&B on June 16, 2017.

F1 · ownership.direct: This statement is being filed jointly by Volkswagen Truck & Bus GmbH ("VW T&B") and Volkswagen AG ("Volkswagen" and together with VW T&B, the "Reporting Persons"). VW T&B is a wholly-owned subsidiary of Volkswagen and is the direct holder of the securities reported on this statement.

F2 · ownership.direct: Shares of Navistar International Corporation common stock, par value $0.10 per share, were purchased by VW T&B, a wholly owned subsidiary of Volkswagen, in open market transactions.

SEC source: 0000950103-17-008040 · dp79670_4.xml · nonDerivative · entry 3

Volkswagen Truck & Bus GmbH · CIK 0001697835 · 10% owner

VOLKSWAGEN AG · CIK 0001111708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,604,300

F3 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by VW T&B on June 16, 2017.

F1 · ownership.direct: This statement is being filed jointly by Volkswagen Truck & Bus GmbH ("VW T&B") and Volkswagen AG ("Volkswagen" and together with VW T&B, the "Reporting Persons"). VW T&B is a wholly-owned subsidiary of Volkswagen and is the direct holder of the securities reported on this statement.

F2 · ownership.direct: Shares of Navistar International Corporation common stock, par value $0.10 per share, were purchased by VW T&B, a wholly owned subsidiary of Volkswagen, in open market transactions.

SEC source: 0000950103-17-008040 · dp79670_4.xml · nonDerivative · entry 2

Volkswagen Truck & Bus GmbH · CIK 0001697835 · 10% owner

VOLKSWAGEN AG · CIK 0001111708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,590,050

F3 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by VW T&B on June 16, 2017.

F1 · ownership.direct: This statement is being filed jointly by Volkswagen Truck & Bus GmbH ("VW T&B") and Volkswagen AG ("Volkswagen" and together with VW T&B, the "Reporting Persons"). VW T&B is a wholly-owned subsidiary of Volkswagen and is the direct holder of the securities reported on this statement.

F2 · ownership.direct: Shares of Navistar International Corporation common stock, par value $0.10 per share, were purchased by VW T&B, a wholly owned subsidiary of Volkswagen, in open market transactions.

SEC source: 0000950103-17-008040 · dp79670_4.xml · nonDerivative · entry 1

Volkswagen Truck & Bus GmbH · CIK 0001697835 · 10% owner

VOLKSWAGEN AG · CIK 0001111708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,589,250

F3 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by VW T&B on June 16, 2017.

F1 · ownership.direct: This statement is being filed jointly by Volkswagen Truck & Bus GmbH ("VW T&B") and Volkswagen AG ("Volkswagen" and together with VW T&B, the "Reporting Persons"). VW T&B is a wholly-owned subsidiary of Volkswagen and is the direct holder of the securities reported on this statement.

F2 · ownership.direct: Shares of Navistar International Corporation common stock, par value $0.10 per share, were purchased by VW T&B, a wholly owned subsidiary of Volkswagen, in open market transactions.

SEC source: 0000950103-17-007941 · dp79483_4.xml · nonDerivative · entry 1

Volkswagen Truck & Bus GmbH · CIK 0001697835 · 10% owner

VOLKSWAGEN AG · CIK 0001111708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,564,750

F3 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by VW T&B on June 16, 2017.

F1 · ownership.direct: This statement is being filed jointly by Volkswagen Truck & Bus GmbH ("VW T&B") and Volkswagen AG ("Volkswagen" and together with VW T&B, the "Reporting Persons"). VW T&B is a wholly-owned subsidiary of Volkswagen and is the direct holder of the securities reported on this statement.

F2 · ownership.direct: Shares of Navistar International Corporation common stock, par value $0.10 per share, were purchased by VW T&B, a wholly owned subsidiary of Volkswagen, in open market transactions.

SEC source: 0000950103-17-007626 · dp79252_4.xml · nonDerivative · entry 2

Volkswagen Truck & Bus GmbH · CIK 0001697835 · 10% owner

VOLKSWAGEN AG · CIK 0001111708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,555,950

F3 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by VW T&B on June 16, 2017.

F1 · ownership.direct: This statement is being filed jointly by Volkswagen Truck & Bus GmbH ("VW T&B") and Volkswagen AG ("Volkswagen" and together with VW T&B, the "Reporting Persons"). VW T&B is a wholly-owned subsidiary of Volkswagen and is the direct holder of the securities reported on this statement.

F2 · ownership.direct: Shares of Navistar International Corporation common stock, par value $0.10 per share, were purchased by VW T&B, a wholly owned subsidiary of Volkswagen, in open market transactions.

SEC source: 0000950103-17-007626 · dp79252_4.xml · nonDerivative · entry 1

Volkswagen Truck & Bus GmbH · CIK 0001697835 · 10% owner

VOLKSWAGEN AG · CIK 0001111708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,555,850

F3 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by VW T&B on June 16, 2017.

F1 · ownership.direct: This statement is being filed jointly by Volkswagen Truck & Bus GmbH ("VW T&B") and Volkswagen AG ("Volkswagen" and together with VW T&B, the "Reporting Persons"). VW T&B is a wholly-owned subsidiary of Volkswagen and is the direct holder of the securities reported on this statement.

F2 · ownership.direct: Shares of Navistar International Corporation common stock, par value $0.10 per share, were purchased by VW T&B, a wholly owned subsidiary of Volkswagen, in open market transactions.

SEC source: 0000950103-17-007280 · dp78896_4.xml · nonDerivative · entry 1

Volkswagen Truck & Bus GmbH · CIK 0001697835 · 10% owner

VOLKSWAGEN AG · CIK 0001111708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,531,050

F3 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by VW T&B on June 16, 2017.

F1 · ownership.direct: This statement is being filed jointly by Volkswagen Truck & Bus GmbH ("VW T&B") and Volkswagen AG ("Volkswagen" and together with VW T&B, the "Reporting Persons"). VW T&B is a wholly-owned subsidiary of Volkswagen and is the direct holder of the securities reported on this statement.

F2 · ownership.direct: Shares of Navistar International Corporation common stock, par value $0.10 per share, were purchased by VW T&B, a wholly owned subsidiary of Volkswagen, in open market transactions.

SEC source: 0000950103-17-007078 · dp78668_4.xml · nonDerivative · entry 3

Volkswagen Truck & Bus GmbH · CIK 0001697835 · 10% owner

VOLKSWAGEN AG · CIK 0001111708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,506,300

F3 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by VW T&B on June 16, 2017.

F1 · ownership.direct: This statement is being filed jointly by Volkswagen Truck & Bus GmbH ("VW T&B") and Volkswagen AG ("Volkswagen" and together with VW T&B, the "Reporting Persons"). VW T&B is a wholly-owned subsidiary of Volkswagen and is the direct holder of the securities reported on this statement.

F2 · ownership.direct: Shares of Navistar International Corporation common stock, par value $0.10 per share, were purchased by VW T&B, a wholly owned subsidiary of Volkswagen, in open market transactions.

SEC source: 0000950103-17-007078 · dp78668_4.xml · nonDerivative · entry 2

Volkswagen Truck & Bus GmbH · CIK 0001697835 · 10% owner

VOLKSWAGEN AG · CIK 0001111708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,479,400

F3 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by VW T&B on June 16, 2017.

F1 · ownership.direct: This statement is being filed jointly by Volkswagen Truck & Bus GmbH ("VW T&B") and Volkswagen AG ("Volkswagen" and together with VW T&B, the "Reporting Persons"). VW T&B is a wholly-owned subsidiary of Volkswagen and is the direct holder of the securities reported on this statement.

F2 · ownership.direct: Shares of Navistar International Corporation common stock, par value $0.10 per share, were purchased by VW T&B, a wholly owned subsidiary of Volkswagen, in open market transactions.

SEC source: 0000950103-17-007078 · dp78668_4.xml · nonDerivative · entry 1

Volkswagen Truck & Bus GmbH · CIK 0001697835 · 10% owner

VOLKSWAGEN AG · CIK 0001111708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,433,238

F3 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by VW T&B on June 16, 2017.

F1 · ownership.direct: This statement is being filed jointly by Volkswagen Truck & Bus GmbH ("VW T&B") and Volkswagen AG ("Volkswagen" and together with VW T&B, the "Reporting Persons"). VW T&B is a wholly-owned subsidiary of Volkswagen and is the direct holder of the securities reported on this statement.

F2 · ownership.direct: Shares of Navistar International Corporation common stock, par value $0.10 per share, were purchased by VW T&B, a wholly owned subsidiary of Volkswagen, in open market transactions.

SEC source: 0000950103-17-006929 · dp78535_4-volks.xml · nonDerivative · entry 3

Volkswagen Truck & Bus GmbH · CIK 0001697835 · 10% owner

VOLKSWAGEN AG · CIK 0001111708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,400,038

F3 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by VW T&B on June 16, 2017.

F1 · ownership.direct: This statement is being filed jointly by Volkswagen Truck & Bus GmbH ("VW T&B") and Volkswagen AG ("Volkswagen" and together with VW T&B, the "Reporting Persons"). VW T&B is a wholly-owned subsidiary of Volkswagen and is the direct holder of the securities reported on this statement.

F2 · ownership.direct: Shares of Navistar International Corporation common stock, par value $0.10 per share, were purchased by VW T&B, a wholly owned subsidiary of Volkswagen, in open market transactions.

SEC source: 0000950103-17-006929 · dp78535_4-volks.xml · nonDerivative · entry 2

Volkswagen Truck & Bus GmbH · CIK 0001697835 · 10% owner

VOLKSWAGEN AG · CIK 0001111708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,338,138

F3 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by VW T&B on June 16, 2017.

F1 · ownership.direct: This statement is being filed jointly by Volkswagen Truck & Bus GmbH ("VW T&B") and Volkswagen AG ("Volkswagen" and together with VW T&B, the "Reporting Persons"). VW T&B is a wholly-owned subsidiary of Volkswagen and is the direct holder of the securities reported on this statement.

F2 · ownership.direct: Shares of Navistar International Corporation common stock, par value $0.10 per share, were purchased by VW T&B, a wholly owned subsidiary of Volkswagen, in open market transactions.

SEC source: 0000950103-17-006929 · dp78535_4-volks.xml · nonDerivative · entry 1

Volkswagen Truck & Bus GmbH · CIK 0001697835 · 10% owner

VOLKSWAGEN AG · CIK 0001111708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,285,513

F3 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by VW T&B on June 16, 2017.

F1 · ownership.direct: This statement is being filed jointly by Volkswagen Truck & Bus GmbH ("VW T&B") and Volkswagen AG ("Volkswagen" and together with VW T&B, the "Reporting Persons"). VW T&B is a wholly-owned subsidiary of Volkswagen and is the direct holder of the securities reported on this statement.

F2 · ownership.direct: Shares of Navistar International Corporation common stock, par value $0.10 per share, were purchased by VW T&B, a wholly owned subsidiary of Volkswagen, in open market transactions.