Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Nerdy Inc.NRDY · Entity 5208 | Director | April 30, 2026 | May 05, 2026 |
| Venture Lending & Leasing IX, Inc.N/A · Entity 129459 | Director | May 02, 2018 | March 19, 2020 |
| Venture Lending & Leasing VII, Inc.N/A · Entity 150461 | Director | December 18, 2012 | March 19, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Nerdy Inc.
Report date April 30, 2026 · Filed May 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.89 · Expires 2036-04-30 | Direct | 241,935 |
Reported balance
After 2026-04-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-30 · Grant · Acquired 241,935 · Balance 241,935 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.89 · Expires 2036-04-30 | Direct | 276,612 |
Reported balance
After 2026-04-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-04-30 · Grant · Acquired 34,677 · Balance 276,612 F1: The number of options issued reflects the value of the reporting person's annual cash retainer and additional annual retainer for committee memberships for the Nerdy Inc. board of directors. The reporting person has elected to have all or a part of their annual cash retainer and additional annual retainer for committee memberships paid in the form of equity in lieu of cash compensation. F2: The stock options will vest on the earlier of (i) the one year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: The number of options issued reflects the value of the reporting person's annual cash retainer and additional annual retainer for committee memberships for the Nerdy Inc. board of directors. The reporting person has elected to have all or a part of their annual cash retainer and additional annual retainer for committee memberships paid in the form of equity in lieu of cash compensation.
F2: The stock options will vest on the earlier of (i) the one year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders.
Venture Lending & Leasing IX, Inc.
Report date May 02, 2018 · Filed March 19, 2020
This filing explicitly reported no securities owned.
Venture Lending & Leasing VII, Inc.
Report date December 18, 2012 · Filed March 19, 2020
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Learn CW Investment Corp
Report date October 02, 2024 · Filed October 05, 2024
Section 16 reporting ended · disclosed 2024-10-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2024-10-02 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-10-02 · Disposition to issuer · Disposed 770,000 · Balance 0 F1: Pursuant to the Business Combination Agreement dated October 24, 2023, on October 2, 2024, the Issuer consummated its initial business combination with Innventure, Inc., f/k/a Learn SPAC HoldCo, Inc. ("Holdco"), with the Issuer surviving as a subsidiary of Holdco (the "Closing"). At the Closing, these securities were automatically surrendered and cancelled and converted into the right to receive shares of Holdco's common stock on a one-for-one basis. F2: These securities were held directly by CWAM LC Sponsor LLC. CWAM LC Sponsor LLC is owned by three members, one of which is Learn Capital, LLC. Robert Hutter is the sole member of Learn Capital, LLC and, in such capacity, may be deemed to beneficially own the securities held directly by CWAM LC Sponsor LLC, but disclaims beneficial ownership of such securities except to the extent, if any, of his pecuniary interest therein. |
| Class B Ordinary SharesSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2024-10-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-10-02 · Disposition to issuer · Disposed 4,880,000 · Balance 0 F1: Pursuant to the Business Combination Agreement dated October 24, 2023, on October 2, 2024, the Issuer consummated its initial business combination with Innventure, Inc., f/k/a Learn SPAC HoldCo, Inc. ("Holdco"), with the Issuer surviving as a subsidiary of Holdco (the "Closing"). At the Closing, these securities were automatically surrendered and cancelled and converted into the right to receive shares of Holdco's common stock on a one-for-one basis. F3: Amount has been adjusted to reflect the forfeiture of 750,000 Class B ordinary shares for no further consideration at the Closing pursuant to the Sponsor Support Agreement dated October 24, 2023, which forfeiture is exempt from Section 16 pursuant to Rule 16b-6(d) and Rule 16a-4(d) promulgated under the Securities Exchange Act of 1934, as amended. F2: These securities were held directly by CWAM LC Sponsor LLC. CWAM LC Sponsor LLC is owned by three members, one of which is Learn Capital, LLC. Robert Hutter is the sole member of Learn Capital, LLC and, in such capacity, may be deemed to beneficially own the securities held directly by CWAM LC Sponsor LLC, but disclaims beneficial ownership of such securities except to the extent, if any, of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Business Combination Agreement dated October 24, 2023, on October 2, 2024, the Issuer consummated its initial business combination with Innventure, Inc., f/k/a Learn SPAC HoldCo, Inc. ("Holdco"), with the Issuer surviving as a subsidiary of Holdco (the "Closing"). At the Closing, these securities were automatically surrendered and cancelled and converted into the right to receive shares of Holdco's common stock on a one-for-one basis.
F2: These securities were held directly by CWAM LC Sponsor LLC. CWAM LC Sponsor LLC is owned by three members, one of which is Learn Capital, LLC. Robert Hutter is the sole member of Learn Capital, LLC and, in such capacity, may be deemed to beneficially own the securities held directly by CWAM LC Sponsor LLC, but disclaims beneficial ownership of such securities except to the extent, if any, of his pecuniary interest therein.
F3: Amount has been adjusted to reflect the forfeiture of 750,000 Class B ordinary shares for no further consideration at the Closing pursuant to the Sponsor Support Agreement dated October 24, 2023, which forfeiture is exempt from Section 16 pursuant to Rule 16b-6(d) and Rule 16a-4(d) promulgated under the Securities Exchange Act of 1934, as amended.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2026 Filed May 5, 2026 01:08 UTC | Nerdy Inc. NRDY · Entity 5208 | GrantStock Option (Right to Buy) · Derivative | 34,677 | $0.62 Strike: $0.89 | $21,499.74 |
DisclosureSEC source: 0001807239-26-000001 · primary_doc.xml · derivative · entry 2 Hutter Robert J. · CIK 0001807239 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 276,612 Underlying: Class A Common Stock · 34,677 shares Expires 2036-04-30 F1 · shares: The number of options issued reflects the value of the reporting person's annual cash retainer and additional annual retainer for committee memberships for the Nerdy Inc. board of directors. The reporting person has elected to have all or a part of their annual cash retainer and additional annual retainer for committee memberships paid in the form of equity in lieu of cash compensation. F2 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders. Read SEC document |
| April 30, 2026 Filed May 5, 2026 01:08 UTC | Nerdy Inc. NRDY · Entity 5208 | GrantStock Option (Right to Buy) · Derivative | 241,935 | $0.00 Strike: $0.89 | $0.00 |
DisclosureSEC source: 0001807239-26-000001 · primary_doc.xml · derivative · entry 1 Hutter Robert J. · CIK 0001807239 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 241,935 Underlying: Class A Common Stock · 241,935 shares Expires 2036-04-30 Read SEC document |
| April 29, 2025 Filed May 1, 2025 20:19 UTC | Nerdy Inc. NRDY · Entity 5208 | GrantStock Option (Right to Buy) · Derivative | 18,251 | $1.18 Strike: $1.63 | $21,536.18 |
DisclosureSEC source: 0001628280-25-021548 · wk-form4_1746130762.xml · derivative · entry 2 Hutter Robert J. · CIK 0001807239 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,585 Underlying: Class A Common Stock · 18,251 shares Expires 2035-04-30 F1 · shares: The number of options issued reflects the value of the reporting person's annual cash retainer and additional annual retainer for committee memberships for the Nerdy Inc. board of directors. The reporting person has elected to have all or a portion of their annual cash retainer and additional annual retainer for committee memberships paid in the form of equity in lieu of cash compensation. F2 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders. Read SEC document |
| April 29, 2025 Filed May 1, 2025 20:19 UTC | Nerdy Inc. NRDY · Entity 5208 | GrantStock Option (Right to Buy) · Derivative | 127,334 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001628280-25-021548 · wk-form4_1746130762.xml · derivative · entry 1 Hutter Robert J. · CIK 0001807239 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,334 Underlying: Class A Common Stock · 127,334 shares Expires 2035-04-30 F1 · shares: The number of options issued reflects the value of the reporting person's annual cash retainer and additional annual retainer for committee memberships for the Nerdy Inc. board of directors. The reporting person has elected to have all or a portion of their annual cash retainer and additional annual retainer for committee memberships paid in the form of equity in lieu of cash compensation. F2 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders. Read SEC document |
| October 02, 2024 Filed Oct 5, 2024 01:39 UTC | Learn CW Investment Corp LCW · Entity 86938 | Disposition to issuerClass B Ordinary Shares · Derivative | 4,880,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-24-002657 · form4.xml · derivative · entry 2 Hutter Robert J. · CIK 0001807239 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 4,880,000 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to the Business Combination Agreement dated October 24, 2023, on October 2, 2024, the Issuer consummated its initial business combination with Innventure, Inc., f/k/a Learn SPAC HoldCo, Inc. ("Holdco"), with the Issuer surviving as a subsidiary of Holdco (the "Closing"). At the Closing, these securities were automatically surrendered and cancelled and converted into the right to receive shares of Holdco's common stock on a one-for-one basis. F1 · kind: Pursuant to the Business Combination Agreement dated October 24, 2023, on October 2, 2024, the Issuer consummated its initial business combination with Innventure, Inc., f/k/a Learn SPAC HoldCo, Inc. ("Holdco"), with the Issuer surviving as a subsidiary of Holdco (the "Closing"). At the Closing, these securities were automatically surrendered and cancelled and converted into the right to receive shares of Holdco's common stock on a one-for-one basis. F1 · derivative.exercise_date: Pursuant to the Business Combination Agreement dated October 24, 2023, on October 2, 2024, the Issuer consummated its initial business combination with Innventure, Inc., f/k/a Learn SPAC HoldCo, Inc. ("Holdco"), with the Issuer surviving as a subsidiary of Holdco (the "Closing"). At the Closing, these securities were automatically surrendered and cancelled and converted into the right to receive shares of Holdco's common stock on a one-for-one basis. F1 · derivative.expiration_date: Pursuant to the Business Combination Agreement dated October 24, 2023, on October 2, 2024, the Issuer consummated its initial business combination with Innventure, Inc., f/k/a Learn SPAC HoldCo, Inc. ("Holdco"), with the Issuer surviving as a subsidiary of Holdco (the "Closing"). At the Closing, these securities were automatically surrendered and cancelled and converted into the right to receive shares of Holdco's common stock on a one-for-one basis. F3 · balance_after: Amount has been adjusted to reflect the forfeiture of 750,000 Class B ordinary shares for no further consideration at the Closing pursuant to the Sponsor Support Agreement dated October 24, 2023, which forfeiture is exempt from Section 16 pursuant to Rule 16b-6(d) and Rule 16a-4(d) promulgated under the Securities Exchange Act of 1934, as amended. F2 · ownership.direct: These securities were held directly by CWAM LC Sponsor LLC. CWAM LC Sponsor LLC is owned by three members, one of which is Learn Capital, LLC. Robert Hutter is the sole member of Learn Capital, LLC and, in such capacity, may be deemed to beneficially own the securities held directly by CWAM LC Sponsor LLC, but disclaims beneficial ownership of such securities except to the extent, if any, of his pecuniary interest therein. F2 · ownership.nature: These securities were held directly by CWAM LC Sponsor LLC. CWAM LC Sponsor LLC is owned by three members, one of which is Learn Capital, LLC. Robert Hutter is the sole member of Learn Capital, LLC and, in such capacity, may be deemed to beneficially own the securities held directly by CWAM LC Sponsor LLC, but disclaims beneficial ownership of such securities except to the extent, if any, of his pecuniary interest therein. Read SEC document |
| October 02, 2024 Filed Oct 5, 2024 01:39 UTC | Learn CW Investment Corp LCW · Entity 86938 | Disposition to issuerClass A Ordinary Shares | 770,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-24-002657 · form4.xml · nonDerivative · entry 1 Hutter Robert J. · CIK 0001807239 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: Pursuant to the Business Combination Agreement dated October 24, 2023, on October 2, 2024, the Issuer consummated its initial business combination with Innventure, Inc., f/k/a Learn SPAC HoldCo, Inc. ("Holdco"), with the Issuer surviving as a subsidiary of Holdco (the "Closing"). At the Closing, these securities were automatically surrendered and cancelled and converted into the right to receive shares of Holdco's common stock on a one-for-one basis. F1 · price: Pursuant to the Business Combination Agreement dated October 24, 2023, on October 2, 2024, the Issuer consummated its initial business combination with Innventure, Inc., f/k/a Learn SPAC HoldCo, Inc. ("Holdco"), with the Issuer surviving as a subsidiary of Holdco (the "Closing"). At the Closing, these securities were automatically surrendered and cancelled and converted into the right to receive shares of Holdco's common stock on a one-for-one basis. F2 · ownership.direct: These securities were held directly by CWAM LC Sponsor LLC. CWAM LC Sponsor LLC is owned by three members, one of which is Learn Capital, LLC. Robert Hutter is the sole member of Learn Capital, LLC and, in such capacity, may be deemed to beneficially own the securities held directly by CWAM LC Sponsor LLC, but disclaims beneficial ownership of such securities except to the extent, if any, of his pecuniary interest therein. F2 · ownership.nature: These securities were held directly by CWAM LC Sponsor LLC. CWAM LC Sponsor LLC is owned by three members, one of which is Learn Capital, LLC. Robert Hutter is the sole member of Learn Capital, LLC and, in such capacity, may be deemed to beneficially own the securities held directly by CWAM LC Sponsor LLC, but disclaims beneficial ownership of such securities except to the extent, if any, of his pecuniary interest therein. Read SEC document |
| May 01, 2024 Filed May 3, 2024 21:15 UTC | Nerdy Inc. NRDY · Entity 5208 | GrantWarrant (right to buy) · Derivative | 12,025 | $1.79 Strike: $2.56 | $21,524.75 |
DisclosureSEC source: 0001628280-24-020363 · wk-form4_1714770936.xml · derivative · entry 2 Hutter Robert J. · CIK 0001807239 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,025 Underlying: Class A Common Stock · 12,025 shares Expires 2034-05-01 F2 · shares: The number of options issued reflects the value of the reporting person's annual cash retainer and additional annual retainer for committee memberships for the Nerdy Inc. board of directors. The reporting person has elected to have all or a portion of their annual cash retainer and additional annual retainer for committee memberships paid in the form of equity in lieu of cash compensation. F1 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders. Read SEC document |
| May 01, 2024 Filed May 3, 2024 21:15 UTC | Nerdy Inc. NRDY · Entity 5208 | GrantStock Option (Right to Buy) · Derivative | 83,893 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001628280-24-020363 · wk-form4_1714770936.xml · derivative · entry 1 Hutter Robert J. · CIK 0001807239 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,893 Underlying: Class A Common Stock · 83,893 shares Expires 2034-05-01 F1 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders. Read SEC document |
| September 28, 2023 Filed Oct 10, 2023 22:27 UTC | Nerdy Inc. NRDY · Entity 5208 | Disposition to issuerNerdy LLC Unit · Derivative | 35,710 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-034212 · wk-form4_1696976820.xml · derivative · entry 8 Hutter Robert J. · CIK 0001807239 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,218,548 Underlying: Class A Common Stock · 35,710 shares Expires not disclosed F10 · derivative.exercise_price: OpCo Units are exchangeable (upon delivery of an equivalent number of shares of Class B Common Stock (as reported in Table I hereof )) for either cash or shares of Class A Common Stock on a one-for-one basis at the Issuer's election. F7 · price: Forfeiture of shares of Class B Common Stock, together with an equivalent number of OpCo Units (which were received as earnout consideration and were subject to forfeiture if certain trading price thresholds were not met), pursuant to an agreement with the Issuer whereby the Reporting Person agreed to forfeit (and thus surrender for cancellation) 60% of the earnout equity and the Issuer agreed to remove the forfeiture conditions from the remaining 40% of the earnout equity. F10 · derivative.expiration_date: OpCo Units are exchangeable (upon delivery of an equivalent number of shares of Class B Common Stock (as reported in Table I hereof )) for either cash or shares of Class A Common Stock on a one-for-one basis at the Issuer's election. F6 · ownership.nature: Mr. Hutter is a director of the Issuer, a Managing Member of Learn Capital Management XIV, LLC ("LCM XIV") and a Managing Member of Learn Capital Management XV, LLC ("LCM XV"). LCM XIV is the sole general partner of Learn Capital Special Opportunities Fund XIV, L.P. ("LCSOF XIV"). LCM XV is the sole general partner of Learn Capital Special Opportunities Fund XV, L.P. ("LCSOF XV"). Each of LCSOF XIV and LCSOF XV hold an interest in the Issuer therefore Mr. Hutter, LCM XIV and LCM XV may be deemed to beneficially own the securities, but each disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| September 28, 2023 Filed Oct 10, 2023 22:27 UTC | Nerdy Inc. NRDY · Entity 5208 | GrantNerdy LLC Unit · Derivative | 9,092 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-034212 · wk-form4_1696976820.xml · derivative · entry 7 Hutter Robert J. · CIK 0001807239 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,254,258 Underlying: Class A Common Stock · 9,092 shares Expires not disclosed F10 · derivative.exercise_price: OpCo Units are exchangeable (upon delivery of an equivalent number of shares of Class B Common Stock (as reported in Table I hereof )) for either cash or shares of Class A Common Stock on a one-for-one basis at the Issuer's election. F5 · price: Mandatory exchange, at the Issuer's option, of each warrant (the "OpCo Warrants") to purchase units of Nerdy LLC ("OpCo Units") for 0.25 shares of Class B Common Stock, together with an equivalent number of OpCo Units. Shares of Class B Common Stock confer no economic rights on the holders thereof but entitle holders to one vote per share on all matters to be voted on by holders of the Class A Common Stock. Upon exchange of OpCo Units reported in Table II hereof for Class A Common Stock or cash, an equal number of shares of Class B Common Stock will be delivered to the Issuer and cancelled for no consideration. F10 · derivative.expiration_date: OpCo Units are exchangeable (upon delivery of an equivalent number of shares of Class B Common Stock (as reported in Table I hereof )) for either cash or shares of Class A Common Stock on a one-for-one basis at the Issuer's election. F6 · ownership.nature: Mr. Hutter is a director of the Issuer, a Managing Member of Learn Capital Management XIV, LLC ("LCM XIV") and a Managing Member of Learn Capital Management XV, LLC ("LCM XV"). LCM XIV is the sole general partner of Learn Capital Special Opportunities Fund XIV, L.P. ("LCSOF XIV"). LCM XV is the sole general partner of Learn Capital Special Opportunities Fund XV, L.P. ("LCSOF XV"). Each of LCSOF XIV and LCSOF XV hold an interest in the Issuer therefore Mr. Hutter, LCM XIV and LCM XV may be deemed to beneficially own the securities, but each disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| September 28, 2023 Filed Oct 10, 2023 22:27 UTC | Nerdy Inc. NRDY · Entity 5208 | Disposition to issuerNerdy LLC Warrant (right to buy) · Derivative | 36,370 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001628280-23-034212 · wk-form4_1696976820.xml · derivative · entry 6 Hutter Robert J. · CIK 0001807239 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class B Common Stock · Not disclosed shares Expires not disclosed F5 · kind: Mandatory exchange, at the Issuer's option, of each warrant (the "OpCo Warrants") to purchase units of Nerdy LLC ("OpCo Units") for 0.25 shares of Class B Common Stock, together with an equivalent number of OpCo Units. Shares of Class B Common Stock confer no economic rights on the holders thereof but entitle holders to one vote per share on all matters to be voted on by holders of the Class A Common Stock. Upon exchange of OpCo Units reported in Table II hereof for Class A Common Stock or cash, an equal number of shares of Class B Common Stock will be delivered to the Issuer and cancelled for no consideration. F5 · price: Mandatory exchange, at the Issuer's option, of each warrant (the "OpCo Warrants") to purchase units of Nerdy LLC ("OpCo Units") for 0.25 shares of Class B Common Stock, together with an equivalent number of OpCo Units. Shares of Class B Common Stock confer no economic rights on the holders thereof but entitle holders to one vote per share on all matters to be voted on by holders of the Class A Common Stock. Upon exchange of OpCo Units reported in Table II hereof for Class A Common Stock or cash, an equal number of shares of Class B Common Stock will be delivered to the Issuer and cancelled for no consideration. F9 · derivative.expiration_date: OpCo Warrants were exercisable for OpCo Units and an equivalent number of shares of Class B Common Stock from the date of issuance. The OpCo Warrants had no expiration date. F5 · derivative.underlying_shares: Mandatory exchange, at the Issuer's option, of each warrant (the "OpCo Warrants") to purchase units of Nerdy LLC ("OpCo Units") for 0.25 shares of Class B Common Stock, together with an equivalent number of OpCo Units. Shares of Class B Common Stock confer no economic rights on the holders thereof but entitle holders to one vote per share on all matters to be voted on by holders of the Class A Common Stock. Upon exchange of OpCo Units reported in Table II hereof for Class A Common Stock or cash, an equal number of shares of Class B Common Stock will be delivered to the Issuer and cancelled for no consideration. F6 · ownership.nature: Mr. Hutter is a director of the Issuer, a Managing Member of Learn Capital Management XIV, LLC ("LCM XIV") and a Managing Member of Learn Capital Management XV, LLC ("LCM XV"). LCM XIV is the sole general partner of Learn Capital Special Opportunities Fund XIV, L.P. ("LCSOF XIV"). LCM XV is the sole general partner of Learn Capital Special Opportunities Fund XV, L.P. ("LCSOF XV"). Each of LCSOF XIV and LCSOF XV hold an interest in the Issuer therefore Mr. Hutter, LCM XIV and LCM XV may be deemed to beneficially own the securities, but each disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| September 28, 2023 Filed Oct 10, 2023 22:27 UTC | Nerdy Inc. NRDY · Entity 5208 | Disposition to issuerWarrant (right to buy) · Derivative | 236,409 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001628280-23-034212 · wk-form4_1696976820.xml · derivative · entry 5 Hutter Robert J. · CIK 0001807239 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · Not disclosed shares Expires not disclosed F1 · kind: Mandatory exchange, at the Issuer's option, of each warrant to purchase Class A Common Stock for 0.25 shares of Class A Common Stock. F1 · price: Mandatory exchange, at the Issuer's option, of each warrant to purchase Class A Common Stock for 0.25 shares of Class A Common Stock. F8 · derivative.expiration_date: Warrants to purchase Class A Common Stock were exercisable for Class A Common Stock from the date of issuance. The Class A Warrants had no expiration date. F1 · derivative.underlying_shares: Mandatory exchange, at the Issuer's option, of each warrant to purchase Class A Common Stock for 0.25 shares of Class A Common Stock. F2 · ownership.nature: Mr. Hutter is a director of the Issuer, a Managing Member of Learn Capital Management X, LLC ("LCM X"), a Managing Member of Learn Capital Management XI, LLC ("LCM XI"), a Managing Member of Learn Capital Management XII, LLC ("LCM XII"), a Managing Member of Learn Capital Management XIII, LLC ("LCM XIII") and a Managing Member of Learn Capital Management XVI, LLC ("LCM XVI"). F3 · ownership.nature: LCM X is the sole general partner of Learn Capital Special Opportunities Fund X, L.P. ("LCSOF X"). LCM XI is the sole general partner of Learn Capital Special Opportunities Fund XI, L.P. ("LCSOF XI"). LCM XII is the sole general partner of Learn Capital Special Opportunities Fund XII, L.P. ("LCSOF XII"). LCM XIII is the sole general partner of Learn Capital Special Opportunities Fund XIII, L.P. ("LCSOF XIII"). LCM XVI is the sole general partner of Learn Capital Special Opportunities Fund XVI, L.P. ("LCSOF XVI"). Each of LCSOF X, LCSOF XI, LCSOF XII, LCSOF XIII and LCSOF XVI hold an interest in the Issuer therefore Mr. Hutter, LCM X, LCM XI, LCM XII, LCM XIII and LCM XVI may be deemed to beneficially own the securities, but each disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| September 28, 2023 Filed Oct 10, 2023 22:27 UTC | Nerdy Inc. NRDY · Entity 5208 | Disposition to issuerClass B Common Stock | 35,710 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-034212 · wk-form4_1696976820.xml · nonDerivative · entry 4 Hutter Robert J. · CIK 0001807239 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,218,548 F7 · price: Forfeiture of shares of Class B Common Stock, together with an equivalent number of OpCo Units (which were received as earnout consideration and were subject to forfeiture if certain trading price thresholds were not met), pursuant to an agreement with the Issuer whereby the Reporting Person agreed to forfeit (and thus surrender for cancellation) 60% of the earnout equity and the Issuer agreed to remove the forfeiture conditions from the remaining 40% of the earnout equity. F6 · ownership.nature: Mr. Hutter is a director of the Issuer, a Managing Member of Learn Capital Management XIV, LLC ("LCM XIV") and a Managing Member of Learn Capital Management XV, LLC ("LCM XV"). LCM XIV is the sole general partner of Learn Capital Special Opportunities Fund XIV, L.P. ("LCSOF XIV"). LCM XV is the sole general partner of Learn Capital Special Opportunities Fund XV, L.P. ("LCSOF XV"). Each of LCSOF XIV and LCSOF XV hold an interest in the Issuer therefore Mr. Hutter, LCM XIV and LCM XV may be deemed to beneficially own the securities, but each disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| September 28, 2023 Filed Oct 10, 2023 22:27 UTC | Nerdy Inc. NRDY · Entity 5208 | GrantClass B Common Stock | 9,092 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-034212 · wk-form4_1696976820.xml · nonDerivative · entry 3 Hutter Robert J. · CIK 0001807239 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,254,258 F5 · price: Mandatory exchange, at the Issuer's option, of each warrant (the "OpCo Warrants") to purchase units of Nerdy LLC ("OpCo Units") for 0.25 shares of Class B Common Stock, together with an equivalent number of OpCo Units. Shares of Class B Common Stock confer no economic rights on the holders thereof but entitle holders to one vote per share on all matters to be voted on by holders of the Class A Common Stock. Upon exchange of OpCo Units reported in Table II hereof for Class A Common Stock or cash, an equal number of shares of Class B Common Stock will be delivered to the Issuer and cancelled for no consideration. F6 · ownership.nature: Mr. Hutter is a director of the Issuer, a Managing Member of Learn Capital Management XIV, LLC ("LCM XIV") and a Managing Member of Learn Capital Management XV, LLC ("LCM XV"). LCM XIV is the sole general partner of Learn Capital Special Opportunities Fund XIV, L.P. ("LCSOF XIV"). LCM XV is the sole general partner of Learn Capital Special Opportunities Fund XV, L.P. ("LCSOF XV"). Each of LCSOF XIV and LCSOF XV hold an interest in the Issuer therefore Mr. Hutter, LCM XIV and LCM XV may be deemed to beneficially own the securities, but each disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| September 28, 2023 Filed Oct 10, 2023 22:27 UTC | Nerdy Inc. NRDY · Entity 5208 | Disposition to issuerClass A Common Stock | 232,109 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-034212 · wk-form4_1696976820.xml · nonDerivative · entry 2 Hutter Robert J. · CIK 0001807239 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 7,920,574 F4 · kind: Forfeiture of shares of Class A Common Stock (which were received as earnout consideration and were subject to forfeiture if certain trading price thresholds were not met) pursuant to an agreement with the Issuer whereby the Reporting Person agreed to forfeit (and thus surrender for cancellation) 60% of the earnout shares and the Issuer agreed to remove the forfeiture conditions from the remaining 40% of the earnout shares. F4 · price: Forfeiture of shares of Class A Common Stock (which were received as earnout consideration and were subject to forfeiture if certain trading price thresholds were not met) pursuant to an agreement with the Issuer whereby the Reporting Person agreed to forfeit (and thus surrender for cancellation) 60% of the earnout shares and the Issuer agreed to remove the forfeiture conditions from the remaining 40% of the earnout shares. F2 · ownership.nature: Mr. Hutter is a director of the Issuer, a Managing Member of Learn Capital Management X, LLC ("LCM X"), a Managing Member of Learn Capital Management XI, LLC ("LCM XI"), a Managing Member of Learn Capital Management XII, LLC ("LCM XII"), a Managing Member of Learn Capital Management XIII, LLC ("LCM XIII") and a Managing Member of Learn Capital Management XVI, LLC ("LCM XVI"). F3 · ownership.nature: LCM X is the sole general partner of Learn Capital Special Opportunities Fund X, L.P. ("LCSOF X"). LCM XI is the sole general partner of Learn Capital Special Opportunities Fund XI, L.P. ("LCSOF XI"). LCM XII is the sole general partner of Learn Capital Special Opportunities Fund XII, L.P. ("LCSOF XII"). LCM XIII is the sole general partner of Learn Capital Special Opportunities Fund XIII, L.P. ("LCSOF XIII"). LCM XVI is the sole general partner of Learn Capital Special Opportunities Fund XVI, L.P. ("LCSOF XVI"). Each of LCSOF X, LCSOF XI, LCSOF XII, LCSOF XIII and LCSOF XVI hold an interest in the Issuer therefore Mr. Hutter, LCM X, LCM XI, LCM XII, LCM XIII and LCM XVI may be deemed to beneficially own the securities, but each disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| September 28, 2023 Filed Oct 10, 2023 22:27 UTC | Nerdy Inc. NRDY · Entity 5208 | GrantClass A Common Stock | 59,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-034212 · wk-form4_1696976820.xml · nonDerivative · entry 1 Hutter Robert J. · CIK 0001807239 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 8,152,683 F1 · kind: Mandatory exchange, at the Issuer's option, of each warrant to purchase Class A Common Stock for 0.25 shares of Class A Common Stock. F1 · price: Mandatory exchange, at the Issuer's option, of each warrant to purchase Class A Common Stock for 0.25 shares of Class A Common Stock. F2 · ownership.nature: Mr. Hutter is a director of the Issuer, a Managing Member of Learn Capital Management X, LLC ("LCM X"), a Managing Member of Learn Capital Management XI, LLC ("LCM XI"), a Managing Member of Learn Capital Management XII, LLC ("LCM XII"), a Managing Member of Learn Capital Management XIII, LLC ("LCM XIII") and a Managing Member of Learn Capital Management XVI, LLC ("LCM XVI"). F3 · ownership.nature: LCM X is the sole general partner of Learn Capital Special Opportunities Fund X, L.P. ("LCSOF X"). LCM XI is the sole general partner of Learn Capital Special Opportunities Fund XI, L.P. ("LCSOF XI"). LCM XII is the sole general partner of Learn Capital Special Opportunities Fund XII, L.P. ("LCSOF XII"). LCM XIII is the sole general partner of Learn Capital Special Opportunities Fund XIII, L.P. ("LCSOF XIII"). LCM XVI is the sole general partner of Learn Capital Special Opportunities Fund XVI, L.P. ("LCSOF XVI"). Each of LCSOF X, LCSOF XI, LCSOF XII, LCSOF XIII and LCSOF XVI hold an interest in the Issuer therefore Mr. Hutter, LCM X, LCM XI, LCM XII, LCM XIII and LCM XVI may be deemed to beneficially own the securities, but each disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| May 03, 2023 Filed May 5, 2023 20:11 UTC | Nerdy Inc. NRDY · Entity 5208 | GrantStock Option (Right to Buy) · Derivative | 8,341 | $2.10 Strike: $3.00 | $17,499.42 |
DisclosureSEC source: 0001628280-23-016141 · wf-form4_168331748327019.xml · derivative · entry 2 Hutter Robert J. · CIK 0001807239 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,341 Underlying: Class A Common Stock · 8,341 shares Expires 2033-05-03 F2 · security: The number of options issued reflects the value of the reporting person's annual cash retainer and additional annual retainer for committee memberships for the Nerdy Inc. board of directors. The reporting person has elected to have all or a portion of their annual cash retainer and additional annual retainer for committee memberships paid in the form of equity in lieu of cash compensation. F2 · shares: The number of options issued reflects the value of the reporting person's annual cash retainer and additional annual retainer for committee memberships for the Nerdy Inc. board of directors. The reporting person has elected to have all or a portion of their annual cash retainer and additional annual retainer for committee memberships paid in the form of equity in lieu of cash compensation. F1 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders. Read SEC document |
| May 03, 2023 Filed May 5, 2023 20:11 UTC | Nerdy Inc. NRDY · Entity 5208 | GrantStock Option (Right to Buy) · Derivative | 71,497 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001628280-23-016141 · wf-form4_168331748327019.xml · derivative · entry 1 Hutter Robert J. · CIK 0001807239 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,497 Underlying: Class A Common Stock · 71,497 shares Expires 2033-05-03 F1 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders. Read SEC document |
| May 04, 2022 Filed May 6, 2022 22:52 UTC | Nerdy Inc. NRDY · Entity 5208 | GrantStock Option (Right to Buy) · Derivative | 177,373 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001628280-22-013142 · wf-form4_165187753460299.xml · derivative · entry 1 Hutter Robert J. · CIK 0001807239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,373 Underlying: Class A Common Stock · 177,373 shares Expires 2032-05-03 F1 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders. Read SEC document |
| May 04, 2022 Filed May 11, 2022 20:28 UTC Amendment | Nerdy Inc. NRDY · Entity 5208 | GrantStock Option (Right to Buy) · Derivative | 65,104 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001628280-22-013841 · wf-form4a_165230086918133.xml · derivative · entry 1 Hutter Robert J. · CIK 0001807239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,104 Underlying: Class A Common Stock · 65,104 shares Expires 2032-05-03 F1 · shares: The original Form 4, filed on May 6, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which led to overstating the amount of stock options granted to Mr. Hutter. F2 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders. F1 · derivative.underlying_shares: The original Form 4, filed on May 6, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which led to overstating the amount of stock options granted to Mr. Hutter. Read SEC document |
| October 13, 2021 Filed Oct 15, 2021 20:10 UTC | Learn CW Investment Corp LCW · Entity 86938 | PurchaseClass A Ordinary Shares | 770,000 | $10.00 | $7,700,000.00 |
DisclosureSEC source: 0001567619-21-018352 · doc1.xml · nonDerivative · entry 1 Hutter Robert J. · CIK 0001807239 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 770,000 F1 · shares: These Class A ordinary shares underlie units of the Issuer that CWAM LC Sponsor LLC purchased in the Issuer's initial public offering. Each unit also includes one half of one redeemable warrant. CWAM LC Sponsor LLC also purchased 7,146,000 warrants in a private placement that occurred concurrently with closing of the Issuer's initial public offering. Each whole warrant entitles its holder to purchase one Class A ordinary share at $11.50 per share but is not exercisable prior to the completion of the Issuer's initial business combination. F2 · ownership.direct: These Class A ordinary shares are held directly by CWAM LC Sponsor LLC. CWAM LC Sponsor LLC is owned by three members, the largest of which, Learn Capital, LLC, holds a 50% interest. Robert Hutter is the sole member of Learn Capital, LLC. Accordingly, Robert Hutter may be deemed to beneficially own the Class A ordinary shares held directly by CWAM LC Sponsor LLC, but disclaims beneficial ownership of such shares except to the extent, if any, of his pecuniary interest therein. F2 · ownership.nature: These Class A ordinary shares are held directly by CWAM LC Sponsor LLC. CWAM LC Sponsor LLC is owned by three members, the largest of which, Learn Capital, LLC, holds a 50% interest. Robert Hutter is the sole member of Learn Capital, LLC. Accordingly, Robert Hutter may be deemed to beneficially own the Class A ordinary shares held directly by CWAM LC Sponsor LLC, but disclaims beneficial ownership of such shares except to the extent, if any, of his pecuniary interest therein. Read SEC document |
| September 20, 2021 Filed Sep 23, 2021 15:46 UTC | Nerdy Inc. NRDY · Entity 5208 | GrantStock Option (Right to Buy) · Derivative | 37,000 | $0.00 Strike: $11.20 | $0.00 |
DisclosureSEC source: 0000899243-21-037288 · doc4.xml · derivative · entry 1 Hutter Robert J. · CIK 0001807239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 Underlying: Class A Common Stock · 37,000 shares Expires 2031-09-19 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.