Udell Stuart

SEC source: 0001628280-26-029915 · wk-form4_1777928634.xml · derivative · entry 2

Udell Stuart · CIK 0001477740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,903

Underlying: Class A Common Stock · 70,968 shares

Expires 2036-04-30

F2 · shares: The number of options issued reflects the value of the reporting person's annual cash retainer and additional annual retainer for committee memberships for the Nerdy Inc. board of directors. The reporting person has elected to have all or a portion of their annual cash retainer and additional annual retainer for committee memberships paid in the form of equity in lieu of cash compensation.

F1 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders.

SEC source: 0001628280-26-029915 · wk-form4_1777928634.xml · derivative · entry 1

Udell Stuart · CIK 0001477740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,935

Underlying: Class A Common Stock · 241,935 shares

Expires 2036-04-30

F1 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders.

SEC source: 0001628280-25-021543 · wk-form4_1746130692.xml · derivative · entry 2

Udell Stuart · CIK 0001477740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,685

Underlying: Class A Common Stock · 37,351 shares

Expires 2035-04-29

F1 · shares: The number of options issued reflects the value of the reporting person's annual cash retainer and additional annual retainer for committee memberships for the Nerdy Inc. board of directors. The reporting person has elected to have all or a portion of their annual cash retainer and additional annual retainer for committee memberships paid in the form of equity in lieu of cash compensation.

F2 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders.

SEC source: 0001628280-25-021543 · wk-form4_1746130692.xml · derivative · entry 1

Udell Stuart · CIK 0001477740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,334

Underlying: Class A Common Stock · 127,334 shares

Expires 2035-04-29

F1 · shares: The number of options issued reflects the value of the reporting person's annual cash retainer and additional annual retainer for committee memberships for the Nerdy Inc. board of directors. The reporting person has elected to have all or a portion of their annual cash retainer and additional annual retainer for committee memberships paid in the form of equity in lieu of cash compensation.

F2 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders.

SEC source: 0001628280-24-020346 · wk-form4_1714769144.xml · derivative · entry 2

Udell Stuart · CIK 0001477740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,609

Underlying: Class A Common Stock · 24,609 shares

Expires 2034-05-01

F2 · shares: The number of options issued reflects the value of the reporting person's annual cash retainer and additional annual retainer for committee memberships for the Nerdy Inc. board of directors. The reporting person has elected to have all or a portion of their annual cash retainer and additional annual retainer for committee memberships paid in the form of equity in lieu of cash compensation.

F1 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders.

SEC source: 0001628280-24-020346 · wk-form4_1714769144.xml · derivative · entry 1

Udell Stuart · CIK 0001477740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,893

Underlying: Class A Common Stock · 83,893 shares

Expires 2034-05-01

F1 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders.

SEC source: 0001628280-23-033336 · wk-form4_1696025807.xml · derivative · entry 4

Udell Stuart · CIK 0001477740 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By STUART J. UDELL 2012 FAMILY TRUST

Disclosed balance after: 18,457

Underlying: Class A Common Stock · 360 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder and in accordance with the terms of the Second Amended and Restated Operating Agreement of Nerdy LLC.

F2 · price: On September 28, 2023, pursuant to the concurrent earnout transaction, the reporting person forfeited 542 shares of Class B Common Stock that were subject to forfeiture (the Earnout Shares), and removed the forfeiture restrictions on 360 Earnout Shares.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder and in accordance with the terms of the Second Amended and Restated Operating Agreement of Nerdy LLC.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder and in accordance with the terms of the Second Amended and Restated Operating Agreement of Nerdy LLC.

SEC source: 0001628280-23-033336 · wk-form4_1696025807.xml · derivative · entry 3

Udell Stuart · CIK 0001477740 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By STUART J. UDELL 2012 FAMILY TRUST

Disclosed balance after: 18,097

Underlying: Class A Common Stock · 137 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder and in accordance with the terms of the Second Amended and Restated Operating Agreement of Nerdy LLC.

F1 · price: On September 28, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged an aggregate of 551 warrants for 137 shares of Class B Common Stock.

F1 · derivative.exercise_date: On September 28, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged an aggregate of 551 warrants for 137 shares of Class B Common Stock.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder and in accordance with the terms of the Second Amended and Restated Operating Agreement of Nerdy LLC.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder and in accordance with the terms of the Second Amended and Restated Operating Agreement of Nerdy LLC.

SEC source: 0001628280-23-033336 · wk-form4_1696025807.xml · derivative · entry 2

Udell Stuart · CIK 0001477740 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By STUART J. UDELL 2012 FAMILY TRUST

Disclosed balance after: 0

Underlying: Class B Common Stock · 902 shares

Expires not disclosed

F2 · derivative.exercise_price: On September 28, 2023, pursuant to the concurrent earnout transaction, the reporting person forfeited 542 shares of Class B Common Stock that were subject to forfeiture (the Earnout Shares), and removed the forfeiture restrictions on 360 Earnout Shares.

F2 · price: On September 28, 2023, pursuant to the concurrent earnout transaction, the reporting person forfeited 542 shares of Class B Common Stock that were subject to forfeiture (the Earnout Shares), and removed the forfeiture restrictions on 360 Earnout Shares.

F2 · derivative.exercise_date: On September 28, 2023, pursuant to the concurrent earnout transaction, the reporting person forfeited 542 shares of Class B Common Stock that were subject to forfeiture (the Earnout Shares), and removed the forfeiture restrictions on 360 Earnout Shares.

F2 · derivative.expiration_date: On September 28, 2023, pursuant to the concurrent earnout transaction, the reporting person forfeited 542 shares of Class B Common Stock that were subject to forfeiture (the Earnout Shares), and removed the forfeiture restrictions on 360 Earnout Shares.

SEC source: 0001628280-23-033336 · wk-form4_1696025807.xml · derivative · entry 1

Udell Stuart · CIK 0001477740 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By STUART J. UDELL 2012 FAMILY TRUST

Disclosed balance after: 0

Underlying: Class B Common Stock · 551 shares

Expires 2026-09-20

F1 · derivative.exercise_price: On September 28, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged an aggregate of 551 warrants for 137 shares of Class B Common Stock.

F1 · price: On September 28, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged an aggregate of 551 warrants for 137 shares of Class B Common Stock.

SEC source: 0001628280-23-016143 · wf-form4_168331750337915.xml · derivative · entry 2

Udell Stuart · CIK 0001477740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,589

Underlying: Class A Common Stock · 18,589 shares

Expires 2033-05-03

F2 · security: The number of options issued reflects the value of the reporting person's annual cash retainer and additional annual retainer for committee memberships for the Nerdy Inc. board of directors. The reporting person has elected to have all or a portion of their annual cash retainer and additional annual retainer for committee memberships paid in the form of equity in lieu of cash compensation.

F2 · shares: The number of options issued reflects the value of the reporting person's annual cash retainer and additional annual retainer for committee memberships for the Nerdy Inc. board of directors. The reporting person has elected to have all or a portion of their annual cash retainer and additional annual retainer for committee memberships paid in the form of equity in lieu of cash compensation.

F1 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders.

SEC source: 0001628280-23-016143 · wf-form4_168331750337915.xml · derivative · entry 1

Udell Stuart · CIK 0001477740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,497

Underlying: Class A Common Stock · 71,497 shares

Expires 2033-05-03

F1 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders.

SEC source: 0001628280-22-021560 · wf-form4_165998936436895.xml · derivative · entry 1

Udell Stuart · CIK 0001477740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,744

Underlying: Class A Common Stock · 90,744 shares

Expires 2032-08-04

F1 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders.

SEC source: 0001628280-22-022191 · wf-form4a_166015940587774.xml · derivative · entry 1

Udell Stuart · CIK 0001477740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,029

Underlying: Class A Common Stock · 175,029 shares

Expires 2032-08-04

F1 · shares: The original Form 4, filed on August 8, 2022, is being amended by this Form 4 amendment to correct an administrative error, which led to the disclosure of an inaccurate vesting schedule and an understatement of the amount of stock options granted to Mr. Udell.

F1 · derivative.exercise_date: The original Form 4, filed on August 8, 2022, is being amended by this Form 4 amendment to correct an administrative error, which led to the disclosure of an inaccurate vesting schedule and an understatement of the amount of stock options granted to Mr. Udell.

F2 · derivative.exercise_date: The stock options will vest in three equal annual installments beginning on August 4, 2023.

F1 · derivative.underlying_shares: The original Form 4, filed on August 8, 2022, is being amended by this Form 4 amendment to correct an administrative error, which led to the disclosure of an inaccurate vesting schedule and an understatement of the amount of stock options granted to Mr. Udell.

SEC source: 0001179110-18-002265 · edgar.xml · nonDerivative · entry 1

Udell Stuart · CIK 0001477740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,234

F1 · kind: Represents the number of shares withheld by the Company upon the vesting of restricted shares to cover the executive's withholding tax on income associated with the satisfaction of all vesting conditions. The number of shares withheld is based upon the closing price of a share of K12 common stock on the vesting date, or if the vesting date fell on a weekend or market holiday, upon the closing price of a share of K12 common stock on the most recent prior market day.

SEC source: 0001179110-18-001961 · edgar.xml · nonDerivative · entry 1

Udell Stuart · CIK 0001477740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,095

F1 · kind: Represents the number of shares withheld by the Company upon the vesting of restricted shares to cover the executive's withholding tax on income associated with the satisfaction of all vesting conditions. The number of shares withheld is based upon the closing price of a share of K12 common stock on the vesting date, or if the vesting date fell on a weekend or market holiday, upon the closing price of a share of K12 common stock on the most recent prior market day.

SEC source: 0001179110-18-001293 · edgar.xml · nonDerivative · entry 1

Udell Stuart · CIK 0001477740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,227

F1 · kind: Represents the number of shares withheld by the Company upon the vesting of restricted shares to cover the executive's withholding tax on income associated with the satisfaction of all vesting conditions. The number of shares withheld is based upon the closing price of a share of K12 common stock on the vesting date, or if the vesting date fell on a weekend or market holiday, upon the closing price of a share of K12 common stock on the most recent prior market day.

SEC source: 0001179110-17-015866 · edgar.xml · nonDerivative · entry 1

Udell Stuart · CIK 0001477740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613,097

F1 · kind: Represents the number of shares withheld by the Company upon the vesting of restricted shares to cover the executive's withholding tax on income associated with the satisfaction of all vesting conditions. The number of shares withheld is based upon the closing price of a share of K12 common stock on the vesting date, or if the vesting date fell on a weekend or market holiday, upon the closing price of a share of K12 common stock on the most recent prior market day.

SEC source: 0001179110-17-014249 · edgar.xml · nonDerivative · entry 2

Udell Stuart · CIK 0001477740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,932

F2 · kind: Represents the number of shares withheld by the Company upon the vesting of restricted shares to cover the executive's withholding tax on income associated with the satisfaction of all vesting conditions. The number of shares withheld is based upon the closing price of a share of K12 common stock on the vesting date, or if the vesting date fell on a weekend or market holiday, upon the closing price of a share of K12 common stock on the most recent prior market day.

SEC source: 0001179110-17-014249 · edgar.xml · nonDerivative · entry 1

Udell Stuart · CIK 0001477740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,960

F1 · kind: Acquisition is in connection with the February 8, 2016 award and achievement of performance objectives.

SEC source: 0001179110-17-013936 · edgar.xml · nonDerivative · entry 1

Udell Stuart · CIK 0001477740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,454

F1 · kind: Represents the number of shares withheld by the Company upon the vesting of restricted shares to cover the executive's withholding tax on income associated with the satisfaction of all vesting conditions. The number of shares withheld is based upon the closing price of a share of K12 common stock on the vesting date, or if the vesting date fell on a weekend or market holiday, upon the closing price of a share of K12 common stock on the most recent prior market day.

SEC source: 0001179110-17-013443 · edgar.xml · nonDerivative · entry 1

Udell Stuart · CIK 0001477740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,978

F1 · kind: Represents the number of shares withheld by the Company upon the vesting of restricted shares to cover the executive's withholding tax on income associated with the satisfaction of all vesting conditions. The number of shares withheld is based upon the closing price of a share of K12 common stock on the vesting date, or if the vesting date fell on a weekend or market holiday, upon the closing price of a share of K12 common stock on the most recent prior market day.

SEC source: 0001179110-17-012797 · edgar.xml · nonDerivative · entry 1

Udell Stuart · CIK 0001477740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,156

F1 · shares: These shares are restricted and will only begin vesting upon the achievement of performance objectives. Upon a determination of the extent to which the performance objectives were achieved, which will correspondingly determine the number of shares to be vested, the shares will vest as follows: one-third will vest immediately, and the remaining two-thirds will vest in two equal annual installments thereafter.

SEC source: 0001179110-17-012008 · edgar.xml · nonDerivative · entry 2

Udell Stuart · CIK 0001477740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,291

F3 · kind: Represents the number of shares withheld by the Company upon the vesting of restricted shares to cover the executive's withholding tax on income associated with the satisfaction of all vesting conditions. The number of shares withheld is based upon the closing price of a share of K12 common stock on the vesting date, or if the vesting date fell on a weekend or market holiday, upon the closing price of a share of K12 common stock on the most recent prior market day.

SEC source: 0001179110-17-012008 · edgar.xml · nonDerivative · entry 1

Udell Stuart · CIK 0001477740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,913

F1 · kind: Acquisition is in connection with the September 28, 2016 award and achievement of performance objectives.

F2 · shares: These shares are restricted and will vest as follows: one-third of the shares will vest immediately, and on August 31, 2018 and August 31, 2019, respectively.

SEC source: 0001179110-17-011329 · edgar.xml · nonDerivative · entry 1

Udell Stuart · CIK 0001477740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,384

F1 · kind: Represents the number of shares withheld by the Company upon the vesting of restricted shares to cover the executive's withholding tax on income associated with the satisfaction of all vesting conditions. The number of shares withheld is based upon the closing price of a share of K12 common stock on the vesting date, or if the vesting date fell on a weekend or market holiday, upon the closing price of a share of K12 common stock on the most recent prior market day.

SEC source: 0001179110-17-011037 · edgar.xml · nonDerivative · entry 1

Udell Stuart · CIK 0001477740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,908

F1 · kind: Represents the number of shares withheld by the Company upon the vesting of restricted shares to cover the executive's withholding tax on income associated with the satisfaction of all vesting conditions. The number of shares withheld is based upon the closing price of a share of K12 common stock on the vesting date, or if the vesting date fell on a weekend or market holiday, upon the closing price of a share of K12 common stock on the most recent prior market day.

SEC source: 0001179110-17-009656 · edgar.xml · nonDerivative · entry 1

Udell Stuart · CIK 0001477740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,875

F1 · kind: Represents the number of shares withheld by the Company upon the vesting of restricted shares to cover the executive's withholding tax on income associated with the satisfaction of all vesting conditions. The number of shares withheld is based upon the closing price of a share of K12 common stock on the vesting date, or if the vesting date fell on a weekend or market holiday, upon the closing price of a share of K12 common stock on the most recent prior market day.

SEC source: 0001179110-17-006914 · edgar.xml · nonDerivative · entry 1

Udell Stuart · CIK 0001477740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,710

F1 · kind: Represents the number of shares withheld by the Company upon the vesting of restricted shares to cover the executive's withholding tax on income associated with the satisfaction of all vesting conditions. The number of shares withheld is based upon the closing price of a share of K12 common stock on the vesting date, or if the vesting date fell on a weekend or market holiday, upon the closing price of a share of K12 common stock on the most recent prior market day.

SEC source: 0001179110-17-006477 · edgar.xml · derivative · entry 3

Udell Stuart · CIK 0001477740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 157,895 shares

Expires 2019-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock right represents a contingent right to receive one share of K12 common stock. The restricted stock right vests upon K12's common stock achieving an average stock price that equals or exceeds $19 per share over a consecutive 30 day period within 3 years from the effective date of the recipient's employment agreement.

F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of K12 common stock. The restricted stock right vests upon K12's common stock achieving an average stock price that equals or exceeds $19 per share over a consecutive 30 day period within 3 years from the effective date of the recipient's employment agreement.

F4 · derivative.exercise_date: Each restricted stock right represents a contingent right to receive one share of K12 common stock. The restricted stock right vests upon K12's common stock achieving an average stock price that equals or exceeds $19 per share over a consecutive 30 day period within 3 years from the effective date of the recipient's employment agreement.

SEC source: 0001179110-17-006477 · edgar.xml · nonDerivative · entry 2

Udell Stuart · CIK 0001477740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,234

F3 · kind: Represents the number of shares withheld by the Company upon the vesting of restricted shares to cover the executive's withholding tax on income associated with the satisfaction of all vesting conditions.

SEC source: 0001179110-17-006477 · edgar.xml · nonDerivative · entry 1

Udell Stuart · CIK 0001477740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Acquisition is in connection with the February 8, 2016 award and achievement of performance objectives.

F2 · shares: These shares are restricted and will vest as follows: 50% vest immediately and the remaining 50% vest equally in four semi-annual installments.

SEC source: 0001179110-17-002161 · edgar.xml · nonDerivative · entry 1

Udell Stuart · CIK 0001477740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,106

F1 · kind: Represents the number of shares withheld by the Company upon the vesting of restricted shares to cover the executive's withholding tax on income associated with the satisfaction of all vesting conditions. The number of shares withheld is based upon the closing price of a share of K12 common stock on the vesting date, or if the vesting date fell on a weekend or market holiday, upon the closing price of a share of K12 common stock on the most recent prior market day.

SEC source: 0001179110-17-001396 · edgar.xml · nonDerivative · entry 1

Udell Stuart · CIK 0001477740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,972

F1 · kind: Represents the number of shares withheld by the Company upon the vesting of restricted shares to cover the executive's withholding tax on income associated with the satisfaction of all vesting conditions. The number of shares withheld is based upon the closing price of a share of K12 common stock on the vesting date, or if the vesting date fell on a weekend or market holiday, upon the closing price of a share of K12 common stock on the most recent prior market day.

SEC source: 0001179110-17-000505 · edgar.xml · nonDerivative · entry 1

Udell Stuart · CIK 0001477740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,194

F1 · kind: Represents the number of shares withheld by the Company upon the vesting of restricted shares to cover the executive's withholding tax on income associated with the satisfaction of all vesting conditions. The number of shares withheld is based upon the closing price of a share of K12 common stock on the vesting date, or if the vesting date fell on a weekend or market holiday, upon the closing price of a share of K12 common stock on the most recent prior market day.

SEC source: 0001179110-17-002677 · edgar.xml · derivative · entry 3

Udell Stuart · CIK 0001477740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 93,750 shares

Expires 2019-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock right represents a contingent right to receive one share of K12 common stock. The restricted stock right vests upon K12's common stock achieving an average stock price that equals or exceeds $16 per share over a consecutive 30 day period within 3 years from the effective date of the recipient's employment agreement.

F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of K12 common stock. The restricted stock right vests upon K12's common stock achieving an average stock price that equals or exceeds $16 per share over a consecutive 30 day period within 3 years from the effective date of the recipient's employment agreement.

F4 · derivative.exercise_date: Each restricted stock right represents a contingent right to receive one share of K12 common stock. The restricted stock right vests upon K12's common stock achieving an average stock price that equals or exceeds $16 per share over a consecutive 30 day period within 3 years from the effective date of the recipient's employment agreement.

SEC source: 0001179110-17-002677 · edgar.xml · nonDerivative · entry 2

Udell Stuart · CIK 0001477740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,944

F3 · kind: Represents the number of shares withheld by the Company upon the vesting of restricted shares to cover the executive's withholding tax on income associated with the satisfaction of all vesting conditions.

SEC source: 0001179110-17-002677 · edgar.xml · nonDerivative · entry 1

Udell Stuart · CIK 0001477740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Acquisition is in connection with the February 8, 2016 award and achievement of performance objectives.

F2 · shares: These shares are restricted and will vest as follows: 50% vest immediately and the remaining 50% vest equally in five semi-annual installments.

SEC source: 0001179110-16-030098 · edgar.xml · nonDerivative · entry 1

Udell Stuart · CIK 0001477740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,536

F1 · shares: These shares are restricted and will only begin vesting upon the achievement of performance objectives. Upon a determination of the extent to which the performance objectives were achieved, which will correspondingly determine the number of shares to be vested, the shares will vest as follows: one-third will vest immediately, and the remaining two-thirds will vest in two equal annual installments thereafter.