Noriega Roger

SEC source: 0001493152-26-021103 · ownership.xml · nonDerivative · entry 2

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,476

SEC source: 0001493152-26-021103 · ownership.xml · nonDerivative · entry 1

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,476

SEC source: 0001493152-26-017824 · ownership.xml · nonDerivative · entry 2

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,051

SEC source: 0001493152-26-017824 · ownership.xml · nonDerivative · entry 1

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,201

SEC source: 0001493152-25-025820 · ownership.xml · nonDerivative · entry 3

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,201

SEC source: 0001493152-25-025820 · ownership.xml · nonDerivative · entry 2

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,894

SEC source: 0001493152-25-025820 · ownership.xml · nonDerivative · entry 1

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,894

SEC source: 0001493152-25-015969 · ownership.xml · nonDerivative · entry 5

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 280,194

SEC source: 0001493152-25-015969 · ownership.xml · nonDerivative · entry 4

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 290,194

SEC source: 0001493152-25-015969 · ownership.xml · nonDerivative · entry 3

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 300,194

SEC source: 0001493152-25-015969 · ownership.xml · nonDerivative · entry 2

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 310,194

SEC source: 0001493152-25-015969 · ownership.xml · nonDerivative · entry 1

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 320,194

SEC source: 0001641172-25-003919 · ownership.xml · nonDerivative · entry 4

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,194

SEC source: 0001641172-25-003919 · ownership.xml · nonDerivative · entry 3

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,194

SEC source: 0001641172-25-003919 · ownership.xml · nonDerivative · entry 2

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,194

SEC source: 0001641172-25-003919 · ownership.xml · nonDerivative · entry 1

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,194

SEC source: 0001641172-25-003297 · ownership.xml · nonDerivative · entry 5

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355,194

SEC source: 0001641172-25-003297 · ownership.xml · nonDerivative · entry 4

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,194

SEC source: 0001641172-25-003297 · ownership.xml · nonDerivative · entry 3

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 365,194

SEC source: 0001641172-25-003297 · ownership.xml · nonDerivative · entry 2

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,194

SEC source: 0001641172-25-003297 · ownership.xml · nonDerivative · entry 1

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,194

SEC source: 0001493152-25-001278 · ownership.xml · derivative · entry 1

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-01-01

F1 · security: Options exercisable for shares of common stock, issued pursuant to the Reporting Person's director compensation. The options vest monthly, and each vested tranche is exercisable immediately. The options expire on the fifth anniversary of the grant date.

SEC source: 0001493152-24-035875 · ownership.xml · nonDerivative · entry 4

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 380,201

SEC source: 0001493152-24-035875 · ownership.xml · nonDerivative · entry 3

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 383,201

SEC source: 0001493152-24-035875 · ownership.xml · nonDerivative · entry 2

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,201

SEC source: 0001493152-24-035875 · ownership.xml · nonDerivative · entry 1

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 385,201

SEC source: 0001493152-24-001642 · ownership.xml · derivative · entry 1

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-01-01

F1 · security: Options exercisable for shares of common stock, issued pursuant to the Reporting Person's director compensation. The options vest monthly, and each vested tranche is exercisable immediately. The options expire on the fifth anniversary of the grant date.

SEC source: 0001493152-23-046636 · ownership.xml · derivative · entry 4

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 239,999 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series D Convertible Preferred Stock Options (the "Series D Options") were earned by the Reporting Person on a quarterly basis between January 1, 2021 and December 1, 2023 as previously reported on Forms 4, and were immediately exercisable on the date of grant. The Series D Options had expiration dates between February 28, 2031 and November 30, 2033.

F4 · price: Each share of Series D Preferred Stock was convertible at any time, at the election of the holder, into 13 1/3 shares of Common Stock. The Series D Preferred had no expiration date.

F4 · derivative.exercise_date: Each share of Series D Preferred Stock was convertible at any time, at the election of the holder, into 13 1/3 shares of Common Stock. The Series D Preferred had no expiration date.

F4 · derivative.expiration_date: Each share of Series D Preferred Stock was convertible at any time, at the election of the holder, into 13 1/3 shares of Common Stock. The Series D Preferred had no expiration date.

F5 · balance_after: Following the transactions described in this Statement, the Reporting Person has no Series D Preferred.

SEC source: 0001493152-23-046636 · ownership.xml · derivative · entry 3

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 239,999 shares

Expires not disclosed

F2 · derivative.exercise_price: The Series D Convertible Preferred Stock Options (the "Series D Options") were earned by the Reporting Person on a quarterly basis between January 1, 2021 and December 1, 2023 as previously reported on Forms 4, and were immediately exercisable on the date of grant. The Series D Options had expiration dates between February 28, 2031 and November 30, 2033.

F4 · price: Each share of Series D Preferred Stock was convertible at any time, at the election of the holder, into 13 1/3 shares of Common Stock. The Series D Preferred had no expiration date.

F4 · derivative.exercise_date: Each share of Series D Preferred Stock was convertible at any time, at the election of the holder, into 13 1/3 shares of Common Stock. The Series D Preferred had no expiration date.

F4 · derivative.expiration_date: Each share of Series D Preferred Stock was convertible at any time, at the election of the holder, into 13 1/3 shares of Common Stock. The Series D Preferred had no expiration date.

SEC source: 0001493152-23-046636 · ownership.xml · derivative · entry 2

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Series D Preferred Stock · 18,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The Series D Convertible Preferred Stock Options (the "Series D Options") were earned by the Reporting Person on a quarterly basis between January 1, 2021 and December 1, 2023 as previously reported on Forms 4, and were immediately exercisable on the date of grant. The Series D Options had expiration dates between February 28, 2031 and November 30, 2033.

F2 · derivative.expiration_date: The Series D Convertible Preferred Stock Options (the "Series D Options") were earned by the Reporting Person on a quarterly basis between January 1, 2021 and December 1, 2023 as previously reported on Forms 4, and were immediately exercisable on the date of grant. The Series D Options had expiration dates between February 28, 2031 and November 30, 2033.

F3 · balance_after: Following the transactions described in this Statement, the Reporting Person has no Series D Options.

SEC source: 0001493152-23-046636 · ownership.xml · nonDerivative · entry 1

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 387,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of Common Stock were acquired on conversion of shares of Series D Convertible Preferred Stock ("Series D Preferred").

SEC source: 0001493152-23-045328 · ownership.xml · derivative · entry 1

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Series D Convertible Preferred Stock · 1,500 shares

Expires 2033-11-30

SEC source: 0001493152-23-035719 · ownership.xml · derivative · entry 1

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Series D Convertible Preferred Stock · 1,500 shares

Expires 2033-08-31

SEC source: 0001493152-23-024047 · ownership.xml · derivative · entry 3

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 20,000 shares

Expires 2033-06-01

F1 · shares: Each share of Series D Convertible Preferred Stock is convertible into Common Stock of the Issuer.

F2 · shares: The reporting person does not receive cash compensation from the Issuer for his services as a director and instead contractually earns Series D Convertible Preferred Stock (the "Series D Convertible") on a quarterly basis. The Series D Convertible is fully vested and exercisable upon issuance.

SEC source: 0001493152-23-024047 · ownership.xml · derivative · entry 2

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 20,000 shares

Expires 2033-03-01

F1 · shares: Each share of Series D Convertible Preferred Stock is convertible into Common Stock of the Issuer.

F2 · shares: The reporting person does not receive cash compensation from the Issuer for his services as a director and instead contractually earns Series D Convertible Preferred Stock (the "Series D Convertible") on a quarterly basis. The Series D Convertible is fully vested and exercisable upon issuance.

SEC source: 0001493152-23-024047 · ownership.xml · derivative · entry 1

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 20,000 shares

Expires 2032-12-01

F1 · shares: Each share of Series D Convertible Preferred Stock is convertible into Common Stock of the Issuer.

F2 · shares: The reporting person does not receive cash compensation from the Issuer for his services as a director and instead contractually earns Series D Convertible Preferred Stock (the "Series D Convertible") on a quarterly basis. The Series D Convertible is fully vested and exercisable upon issuance.

SEC source: 0001493152-22-025036 · ownership.xml · derivative · entry 1

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Series D Convertible Preferred Stock · 1,500 shares

Expires 2032-08-31

F2 · shares: The reporting person does not receive cash compensation from the Issuer for his services as a director and instead contractually earns options which can converted in up to 1,500 shares of Series D Convertible Preferred Stock at an exercise price of $0.10 per share. Such options are issuable quarterly, on the first of each March, June, September, and December and are fully vested upon issuance.

F1 · price: Quarterly award of Stock Options for services as a director.

SEC source: 0001493152-22-017146 · ownership.xml · derivative · entry 6

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Series D Convertible Preferred Stock · 1,500 shares

Expires 2032-06-01

F2 · shares: The reporting person does not receive cash compensation from the Issuer for his services as a directors and instead contractually earns options which can converted in up to 1,500 shares of Series D Convertible Preferred Stock at an exercise price of $0.10 per share. Such options are issuable quarterly, on the first of each March, June, September, and December and are fully vested upon issuance.

F1 · price: Quarterly award of Stock Options for services as a director.

SEC source: 0001493152-22-017146 · ownership.xml · derivative · entry 5

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Series D Convertible Preferred Stock · 1,500 shares

Expires 2032-03-01

F2 · shares: The reporting person does not receive cash compensation from the Issuer for his services as a directors and instead contractually earns options which can converted in up to 1,500 shares of Series D Convertible Preferred Stock at an exercise price of $0.10 per share. Such options are issuable quarterly, on the first of each March, June, September, and December and are fully vested upon issuance.

F1 · price: Quarterly award of Stock Options for services as a director.

SEC source: 0001493152-22-017146 · ownership.xml · derivative · entry 4

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Series D Convertible Preferred Stock · 1,500 shares

Expires 2031-12-01

F2 · shares: The reporting person does not receive cash compensation from the Issuer for his services as a directors and instead contractually earns options which can converted in up to 1,500 shares of Series D Convertible Preferred Stock at an exercise price of $0.10 per share. Such options are issuable quarterly, on the first of each March, June, September, and December and are fully vested upon issuance.

F1 · price: Quarterly award of Stock Options for services as a director.

SEC source: 0001493152-22-017146 · ownership.xml · derivative · entry 3

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Series D Convertible Preferred Stock · 1,500 shares

Expires 2031-08-31

F2 · shares: The reporting person does not receive cash compensation from the Issuer for his services as a directors and instead contractually earns options which can converted in up to 1,500 shares of Series D Convertible Preferred Stock at an exercise price of $0.10 per share. Such options are issuable quarterly, on the first of each March, June, September, and December and are fully vested upon issuance.

F1 · price: Quarterly award of Stock Options for services as a director.

SEC source: 0001493152-22-017146 · ownership.xml · derivative · entry 2

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Series D Convertible Preferred Stock · 1,500 shares

Expires 2031-05-31

F2 · shares: The reporting person does not receive cash compensation from the Issuer for his services as a directors and instead contractually earns options which can converted in up to 1,500 shares of Series D Convertible Preferred Stock at an exercise price of $0.10 per share. Such options are issuable quarterly, on the first of each March, June, September, and December and are fully vested upon issuance.

F1 · price: Quarterly award of Stock Options for services as a director.

SEC source: 0001493152-22-017146 · ownership.xml · derivative · entry 1

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Series D Convertible Preferred Stock · 1,500 shares

Expires 2031-02-28

F2 · shares: The reporting person does not receive cash compensation from the Issuer for his services as a directors and instead contractually earns options which can converted in up to 1,500 shares of Series D Convertible Preferred Stock at an exercise price of $0.10 per share. Such options are issuable quarterly, on the first of each March, June, September, and December and are fully vested upon issuance.

F1 · price: Quarterly award of Stock Options for services as a director.

SEC source: 0001493152-22-017133 · ownership.xml · derivative · entry 43

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055,000

Underlying: Common Stock · 9,989,000 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F19 · derivative.exercise_price: Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date.

F20 · derivative.exercise_date: The Stock Options had fully vested upon issuance and were fully exercised as shown on Table I above.

SEC source: 0001493152-22-017133 · ownership.xml · derivative · entry 42

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,044,000

Underlying: Common Stock · 14,131,000 shares

Expires 2025-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F19 · derivative.exercise_price: Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date.

F20 · derivative.exercise_date: The Stock Options had fully vested upon issuance and were fully exercised as shown on Table I above.

SEC source: 0001493152-22-017133 · ownership.xml · derivative · entry 41

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,175,000

Underlying: Common Stock · 11,446,500 shares

Expires 2025-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F19 · derivative.exercise_price: Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date.

F20 · derivative.exercise_date: The Stock Options had fully vested upon issuance and were fully exercised as shown on Table I above.

SEC source: 0001493152-22-017133 · ownership.xml · derivative · entry 40

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,621,500

Underlying: Common Stock · 8,349,000 shares

Expires 2025-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F19 · derivative.exercise_price: Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date.

F20 · derivative.exercise_date: The Stock Options had fully vested upon issuance and were fully exercised as shown on Table I above.

SEC source: 0001493152-22-017133 · ownership.xml · derivative · entry 39

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,970,500

Underlying: Common Stock · 7,934,000 shares

Expires 2024-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F19 · derivative.exercise_price: Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date.

F20 · derivative.exercise_date: The Stock Options had fully vested upon issuance and were fully exercised as shown on Table I above.

SEC source: 0001493152-22-017133 · ownership.xml · derivative · entry 38

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,904,500

Underlying: Common Stock · 3,470,500 shares

Expires 2024-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F19 · derivative.exercise_price: Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date.

F20 · derivative.exercise_date: The Stock Options had fully vested upon issuance and were fully exercised as shown on Table I above.

SEC source: 0001493152-22-017133 · ownership.xml · derivative · entry 37

Noriega Roger · CIK 0001608103 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,375,000

Underlying: Common Stock · 14,253,000 shares

Expires 2024-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F19 · derivative.exercise_price: Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date.

F20 · derivative.exercise_date: The Stock Options had fully vested upon issuance and were fully exercised as shown on Table I above.