Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Exela Technologies, Inc.XELA · Entity 76832 | President, EMEA | March 11, 2022 | March 15, 2022 |
| XBP Global Holdings, Inc.XBP · Entity 7388 | President | February 13, 2026 | May 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Exela Technologies, Inc.
Report date March 11, 2022 · Filed March 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 83,046 |
Reported balance
After 2022-03-11 transaction · row 1
1 source rowRow 1 · 2022-03-11 · Disposition to issuer · Disposed 33,080 · Balance 83,046 F1: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4. |
| 6.00% Series B Cumulative Convertible Perpetual Pref. StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.25 | Direct | 1,654 |
Reported balance
After 2022-03-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-03-11 · Grant · Acquired 1,654 · Balance 1,654 F1: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4. F2: Holders of the Issuer's Series B Preferred Stock have the option to convert some or all of their shares of Series B Preferred Stock initially into shares of Common Stock at a Conversion Price of $1.25 (subject to adjustment in certain events). In addition, if at any time the Five-Day VWAP of the Issuer's Common Stock exceeds the Conversion Price, the Issuer will have the option to convert all outstanding shares of Series B Preferred Stock into shares of Common Stock at the Conversion Price of $1.25. The Series B Preferred Stock has no maturity date. F3: A liquidation preference of $25.00 per share of Series B Preferred Stock means an effective price of $1.25 per share of Common Stock tendered in the Offer. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4.
F2: Holders of the Issuer's Series B Preferred Stock have the option to convert some or all of their shares of Series B Preferred Stock initially into shares of Common Stock at a Conversion Price of $1.25 (subject to adjustment in certain events). In addition, if at any time the Five-Day VWAP of the Issuer's Common Stock exceeds the Conversion Price, the Issuer will have the option to convert all outstanding shares of Series B Preferred Stock into shares of Common Stock at the Conversion Price of $1.25. The Series B Preferred Stock has no maturity date.
F3: A liquidation preference of $25.00 per share of Series B Preferred Stock means an effective price of $1.25 per share of Common Stock tendered in the Offer.
XBP Global Holdings, Inc.
Report date February 13, 2026 · Filed May 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 93,228 |
Reported balance
After 2026-02-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-13 · Tax withholding · Disposed 6,424 · Balance 93,228 F1: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Award. F2: On December 12, 2025, the Issuer's common stock reverse split 1-for-10, resulting in a decrease of 896,877 shares in the reporting person's ownership of common stock. |
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 84,041 |
Reported balance
After 2026-04-30 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-04-30 · Tax withholding · Disposed 9,187 · Balance 84,041 F1: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Award. |
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 96,541 |
Reported balance
After 2026-04-30 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-04-30 · Grant · Acquired 12,500 · Balance 96,541 F3: Represents RSUs issued to the Reporting Person under the Issuer's 2024 Stock Incentive Plan, as amended. RSUs vest over three years, with one-third of such RSUs vesting on December 31, 2026; one-third of such RSUs vesting on December 31, 2027; and the final one-third of such RSUs vesting on December 31, 2028. RSUs are payable in stock only. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Award.
F2: On December 12, 2025, the Issuer's common stock reverse split 1-for-10, resulting in a decrease of 896,877 shares in the reporting person's ownership of common stock.
F3: Represents RSUs issued to the Reporting Person under the Issuer's 2024 Stock Incentive Plan, as amended. RSUs vest over three years, with one-third of such RSUs vesting on December 31, 2026; one-third of such RSUs vesting on December 31, 2027; and the final one-third of such RSUs vesting on December 31, 2028. RSUs are payable in stock only.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2026 Filed May 4, 2026 20:15 UTC | XBP Global Holdings, Inc. XBP · Entity 7388 | GrantCommon Stock, par value $0.0001 per share | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-054913 · tm2612641-2_4seq1.xml · nonDerivative · entry 3 Robu Vitalie · CIK 0001772338 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,541 F3 · shares: Represents RSUs issued to the Reporting Person under the Issuer's 2024 Stock Incentive Plan, as amended. RSUs vest over three years, with one-third of such RSUs vesting on December 31, 2026; one-third of such RSUs vesting on December 31, 2027; and the final one-third of such RSUs vesting on December 31, 2028. RSUs are payable in stock only. Read SEC document |
| April 30, 2026 Filed May 4, 2026 20:15 UTC | XBP Global Holdings, Inc. XBP · Entity 7388 | Tax withholdingCommon Stock, par value $0.0001 per share | 9,187 | $2.90 | $26,642.30 |
DisclosureSEC source: 0001104659-26-054913 · tm2612641-2_4seq1.xml · nonDerivative · entry 2 Robu Vitalie · CIK 0001772338 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,041 F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Award. Read SEC document |
| February 13, 2026 Filed May 4, 2026 20:15 UTC | XBP Global Holdings, Inc. XBP · Entity 7388 | Tax withholdingCommon Stock, par value $0.0001 per share | 6,424 | $7.73 | $49,657.52 |
DisclosureSEC source: 0001104659-26-054913 · tm2612641-2_4seq1.xml · nonDerivative · entry 1 Robu Vitalie · CIK 0001772338 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,228 F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Award. F2 · balance_after: On December 12, 2025, the Issuer's common stock reverse split 1-for-10, resulting in a decrease of 896,877 shares in the reporting person's ownership of common stock. Read SEC document |
| February 13, 2025 Filed Feb 19, 2025 01:20 UTC | XBP Global Holdings, Inc. XBP · Entity 7388 | GrantCommon Stock, par value $0.0001 per share | 410,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-002742 · form4.xml · nonDerivative · entry 1 Robu Vitalie · CIK 0001772338 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 996,529 F1 · shares: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the XBP Europe Holdings Inc. 2024 Stock Incentive Plan. RSUs vest over three years, with one-third of such RSUs vesting on February 13, 2026; one-third of such RSUs vesting on February 13, 2027; and the final one-third of such RSUs vesting on February 13, 2028. RSUs are payable in stock only. Read SEC document |
| June 14, 2024 Filed Jun 18, 2024 01:32 UTC | XBP Global Holdings, Inc. XBP · Entity 7388 | GrantCommon Stock, par value $0.0001 per share | 586,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-072483 · tm2417344-7_4seq1.xml · nonDerivative · entry 1 Robu Vitalie · CIK 0001772338 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 586,449 F1 · shares: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the XBP Europe Holdings Inc. 2024 Stock Incentive Plan. RSUs vest over three years, with one-third of such RSUs vesting on June 14, 2025; one-third of such RSUs vesting on April 30, 2026; and the final one-third of such RSUs vesting on April 30, 2027. RSUs are payable in stock only. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 21:05 UTC | Exela Technologies, Inc. XELA · Entity 76832 | Grant6.00% Series B Cumulative Convertible Perpetual Pref. Stock · Derivative | 1,654 | Not disclosed Strike: $1.25 | Not disclosed |
DisclosureSEC source: 0001104659-22-034108 · tm228645-9_4seq1.xml · derivative · entry 2 Robu Vitalie · CIK 0001772338 · President, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,654 Underlying: Common Stock · 33,080 shares Expires not disclosed F1 · derivative.exercise_price: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4. F2 · derivative.exercise_price: Holders of the Issuer's Series B Preferred Stock have the option to convert some or all of their shares of Series B Preferred Stock initially into shares of Common Stock at a Conversion Price of $1.25 (subject to adjustment in certain events). In addition, if at any time the Five-Day VWAP of the Issuer's Common Stock exceeds the Conversion Price, the Issuer will have the option to convert all outstanding shares of Series B Preferred Stock into shares of Common Stock at the Conversion Price of $1.25. The Series B Preferred Stock has no maturity date. F1 · kind: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4. F3 · price: A liquidation preference of $25.00 per share of Series B Preferred Stock means an effective price of $1.25 per share of Common Stock tendered in the Offer. F1 · derivative.exercise_date: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4. F2 · derivative.exercise_date: Holders of the Issuer's Series B Preferred Stock have the option to convert some or all of their shares of Series B Preferred Stock initially into shares of Common Stock at a Conversion Price of $1.25 (subject to adjustment in certain events). In addition, if at any time the Five-Day VWAP of the Issuer's Common Stock exceeds the Conversion Price, the Issuer will have the option to convert all outstanding shares of Series B Preferred Stock into shares of Common Stock at the Conversion Price of $1.25. The Series B Preferred Stock has no maturity date. F1 · derivative.expiration_date: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4. F2 · derivative.expiration_date: Holders of the Issuer's Series B Preferred Stock have the option to convert some or all of their shares of Series B Preferred Stock initially into shares of Common Stock at a Conversion Price of $1.25 (subject to adjustment in certain events). In addition, if at any time the Five-Day VWAP of the Issuer's Common Stock exceeds the Conversion Price, the Issuer will have the option to convert all outstanding shares of Series B Preferred Stock into shares of Common Stock at the Conversion Price of $1.25. The Series B Preferred Stock has no maturity date. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 21:05 UTC | Exela Technologies, Inc. XELA · Entity 76832 | Disposition to issuerCommon Stock | 33,080 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-034108 · tm228645-9_4seq1.xml · nonDerivative · entry 1 Robu Vitalie · CIK 0001772338 · President, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,046 F1 · price: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 21:23 UTC | Exela Technologies, Inc. XELA · Entity 76832 | PurchaseCommon Stock, par value $0.0001 per share | 33,000 | $1.23 | $40,590.00 |
DisclosureSEC source: 0001104659-21-149295 · tm2135129-7_4seq1.xml · nonDerivative · entry 1 Robu Vitalie · CIK 0001772338 · President, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,126 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.22 to $1.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| February 26, 2020 Filed Feb 27, 2020 06:05 UTC | Exela Technologies, Inc. XELA · Entity 76832 | OtherCommon Stock, par value $0.0001 per share (''Common Stock'') | 219,065 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-025618 · a4.xml · nonDerivative · entry 1 Robu Vitalie · CIK 0001772338 · President, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,381 F1 · kind: See Exhibit 99.1. F1 · price: See Exhibit 99.1. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 18:37 UTC | Exela Technologies, Inc. XELA · Entity 76832 | Exercise / conversionRestricted Stock Units · Derivative | 57,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-048946 · a4.xml · derivative · entry 3 Robu Vitalie · CIK 0001772338 · President, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Restricted stock units vested and converted into shares of Common Stock on 9/3/2019. F2 · derivative.expiration_date: Restricted stock units vested and converted into shares of Common Stock on 9/3/2019. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 18:37 UTC | Exela Technologies, Inc. XELA · Entity 76832 | Tax withholdingCommon Stock | 26,884 | $1.15 | $30,916.60 |
DisclosureSEC source: 0001104659-19-048946 · a4.xml · nonDerivative · entry 2 Robu Vitalie · CIK 0001772338 · President, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,316 F1 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock units. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 18:37 UTC | Exela Technologies, Inc. XELA · Entity 76832 | Exercise / conversionCommon Stock | 57,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-048946 · a4.xml · nonDerivative · entry 1 Robu Vitalie · CIK 0001772338 · President, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 17:36 UTC | Exela Technologies, Inc. XELA · Entity 76832 | GrantStock Option (right to buy) · Derivative | 85,800 | $0.00 Strike: $1.30 | $0.00 |
DisclosureSEC source: 0001104659-19-047764 · a4.xml · derivative · entry 1 Robu Vitalie · CIK 0001772338 · President, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,800 Underlying: Common Stock · 85,800 shares Expires 2029-08-26 F1 · derivative.exercise_date: Forty percent of the options will vest and become exercisable on August 26, 2021 and the remainder will vest and become exercisable on August 26, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.