Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CENTERPOINT ENERGY INCCNP · Entity 3178 | Director | May 01, 2026 | May 05, 2026 |
| Essential Utilities, Inc.WTRG · Entity 3473 | Director · Chief Executive Officer | February 22, 2026 | February 24, 2026 |
| ITC Holdings Corp.ITC · Entity 181602 | Director | October 14, 2016 | October 18, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CENTERPOINT ENERGY INC
Report date May 01, 2026 · Filed May 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,039 |
Reported balance
After 2026-05-01 transaction · row 1
1 source rowRow 1 · 2026-05-01 · Grant · Acquired 4,037 · Balance 25,039 F1: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated.
Essential Utilities, Inc.
Report date February 22, 2026 · Filed February 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 345,456 |
Ending reported balance
After 2026-02-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-02-22 · Grant · Acquired 25,332 · Balance 363,420 F1: Represents acquisition of shares upon the earning and vesting of performance-based share units awarded on 2/22/2023. Vesting determination was made by the Compensation Committee on 02/04/2026. Represents vesting at 63.58%. Row 2 · 2026-02-22 · Tax withholding · Disposed 17,964 · Balance 345,456 F2: Disposition to issuer for tax obligations upon the vesting of restricted stock units and performance-based share units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents acquisition of shares upon the earning and vesting of performance-based share units awarded on 2/22/2023. Vesting determination was made by the Compensation Committee on 02/04/2026. Represents vesting at 63.58%.
F2: Disposition to issuer for tax obligations upon the vesting of restricted stock units and performance-based share units.
ITC Holdings Corp.
Report date October 14, 2016 · Filed October 18, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock Without Par ValueSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2016-10-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-10-14 · Disposition to issuer · Disposed 5,806 · Balance 6,549 F1: Reporting Person held unvested restricted shares granted in 2014, 2015 and 2016 with time-based performance criteria. Pursuant to the Merger Agreement, these shares became vested at the Effective Time and converted into the right to receive cash. Row 2 · 2016-10-14 · Disposition to issuer · Disposed 6,549 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger among FortisUS Inc., Element Acquisition Sub Inc., Fortis Inc., and ITC Holdings Corp., dated as of February 9, 2016 (the "Merger Agreement"), at the effective time of the merger (the "Effective Time), each outstanding share converted into the right to receive US$22.57 plus .7520 of a share of Fortis Inc. stock, which fractional share had a market value of US$29.84 at the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting Person held unvested restricted shares granted in 2014, 2015 and 2016 with time-based performance criteria. Pursuant to the Merger Agreement, these shares became vested at the Effective Time and converted into the right to receive cash.
F2: Pursuant to the Agreement and Plan of Merger among FortisUS Inc., Element Acquisition Sub Inc., Fortis Inc., and ITC Holdings Corp., dated as of February 9, 2016 (the "Merger Agreement"), at the effective time of the merger (the "Effective Time), each outstanding share converted into the right to receive US$22.57 plus .7520 of a share of Fortis Inc. stock, which fractional share had a market value of US$29.84 at the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2026 Filed May 5, 2026 20:51 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 4,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001390811-26-000003 · wk-form4_1778014296.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,039 F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated. Read SEC document |
| February 22, 2026 Filed Feb 24, 2026 22:20 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | Tax withholdingCommon Stock | 17,964 | $38.78 | $696,643.92 |
DisclosureSEC source: 0000078128-26-000039 · form4.xml · nonDerivative · entry 2 Franklin Chris · CIK 0001390811 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 345,456 F2 · shares: Disposition to issuer for tax obligations upon the vesting of restricted stock units and performance-based share units. Read SEC document |
| February 22, 2026 Filed Feb 24, 2026 22:20 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 25,332 | $0.00 | $0.00 |
DisclosureSEC source: 0000078128-26-000039 · form4.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 363,420 F1 · shares: Represents acquisition of shares upon the earning and vesting of performance-based share units awarded on 2/22/2023. Vesting determination was made by the Compensation Committee on 02/04/2026. Represents vesting at 63.58%. Read SEC document |
| February 17, 2026 Filed Feb 20, 2026 01:05 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 10,068 | $39.73 | $400,001.64 |
DisclosureSEC source: 0000078128-26-000033 · form4.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 338,088 F1 · shares: Represents the award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest one-third each year on the anniversary. Read SEC document |
| February 05, 2026 Filed Feb 9, 2026 21:21 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | Tax withholdingCommon Stock | 5,917 | $37.69 | $223,011.73 |
DisclosureSEC source: 0000078128-26-000031 · form4.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 328,020 F1 · shares: Disposition to issuer for tax obligations upon the vesting of restricted stock units. Read SEC document |
| January 23, 2026 Filed Jan 27, 2026 22:16 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantStock Options (Right to Buy) · Derivative | 88,375 | $39.19 Strike: $39.19 | $3,463,416.25 |
DisclosureSEC source: 0000078128-26-000020 · form4.xml · derivative · entry 3 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,375 Underlying: Common Stock · 88,375 shares Expires 2036-01-23 F4 · derivative.exercise_date: Grant of 88,375 shares of stock options which vest one-third each year on the anniversary of the grant. Read SEC document |
| January 23, 2026 Filed Jan 27, 2026 22:16 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 36,788 | $0.00 | $0.00 |
DisclosureSEC source: 0000078128-26-000020 · form4.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 333,937 F1 · shares: Represents the award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest one-third each year on the anniversary of the achievement of designated performance goals. F2 · ownership.direct: Includes RSU shares not included in item 7 in the 2025 Form 4. Read SEC document |
| May 01, 2025 Filed May 5, 2025 20:48 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 4,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001130310-25-000087 · wk-form4_1746478113.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,002 F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 20:24 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | SaleCommon Stock 401k | 7,700 | $39.40 | $303,380.00 |
DisclosureSEC source: 0001127602-25-009681 · form4.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · 401k Disclosed balance after: 32,228.99 F1 · balance_after: Includes shares acquired under the Company's 401k plan since last filing. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 22:19 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | Tax withholdingCommon Stock | 19,022 | $35.65 | $678,134.30 |
DisclosureSEC source: 0001127602-25-006043 · form4.xml · nonDerivative · entry 2 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 257,722 F2 · shares: Disposition to issuer for tax obligations upon the vesting of restricted stock units and performance-based share units. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 22:19 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 29,539 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-006043 · form4.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 276,744 F1 · shares: Represents acquisition of shares upon the earning and vesting of performance-based share units awarded on 2/16/2022. Vesting determination was made by the Compensation Committee on 02/18/2025. Represents vesting at 83.31%. Read SEC document |
| February 05, 2025 Filed Feb 7, 2025 21:22 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 39,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-003574 · form4.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 286,902 F1 · shares: Represents the award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest one-third each year on the anniversary of the achievement of designated performance goals. Read SEC document |
| February 05, 2025 Filed Feb 11, 2025 22:03 UTC Amendment | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 39,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004199 · form4a.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 286,902 F1 · shares: Represents the award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest one-third each year on the anniversary of the achievement of designated performance goals. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:46 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 5,798 | $0.00 | $0.00 |
DisclosureSEC source: 0001130310-24-000079 · wk-form4_1714769193.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,468 F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:17 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | Tax withholdingCommon Stock | 18,375 | $35.48 | $651,945.00 |
DisclosureSEC source: 0001127602-24-007487 · form4.xml · nonDerivative · entry 2 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 246,777 F2 · shares: Disposition to issuer for tax obligations upon the vesting of restricted stock units and performance-based share units. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:17 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 24,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007487 · form4.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 265,152 F1 · shares: Represents acquisition of shares upon the earning and vesting of performance-based share units awarded on 02/24/2021. Vesting determination was made by the Compensation Committee on 02/07/2024. Represents vesting at 77.94%. Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 21:31 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantStock Options (Right to Buy) · Derivative | 43,098 | $35.78 Strike: $35.78 | $1,542,046.44 |
DisclosureSEC source: 0001127602-24-002299 · form4.xml · derivative · entry 3 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,098 Underlying: Common Stock · 43,098 shares Expires 2034-01-24 F3 · shares: Grant of 43,098 shares of stock options which vest one-third each year on the anniversary of the grant, subject to achievement of designated performance goals. Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 21:31 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 23,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002299 · form4.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,724 F1 · shares: Represents award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest on 01/24/2027. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:17 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 5,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001130310-23-000073 · wf-form4_168314506341462.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,670 F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 22:39 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | PurchaseCommon Stock 401k | 37,245 | $40.70 | $1,515,871.50 |
DisclosureSEC source: 0001127602-23-009617 · form4.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 37,245 F1 · security: Includes shares acquired under the Company's 401k plan since the last filing. Read SEC document |
| February 26, 2023 Filed Mar 2, 2023 02:16 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | Tax withholdingCommon Stock | 24,365 | $44.43 | $1,082,536.95 |
DisclosureSEC source: 0001127602-23-008036 · form4.xml · nonDerivative · entry 2 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,666 F2 · shares: Disposition to issuer for tax obligations upon the vesting of restricted stock units and performance-based share units. Read SEC document |
| February 26, 2023 Filed Mar 2, 2023 02:16 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 41,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008036 · form4.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,031 F1 · shares: Represents acquisition of shares upon the earning and vesting of performance-based share units awarded on 02/26/2020. Vesting determination was made by the Compensation Committee on 02/8/2023. Represents vesting at 171.16%. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 22:25 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantStock Options (Right to Buy) · Derivative | 26,292 | $45.37 Strike: $45.37 | $1,192,868.04 |
DisclosureSEC source: 0001127602-23-007112 · form4.xml · derivative · entry 2 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,292 Underlying: Common Stock · 26,292 shares Expires 2033-02-22 F2 · shares: Grant of 26,292 shares of stock options which vest one-third each year on the anniversary of the grant, subject to achievement of designated performance goals. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 22:25 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 15,973 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007112 · form4.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,478 F1 · shares: Represents award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest on 02/22/2026. Read SEC document |
| May 02, 2022 Filed May 4, 2022 20:49 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 5,129 | $0.00 | $0.00 |
DisclosureSEC source: 0001130310-22-000078 · wf-form4_165169720980350.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,129 F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 22:57 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | Tax withholdingCommon Stock | 5,359 | $47.46 | $254,311.35 |
DisclosureSEC source: 0001127602-22-007813 · form4.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,505 F1 · shares: Disposition to issuer for tax obligations upon the vesting of restricted stock units. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 22:19 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantStock Options (Right to Buy) · Derivative | 26,348 | $45.19 Strike: $45.19 | $1,190,666.12 |
DisclosureSEC source: 0001127602-22-005779 · form4.xml · derivative · entry 2 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,348 Underlying: Common Stock · 26,348 shares Expires 2032-02-16 F2 · shares: Grant of 26,348 shares of stock options which vest one-third each year on the anniversary of the grant, subject to achievement of designated performance goals. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 22:19 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 14,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-005779 · form4.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,864 F1 · shares: Represents award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest on 02/16/2025. Read SEC document |
| August 05, 2021 Filed Aug 6, 2021 20:39 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | SaleCommon Stock | 44,183 | $50.00 | $2,209,150.00 |
DisclosureSEC source: 0001127602-21-023284 · form4.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,519 F1 · shares: Disposition is part of a previously set up transaction from a 10b5-1 plan. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 21:05 UTC Amendment | Essential Utilities, Inc. WTRG · Entity 3473 | Exercise / conversionStock Options (Right to Buy) · Derivative | 17,130 | $0.00 Strike: $34.51 | $0.00 |
DisclosureSEC source: 0001127602-21-023363 · form4a.xml · derivative · entry 5 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,815 Underlying: Common Stock · 17,130 shares Expires 2028-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 21:05 UTC Amendment | Essential Utilities, Inc. WTRG · Entity 3473 | Exercise / conversionStock Options (Right to Buy) · Derivative | 27,053 | $0.00 Strike: $30.47 | $0.00 |
DisclosureSEC source: 0001127602-21-023363 · form4a.xml · derivative · entry 4 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,053 shares Expires 2027-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 21:05 UTC Amendment | Essential Utilities, Inc. WTRG · Entity 3473 | SaleCommon Stock | 44,183 | $50.00 | $2,209,150.00 |
DisclosureSEC source: 0001127602-21-023363 · form4a.xml · nonDerivative · entry 3 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,702 Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 21:05 UTC Amendment | Essential Utilities, Inc. WTRG · Entity 3473 | Exercise / conversionCommon Stock | 17,130 | $34.51 | $591,156.30 |
DisclosureSEC source: 0001127602-21-023363 · form4a.xml · nonDerivative · entry 2 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 21:05 UTC Amendment | Essential Utilities, Inc. WTRG · Entity 3473 | Exercise / conversionCommon Stock | 27,053 | $30.47 | $824,304.91 |
DisclosureSEC source: 0001127602-21-023363 · form4a.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2021 Filed Mar 2, 2021 23:00 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | Tax withholdingCommon Stock | 20,153 | $42.81 | $862,749.93 |
DisclosureSEC source: 0001127602-21-008859 · form4.xml · nonDerivative · entry 2 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,702 F2 · shares: Disposition to issuer for tax obligations upon the vesting of restricted stock units and performance-based share units. Read SEC document |
| February 27, 2021 Filed Mar 2, 2021 23:00 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 33,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008859 · form4.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,855 F1 · shares: Represents acquisition of shares upon the earning and vesting of performance-based share units awarded on 02/27/2018. Vesting determination was made by the Compensation Committee on 02/10/2021. Represents vesting at 175.00%. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 22:01 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 17,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008138 · form4.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,553 F1 · shares: Represents award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest on 02/24/2024. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 13:23 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | SaleCommon Stock 401k | 34,001.326 | $45.78 | $1,556,580.70 |
DisclosureSEC source: 0001127602-20-028686 · form4.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 0 F1 · security: Includes shares acquired under the Company's 401k plan since the last filing. Read SEC document |
| August 07, 2020 Filed Aug 7, 2020 20:31 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | SaleCommon Stock | 21,869 | $46.50 | $1,016,908.50 |
DisclosureSEC source: 0001127602-20-023161 · form4.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,768 F1 · shares: Disposition is part of a previously set up transaction from a 10b5-1 plan. Read SEC document |
| February 26, 2020 Filed Feb 29, 2020 00:33 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 13,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008452 · form4.xml · nonDerivative · entry 3 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,637 F3 · shares: Represents award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest on 02/26/2023. Read SEC document |
| February 24, 2020 Filed Feb 29, 2020 00:33 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | Tax withholdingCommon Stock | 21,530 | $53.32 | $1,147,979.60 |
DisclosureSEC source: 0001127602-20-008452 · form4.xml · nonDerivative · entry 2 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,670 F2 · shares: Disposition to issuer for tax obligations upon the vesting of restricted stock units and performance-based share units. Read SEC document |
| February 24, 2020 Filed Feb 29, 2020 00:33 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 37,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008452 · form4.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,200 F1 · shares: Represents acquisition of shares upon the earning and vesting of performance-based share units awarded on 02/22/2017. Vesting determination was made by the Compensation Committee on 02/12/2020. Represents vesting at 159.91%. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:57 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantStock Options (Right to Buy) · Derivative | 190,088 | $35.94 Strike: $35.94 | $6,831,762.72 |
DisclosureSEC source: 0001127602-19-009522 · form4.xml · derivative · entry 5 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,088 Underlying: Common Stock · 190,088 shares Expires 2029-02-28 F5 · shares: Grant of 190,088 shares of stock options which vest one-third each year on the anniversary of the grant, subject to achievement of designated performance goals. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:57 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 12,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-009522 · form4.xml · nonDerivative · entry 3 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,817 F3 · shares: Represents award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest on February 28, 2022. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:57 UTC | Essential Utilities, Inc. WTR · Entity 3473 | Tax withholdingCommon Stock | 14,538 | $35.61 | $517,625.49 |
DisclosureSEC source: 0001127602-19-009522 · form4.xml · nonDerivative · entry 2 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,434 F2 · shares: Disposition to issuer for tax obligations upon the vesting of restricted stock units and performance-based share units. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:57 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 25,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-009522 · form4.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,972 F1 · shares: Represents acquisition of shares upon the earning and vesting of performance-based share units awarded on 02/21/2016. Vesting determination was made by the Compensation Committee on 2/28/2019. Represents vesting at 70.68% of target. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 22:40 UTC | Essential Utilities, Inc. WTR · Entity 3473 | PurchaseCommon Stock | 25,421.23 | $32.86 | $835,341.62 |
DisclosureSEC source: 0001127602-18-033473 · form4.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,368.23 Read SEC document |
| November 14, 2018 Filed Nov 19, 2018 12:45 UTC Amendment | Essential Utilities, Inc. WTR · Entity 3473 | PurchaseCommon Stock 401k | 25,421.2303 | $32.86 | $835,341.63 |
DisclosureSEC source: 0001127602-18-033569 · form4a.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 32,442.0787 F1 · balance_after: (1) Represents an open market purchase by the reporting person through his 401(k) plan account. Also includes 126.368 shares added to the reporting person's 401(k) plan since the last Form 4 report. The amendment is being done to clarify that the shares purchased on the open market were purchased via the reporting person's 401(k) plan. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 16:56 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantStock Options (Right to Buy) · Derivative | 34,945 | $34.51 Strike: $34.51 | $1,205,951.95 |
DisclosureSEC source: 0001127602-18-009287 · form4.xml · derivative · entry 3 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,945 Underlying: Common Stock · 34,945 shares Expires 2028-02-27 F3 · shares: Grant of 34,945 shares of stock options which vest one-third each year on the anniversary of the grant. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 16:56 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 12,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009287 · form4.xml · nonDerivative · entry 1 Franklin Chris · CIK 0001390811 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,947 F1 · shares: Represents award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest on February 27, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.