organization · Reporting owner
ICONIQ Capital Group GP, LLC
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Diameter Credit CoNONE · Entity 26853 | 10% owner | February 13, 2024 | February 13, 2024 |
| Gitlab Inc.GTLB · Entity 3663 | 10% owner | December 10, 2021 | February 02, 2023 |
| LibreMax Asset-Backed Income FundNONE · Entity 24446 | 10% owner | April 30, 2026 | May 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Diameter Credit Co
Report date February 13, 2024 · Filed February 13, 2024
Jointly reported with ICONIQ Capital, LLC, ICONIQ Capital Group, L.P., Makan Divesh
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes (1) and (2) | 800,000 |
Reported balance
Holding disclosure · report date 2024-02-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 800,000 F1: The common shares of beneficial interest, par value $0.001 per share ("Common Stock") of Diameter Credit Company (the "Issuer") reported herein are held directly by BB Holdings BD LP ("BB Holdings"). ICONIQ Capital, LLC ("ICONIQ Capital") serves as the investment manager to BB Holdings pursuant to an Investment Management Agreement. ICONIQ Capital exercises sole and complete voting and investment power over the Common Stock held by BB Holdings. ICONIQ Capital Group, LLC ("ICONIQ Group") is the sole member of ICONIQ Capital, ICONIQ Capital Group GP, LLC ("ICONIQ Group GP") is the general partner of ICONIQ Group and Divesh Makan ("Makan") is the sole member of ICONIQ Group GP (together with ICONIQ Capital, ICONIQ Group and ICONIQ Group GP, the "Reporting Persons"). F2: Each of ICONIQ Capital, ICONIQ Group, ICONIQ Group GP and Mr. Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of such Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The common shares of beneficial interest, par value $0.001 per share ("Common Stock") of Diameter Credit Company (the "Issuer") reported herein are held directly by BB Holdings BD LP ("BB Holdings"). ICONIQ Capital, LLC ("ICONIQ Capital") serves as the investment manager to BB Holdings pursuant to an Investment Management Agreement. ICONIQ Capital exercises sole and complete voting and investment power over the Common Stock held by BB Holdings. ICONIQ Capital Group, LLC ("ICONIQ Group") is the sole member of ICONIQ Capital, ICONIQ Capital Group GP, LLC ("ICONIQ Group GP") is the general partner of ICONIQ Group and Divesh Makan ("Makan") is the sole member of ICONIQ Group GP (together with ICONIQ Capital, ICONIQ Group and ICONIQ Group GP, the "Reporting Persons").
F2: Each of ICONIQ Capital, ICONIQ Group, ICONIQ Group GP and Mr. Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of such Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
Gitlab Inc.
Report date December 10, 2021 · Filed February 02, 2023 · Amendment
Jointly reported with Makan Divesh, ICONIQ Investment Holdings, LP, Griffith William J.G.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 53,676 |
Reported balance
After 2021-12-10 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2021-12-10 · Purchase · Acquired 53,676 · Balance 53,676 F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $74.85 to $75.25. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F2: The shares are held directly by Divesh Makan ("Makan") through a family trust of which he is a trustee and another estate planning trust having an independent trustee. The Reporting Persons disclaim beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy William J.G.Griffith | 53,329 |
Reported balance
After 2021-12-10 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2021-12-10 · Purchase · Acquired 53,329 · Balance 53,329 F3: The shares are held directly by William J.G. Griffith ("Griffith") through a family trust of which he is a trustee and another estate planning trust having an independent trustee. The Reporting Persons disclaim beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy ICONIQ Investment Holdings, LP | 334,827 |
Last balance in matching sequence
After 2021-12-13 transaction · row 10
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
8 source rowsRow 3 · 2021-12-10 · Purchase · Acquired 10 · Balance 10 F4: This transaction is being reported by Makan and Griffith. ICONIQ Investment Holdings, LP ("ICONIQ Investment") and ICONIQ Capital Group GP, LLC ("ICONIQ Investment GP") have filed a Form 3 reporting the shares purchased in this transaction. F5: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F20: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Row 4 · 2021-12-10 · Purchase · Acquired 2,900 · Balance 2,910 F6: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $71.01 to $72.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F5: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F20: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Row 5 · 2021-12-10 · Purchase · Acquired 8,030 · Balance 10,940 F7: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $72.10 to $72.99. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F5: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F20: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Row 6 · 2021-12-10 · Purchase · Acquired 30,041 · Balance 40,981 F8: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $73.03 to $74.02. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F5: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F20: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Row 7 · 2021-12-10 · Purchase · Acquired 245,030 · Balance 286,011 F9: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $74.04 to $75.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F5: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F20: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Row 8 · 2021-12-13 · Purchase · Acquired 1,014 · Balance 287,025 F10: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $72.50 to $73.36. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F5: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F20: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Row 9 · 2021-12-13 · Purchase · Acquired 9,143 · Balance 296,168 F11: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $73.50 to $74.48. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F5: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F20: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Row 10 · 2021-12-13 · Purchase · Acquired 38,659 · Balance 334,827 F12: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $74.49 to $75.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F5: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F20: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy ICONIQ Strategic Partners III, L.P. | 556,335 |
Reported balance
Holding disclosure · report date 2021-12-10 · row 11
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 11 · Balance 556,335 F13: The shares are held by ICONIQ Strategic Partners III, L.P. ("ICONIQ III"). F19: ICONIQ Strategic Partners III GP, L.P. ("ICONIQ III GP") is the sole general partner of each of ICONIQ III and ICONIQ III-B. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ III Parent GP") is the sole general partner of ICONIQ III GP. ICONIQ Strategic Partners V GP, L.P. ("ICONIQ V GP") is the sole general partner of each of ICONIQ V and ICONIQ V-B. ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ V Parent GP") is the sole general partner of ICONIQ V GP. ICONIQ Strategic Partners VI GP, L.P. ("ICONIQ VI GP") is the sole general partner of each of ICONIQ VI and ICONIQ VI-B. ICONIQ Strategic Partners VI TT GP, Ltd. ("ICONIQ VI Parent GP") is the sole general partner of ICONIQ VI GP. Makan and Griffith are the sole equity holders of ICONIQ III Parent GP. Makan, Griffith and Matthew Jacobson ("Jacobson") are the sole equity holders of each of ICONIQ V Parent GP and ICONIQ VI Parent GP. F20: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy ICONIQ Strategic Partners III-B, L.P. | 594,449 |
Reported balance
Holding disclosure · report date 2021-12-10 · row 12
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 12 · Balance 594,449 F14: The shares are held by ICONIQ Strategic Partners III-B, L.P. ("ICONIQ III-B"). F19: ICONIQ Strategic Partners III GP, L.P. ("ICONIQ III GP") is the sole general partner of each of ICONIQ III and ICONIQ III-B. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ III Parent GP") is the sole general partner of ICONIQ III GP. ICONIQ Strategic Partners V GP, L.P. ("ICONIQ V GP") is the sole general partner of each of ICONIQ V and ICONIQ V-B. ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ V Parent GP") is the sole general partner of ICONIQ V GP. ICONIQ Strategic Partners VI GP, L.P. ("ICONIQ VI GP") is the sole general partner of each of ICONIQ VI and ICONIQ VI-B. ICONIQ Strategic Partners VI TT GP, Ltd. ("ICONIQ VI Parent GP") is the sole general partner of ICONIQ VI GP. Makan and Griffith are the sole equity holders of ICONIQ III Parent GP. Makan, Griffith and Matthew Jacobson ("Jacobson") are the sole equity holders of each of ICONIQ V Parent GP and ICONIQ VI Parent GP. F20: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy ICONIQ Strategic Partners V, L.P. | 129,400 |
Reported balance
Holding disclosure · report date 2021-12-10 · row 13
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 13 · Balance 129,400 F15: The shares are held by ICONIQ Strategic Partners V, L.P. ("ICONIQ V"). F19: ICONIQ Strategic Partners III GP, L.P. ("ICONIQ III GP") is the sole general partner of each of ICONIQ III and ICONIQ III-B. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ III Parent GP") is the sole general partner of ICONIQ III GP. ICONIQ Strategic Partners V GP, L.P. ("ICONIQ V GP") is the sole general partner of each of ICONIQ V and ICONIQ V-B. ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ V Parent GP") is the sole general partner of ICONIQ V GP. ICONIQ Strategic Partners VI GP, L.P. ("ICONIQ VI GP") is the sole general partner of each of ICONIQ VI and ICONIQ VI-B. ICONIQ Strategic Partners VI TT GP, Ltd. ("ICONIQ VI Parent GP") is the sole general partner of ICONIQ VI GP. Makan and Griffith are the sole equity holders of ICONIQ III Parent GP. Makan, Griffith and Matthew Jacobson ("Jacobson") are the sole equity holders of each of ICONIQ V Parent GP and ICONIQ VI Parent GP. F20: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy ICONIQ Strategic Partners V-B, L.P. | 195,650 |
Reported balance
Holding disclosure · report date 2021-12-10 · row 14
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 14 · Balance 195,650 F16: The shares are held by ICONIQ Strategic Partners V-B, L.P. ("ICONIQ V-B"). F19: ICONIQ Strategic Partners III GP, L.P. ("ICONIQ III GP") is the sole general partner of each of ICONIQ III and ICONIQ III-B. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ III Parent GP") is the sole general partner of ICONIQ III GP. ICONIQ Strategic Partners V GP, L.P. ("ICONIQ V GP") is the sole general partner of each of ICONIQ V and ICONIQ V-B. ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ V Parent GP") is the sole general partner of ICONIQ V GP. ICONIQ Strategic Partners VI GP, L.P. ("ICONIQ VI GP") is the sole general partner of each of ICONIQ VI and ICONIQ VI-B. ICONIQ Strategic Partners VI TT GP, Ltd. ("ICONIQ VI Parent GP") is the sole general partner of ICONIQ VI GP. Makan and Griffith are the sole equity holders of ICONIQ III Parent GP. Makan, Griffith and Matthew Jacobson ("Jacobson") are the sole equity holders of each of ICONIQ V Parent GP and ICONIQ VI Parent GP. F20: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy ICONIQ Strategic Partners VI, L.P. | 429,104 |
Reported balance
Holding disclosure · report date 2021-12-10 · row 15
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 15 · Balance 429,104 F17: The shares are held by ICONIQ Strategic Partners VI, L.P. ("ICONIQ VI"). F19: ICONIQ Strategic Partners III GP, L.P. ("ICONIQ III GP") is the sole general partner of each of ICONIQ III and ICONIQ III-B. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ III Parent GP") is the sole general partner of ICONIQ III GP. ICONIQ Strategic Partners V GP, L.P. ("ICONIQ V GP") is the sole general partner of each of ICONIQ V and ICONIQ V-B. ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ V Parent GP") is the sole general partner of ICONIQ V GP. ICONIQ Strategic Partners VI GP, L.P. ("ICONIQ VI GP") is the sole general partner of each of ICONIQ VI and ICONIQ VI-B. ICONIQ Strategic Partners VI TT GP, Ltd. ("ICONIQ VI Parent GP") is the sole general partner of ICONIQ VI GP. Makan and Griffith are the sole equity holders of ICONIQ III Parent GP. Makan, Griffith and Matthew Jacobson ("Jacobson") are the sole equity holders of each of ICONIQ V Parent GP and ICONIQ VI Parent GP. F20: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy ICONIQ Strategic Partners VI-B, L.P. | 535,503 |
Reported balance
Holding disclosure · report date 2021-12-10 · row 16
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 16 · Balance 535,503 F18: The shares are held by ICONIQ Strategic Partners VI-B, L.P. ("ICONIQ VI-B"). F19: ICONIQ Strategic Partners III GP, L.P. ("ICONIQ III GP") is the sole general partner of each of ICONIQ III and ICONIQ III-B. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ III Parent GP") is the sole general partner of ICONIQ III GP. ICONIQ Strategic Partners V GP, L.P. ("ICONIQ V GP") is the sole general partner of each of ICONIQ V and ICONIQ V-B. ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ V Parent GP") is the sole general partner of ICONIQ V GP. ICONIQ Strategic Partners VI GP, L.P. ("ICONIQ VI GP") is the sole general partner of each of ICONIQ VI and ICONIQ VI-B. ICONIQ Strategic Partners VI TT GP, Ltd. ("ICONIQ VI Parent GP") is the sole general partner of ICONIQ VI GP. Makan and Griffith are the sole equity holders of ICONIQ III Parent GP. Makan, Griffith and Matthew Jacobson ("Jacobson") are the sole equity holders of each of ICONIQ V Parent GP and ICONIQ VI Parent GP. F20: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $74.85 to $75.25. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
F2: The shares are held directly by Divesh Makan ("Makan") through a family trust of which he is a trustee and another estate planning trust having an independent trustee. The Reporting Persons disclaim beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
F3: The shares are held directly by William J.G. Griffith ("Griffith") through a family trust of which he is a trustee and another estate planning trust having an independent trustee. The Reporting Persons disclaim beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
F4: This transaction is being reported by Makan and Griffith. ICONIQ Investment Holdings, LP ("ICONIQ Investment") and ICONIQ Capital Group GP, LLC ("ICONIQ Investment GP") have filed a Form 3 reporting the shares purchased in this transaction.
F5: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment.
F6: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $71.01 to $72.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
F7: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $72.10 to $72.99. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
F8: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $73.03 to $74.02. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
F9: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $74.04 to $75.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
F10: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $72.50 to $73.36. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
F11: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $73.50 to $74.48. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
F12: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $74.49 to $75.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
F13: The shares are held by ICONIQ Strategic Partners III, L.P. ("ICONIQ III").
F14: The shares are held by ICONIQ Strategic Partners III-B, L.P. ("ICONIQ III-B").
F15: The shares are held by ICONIQ Strategic Partners V, L.P. ("ICONIQ V").
F16: The shares are held by ICONIQ Strategic Partners V-B, L.P. ("ICONIQ V-B").
F17: The shares are held by ICONIQ Strategic Partners VI, L.P. ("ICONIQ VI").
F18: The shares are held by ICONIQ Strategic Partners VI-B, L.P. ("ICONIQ VI-B").
F19: ICONIQ Strategic Partners III GP, L.P. ("ICONIQ III GP") is the sole general partner of each of ICONIQ III and ICONIQ III-B. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ III Parent GP") is the sole general partner of ICONIQ III GP. ICONIQ Strategic Partners V GP, L.P. ("ICONIQ V GP") is the sole general partner of each of ICONIQ V and ICONIQ V-B. ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ V Parent GP") is the sole general partner of ICONIQ V GP. ICONIQ Strategic Partners VI GP, L.P. ("ICONIQ VI GP") is the sole general partner of each of ICONIQ VI and ICONIQ VI-B. ICONIQ Strategic Partners VI TT GP, Ltd. ("ICONIQ VI Parent GP") is the sole general partner of ICONIQ VI GP. Makan and Griffith are the sole equity holders of ICONIQ III Parent GP. Makan, Griffith and Matthew Jacobson ("Jacobson") are the sole equity holders of each of ICONIQ V Parent GP and ICONIQ VI Parent GP.
F20: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
LibreMax Asset-Backed Income Fund
Report date April 30, 2026 · Filed May 05, 2026
Jointly reported with ICONIQ Capital, LLC, ICONIQ Capital Group, L.P., Makan Divesh
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Common SharesSEC Table I · non-derivative | IndirectSee Footnotes | 3,328,368.85 |
Reported balance
Holding disclosure · report date 2026-04-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,328,368.85 F1: The Class I Common Shares, no par value per share ("Class I Common Shares") of LibreMax Asset-Backed Income Fund (the "Issuer") reported herein are held directly by LibreMax ABIF Partners, LP ("LibreMax ABIF"). LibreMax ABIF operates as a pass-through entity with respect to the Class I Common Shares of the Issuer held by LibreMax ABIF such that the economic and voting experience of the limited partners of LibreMax ABIF is substantially equivalent to the experience such limited partners would have had they invested directly in the Issuer. Glide Path Solutions 2024 LP ("GPS 2024"), Glide Path Solutions 2025 LP ("GPS 2025"), and Glide Path Solutions 2026 LP ("GPS 2026", and together with GPS 2024 and GPS 2025, the "Funds") hold limited partnership interests in LibreMax ABIF ("Interests"), and as result of holding such Interests are entitled to certain voting and dispositive rights to Class I Common Shares of the Issuer held directly by LibreMax ABIF. F2: (continued from Footnote 1) Pursuant to Investment Management Agreements among ICONIQ Capital, LLC ("ICONIQ Capital"), the Funds, and the general partners of the Funds, ICONIQ Capital has exclusive voting and investment power over securities held by the Funds, and as a result, ICONIQ Capital has the right to exercise the voting and dispositive rights to Class I Common Shares of the Issuer that the Funds otherwise would have as a result of holding the Interests and therefore ICONIQ Capital is the beneficial owner of such Class I Common Shares. The Funds disclaim beneficial ownership of the securities of the Issuer reported herein by virtue of their inability to direct the voting or disposal of such securities as a result of their respective Investment Management Agreements with ICONIQ Capital. F3: GPS 2024 is entitled to certain voting and dispositive rights to the Class I Common Shares of the Issuer reported in Column 2 of Table 1 herein as a result of holding Interests in LibreMax ABIF. ICONIQ Capital has the right to exercise such voting and dispositive rights pursuant to the Investment Management Agreement described in footnote (1). F6: As the sole member of ICONIQ Capital, ICONIQ Capital Group, L.P. ("ICONIQ Goup") may be deemed the beneficial owner of the Class I Common Shares beneficially owned by ICONIQ Capital. As the general partner of ICONIQ Group, ICONIQ Capital Group GP, LLC ("ICONIQ Group GP") may be deemed the beneficial owner of the Class I Common Shares beneficially owned by ICONIQ Capital. As the sole member of ICONIQ Group GP, Divesh Makan ("Mr. Makan", and together with ICONIQ Capital, ICONIQ Group, and ICONIQ Group GP, the "Reporting Persons") may be deemed the beneficial owner of the Class I Common Shares beneficially owned by ICONIQ Capital. F7: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of such Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Class I Common SharesSEC Table I · non-derivative | IndirectSee Footnotes | 4,713,824.78 |
Reported balance
Holding disclosure · report date 2026-04-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,713,824.78 F1: The Class I Common Shares, no par value per share ("Class I Common Shares") of LibreMax Asset-Backed Income Fund (the "Issuer") reported herein are held directly by LibreMax ABIF Partners, LP ("LibreMax ABIF"). LibreMax ABIF operates as a pass-through entity with respect to the Class I Common Shares of the Issuer held by LibreMax ABIF such that the economic and voting experience of the limited partners of LibreMax ABIF is substantially equivalent to the experience such limited partners would have had they invested directly in the Issuer. Glide Path Solutions 2024 LP ("GPS 2024"), Glide Path Solutions 2025 LP ("GPS 2025"), and Glide Path Solutions 2026 LP ("GPS 2026", and together with GPS 2024 and GPS 2025, the "Funds") hold limited partnership interests in LibreMax ABIF ("Interests"), and as result of holding such Interests are entitled to certain voting and dispositive rights to Class I Common Shares of the Issuer held directly by LibreMax ABIF. F2: (continued from Footnote 1) Pursuant to Investment Management Agreements among ICONIQ Capital, LLC ("ICONIQ Capital"), the Funds, and the general partners of the Funds, ICONIQ Capital has exclusive voting and investment power over securities held by the Funds, and as a result, ICONIQ Capital has the right to exercise the voting and dispositive rights to Class I Common Shares of the Issuer that the Funds otherwise would have as a result of holding the Interests and therefore ICONIQ Capital is the beneficial owner of such Class I Common Shares. The Funds disclaim beneficial ownership of the securities of the Issuer reported herein by virtue of their inability to direct the voting or disposal of such securities as a result of their respective Investment Management Agreements with ICONIQ Capital. F4: GPS 2025 is entitled to certain voting and dispositive rights to the Class I Common Shares of the Issuer reported in Column 2 of Table 1 herein as a result of holding Interests in LibreMax ABIF. ICONIQ Capital has the right to exercise such voting and dispositive rights pursuant to the Investment Management Agreement described in footnote (1). F6: As the sole member of ICONIQ Capital, ICONIQ Capital Group, L.P. ("ICONIQ Goup") may be deemed the beneficial owner of the Class I Common Shares beneficially owned by ICONIQ Capital. As the general partner of ICONIQ Group, ICONIQ Capital Group GP, LLC ("ICONIQ Group GP") may be deemed the beneficial owner of the Class I Common Shares beneficially owned by ICONIQ Capital. As the sole member of ICONIQ Group GP, Divesh Makan ("Mr. Makan", and together with ICONIQ Capital, ICONIQ Group, and ICONIQ Group GP, the "Reporting Persons") may be deemed the beneficial owner of the Class I Common Shares beneficially owned by ICONIQ Capital. F7: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of such Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Class I Common SharesSEC Table I · non-derivative | IndirectSee Footnotes | 6,066,474.36 |
Reported balance
Holding disclosure · report date 2026-04-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,066,474.36 F1: The Class I Common Shares, no par value per share ("Class I Common Shares") of LibreMax Asset-Backed Income Fund (the "Issuer") reported herein are held directly by LibreMax ABIF Partners, LP ("LibreMax ABIF"). LibreMax ABIF operates as a pass-through entity with respect to the Class I Common Shares of the Issuer held by LibreMax ABIF such that the economic and voting experience of the limited partners of LibreMax ABIF is substantially equivalent to the experience such limited partners would have had they invested directly in the Issuer. Glide Path Solutions 2024 LP ("GPS 2024"), Glide Path Solutions 2025 LP ("GPS 2025"), and Glide Path Solutions 2026 LP ("GPS 2026", and together with GPS 2024 and GPS 2025, the "Funds") hold limited partnership interests in LibreMax ABIF ("Interests"), and as result of holding such Interests are entitled to certain voting and dispositive rights to Class I Common Shares of the Issuer held directly by LibreMax ABIF. F2: (continued from Footnote 1) Pursuant to Investment Management Agreements among ICONIQ Capital, LLC ("ICONIQ Capital"), the Funds, and the general partners of the Funds, ICONIQ Capital has exclusive voting and investment power over securities held by the Funds, and as a result, ICONIQ Capital has the right to exercise the voting and dispositive rights to Class I Common Shares of the Issuer that the Funds otherwise would have as a result of holding the Interests and therefore ICONIQ Capital is the beneficial owner of such Class I Common Shares. The Funds disclaim beneficial ownership of the securities of the Issuer reported herein by virtue of their inability to direct the voting or disposal of such securities as a result of their respective Investment Management Agreements with ICONIQ Capital. F5: GPS 2026 is entitled to certain voting and dispositive rights to the Class I Common Shares of the Issuer reported in Column 2 of Table 1 herein as a result of holding Interests in LibreMax ABIF. ICONIQ Capital has the right to exercise such voting and dispositive rights pursuant to the Investment Management Agreement described in footnote (1). F6: As the sole member of ICONIQ Capital, ICONIQ Capital Group, L.P. ("ICONIQ Goup") may be deemed the beneficial owner of the Class I Common Shares beneficially owned by ICONIQ Capital. As the general partner of ICONIQ Group, ICONIQ Capital Group GP, LLC ("ICONIQ Group GP") may be deemed the beneficial owner of the Class I Common Shares beneficially owned by ICONIQ Capital. As the sole member of ICONIQ Group GP, Divesh Makan ("Mr. Makan", and together with ICONIQ Capital, ICONIQ Group, and ICONIQ Group GP, the "Reporting Persons") may be deemed the beneficial owner of the Class I Common Shares beneficially owned by ICONIQ Capital. F7: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of such Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class I Common Shares, no par value per share ("Class I Common Shares") of LibreMax Asset-Backed Income Fund (the "Issuer") reported herein are held directly by LibreMax ABIF Partners, LP ("LibreMax ABIF"). LibreMax ABIF operates as a pass-through entity with respect to the Class I Common Shares of the Issuer held by LibreMax ABIF such that the economic and voting experience of the limited partners of LibreMax ABIF is substantially equivalent to the experience such limited partners would have had they invested directly in the Issuer. Glide Path Solutions 2024 LP ("GPS 2024"), Glide Path Solutions 2025 LP ("GPS 2025"), and Glide Path Solutions 2026 LP ("GPS 2026", and together with GPS 2024 and GPS 2025, the "Funds") hold limited partnership interests in LibreMax ABIF ("Interests"), and as result of holding such Interests are entitled to certain voting and dispositive rights to Class I Common Shares of the Issuer held directly by LibreMax ABIF.
F2: (continued from Footnote 1) Pursuant to Investment Management Agreements among ICONIQ Capital, LLC ("ICONIQ Capital"), the Funds, and the general partners of the Funds, ICONIQ Capital has exclusive voting and investment power over securities held by the Funds, and as a result, ICONIQ Capital has the right to exercise the voting and dispositive rights to Class I Common Shares of the Issuer that the Funds otherwise would have as a result of holding the Interests and therefore ICONIQ Capital is the beneficial owner of such Class I Common Shares. The Funds disclaim beneficial ownership of the securities of the Issuer reported herein by virtue of their inability to direct the voting or disposal of such securities as a result of their respective Investment Management Agreements with ICONIQ Capital.
F3: GPS 2024 is entitled to certain voting and dispositive rights to the Class I Common Shares of the Issuer reported in Column 2 of Table 1 herein as a result of holding Interests in LibreMax ABIF. ICONIQ Capital has the right to exercise such voting and dispositive rights pursuant to the Investment Management Agreement described in footnote (1).
F4: GPS 2025 is entitled to certain voting and dispositive rights to the Class I Common Shares of the Issuer reported in Column 2 of Table 1 herein as a result of holding Interests in LibreMax ABIF. ICONIQ Capital has the right to exercise such voting and dispositive rights pursuant to the Investment Management Agreement described in footnote (1).
F5: GPS 2026 is entitled to certain voting and dispositive rights to the Class I Common Shares of the Issuer reported in Column 2 of Table 1 herein as a result of holding Interests in LibreMax ABIF. ICONIQ Capital has the right to exercise such voting and dispositive rights pursuant to the Investment Management Agreement described in footnote (1).
F6: As the sole member of ICONIQ Capital, ICONIQ Capital Group, L.P. ("ICONIQ Goup") may be deemed the beneficial owner of the Class I Common Shares beneficially owned by ICONIQ Capital. As the general partner of ICONIQ Group, ICONIQ Capital Group GP, LLC ("ICONIQ Group GP") may be deemed the beneficial owner of the Class I Common Shares beneficially owned by ICONIQ Capital. As the sole member of ICONIQ Group GP, Divesh Makan ("Mr. Makan", and together with ICONIQ Capital, ICONIQ Group, and ICONIQ Group GP, the "Reporting Persons") may be deemed the beneficial owner of the Class I Common Shares beneficially owned by ICONIQ Capital.
F7: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of such Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2021 Filed Dec 15, 2021 01:21 UTC | Gitlab Inc. GTLB · Entity 3663 | PurchaseClass A Common Stock | 38,659 | $74.82 | $2,892,419.99 |
DisclosureSEC source: 0000899243-21-048226 · doc4.xml · nonDerivative · entry 8 Makan Divesh · CIK 0001688143 · 10% owner ICONIQ Investment Holdings, LP · CIK 0001889155 · 10% owner ICONIQ Capital Group GP, LLC · CIK 0001889156 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Investment Holdings, LP Disclosed balance after: 334,827 F9 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $74.49 to $75.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F2 · ownership.direct: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F17 · ownership.direct: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 01:21 UTC | Gitlab Inc. GTLB · Entity 3663 | PurchaseClass A Common Stock | 9,143 | $74.06 | $677,126.01 |
DisclosureSEC source: 0000899243-21-048226 · doc4.xml · nonDerivative · entry 7 Makan Divesh · CIK 0001688143 · 10% owner ICONIQ Investment Holdings, LP · CIK 0001889155 · 10% owner ICONIQ Capital Group GP, LLC · CIK 0001889156 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Investment Holdings, LP Disclosed balance after: 296,168 F8 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $73.50 to $74.48. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F2 · ownership.direct: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F17 · ownership.direct: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 01:21 UTC | Gitlab Inc. GTLB · Entity 3663 | PurchaseClass A Common Stock | 1,014 | $72.98 | $73,999.59 |
DisclosureSEC source: 0000899243-21-048226 · doc4.xml · nonDerivative · entry 6 Makan Divesh · CIK 0001688143 · 10% owner ICONIQ Investment Holdings, LP · CIK 0001889155 · 10% owner ICONIQ Capital Group GP, LLC · CIK 0001889156 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Investment Holdings, LP Disclosed balance after: 287,025 F7 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $72.50 to $73.36. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F2 · ownership.direct: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F17 · ownership.direct: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 13, 2021 Filed Dec 30, 2022 00:03 UTC Amendment | Gitlab Inc. GTLB · Entity 3663 | PurchaseClass A Common Stock | 38,659 | $74.82 | $2,892,419.99 |
DisclosureSEC source: 0000899243-22-039544 · doc4a.xml · nonDerivative · entry 9 Makan Divesh · CIK 0001688143 · 10% owner ICONIQ Investment Holdings, LP · CIK 0001889155 · 10% owner ICONIQ Capital Group GP, LLC · CIK 0001889156 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Investment Holdings, LP Disclosed balance after: 334,827 F11 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $74.49 to $75.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F4 · ownership.direct: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F19 · ownership.direct: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 13, 2021 Filed Dec 30, 2022 00:03 UTC Amendment | Gitlab Inc. GTLB · Entity 3663 | PurchaseClass A Common Stock | 9,143 | $74.06 | $677,126.01 |
DisclosureSEC source: 0000899243-22-039544 · doc4a.xml · nonDerivative · entry 8 Makan Divesh · CIK 0001688143 · 10% owner ICONIQ Investment Holdings, LP · CIK 0001889155 · 10% owner ICONIQ Capital Group GP, LLC · CIK 0001889156 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Investment Holdings, LP Disclosed balance after: 296,168 F10 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $73.50 to $74.48. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F4 · ownership.direct: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F19 · ownership.direct: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 13, 2021 Filed Dec 30, 2022 00:03 UTC Amendment | Gitlab Inc. GTLB · Entity 3663 | PurchaseClass A Common Stock | 1,014 | $72.98 | $73,999.59 |
DisclosureSEC source: 0000899243-22-039544 · doc4a.xml · nonDerivative · entry 7 Makan Divesh · CIK 0001688143 · 10% owner ICONIQ Investment Holdings, LP · CIK 0001889155 · 10% owner ICONIQ Capital Group GP, LLC · CIK 0001889156 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Investment Holdings, LP Disclosed balance after: 287,025 F9 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $72.50 to $73.36. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F4 · ownership.direct: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F19 · ownership.direct: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 13, 2021 Filed Feb 2, 2023 22:18 UTC Amendment | Gitlab Inc. GTLB · Entity 3663 | PurchaseClass A Common Stock | 38,659 | $74.82 | $2,892,419.99 |
DisclosureSEC source: 0000899243-23-003521 · doc4a.xml · nonDerivative · entry 10 Makan Divesh · CIK 0001688143 · 10% owner ICONIQ Investment Holdings, LP · CIK 0001889155 · 10% owner ICONIQ Capital Group GP, LLC · CIK 0001889156 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Investment Holdings, LP Disclosed balance after: 334,827 F12 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $74.49 to $75.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F5 · ownership.direct: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F20 · ownership.direct: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 13, 2021 Filed Feb 2, 2023 22:18 UTC Amendment | Gitlab Inc. GTLB · Entity 3663 | PurchaseClass A Common Stock | 9,143 | $74.06 | $677,126.01 |
DisclosureSEC source: 0000899243-23-003521 · doc4a.xml · nonDerivative · entry 9 Makan Divesh · CIK 0001688143 · 10% owner ICONIQ Investment Holdings, LP · CIK 0001889155 · 10% owner ICONIQ Capital Group GP, LLC · CIK 0001889156 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Investment Holdings, LP Disclosed balance after: 296,168 F11 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $73.50 to $74.48. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F5 · ownership.direct: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F20 · ownership.direct: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 13, 2021 Filed Feb 2, 2023 22:18 UTC Amendment | Gitlab Inc. GTLB · Entity 3663 | PurchaseClass A Common Stock | 1,014 | $72.98 | $73,999.59 |
DisclosureSEC source: 0000899243-23-003521 · doc4a.xml · nonDerivative · entry 8 Makan Divesh · CIK 0001688143 · 10% owner ICONIQ Investment Holdings, LP · CIK 0001889155 · 10% owner ICONIQ Capital Group GP, LLC · CIK 0001889156 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Investment Holdings, LP Disclosed balance after: 287,025 F10 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $72.50 to $73.36. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F5 · ownership.direct: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F20 · ownership.direct: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 01:21 UTC | Gitlab Inc. GTLB · Entity 3663 | PurchaseClass A Common Stock | 245,030 | $74.89 | $18,350,639.74 |
DisclosureSEC source: 0000899243-21-048226 · doc4.xml · nonDerivative · entry 5 Makan Divesh · CIK 0001688143 · 10% owner ICONIQ Investment Holdings, LP · CIK 0001889155 · 10% owner ICONIQ Capital Group GP, LLC · CIK 0001889156 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Investment Holdings, LP Disclosed balance after: 286,011 F6 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $74.04 to $75.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F2 · ownership.direct: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F17 · ownership.direct: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 01:21 UTC | Gitlab Inc. GTLB · Entity 3663 | PurchaseClass A Common Stock | 30,041 | $73.72 | $2,214,757.70 |
DisclosureSEC source: 0000899243-21-048226 · doc4.xml · nonDerivative · entry 4 Makan Divesh · CIK 0001688143 · 10% owner ICONIQ Investment Holdings, LP · CIK 0001889155 · 10% owner ICONIQ Capital Group GP, LLC · CIK 0001889156 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Investment Holdings, LP Disclosed balance after: 40,981 F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $73.03 to $74.02. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F2 · ownership.direct: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F17 · ownership.direct: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 01:21 UTC | Gitlab Inc. GTLB · Entity 3663 | PurchaseClass A Common Stock | 8,030 | $72.61 | $583,093.63 |
DisclosureSEC source: 0000899243-21-048226 · doc4.xml · nonDerivative · entry 3 Makan Divesh · CIK 0001688143 · 10% owner ICONIQ Investment Holdings, LP · CIK 0001889155 · 10% owner ICONIQ Capital Group GP, LLC · CIK 0001889156 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Investment Holdings, LP Disclosed balance after: 10,940 F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $72.10 to $72.99. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F2 · ownership.direct: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F17 · ownership.direct: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 01:21 UTC | Gitlab Inc. GTLB · Entity 3663 | PurchaseClass A Common Stock | 2,900 | $71.55 | $207,495.87 |
DisclosureSEC source: 0000899243-21-048226 · doc4.xml · nonDerivative · entry 2 Makan Divesh · CIK 0001688143 · 10% owner ICONIQ Investment Holdings, LP · CIK 0001889155 · 10% owner ICONIQ Capital Group GP, LLC · CIK 0001889156 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Investment Holdings, LP Disclosed balance after: 2,910 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $71.01 to $72.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F2 · ownership.direct: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F17 · ownership.direct: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 01:21 UTC | Gitlab Inc. GTLB · Entity 3663 | PurchaseClass A Common Stock | 10 | $74.88 | $748.80 |
DisclosureSEC source: 0000899243-21-048226 · doc4.xml · nonDerivative · entry 1 Makan Divesh · CIK 0001688143 · 10% owner ICONIQ Investment Holdings, LP · CIK 0001889155 · 10% owner ICONIQ Capital Group GP, LLC · CIK 0001889156 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Investment Holdings, LP Disclosed balance after: 10 F1 · shares: This transaction is being reported by Divesh Makan ("Makan") and William J.G. Griffith ("Griffith"). ICONIQ Investment Holdings, LP ("ICONIQ Investment") and ICONIQ Capital Group GP, LLC ("ICONIQ Investment GP") have filed a Form 3 reporting the shares purchased in this transaction. F2 · ownership.direct: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F17 · ownership.direct: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 10, 2021 Filed Dec 30, 2022 00:03 UTC Amendment | Gitlab Inc. GTLB · Entity 3663 | PurchaseClass A Common Stock | 245,030 | $74.89 | $18,350,639.74 |
DisclosureSEC source: 0000899243-22-039544 · doc4a.xml · nonDerivative · entry 6 Makan Divesh · CIK 0001688143 · 10% owner ICONIQ Investment Holdings, LP · CIK 0001889155 · 10% owner ICONIQ Capital Group GP, LLC · CIK 0001889156 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Investment Holdings, LP Disclosed balance after: 286,011 F8 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $74.04 to $75.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F4 · ownership.direct: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F19 · ownership.direct: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 10, 2021 Filed Dec 30, 2022 00:03 UTC Amendment | Gitlab Inc. GTLB · Entity 3663 | PurchaseClass A Common Stock | 30,041 | $73.72 | $2,214,757.70 |
DisclosureSEC source: 0000899243-22-039544 · doc4a.xml · nonDerivative · entry 5 Makan Divesh · CIK 0001688143 · 10% owner ICONIQ Investment Holdings, LP · CIK 0001889155 · 10% owner ICONIQ Capital Group GP, LLC · CIK 0001889156 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Investment Holdings, LP Disclosed balance after: 40,981 F7 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $73.03 to $74.02. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F4 · ownership.direct: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F19 · ownership.direct: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 10, 2021 Filed Dec 30, 2022 00:03 UTC Amendment | Gitlab Inc. GTLB · Entity 3663 | PurchaseClass A Common Stock | 8,030 | $72.61 | $583,093.63 |
DisclosureSEC source: 0000899243-22-039544 · doc4a.xml · nonDerivative · entry 4 Makan Divesh · CIK 0001688143 · 10% owner ICONIQ Investment Holdings, LP · CIK 0001889155 · 10% owner ICONIQ Capital Group GP, LLC · CIK 0001889156 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Investment Holdings, LP Disclosed balance after: 10,940 F6 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $72.10 to $72.99. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F4 · ownership.direct: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F19 · ownership.direct: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 10, 2021 Filed Dec 30, 2022 00:03 UTC Amendment | Gitlab Inc. GTLB · Entity 3663 | PurchaseClass A Common Stock | 2,900 | $71.55 | $207,495.87 |
DisclosureSEC source: 0000899243-22-039544 · doc4a.xml · nonDerivative · entry 3 Makan Divesh · CIK 0001688143 · 10% owner ICONIQ Investment Holdings, LP · CIK 0001889155 · 10% owner ICONIQ Capital Group GP, LLC · CIK 0001889156 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Investment Holdings, LP Disclosed balance after: 2,910 F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $71.01 to $72.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F4 · ownership.direct: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F19 · ownership.direct: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 10, 2021 Filed Dec 30, 2022 00:03 UTC Amendment | Gitlab Inc. GTLB · Entity 3663 | PurchaseClass A Common Stock | 10 | $74.88 | $748.80 |
DisclosureSEC source: 0000899243-22-039544 · doc4a.xml · nonDerivative · entry 2 Makan Divesh · CIK 0001688143 · 10% owner ICONIQ Investment Holdings, LP · CIK 0001889155 · 10% owner ICONIQ Capital Group GP, LLC · CIK 0001889156 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Investment Holdings, LP Disclosed balance after: 10 F3 · shares: This transaction is being reported by Makan and William J.G. Griffith ("Griffith"). ICONIQ Investment Holdings, LP ("ICONIQ Investment") and ICONIQ Capital Group GP, LLC ("ICONIQ Investment GP") have filed a Form 3 reporting the shares purchased in this transaction. F4 · ownership.direct: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F19 · ownership.direct: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 10, 2021 Filed Dec 30, 2022 00:03 UTC Amendment | Gitlab Inc. GTLB · Entity 3663 | PurchaseClass A Common Stock | 53,676 | $75.07 | $4,029,441.22 |
DisclosureSEC source: 0000899243-22-039544 · doc4a.xml · nonDerivative · entry 1 Makan Divesh · CIK 0001688143 · 10% owner ICONIQ Investment Holdings, LP · CIK 0001889155 · 10% owner ICONIQ Capital Group GP, LLC · CIK 0001889156 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,676 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $74.85 to $75.25. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F2 · ownership.direct: The shares are held directly by Divesh Makan ("Makan") through a family trust of which he is a trustee and another estate planning trust having an independent trustee. The Reporting Persons disclaim beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 10, 2021 Filed Feb 2, 2023 22:18 UTC Amendment | Gitlab Inc. GTLB · Entity 3663 | PurchaseClass A Common Stock | 245,030 | $74.89 | $18,350,639.74 |
DisclosureSEC source: 0000899243-23-003521 · doc4a.xml · nonDerivative · entry 7 Makan Divesh · CIK 0001688143 · 10% owner ICONIQ Investment Holdings, LP · CIK 0001889155 · 10% owner ICONIQ Capital Group GP, LLC · CIK 0001889156 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Investment Holdings, LP Disclosed balance after: 286,011 F9 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $74.04 to $75.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F5 · ownership.direct: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F20 · ownership.direct: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 10, 2021 Filed Feb 2, 2023 22:18 UTC Amendment | Gitlab Inc. GTLB · Entity 3663 | PurchaseClass A Common Stock | 30,041 | $73.72 | $2,214,757.70 |
DisclosureSEC source: 0000899243-23-003521 · doc4a.xml · nonDerivative · entry 6 Makan Divesh · CIK 0001688143 · 10% owner ICONIQ Investment Holdings, LP · CIK 0001889155 · 10% owner ICONIQ Capital Group GP, LLC · CIK 0001889156 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Investment Holdings, LP Disclosed balance after: 40,981 F8 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $73.03 to $74.02. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F5 · ownership.direct: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F20 · ownership.direct: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 10, 2021 Filed Feb 2, 2023 22:18 UTC Amendment | Gitlab Inc. GTLB · Entity 3663 | PurchaseClass A Common Stock | 8,030 | $72.61 | $583,093.63 |
DisclosureSEC source: 0000899243-23-003521 · doc4a.xml · nonDerivative · entry 5 Makan Divesh · CIK 0001688143 · 10% owner ICONIQ Investment Holdings, LP · CIK 0001889155 · 10% owner ICONIQ Capital Group GP, LLC · CIK 0001889156 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Investment Holdings, LP Disclosed balance after: 10,940 F7 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $72.10 to $72.99. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F5 · ownership.direct: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F20 · ownership.direct: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 10, 2021 Filed Feb 2, 2023 22:18 UTC Amendment | Gitlab Inc. GTLB · Entity 3663 | PurchaseClass A Common Stock | 2,900 | $71.55 | $207,495.87 |
DisclosureSEC source: 0000899243-23-003521 · doc4a.xml · nonDerivative · entry 4 Makan Divesh · CIK 0001688143 · 10% owner ICONIQ Investment Holdings, LP · CIK 0001889155 · 10% owner ICONIQ Capital Group GP, LLC · CIK 0001889156 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Investment Holdings, LP Disclosed balance after: 2,910 F6 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $71.01 to $72.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F5 · ownership.direct: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F20 · ownership.direct: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 10, 2021 Filed Feb 2, 2023 22:18 UTC Amendment | Gitlab Inc. GTLB · Entity 3663 | PurchaseClass A Common Stock | 10 | $74.88 | $748.80 |
DisclosureSEC source: 0000899243-23-003521 · doc4a.xml · nonDerivative · entry 3 Makan Divesh · CIK 0001688143 · 10% owner ICONIQ Investment Holdings, LP · CIK 0001889155 · 10% owner ICONIQ Capital Group GP, LLC · CIK 0001889156 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Investment Holdings, LP Disclosed balance after: 10 F4 · shares: This transaction is being reported by Makan and Griffith. ICONIQ Investment Holdings, LP ("ICONIQ Investment") and ICONIQ Capital Group GP, LLC ("ICONIQ Investment GP") have filed a Form 3 reporting the shares purchased in this transaction. F5 · ownership.direct: Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment. F20 · ownership.direct: Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 10, 2021 Filed Feb 2, 2023 22:18 UTC Amendment | Gitlab Inc. GTLB · Entity 3663 | PurchaseClass A Common Stock | 53,329 | $75.01 | $4,000,074.97 |
DisclosureSEC source: 0000899243-23-003521 · doc4a.xml · nonDerivative · entry 2 Makan Divesh · CIK 0001688143 · 10% owner ICONIQ Investment Holdings, LP · CIK 0001889155 · 10% owner ICONIQ Capital Group GP, LLC · CIK 0001889156 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By William J.G.Griffith Disclosed balance after: 53,329 F3 · ownership.direct: The shares are held directly by William J.G. Griffith ("Griffith") through a family trust of which he is a trustee and another estate planning trust having an independent trustee. The Reporting Persons disclaim beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 10, 2021 Filed Feb 2, 2023 22:18 UTC Amendment | Gitlab Inc. GTLB · Entity 3663 | PurchaseClass A Common Stock | 53,676 | $75.07 | $4,029,441.22 |
DisclosureSEC source: 0000899243-23-003521 · doc4a.xml · nonDerivative · entry 1 Makan Divesh · CIK 0001688143 · 10% owner ICONIQ Investment Holdings, LP · CIK 0001889155 · 10% owner ICONIQ Capital Group GP, LLC · CIK 0001889156 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,676 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $74.85 to $75.25. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. F2 · ownership.direct: The shares are held directly by Divesh Makan ("Makan") through a family trust of which he is a trustee and another estate planning trust having an independent trustee. The Reporting Persons disclaim beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.