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Platt Tracy L

Disclosed activity across 2 companies

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49511
SEC CIK
0001782639

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NEWELL BRANDS INC.NWL · Entity 4339Chief Human Resources OfficerMay 04, 2026May 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NEWELL BRANDS INC.

Report date May 04, 2026 · Filed May 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-05-04 transaction · row 1
1 source row

Row 1 · 2026-05-04 · Sale · Disposed 96,169 · Balance 0

F1: The price reported is a weighted average stock price. Shares were sold between $4.65 and $4.67, inclusive.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is a weighted average stock price. Shares were sold between $4.65 and $4.67, inclusive.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CERNER Corp

Report date June 07, 2022 · Filed June 09, 2022

Section 16 reporting ended · disclosed 2022-06-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectby ASPP account0 Reported balance After 2022-06-07 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2022-06-07 · Other · Disposed 844 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Cedar Acquisition Corporation ("Merger Subsidiary") in connection with the Agreement and Plan of Merger, dated December 20, 2021 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between Cerner Corporation ("Cerner") and Merger Subsidiary, which is a wholly owned subsidiary of OC Acquisition LLC ("Parent"), Parent, which is a wholly owned subsidiary of Oracle Corporation ("Oracle"), and Oracle. Pursuant to the Merger Agreement, on January 19, 2022, Oracle commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Cerner common stock for a purchase price of $95.00 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 7, 2022, Oracle accepted all shares tendered in the Offer.

Common StockSEC Table I · non-derivativeIndirectby 401(k) Plan0 Reported balance After 2022-06-07 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-06-07 · Other · Disposed 154 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Cedar Acquisition Corporation ("Merger Subsidiary") in connection with the Agreement and Plan of Merger, dated December 20, 2021 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between Cerner Corporation ("Cerner") and Merger Subsidiary, which is a wholly owned subsidiary of OC Acquisition LLC ("Parent"), Parent, which is a wholly owned subsidiary of Oracle Corporation ("Oracle"), and Oracle. Pursuant to the Merger Agreement, on January 19, 2022, Oracle commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Cerner common stock for a purchase price of $95.00 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 7, 2022, Oracle accepted all shares tendered in the Offer.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-07-26Direct0 Reported balance After 2022-06-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-06-08 · Disposition to issuer · Disposed 10,029 · Balance 0

F2: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-04-28Direct0 Reported balance After 2022-06-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-06-08 · Disposition to issuer · Disposed 5,549 · Balance 0

F2: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-04-28Direct0 Reported balance After 2022-06-08 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-06-08 · Disposition to issuer · Disposed 15,870 · Balance 0

F2: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2024-05-07Direct0 Reported balance After 2022-06-08 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-06-08 · Disposition to issuer · Disposed 11,303 · Balance 0

F2: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2025-03-04Direct0 Reported balance After 2022-06-08 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-06-08 · Disposition to issuer · Disposed 13,909 · Balance 0

F2: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Cedar Acquisition Corporation ("Merger Subsidiary") in connection with the Agreement and Plan of Merger, dated December 20, 2021 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between Cerner Corporation ("Cerner") and Merger Subsidiary, which is a wholly owned subsidiary of OC Acquisition LLC ("Parent"), Parent, which is a wholly owned subsidiary of Oracle Corporation ("Oracle"), and Oracle. Pursuant to the Merger Agreement, on January 19, 2022, Oracle commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Cerner common stock for a purchase price of $95.00 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 7, 2022, Oracle accepted all shares tendered in the Offer.

F2: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 04, 2026 Filed May 6, 2026 20:09 UTC NEWELL BRANDS INC. NWL · Entity 4339 SaleCommon Stock 96,169 $4.65 $447,185.85
Disclosure

SEC source: 0001782639-26-000010 · wk-form4_1778098177.xml · nonDerivative · entry 1

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported is a weighted average stock price. Shares were sold between $4.65 and $4.67, inclusive.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:28 UTC NEWELL BRANDS INC. NWL · Entity 4339 GrantRestricted Stock Units · Derivative 203,269 $0.00 $0.00
Disclosure

SEC source: 0001782639-26-000007 · wk-form4_1772576912.xml · derivative · entry 1

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,269

Underlying: Common Stock · 203,269 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Time Based Restricted Stock Unit ("TRSU") represents a contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The TRSUs vest ratably, with one-third (1/3) vesting on February 27, 2027, one-third (1/3) vesting on February 15, 2028, and the remainder of shares vesting on February 15, 2029, subject to continuous employment with the Company.

F3 · derivative.expiration_date: N/A

Read SEC document
February 17, 2026 Filed Feb 18, 2026 21:04 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionRestricted Stock Units · Derivative 42,251 $0.00 $0.00
Disclosure

SEC source: 0001782639-26-000004 · wk-form4_1771448644.xml · derivative · entry 6

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,503

Underlying: Common Stock · 42,251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Time Based Restricted Stock Unit ("TRSU") represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: The TRSU vests ratably in one-third increments on the grant date's first, second and third anniversaries, subject to the reporting person's continuous employment with the Company.

F5 · derivative.expiration_date: N/A

Read SEC document
February 17, 2026 Filed Feb 18, 2026 21:04 UTC NEWELL BRANDS INC. NWL · Entity 4339 Tax withholdingCommon Stock 12,608 $4.67 $58,879.36
Disclosure

SEC source: 0001782639-26-000004 · wk-form4_1771448644.xml · nonDerivative · entry 4

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,169

F2 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on February 17, 2026.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 21:04 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionCommon Stock 42,251 $0.00 $0.00
Disclosure

SEC source: 0001782639-26-000004 · wk-form4_1771448644.xml · nonDerivative · entry 3

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2026 Filed Feb 18, 2026 21:04 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionRestricted Stock Units · Derivative 35,745 $0.00 $0.00
Disclosure

SEC source: 0001782639-26-000004 · wk-form4_1771448644.xml · derivative · entry 5

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,745

Underlying: Common Stock · 35,745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Time Based Restricted Stock Unit ("TRSU") represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: The TRSU vests ratably in one-third increments on the grant date's first, second and third anniversaries, subject to the reporting person's continuous employment with the Company.

F5 · derivative.expiration_date: N/A

Read SEC document
February 16, 2026 Filed Feb 18, 2026 21:04 UTC NEWELL BRANDS INC. NWL · Entity 4339 Tax withholdingCommon Stock 12,023 $4.70 $56,508.10
Disclosure

SEC source: 0001782639-26-000004 · wk-form4_1771448644.xml · nonDerivative · entry 2

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,526

F1 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on February 13, 2026.

Read SEC document
February 16, 2026 Filed Feb 18, 2026 21:04 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionCommon Stock 35,745 $0.00 $0.00
Disclosure

SEC source: 0001782639-26-000004 · wk-form4_1771448644.xml · nonDerivative · entry 1

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 21:20 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionRestricted Stock Units · Derivative 33,272 $0.00 $0.00
Disclosure

SEC source: 0001782639-25-000008 · wk-form4_1765228838.xml · derivative · entry 3

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,272 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The restricted stock unit vests ratably in one-third increments on the grant date's first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company.

F4 · derivative.expiration_date: N/A

Read SEC document
December 04, 2025 Filed Dec 8, 2025 21:20 UTC NEWELL BRANDS INC. NWL · Entity 4339 Tax withholdingCommon Stock 14,920 $3.69 $55,054.80
Disclosure

SEC source: 0001782639-25-000008 · wk-form4_1765228838.xml · nonDerivative · entry 2

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,804

F1 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on December 4, 2025.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 21:20 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionCommon Stock 33,272 $0.00 $0.00
Disclosure

SEC source: 0001782639-25-000008 · wk-form4_1765228838.xml · nonDerivative · entry 1

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2025 Filed Feb 18, 2025 21:17 UTC NEWELL BRANDS INC. NWL · Entity 4339 GrantRestricted Stock Units · Derivative 126,754 $0.00 $0.00
Disclosure

SEC source: 0000814453-25-000022 · wk-form4_1739913431.xml · derivative · entry 1

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,754

Underlying: Common Stock · 126,754 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The restricted stock unit vests ratably in one-third increments on the grant date's first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company.

F3 · derivative.expiration_date: N/A

Read SEC document
February 16, 2025 Filed Feb 19, 2025 21:09 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionRestricted Stock Units · Derivative 35,745 $0.00 $0.00
Disclosure

SEC source: 0000814453-25-000037 · wk-form4_1739999378.xml · derivative · entry 3

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The restricted stock unit vests ratably in one-third increments on the grant date's first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company.

F4 · derivative.expiration_date: N/A

Read SEC document
February 16, 2025 Filed Feb 19, 2025 21:09 UTC NEWELL BRANDS INC. NWL · Entity 4339 Tax withholdingCommon Stock 11,293 $7.06 $79,672.12
Disclosure

SEC source: 0000814453-25-000037 · wk-form4_1739999378.xml · nonDerivative · entry 2

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,452

F1 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on February 14, 2025.

Read SEC document
February 16, 2025 Filed Feb 19, 2025 21:09 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionCommon Stock 35,745 $0.00 $0.00
Disclosure

SEC source: 0000814453-25-000037 · wk-form4_1739999378.xml · nonDerivative · entry 1

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2024 Filed Dec 6, 2024 21:14 UTC NEWELL BRANDS INC. NWL · Entity 4339 SaleCommon Stock 23,343 $10.31 $240,666.33
Disclosure

SEC source: 0000814453-24-000124 · wk-form4_1733519655.xml · nonDerivative · entry 3

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 04, 2024 Filed Dec 6, 2024 21:14 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionRestricted Stock Units · Derivative 33,272 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000124 · wk-form4_1733519655.xml · derivative · entry 4

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,272 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The restricted stock unit vests ratably in one-third increments on the grant date's first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company.

F4 · derivative.expiration_date: N/A

Read SEC document
December 04, 2024 Filed Dec 6, 2024 21:14 UTC NEWELL BRANDS INC. NWL · Entity 4339 Tax withholdingCommon Stock 9,929 $10.08 $100,084.32
Disclosure

SEC source: 0000814453-24-000124 · wk-form4_1733519655.xml · nonDerivative · entry 2

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,343

F1 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on December 4, 2024.

Read SEC document
December 04, 2024 Filed Dec 6, 2024 21:14 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionCommon Stock 33,272 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000124 · wk-form4_1733519655.xml · nonDerivative · entry 1

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2024 Filed Nov 13, 2024 21:10 UTC NEWELL BRANDS INC. NWL · Entity 4339 GrantRestricted Stock Units · Derivative 99,817 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000120 · wk-form4_1731532213.xml · derivative · entry 1

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,817

Underlying: Common Stock · 99,817 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Based Restricted Stock Unit ("PRSU") represents a contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The Company's Compensation and Human Capital Committee certified full achievement of the pre-established goals of the Reporting Person's PRSUs granted on December 4, 2023 (the "Grant Date"). The terms of the Reporting Person's PRSUs provide for cliff vesting on the third anniversary of the Grant Date, subject to continuous employment with the Company and based on the actual achievement of performance metrics related to the implementation by the Reporting Person of a Company-wide performance management system and completion of an executive talent assessment within the first eighteen (18) months of employment.

F3 · derivative.expiration_date: N/A.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:15 UTC NEWELL BRANDS INC. NWL · Entity 4339 GrantRestricted Stock Units · Derivative 107,235 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000033 · wk-form4_1708550092.xml · derivative · entry 1

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,235

Underlying: Common Stock · 107,235 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The restricted stock unit vests ratably in one-third increments on the grant date's first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company.

F3 · derivative.expiration_date: N/A

Read SEC document
December 04, 2023 Filed Dec 6, 2023 21:12 UTC NEWELL BRANDS INC. NWL · Entity 4339 GrantRestricted Stock Units · Derivative 99,817 $0.00 $0.00
Disclosure

SEC source: 0000814453-23-000154 · wk-form4_1701897168.xml · derivative · entry 1

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,817

Underlying: Common Stock · 99,817 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The restricted stock unit vests ratably in one-third increments on the grant date's first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company.

F3 · derivative.expiration_date: N/A

Read SEC document
June 08, 2022 Filed Jun 9, 2022 17:26 UTC CERNER Corp CERN · Entity 126375 Disposition to issuerRestricted Stock Units · Derivative 13,909 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-035502 · doc4.xml · derivative · entry 7

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,909 shares

Expires 2025-03-04

F2 · derivative.exercise_price: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

F2 · kind: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

F2 · price: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 17:26 UTC CERNER Corp CERN · Entity 126375 Disposition to issuerRestricted Stock Units · Derivative 11,303 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-035502 · doc4.xml · derivative · entry 6

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,303 shares

Expires 2024-05-07

F2 · derivative.exercise_price: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

F2 · kind: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

F2 · price: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 17:26 UTC CERNER Corp CERN · Entity 126375 Disposition to issuerRestricted Stock Units · Derivative 15,870 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-035502 · doc4.xml · derivative · entry 5

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,870 shares

Expires 2023-04-28

F2 · derivative.exercise_price: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

F2 · kind: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

F2 · price: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 17:26 UTC CERNER Corp CERN · Entity 126375 Disposition to issuerRestricted Stock Units · Derivative 5,549 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-035502 · doc4.xml · derivative · entry 4

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,549 shares

Expires 2023-04-28

F2 · derivative.exercise_price: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

F2 · kind: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

F2 · price: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 17:26 UTC CERNER Corp CERN · Entity 126375 Disposition to issuerRestricted Stock Units · Derivative 10,029 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-035502 · doc4.xml · derivative · entry 3

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,029 shares

Expires 2022-07-26

F2 · derivative.exercise_price: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

F2 · kind: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

F2 · price: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 17:26 UTC CERNER Corp CERN · Entity 126375 OtherCommon Stock 154 $95.00 $14,630.00
Disclosure

SEC source: 0001209191-22-035502 · doc4.xml · nonDerivative · entry 2

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k) Plan

Disclosed balance after: 0

F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Cedar Acquisition Corporation ("Merger Subsidiary") in connection with the Agreement and Plan of Merger, dated December 20, 2021 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between Cerner Corporation ("Cerner") and Merger Subsidiary, which is a wholly owned subsidiary of OC Acquisition LLC ("Parent"), Parent, which is a wholly owned subsidiary of Oracle Corporation ("Oracle"), and Oracle. Pursuant to the Merger Agreement, on January 19, 2022, Oracle commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Cerner common stock for a purchase price of $95.00 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 7, 2022, Oracle accepted all shares tendered in the Offer.

F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Cedar Acquisition Corporation ("Merger Subsidiary") in connection with the Agreement and Plan of Merger, dated December 20, 2021 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between Cerner Corporation ("Cerner") and Merger Subsidiary, which is a wholly owned subsidiary of OC Acquisition LLC ("Parent"), Parent, which is a wholly owned subsidiary of Oracle Corporation ("Oracle"), and Oracle. Pursuant to the Merger Agreement, on January 19, 2022, Oracle commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Cerner common stock for a purchase price of $95.00 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 7, 2022, Oracle accepted all shares tendered in the Offer.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 17:26 UTC CERNER Corp CERN · Entity 126375 OtherCommon Stock 844 $95.00 $80,180.00
Disclosure

SEC source: 0001209191-22-035502 · doc4.xml · nonDerivative · entry 1

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by ASPP account

Disclosed balance after: 0

F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Cedar Acquisition Corporation ("Merger Subsidiary") in connection with the Agreement and Plan of Merger, dated December 20, 2021 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between Cerner Corporation ("Cerner") and Merger Subsidiary, which is a wholly owned subsidiary of OC Acquisition LLC ("Parent"), Parent, which is a wholly owned subsidiary of Oracle Corporation ("Oracle"), and Oracle. Pursuant to the Merger Agreement, on January 19, 2022, Oracle commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Cerner common stock for a purchase price of $95.00 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 7, 2022, Oracle accepted all shares tendered in the Offer.

F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Cedar Acquisition Corporation ("Merger Subsidiary") in connection with the Agreement and Plan of Merger, dated December 20, 2021 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between Cerner Corporation ("Cerner") and Merger Subsidiary, which is a wholly owned subsidiary of OC Acquisition LLC ("Parent"), Parent, which is a wholly owned subsidiary of Oracle Corporation ("Oracle"), and Oracle. Pursuant to the Merger Agreement, on January 19, 2022, Oracle commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Cerner common stock for a purchase price of $95.00 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 7, 2022, Oracle accepted all shares tendered in the Offer.

Read SEC document
March 11, 2022 Filed Mar 11, 2022 16:44 UTC CERNER Corp CERN · Entity 126375 SaleCommon Stock 7,769 $93.40 $725,624.60
Disclosure

SEC source: 0001209191-22-018181 · doc4.xml · nonDerivative · entry 1

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Price reflects a weighted-average price for the transaction. Sale of shares took place at actual prices ranging from $93.40 to $93.42.

F2 · price: Full information regarding the number of shares acquired at each separate price will be provided upon request by the Commission staff, Cerner Corporation, or a Cerner shareholder.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 16:08 UTC CERNER Corp CERN · Entity 126375 GrantRestricted Stock Units · Derivative 13,909 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017050 · doc4.xml · derivative · entry 4

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,909

Underlying: Common Stock · 13,909 shares

Expires 2025-03-04

F1 · derivative.exercise_price: The restricted stock units convert on a one for one basis for shares of common stock, without any consideration.

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of Cerner Corporation common stock. The restricted stock units are eligible for vesting, per the following schedule: 4,636 on 3/4/2023, 4,636 on 3/4/2024 and 4,637 on 3/4/2025, subject to continued employment through the respective vesting dates.

F3 · price: This transaction represents a grant of restricted stock units to the reporting person by the issuer. Therefore, no consideration other than the value of services rendered was paid for the security.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 16:05 UTC CERNER Corp CERN · Entity 126375 GrantRestricted Stock Units · Derivative 7,492 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010703 · doc4.xml · derivative · entry 4

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,870

Underlying: Common Stock · 7,492 shares

Expires 2023-04-28

F1 · derivative.exercise_price: The RSUs convert on a one for basis for shares of common stock, without any consideration.

F2 · shares: Reporting person was granted performance-based restricted stock units on April 30, 2020, which are earned based on the attainment of established performance criteria unrelated to the Company's stock price. As a result of our full year 2021 performance relative to the attainment of the established Adjusted Operating Margin performance targets, the number of shares listed in this Table II were banked upon Compensation Committee approval, and will be banked until April 28, 2023, the vest date, subject to continued employment through such date. Each restricted stock unit represents a contingent right to receive one share of Cerner Corporation common stock.

F3 · price: This transaction represents a grant of restricted stock units to the reporting person by the issuer. Therefore, no consideration other than the value of services rendered was paid for the security.

Read SEC document
December 31, 2021 Filed Jan 21, 2022 16:06 UTC CERNER Corp CERN · Entity 126375 OtherCommon Stock 72 $72.03 $5,186.16
Disclosure

SEC source: 0001209191-22-004393 · doc5.xml · nonDerivative · entry 2

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k) Plan

Disclosed balance after: 154

F3 · kind: Represents shares acquired through routine payroll deduction and participation in the issuer's 401(k) plan between 1/1/2021 and 12/31/2021, at prices ranging from $69.53 to $80.12 per share. Balance is based on plan statement as of 12/31/2021. This transaction qualifies as a non-discretionary transaction from a tax-qualified plan.

F2 · price: Full information regarding the number of shares acquired at each separate price will be provided upon request by the Commission staff, Cerner Corporation, or a Cerner shareholder.

F3 · price: Represents shares acquired through routine payroll deduction and participation in the issuer's 401(k) plan between 1/1/2021 and 12/31/2021, at prices ranging from $69.53 to $80.12 per share. Balance is based on plan statement as of 12/31/2021. This transaction qualifies as a non-discretionary transaction from a tax-qualified plan.

Read SEC document
December 31, 2021 Filed Jan 21, 2022 16:06 UTC CERNER Corp CERN · Entity 126375 OtherCommon Stock 322 $62.03 $19,973.66
Disclosure

SEC source: 0001209191-22-004393 · doc5.xml · nonDerivative · entry 1

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by ASPP account

Disclosed balance after: 844

F1 · kind: Represents shares purchased through the associate stock purchase plan (ASPP), an Internal Revenue Code Section 423 stock purchase plan, in transactions exempt under Rule 16b-3(c), at prices ranging from $61.10 to $66.44.

F1 · price: Represents shares purchased through the associate stock purchase plan (ASPP), an Internal Revenue Code Section 423 stock purchase plan, in transactions exempt under Rule 16b-3(c), at prices ranging from $61.10 to $66.44.

F2 · price: Full information regarding the number of shares acquired at each separate price will be provided upon request by the Commission staff, Cerner Corporation, or a Cerner shareholder.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 17:02 UTC CERNER Corp CERN · Entity 126375 Exercise / conversionRestricted Stock Units · Derivative 5,651 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070956 · doc4.xml · derivative · entry 7

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,303

Underlying: Common Stock · 5,651 shares

Expires 2024-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units convert on a one for one basis for shares of common stock, without any consideration.

F3 · shares: Reflects the accelerated vesting of restricted stock units for tax planning purposes in connection with the transactions contemplated by that certain merger agreement dated December 20, 2021.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 17:02 UTC CERNER Corp CERN · Entity 126375 Exercise / conversionRestricted Stock Units · Derivative 5,549 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070956 · doc4.xml · derivative · entry 6

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,549

Underlying: Common Stock · 5,549 shares

Expires 2023-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units convert on a one for one basis for shares of common stock, without any consideration.

F3 · shares: Reflects the accelerated vesting of restricted stock units for tax planning purposes in connection with the transactions contemplated by that certain merger agreement dated December 20, 2021.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 17:02 UTC CERNER Corp CERN · Entity 126375 Tax withholdingCommon Stock 3,431 $90.49 $310,471.19
Disclosure

SEC source: 0001209191-21-070956 · doc4.xml · nonDerivative · entry 3

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,769

F1 · shares: Shares withheld to satisfy the tax withholdings for the vesting of restricted stock units.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 17:02 UTC CERNER Corp CERN · Entity 126375 Exercise / conversionCommon Stock 5,651 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070956 · doc4.xml · nonDerivative · entry 2

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 17:02 UTC CERNER Corp CERN · Entity 126375 Exercise / conversionCommon Stock 5,549 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070956 · doc4.xml · nonDerivative · entry 1

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 09:14 UTC CERNER Corp CERN · Entity 126375 SaleCommon Stock 9,989 $79.70 $796,123.30
Disclosure

SEC source: 0001209191-21-049176 · doc4.xml · nonDerivative · entry 1

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Price reflects a weighted-average price for the transaction. Sale of shares took place at actual prices ranging from $79.60 to $79.79.

F2 · price: Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, Cerner Corporation, or a Cerner shareholder.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 16:02 UTC CERNER Corp CERN · Entity 126375 Exercise / conversionRestricted Stock Units · Derivative 10,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-048420 · doc4.xml · derivative · entry 5

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,029

Underlying: Common Stock · 10,032 shares

Expires 2022-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 16:02 UTC CERNER Corp CERN · Entity 126375 Tax withholdingCommon Stock 3,885 $78.29 $304,156.65
Disclosure

SEC source: 0001209191-21-048420 · doc4.xml · nonDerivative · entry 2

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,989

F1 · shares: Shares withheld to satisfy the tax withholdings for the vesting of restricted stock units.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 16:02 UTC CERNER Corp CERN · Entity 126375 Exercise / conversionCommon Stock 10,032 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-048420 · doc4.xml · nonDerivative · entry 1

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2021 Filed May 11, 2021 16:05 UTC CERNER Corp CERN · Entity 126375 GrantRestricted Stock Units · Derivative 16,954 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-031610 · doc4.xml · derivative · entry 4

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,954

Underlying: Common Stock · 16,954 shares

Expires 2024-05-07

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Cerner Corporation common stock. The restricted stock units are eligible for vesting, per the following schedule: 5,651 on 5/7/2022, 5,651 on 5/7/2023 and 5,652 on 5/7/2024, subject to continued employment through the respective vesting dates.

F2 · price: This transaction represents a grant of restricted stock units to the reporting person by the issuer. Therefore, no consideration other than the value of services rendered was paid for the security.

Read SEC document
April 30, 2021 Filed May 3, 2021 16:14 UTC CERNER Corp CERN · Entity 126375 Exercise / conversionRestricted Stock Units · Derivative 5,548 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-029456 · doc4.xml · derivative · entry 5

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,098

Underlying: Common Stock · 5,548 shares

Expires 2023-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 30, 2021 Filed May 3, 2021 16:14 UTC CERNER Corp CERN · Entity 126375 Tax withholdingCommon Stock 1,706 $75.05 $128,035.30
Disclosure

SEC source: 0001209191-21-029456 · doc4.xml · nonDerivative · entry 2

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,842

F1 · shares: Shares withheld to satisfy the tax withholdings for the vesting of restricted stock units.

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April 30, 2021 Filed May 3, 2021 16:14 UTC CERNER Corp CERN · Entity 126375 Exercise / conversionCommon Stock 5,548 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-029456 · doc4.xml · nonDerivative · entry 1

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 26, 2021 Filed Mar 29, 2021 16:05 UTC CERNER Corp CERN · Entity 126375 GrantRestricted Stock Units · Derivative 8,378 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023425 · doc4.xml · derivative · entry 3

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,378

Underlying: Common Stock · 8,378 shares

Expires 2023-04-28

F1 · shares: Reporting person was granted performance-based restricted stock units on April 30, 2020, which are earned based on the attainment of established performance criteria unrelated to the Company's stock price. As a result of our Q4 2020 performance relative to the attainment of the established Adjusted Operating Margin performance targets, the number of shares listed in this Table II were banked upon Compensation Committee approval, and will be banked until April 28, 2023, the vest date, subject to continued employment through such date. Each restricted stock unit represents a contingent right to receive one share of Cerner Corporation common stock.

F2 · price: This transaction represents a grant of restricted stock units to the reporting person by the issuer. Therefore, no consideration other than the value of services rendered was paid for the security.

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December 31, 2020 Filed Feb 12, 2021 18:02 UTC CERNER Corp CERN · Entity 126375 OtherCommon Stock 82 $70.10 $5,748.20
Disclosure

SEC source: 0001209191-21-010373 · doc5.xml · nonDerivative · entry 2

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k) Plan

Disclosed balance after: 82

F3 · kind: Represents shares acquired through routine payroll deduction and participation in the issuer's 401(k) plan between 12/29/2019 and 12/31/2020, at prices ranging from $57.06 to $78.97 per share. Balance is based on plan statement as of 12/31/2020. This transaction qualifies as a nondiscretionary transaction from a tax-qualified plan.

F2 · price: Full information regarding the number of shares acquired at each separate price will be provided upon request by the Commission staff, Cerner Corporation, or a Cerner shareholder.

F3 · price: Represents shares acquired through routine payroll deduction and participation in the issuer's 401(k) plan between 12/29/2019 and 12/31/2020, at prices ranging from $57.06 to $78.97 per share. Balance is based on plan statement as of 12/31/2020. This transaction qualifies as a nondiscretionary transaction from a tax-qualified plan.

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December 31, 2020 Filed Feb 12, 2021 18:02 UTC CERNER Corp CERN · Entity 126375 OtherCommon Stock 362 $55.16 $19,967.92
Disclosure

SEC source: 0001209191-21-010373 · doc5.xml · nonDerivative · entry 1

Platt Tracy L · CIK 0001782639 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by ASPP account

Disclosed balance after: 522

F1 · kind: Represents shares purchased through the associate stock purchase plan (ASPP), an Internal Revenue Code Section 423 stock purchase plan, in transactions exempt under Rule 16b-3(c), at prices ranging from $53.54 to $58.27.

F1 · price: Represents shares purchased through the associate stock purchase plan (ASPP), an Internal Revenue Code Section 423 stock purchase plan, in transactions exempt under Rule 16b-3(c), at prices ranging from $53.54 to $58.27.

F2 · price: Full information regarding the number of shares acquired at each separate price will be provided upon request by the Commission staff, Cerner Corporation, or a Cerner shareholder.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.