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person · Reporting owner

Nardecchia Christopher

Disclosed activity across 1 company

Tapewire entity
49458
SEC CIK
0001720483

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ROCKWELL AUTOMATION, INCROK · Entity 906SVP, Chief Information OfficerOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ROCKWELL AUTOMATION, INC

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Performance SharesSEC Table II · derivative / convertible security · Expires 2026-12-04Direct1,533 Reported balance After 2026-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 1,533 · Balance 1,533

F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

Filing footnotes · ownership attribution and instrument terms

F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 06, 2021 Filed Dec 7, 2021 23:24 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 216 $345.27 $74,579.14
Disclosure

SEC source: 0001024478-21-000107 · wf-form4_163891945950258.xml · nonDerivative · entry 5

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,094

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/25/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $345.07 to $345.58. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F6 · balance_after: Includes 4,654 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:24 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 90 $343.53 $30,917.36
Disclosure

SEC source: 0001024478-21-000107 · wf-form4_163891945950258.xml · nonDerivative · entry 4

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,310

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/25/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $343.33 to $343.65. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:24 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 289 $342.60 $99,010.04
Disclosure

SEC source: 0001024478-21-000107 · wf-form4_163891945950258.xml · nonDerivative · entry 3

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,400

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/25/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $342.12 to $342.86. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:24 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 585 $341.76 $199,931.65
Disclosure

SEC source: 0001024478-21-000107 · wf-form4_163891945950258.xml · nonDerivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,689

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/25/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $341.08 to $342.00. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 04, 2021 Filed Dec 7, 2021 23:24 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionPerformance Shares · Derivative 1,916 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000107 · wf-form4_163891945950258.xml · derivative · entry 7

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,916 shares

Expires 2021-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2021 Filed Dec 7, 2021 23:24 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 1,916 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000107 · wf-form4_163891945950258.xml · nonDerivative · entry 1

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2021 Filed Oct 5, 2021 15:04 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 20 $293.14 $5,862.80
Disclosure

SEC source: 0001024478-21-000059 · wf-form4_163344625848592.xml · nonDerivative · entry 4

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,358

F2 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/25/2021.

F5 · balance_after: Includes 5,094 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
October 04, 2021 Filed Oct 5, 2021 15:04 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 420 $292.42 $122,817.28
Disclosure

SEC source: 0001024478-21-000059 · wf-form4_163344625848592.xml · nonDerivative · entry 3

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,378

F2 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/25/2021.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $292.0100 to $292.8500. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 04, 2021 Filed Oct 5, 2021 15:04 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 264 $291.42 $76,933.56
Disclosure

SEC source: 0001024478-21-000059 · wf-form4_163344625848592.xml · nonDerivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,798

F2 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/25/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $291.0100 to $291.9601. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 15:04 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantPerformance Shares · Derivative 1,916 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000059 · wf-form4_163344625848592.xml · derivative · entry 5

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,916

Underlying: Common Stock · 1,916 shares

Expires 2021-12-04

F6 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F7 · shares: On December 4, 2018, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F8 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2021, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

Read SEC document
July 20, 2021 Filed Jul 21, 2021 23:25 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,200 $0.00 Strike: $195.16 $0.00
Disclosure

SEC source: 0001024478-21-000029 · wf-form4_162690989988510.xml · derivative · entry 6

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,200 shares

Expires 2027-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
July 20, 2021 Filed Jul 21, 2021 23:25 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,729 $0.00 Strike: $192.86 $0.00
Disclosure

SEC source: 0001024478-21-000029 · wf-form4_162690989988510.xml · derivative · entry 5

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 3,729 shares

Expires 2027-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
July 20, 2021 Filed Jul 21, 2021 23:25 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 8,929 $295.03 $2,634,282.69
Disclosure

SEC source: 0001024478-21-000029 · wf-form4_162690989988510.xml · nonDerivative · entry 3

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,062

F1 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/25/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $295.00 to $295.22. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 6,500 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
July 20, 2021 Filed Jul 21, 2021 23:25 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 5,200 $195.16 $1,014,832.00
Disclosure

SEC source: 0001024478-21-000029 · wf-form4_162690989988510.xml · nonDerivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/25/2021.

Read SEC document
July 20, 2021 Filed Jul 21, 2021 23:25 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 3,729 $192.86 $719,174.94
Disclosure

SEC source: 0001024478-21-000029 · wf-form4_162690989988510.xml · nonDerivative · entry 1

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/25/2021.

Read SEC document
July 16, 2021 Filed Jul 19, 2021 21:53 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,171 $0.00 Strike: $192.86 $0.00
Disclosure

SEC source: 0001024478-21-000027 · wf-form4_162673156957081.xml · derivative · entry 4

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,229

Underlying: Common Stock · 2,171 shares

Expires 2027-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
July 16, 2021 Filed Jul 19, 2021 21:53 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 2,171 $295.44 $641,406.32
Disclosure

SEC source: 0001024478-21-000027 · wf-form4_162673156957081.xml · nonDerivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,062

F1 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/25/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $295.00 to $295.71. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 6,500 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
July 16, 2021 Filed Jul 19, 2021 21:53 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 2,171 $192.86 $418,699.06
Disclosure

SEC source: 0001024478-21-000027 · wf-form4_162673156957081.xml · nonDerivative · entry 1

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/25/2021.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 22:21 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantRestricted stock units · Derivative 855 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001936 · form.xml · derivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855

Underlying: Common Stock · 855 shares

Expires 2023-12-10

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 22:21 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantEmployee stock option (right to buy) · Derivative 3,800 $0.00 Strike: $246.77 $0.00
Disclosure

SEC source: 0001246360-20-001936 · form.xml · derivative · entry 1

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,800

Underlying: Common Stock · 3,800 shares

Expires 2030-12-10

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 22:28 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 1 $250.64 $250.64
Disclosure

SEC source: 0001246360-20-001896 · form.xml · nonDerivative · entry 4

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,062

F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/26/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020.

F5 · ownership.direct: Includes 6,500 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 22:28 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 403 $249.61 $100,591.90
Disclosure

SEC source: 0001246360-20-001896 · form.xml · nonDerivative · entry 3

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,063

F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/26/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $249.3650 to $249.7550. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:28 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionPerformance Shares · Derivative 865 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001896 · form.xml · derivative · entry 5

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 865 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:28 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 865 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001896 · form.xml · nonDerivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2020 Filed Nov 3, 2020 21:35 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 319 $245.73 $78,386.91
Disclosure

SEC source: 0001246360-20-001753 · form.xml · nonDerivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,601

F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/26/2020 to cover taxes due on restricted stock that vested on 11/1/2020.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $245.57 to $245.8950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Includes 6,890 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:07 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantPerformance Shares · Derivative 865 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001594 · form.xml · derivative · entry 3

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 865

Underlying: Common Stock · 865 shares

Expires 2020-12-08

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F3 · shares: On December 8, 2017, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F4 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2020, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:07 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantCommon Stock 4,220 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001594 · form.xml · nonDerivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,920

F5 · shares: Restricted stock award under the Company's 2020 Long-Term Incentives Plan.

F6 · ownership.direct: Represents shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 17:56 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantCommon Stock 1,840 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002608 · form.xml · nonDerivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700

F2 · kind: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F3 · ownership.direct: Represents shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 23:07 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantEmployee stock option (right to buy) · Derivative 7,000 $0.00 Strike: $171.46 $0.00
Disclosure

SEC source: 0001246360-18-002608 · form.xml · derivative · entry 3

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2028-12-04

F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 23:07 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantCommon Stock 440 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002608 · form.xml · nonDerivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,860

F2 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F3 · ownership.direct: Represents shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 19:35 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantEmployee Stock Option (right to buy) · Derivative 6,400 $0.00 Strike: $192.86 $0.00
Disclosure

SEC source: 0001246360-17-003316 · form.xml · derivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,400

Underlying: Common Stock · 6,400 shares

Expires 2027-12-08

F1 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 19:35 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantCommon Stock 390 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003316 · form.xml · nonDerivative · entry 1

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,420

F2 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F3 · ownership.direct: Represents shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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November 01, 2017 Filed Nov 2, 2017 21:56 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantEmployee Stock Option (right to buy) · Derivative 5,200 $0.00 Strike: $195.16 $0.00
Disclosure

SEC source: 0001246360-17-003006 · form.xml · derivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Underlying: Common Stock · 5,200 shares

Expires 2027-11-01

F3 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

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November 01, 2017 Filed Nov 2, 2017 21:56 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantCommon Stock 1,030 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003006 · form.xml · nonDerivative · entry 1

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030

F1 · kind: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F2 · ownership.direct: Shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.