Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROCKWELL AUTOMATION, INCROK · Entity 906 | SVP, Chief Information Officer | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROCKWELL AUTOMATION, INC
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance SharesSEC Table II · derivative / convertible security · Expires 2026-12-04 | Direct | 1,533 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 1,533 · Balance 1,533 F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2024 Filed Dec 6, 2024 22:01 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 358 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000158 · wk-form4_1733522489.xml · nonDerivative · entry 1 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2024 Filed Jun 7, 2024 21:36 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 341 | $256.72 | $87,542.54 |
DisclosureSEC source: 0001024478-24-000070 · wk-form4_1717796184.xml · nonDerivative · entry 3 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,084 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/28/2023 to cover taxes due on restricted stock units that vested on 6/6/2024. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $256.48 to $256.91. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 07, 2024 Filed Jun 7, 2024 21:36 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 154 | $255.67 | $39,372.41 |
DisclosureSEC source: 0001024478-24-000070 · wk-form4_1717796184.xml · nonDerivative · entry 2 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,425 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/28/2023 to cover taxes due on restricted stock units that vested on 6/6/2024. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $255.41 to $255.96. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 06, 2024 Filed Jun 7, 2024 21:36 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 1,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000070 · wk-form4_1717796184.xml · derivative · entry 5 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,552 Underlying: Common Stock · 1,552 shares Expires 2025-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| June 06, 2024 Filed Jun 7, 2024 21:36 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000070 · wk-form4_1717796184.xml · nonDerivative · entry 1 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 01:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 80 | $280.18 | $22,414.64 |
DisclosureSEC source: 0001024478-23-000197 · wk-form4_1702346238.xml · nonDerivative · entry 7 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,027 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.02 to $280.28. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 01:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 642 | $279.66 | $179,544.03 |
DisclosureSEC source: 0001024478-23-000197 · wk-form4_1702346238.xml · nonDerivative · entry 6 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,107 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.02 to $280. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 01:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 865 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000197 · wk-form4_1702346238.xml · derivative · entry 12 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 865 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 01:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 285 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000197 · wk-form4_1702346238.xml · derivative · entry 11 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 285 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 01:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 865 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000197 · wk-form4_1702346238.xml · nonDerivative · entry 5 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 01:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 285 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000197 · wk-form4_1702346238.xml · nonDerivative · entry 4 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2023 Filed Dec 12, 2023 01:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 385 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000197 · wk-form4_1702346238.xml · derivative · entry 10 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 770 Underlying: Common Stock · 385 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2023 Filed Dec 12, 2023 01:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 385 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000197 · wk-form4_1702346238.xml · nonDerivative · entry 3 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 01:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 73 | $278.99 | $20,365.96 |
DisclosureSEC source: 0001024478-23-000197 · wk-form4_1702346238.xml · nonDerivative · entry 2 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,214 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2023 to cover taxes due on restricted stock units that vested on 12/7/2023. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.6675 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 01:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 228 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000197 · wk-form4_1702346238.xml · derivative · entry 9 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 229 Underlying: Common Stock · 228 shares Expires 2024-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 01:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 228 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000197 · wk-form4_1702346238.xml · nonDerivative · entry 1 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 00:45 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 1,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000174 · wk-form4_1701823507.xml · derivative · entry 2 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,074 Underlying: Common Stock · 1,074 shares Expires 2026-12-04 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 00:45 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 3,493 | $0.00 Strike: $279.50 | $0.00 |
DisclosureSEC source: 0001024478-23-000174 · wk-form4_1701823507.xml · derivative · entry 1 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,493 Underlying: Common Stock · 3,493 shares Expires 2033-12-04 F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 21:53 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 865 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000112 · wf-form4_169637000944527.xml · derivative · entry 7 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 865 Underlying: Common Stock · 865 shares Expires 2023-12-10 F8 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F9 · shares: On December 10, 2020, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F10 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 10, 2023, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 21:53 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 120 | $287.97 | $34,556.00 |
DisclosureSEC source: 0001024478-23-000112 · wf-form4_169637000944527.xml · nonDerivative · entry 5 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,059 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2023 to cover taxes due on restricted stock that vested on 10/1/2023. F6 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $287.46 to $288.11. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 21:53 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 60 | $286.73 | $17,203.95 |
DisclosureSEC source: 0001024478-23-000112 · wf-form4_169637000944527.xml · nonDerivative · entry 4 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,179 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2023 to cover taxes due on restricted stock that vested on 10/1/2023. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $286.4575 to $286.87. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 21:53 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 40 | $285.30 | $11,411.80 |
DisclosureSEC source: 0001024478-23-000112 · wf-form4_169637000944527.xml · nonDerivative · entry 3 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,239 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2023 to cover taxes due on restricted stock that vested on 10/1/2023. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $285.25 to $285.34. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 21:53 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 80 | $284.29 | $22,743.00 |
DisclosureSEC source: 0001024478-23-000112 · wf-form4_169637000944527.xml · nonDerivative · entry 2 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,279 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2023 to cover taxes due on restricted stock that vested on 10/1/2023. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $283.95 to $284.59. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 21:53 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 151 | $283.62 | $42,826.23 |
DisclosureSEC source: 0001024478-23-000112 · wf-form4_169637000944527.xml · nonDerivative · entry 1 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,359 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2023 to cover taxes due on restricted stock that vested on 10/1/2023. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $282.9201 to $283.82. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 07, 2023 Filed Jun 7, 2023 22:39 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 284 | $296.81 | $84,293.24 |
DisclosureSEC source: 0001024478-23-000068 · wf-form4_168617756220397.xml · nonDerivative · entry 3 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,510 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2023 to cover taxes due on restricted stock units that vested on 6/6/2023. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.5500 to $297.1600. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · balance_after: Includes 1,407 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| June 07, 2023 Filed Jun 7, 2023 22:39 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 205 | $296.21 | $60,723.05 |
DisclosureSEC source: 0001024478-23-000068 · wf-form4_168617756220397.xml · nonDerivative · entry 2 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,794 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2023 to cover taxes due on restricted stock units that vested on 6/6/2023. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $295.5400 to $296.4550. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 22:39 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 1,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000068 · wf-form4_168617756220397.xml · derivative · entry 5 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,104 Underlying: Common Stock · 1,551 shares Expires 2025-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 22:39 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000068 · wf-form4_168617756220397.xml · nonDerivative · entry 1 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2022 Filed Dec 13, 2022 23:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 10 | $259.28 | $2,592.80 |
DisclosureSEC source: 0001024478-22-000177 · wf-form4_167097324242350.xml · nonDerivative · entry 3 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,448 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock units that vested on 12/10/2022. F3 · balance_after: Includes 1,407 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 12, 2022 Filed Dec 13, 2022 23:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 125 | $258.56 | $32,320.61 |
DisclosureSEC source: 0001024478-22-000177 · wf-form4_167097324242350.xml · nonDerivative · entry 2 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,458 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock units that vested on 12/10/2022. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $258.16 to $259.12. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 23:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 285 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000177 · wf-form4_167097324242350.xml · derivative · entry 5 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285 Underlying: Common Stock · 285 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 23:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 285 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000177 · wf-form4_167097324242350.xml · nonDerivative · entry 1 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 23:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000177 · wf-form4_167097324242350.xml · derivative · entry 7 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,155 Underlying: Common Stock · 1,155 shares Expires 2025-12-09 F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F7 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 23:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 3,865 | $0.00 Strike: $259.81 | $0.00 |
DisclosureSEC source: 0001024478-22-000177 · wf-form4_167097324242350.xml · derivative · entry 6 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,865 Underlying: Common Stock · 3,865 shares Expires 2032-12-09 F7 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F8 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 00:09 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 107 | $256.72 | $27,469.17 |
DisclosureSEC source: 0001024478-22-000116 · wf-form4_167054455102307.xml · nonDerivative · entry 2 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,298 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock units that vested on 12/7/2022. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $256.72 to $256.85. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 1,407 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 07, 2022 Filed Dec 8, 2022 00:08 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 220 | $257.49 | $56,647.60 |
DisclosureSEC source: 0001024478-22-000111 · wf-form4_167045806743053.xml · nonDerivative · entry 4 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,177 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock and performance shares that vested on 12/5/2022. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $257.15 to $257.99. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F5 · balance_after: Includes 1,407 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 07, 2022 Filed Dec 8, 2022 00:08 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 961 | $256.43 | $246,433.65 |
DisclosureSEC source: 0001024478-22-000111 · wf-form4_167045806743053.xml · nonDerivative · entry 3 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,397 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock and performance shares that vested on 12/5/2022. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $255.88 to $256.86. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2022 Filed Dec 8, 2022 00:08 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 98 | $255.52 | $25,041.24 |
DisclosureSEC source: 0001024478-22-000111 · wf-form4_167045806743053.xml · nonDerivative · entry 2 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,358 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock and performance shares that vested on 12/5/2022. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $254.8101 to $255.80. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 00:09 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 228 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000116 · wf-form4_167054455102307.xml · derivative · entry 4 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457 Underlying: Common Stock · 228 shares Expires 2024-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 00:09 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 228 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000116 · wf-form4_167054455102307.xml · nonDerivative · entry 1 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2022 Filed Dec 8, 2022 00:08 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 1,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000111 · wf-form4_167045806743053.xml · derivative · entry 6 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,647 shares Expires 2022-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 05, 2022 Filed Dec 8, 2022 00:08 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000111 · wf-form4_167045806743053.xml · nonDerivative · entry 1 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 22:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 1,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000084 · wf-form4_166492119669048.xml · derivative · entry 3 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,647 Underlying: Common Stock · 1,647 shares Expires 2022-12-05 F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F6 · shares: On December 5, 2019, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F7 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 5, 2022, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 22:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 428 | $226.38 | $96,890.81 |
DisclosureSEC source: 0001024478-22-000084 · wf-form4_166492119669048.xml · nonDerivative · entry 2 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,809 F2 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/28/2022. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $226.17 to $226.39. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · balance_after: Includes 3,247 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| June 06, 2022 Filed Jun 7, 2022 23:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 4,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000049 · wf-form4_165464321969360.xml · derivative · entry 1 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,655 Underlying: Common Stock · 4,655 shares Expires 2025-06-06 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 22:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 142 | $349.84 | $49,677.34 |
DisclosureSEC source: 0001024478-21-000171 · wf-form4_163952045179812.xml · nonDerivative · entry 2 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,237 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/25/2021 to cover taxes due on restricted stock units that vested on 12/10/2021. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $349.78 to $350.35. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 4,654 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 285 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000171 · wf-form4_163952045179812.xml · derivative · entry 4 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570 Underlying: Common Stock · 285 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 285 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000171 · wf-form4_163952045179812.xml · nonDerivative · entry 1 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 23:34 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 685 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000143 · wf-form4_163909285232225.xml · derivative · entry 2 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 685 Underlying: Common Stock · 685 shares Expires 2024-12-07 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 23:34 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 2,738 | $0.00 Strike: $350.76 | $0.00 |
DisclosureSEC source: 0001024478-21-000143 · wf-form4_163909285232225.xml · derivative · entry 1 Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,738 Underlying: Common Stock · 2,738 shares Expires 2031-12-07 F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.