Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Pathfinder Bancorp, Inc.PBHC · Entity 6777 | Senior Vice President | May 04, 2026 | May 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Pathfinder Bancorp, Inc.
Report date May 04, 2026 · Filed May 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,420 |
Reported balance
After 2026-05-04 transaction · row 2
1 source rowRow 2 · 2026-05-04 · Exercise / conversion · Acquired 7,908 · Balance 31,420 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $11.35 · Expires 2026-05-06 | Direct | 0 |
Reported balance
After 2026-05-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-05-04 · Exercise / conversion · Disposed 7,908 · Balance 0 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $10.37 · Expires 2030-10-28 | Direct | 1,500 |
Reported balance
Holding disclosure · report date 2026-05-04 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 1,500 |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 9,243 |
Reported balance
Holding disclosure · report date 2026-05-04 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 9,243 |
| Common StockSEC Table I · non-derivative | IndirectBy 401K | 3,255 |
Reported balance
Holding disclosure · report date 2026-05-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,255 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2026 Filed May 6, 2026 20:12 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 7,908 | $0.00 Strike: $11.35 | $0.00 |
DisclosureSEC source: 0001193125-26-208985 · ownership.xml · derivative · entry 4 O'Brien William D · CIK 0001679927 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,908 shares Expires 2026-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2026 Filed May 6, 2026 20:12 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 7,908 | $11.35 | $89,755.80 |
DisclosureSEC source: 0001193125-26-208985 · ownership.xml · nonDerivative · entry 2 O'Brien William D · CIK 0001679927 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2026 Filed Mar 6, 2026 19:54 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 3,647 | $0.00 Strike: $10.81 | $0.00 |
DisclosureSEC source: 0001193125-26-096227 · ownership.xml · derivative · entry 4 O'Brien William D · CIK 0001679927 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2026-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2026 Filed Mar 6, 2026 19:54 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 3,647 | $10.81 | $39,424.07 |
DisclosureSEC source: 0001193125-26-096227 · ownership.xml · nonDerivative · entry 1 O'Brien William D · CIK 0001679927 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2026 Filed Feb 5, 2026 20:12 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 5,000 | $0.00 Strike: $10.81 | $0.00 |
DisclosureSEC source: 0001193125-26-039213 · ownership.xml · derivative · entry 4 O'Brien William D · CIK 0001679927 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,647 Underlying: Common Stock · 5,000 shares Expires 2026-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2026 Filed Feb 5, 2026 20:12 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 5,000 | $10.81 | $54,050.00 |
DisclosureSEC source: 0001193125-26-039213 · ownership.xml · nonDerivative · entry 1 O'Brien William D · CIK 0001679927 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2025 Filed Feb 13, 2025 14:56 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | SaleCommon Stock | 2,353 | $17.14 | $40,330.42 |
DisclosureSEC source: 0000950170-25-019422 · ownership.xml · nonDerivative · entry 1 O'Brien William D · CIK 0001679927 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,865 Read SEC document |
| January 31, 2025 Filed Feb 4, 2025 22:38 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | GrantCommon Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-002769 · rdgdoc.xml · nonDerivative · entry 1 O'Brien William D · CIK 0001679927 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,218 F1 · shares: Shares of restricted stock vest at a rate of 25% per year commencing on January 31, 2026. Read SEC document |
| October 28, 2020 Filed Dec 30, 2020 21:55 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | GrantStock Options · Derivative | 1,500 | $0.00 Strike: $10.37 | $0.00 |
DisclosureSEC source: 0001209191-20-065526 · doc4.xml · derivative · entry 5 O'Brien William D · CIK 0001679927 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires 2030-10-28 F2 · derivative.underlying_shares: Stock options vest over a 3 year period at a rate of 33.333% per year commencing on October 28, 2021. Read SEC document |
| October 28, 2020 Filed Dec 30, 2020 21:55 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065526 · doc4.xml · nonDerivative · entry 1 O'Brien William D · CIK 0001679927 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · balance_after: Shares of restricted stock vest over a 3 year period at a rate of 33.333% per year commencing on October 28, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.