Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DT Midstream, Inc.DTM · Entity 3411 | Director | May 05, 2026 | May 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DT Midstream, Inc.
Report date May 05, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,093 |
Reported balance
After 2026-05-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-05 · Grant · Acquired 1,093 · Balance 1,093 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock with any fractional shares being paid in cash. F2: This restricted stock unit will vest on May 5, 2027, subject to the Reporting Person's continued service with the Issuer through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock with any fractional shares being paid in cash.
F2: This restricted stock unit will vest on May 5, 2027, subject to the Reporting Person's continued service with the Issuer through the vesting date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Spectra Energy Corp.
Report date February 27, 2017 · Filed March 01, 2017
Section 16 reporting ended · disclosed 2017-03-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 1
1 source rowRow 1 · 2017-02-27 · Disposition to issuer · Disposed 44,382 · Balance 0 F1: Includes shares acquired pursuant to dividend reinvestment. F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2017-02-27 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-02-27 · Disposition to issuer · Disposed 4,458 · Balance 0 F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2017-02-27 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-02-27 · Disposition to issuer · Disposed 2,660 · Balance 0 F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). |
| Common StockSEC Table I · non-derivative | IndirectBy Trustee | 0 |
Reported balance
After 2017-02-27 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2017-02-27 · Disposition to issuer · Disposed 22,942 · Balance 0 F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). |
| Common StockSEC Table I · non-derivative | IndirectBy Trustee | 0 |
Reported balance
After 2017-02-27 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2017-02-27 · Disposition to issuer · Disposed 179 · Balance 0 F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). |
| Common StockSEC Table I · non-derivative | IndirectBy Trustee | 0 |
Reported balance
After 2017-02-27 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2017-02-27 · Disposition to issuer · Disposed 3,128 · Balance 0 F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). |
| Option to Purchase Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-02-27 · Disposition to issuer · Disposed 36,600 · Balance 0 F3: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement. |
| Performance Shares Feb 2015SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-02-27 · Disposition to issuer · Disposed 9,050 · Balance 0 F4: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award. |
| Performance Shares Feb 2016SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-02-27 · Disposition to issuer · Disposed 8,850 · Balance 0 F5: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement. |
| LTIP Phantom Stock Grant Feb 2015SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-02-27 · Disposition to issuer · Disposed 5,700 · Balance 0 F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. |
| LTIP Phantom Stock Grant Feb 2016SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-02-27 · Disposition to issuer · Disposed 5,050 · Balance 0 F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. |
| LTIP Phantom Stock Grant Feb 2017SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-02-27 · Disposition to issuer · Disposed 5,950 · Balance 0 F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. |
| LTIP Phantom Stock Grant Feb 2017SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2017-02-27 · Disposition to issuer · Disposed 5,950 · Balance 0 F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired pursuant to dividend reinvestment.
F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration").
F3: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement.
F4: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award.
F5: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement.
F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2026 Filed May 7, 2026 22:25 UTC | DT Midstream, Inc. DTM · Entity 3411 | GrantRestricted Stock Units · Derivative | 1,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-26-019612 · form4.xml · derivative · entry 1 Baker Stephen W · CIK 0001488318 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,093 Underlying: Common Stock · 1,093 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock with any fractional shares being paid in cash. F2 · derivative.exercise_date: This restricted stock unit will vest on May 5, 2027, subject to the Reporting Person's continued service with the Issuer through the vesting date. F2 · derivative.expiration_date: This restricted stock unit will vest on May 5, 2027, subject to the Reporting Person's continued service with the Issuer through the vesting date. Read SEC document |
| August 02, 2025 Filed Aug 4, 2025 20:57 UTC | DT Midstream, Inc. DTM · Entity 3411 | Exercise / conversionRestricted Stock Units · Derivative | 1,208.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-25-028660 · form4.xml · derivative · entry 2 Baker Stephen W · CIK 0001488318 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,208.5 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock with any fractional shares being paid in cash. F3 · derivative.exercise_date: This restricted stock unit vested 25% on August 2, 2023, 25% on August 2, 2024 and 50% on August 2, 2025, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. F3 · derivative.expiration_date: This restricted stock unit vested 25% on August 2, 2023, 25% on August 2, 2024 and 50% on August 2, 2025, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| August 02, 2025 Filed Aug 4, 2025 20:57 UTC | DT Midstream, Inc. DTM · Entity 3411 | Exercise / conversionCommon Stock | 1,443 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-25-028660 · form4.xml · nonDerivative · entry 1 Baker Stephen W · CIK 0001488318 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes shares of the Issuer's common stock acquired under the Issuer's dividend reinvestment plan. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock with any fractional shares being paid in cash. F1 · balance_after: Includes shares of the Issuer's common stock acquired under the Issuer's dividend reinvestment plan. Read SEC document |
| May 06, 2025 Filed May 8, 2025 20:56 UTC | DT Midstream, Inc. DTM · Entity 3411 | GrantRestricted Stock Units · Derivative | 1,145 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-25-000469 · ownership.xml · derivative · entry 1 Baker Stephen W · CIK 0001488318 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,145 Underlying: Common Stock · 1,145 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock with any fractional shares being paid in cash. F2 · derivative.exercise_date: This restricted stock unit will vest on May 6, 2026, subject to the Reporting Person's continued service with the Issuer through the vesting date. F2 · derivative.expiration_date: This restricted stock unit will vest on May 6, 2026, subject to the Reporting Person's continued service with the Issuer through the vesting date. Read SEC document |
| August 02, 2024 Filed Aug 6, 2024 21:37 UTC | DT Midstream, Inc. DTM · Entity 3411 | Exercise / conversionRestricted Stock Units · Derivative | 604.25 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-24-000659 · ownership.xml · derivative · entry 2 Baker Stephen W · CIK 0001488318 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,208.5 Underlying: Common Stock · 604.25 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock with any fractional shares being paid in cash. F3 · derivative.exercise_date: This restricted stock unit vested 25% on August 2, 2023 and 25% on August 2, 2024 and will vest 50% on August 2, 2025, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. F3 · derivative.expiration_date: This restricted stock unit vested 25% on August 2, 2023 and 25% on August 2, 2024 and will vest 50% on August 2, 2025, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| August 02, 2024 Filed Aug 6, 2024 21:37 UTC | DT Midstream, Inc. DTM · Entity 3411 | Exercise / conversionCommon Stock | 699 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-24-000659 · ownership.xml · nonDerivative · entry 1 Baker Stephen W · CIK 0001488318 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes shares of the Issuer's common stock acquired under the Issuer's dividend reinvestment plan. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock with any fractional shares being paid in cash. F1 · balance_after: Includes shares of the Issuer's common stock acquired under the Issuer's dividend reinvestment plan. Read SEC document |
| May 10, 2024 Filed May 14, 2024 20:40 UTC | DT Midstream, Inc. DTM · Entity 3411 | GrantRestricted Stock Units · Derivative | 1,758 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-24-000473 · ownership.xml · derivative · entry 1 Baker Stephen W · CIK 0001488318 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,758 Underlying: Common Stock · 1,758 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock with any fractional shares being paid in cash. F2 · derivative.exercise_date: This restricted stock unit will vest on May 10, 2025, subject to the Reporting Person's continued service with the Issuer through the vesting date. F2 · derivative.expiration_date: This restricted stock unit will vest on May 10, 2025, subject to the Reporting Person's continued service with the Issuer through the vesting date. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 21:03 UTC | DT Midstream, Inc. DTM · Entity 3411 | Exercise / conversionRestricted Stock Units · Derivative | 604.25 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-23-000827 · ownership.xml · derivative · entry 2 Baker Stephen W · CIK 0001488318 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,812.75 Underlying: Common Stock · 604.25 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock with any fractional shares being paid in cash. F3 · derivative.exercise_date: This restricted stock unit vested 25% on August 2, 2023 and will vest 25% on August 2, 2024 and 50% on August 2, 2025, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. F3 · derivative.expiration_date: This restricted stock unit vested 25% on August 2, 2023 and will vest 25% on August 2, 2024 and 50% on August 2, 2025, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 21:03 UTC | DT Midstream, Inc. DTM · Entity 3411 | Exercise / conversionCommon Stock | 666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-23-000827 · ownership.xml · nonDerivative · entry 1 Baker Stephen W · CIK 0001488318 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes shares of the Issuer's common stock acquired under the Issuer's dividend reinvestment plan. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock with any fractional shares being paid in cash. F1 · balance_after: Includes shares of the Issuer's common stock acquired under the Issuer's dividend reinvestment plan. Read SEC document |
| May 05, 2023 Filed May 8, 2023 22:21 UTC | DT Midstream, Inc. DTM · Entity 3411 | GrantRestricted Stock Units · Derivative | 2,451 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-23-000543 · ownership.xml · derivative · entry 1 Baker Stephen W · CIK 0001488318 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,451 Underlying: Common Stock · 2,451 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock with any fractional shares being paid in cash. F2 · derivative.exercise_date: This restricted stock unit will vest on May 4, 2024, subject to the Reporting Person's continued service with the Issuer through the vesting date. F2 · derivative.expiration_date: This restricted stock unit will vest on May 4, 2024, subject to the Reporting Person's continued service with the Issuer through the vesting date. Read SEC document |
| May 06, 2022 Filed May 10, 2022 21:54 UTC | DT Midstream, Inc. DTM · Entity 3411 | GrantRestricted Stock Units · Derivative | 1,795 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-22-000534 · ownership.xml · derivative · entry 1 Baker Stephen W · CIK 0001488318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,795 Underlying: Common Stock · 1,795 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. F2 · derivative.exercise_date: This restricted stock unit will vest on May 5, 2023, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. F2 · derivative.expiration_date: This restricted stock unit will vest on May 5, 2023, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:29 UTC | DT Midstream, Inc. DTM · Entity 3411 | GrantRestricted Stock Units · Derivative | 2,417 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-21-000849 · ownership.xml · derivative · entry 1 Baker Stephen W · CIK 0001488318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,417 Underlying: Common Stock · 2,417 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: This restricted stock unit will vest 25% on August 2, 2023, 25% on August 2, 2024 and 50% on August 2, 2025, subject to the Reporting Persons' continued service with the Issuer through the applicable vesting date. F2 · derivative.expiration_date: This restricted stock unit will vest 25% on August 2, 2023, 25% on August 2, 2024 and 50% on August 2, 2025, subject to the Reporting Persons' continued service with the Issuer through the applicable vesting date. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 18:10 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerLTIP Phantom Stock Grant Feb 2017 · Derivative | 5,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005746 · doc4.xml · derivative · entry 13 Baker Stephen W · CIK 0001488318 · President, Union Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,950 shares Expires not disclosed F6 · derivative.exercise_price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · derivative.exercise_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · derivative.expiration_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 18:10 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerLTIP Phantom Stock Grant Feb 2017 · Derivative | 5,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005746 · doc4.xml · derivative · entry 12 Baker Stephen W · CIK 0001488318 · President, Union Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,950 shares Expires not disclosed F6 · derivative.exercise_price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · derivative.exercise_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · derivative.expiration_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 18:10 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerLTIP Phantom Stock Grant Feb 2016 · Derivative | 5,050 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005746 · doc4.xml · derivative · entry 11 Baker Stephen W · CIK 0001488318 · President, Union Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,050 shares Expires not disclosed F6 · derivative.exercise_price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · derivative.exercise_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · derivative.expiration_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 18:10 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerLTIP Phantom Stock Grant Feb 2015 · Derivative | 5,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005746 · doc4.xml · derivative · entry 10 Baker Stephen W · CIK 0001488318 · President, Union Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,700 shares Expires not disclosed F6 · derivative.exercise_price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · derivative.exercise_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · derivative.expiration_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 18:10 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerPerformance Shares Feb 2016 · Derivative | 8,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005746 · doc4.xml · derivative · entry 9 Baker Stephen W · CIK 0001488318 · President, Union Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,850 shares Expires not disclosed F5 · derivative.exercise_price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement. F5 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement. F5 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 18:10 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerPerformance Shares Feb 2015 · Derivative | 9,050 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005746 · doc4.xml · derivative · entry 8 Baker Stephen W · CIK 0001488318 · President, Union Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,050 shares Expires not disclosed F4 · derivative.exercise_price: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award. F4 · price: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award. F4 · derivative.exercise_date: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award. F4 · derivative.expiration_date: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 18:10 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerOption to Purchase Common Stock · Derivative | 36,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005746 · doc4.xml · derivative · entry 7 Baker Stephen W · CIK 0001488318 · President, Union Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,600 shares Expires not disclosed F3 · derivative.exercise_price: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement. F3 · price: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement. F3 · derivative.exercise_date: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement. F3 · derivative.expiration_date: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 18:10 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerCommon Stock | 3,128 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005746 · doc4.xml · nonDerivative · entry 6 Baker Stephen W · CIK 0001488318 · President, Union Gas 10b5-1 filing: Not disclosed Ownership: Indirect · By Trustee Disclosed balance after: 0 F2 · price: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 18:10 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerCommon Stock | 179 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005746 · doc4.xml · nonDerivative · entry 5 Baker Stephen W · CIK 0001488318 · President, Union Gas 10b5-1 filing: Not disclosed Ownership: Indirect · By Trustee Disclosed balance after: 0 F2 · price: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 18:10 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerCommon Stock | 22,942 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005746 · doc4.xml · nonDerivative · entry 4 Baker Stephen W · CIK 0001488318 · President, Union Gas 10b5-1 filing: Not disclosed Ownership: Indirect · By Trustee Disclosed balance after: 0 F2 · price: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 18:10 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerCommon Stock | 2,660 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005746 · doc4.xml · nonDerivative · entry 3 Baker Stephen W · CIK 0001488318 · President, Union Gas 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F2 · price: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 18:10 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerCommon Stock | 4,458 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005746 · doc4.xml · nonDerivative · entry 2 Baker Stephen W · CIK 0001488318 · President, Union Gas 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F2 · price: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 18:10 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerCommon Stock | 44,382 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005746 · doc4.xml · nonDerivative · entry 1 Baker Stephen W · CIK 0001488318 · President, Union Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes shares acquired pursuant to dividend reinvestment. F2 · price: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). Read SEC document |
| February 18, 2017 Filed Feb 23, 2017 01:00 UTC | Spectra Energy Corp. SE · Entity 178342 | Exercise / conversionLTIP Phantom Stock Grant Feb 2014 · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007838 · form4.xml · derivative · entry 1 Baker Stephen W · CIK 0001488318 · President, Union Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2017-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of Spectra Energy Corp Common Stock. F2 · derivative.expiration_date: Grant cliff vests 3 years from date of Grant. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 17:44 UTC | Spectra Energy Corp. SE · Entity 178342 | GrantLTIP Phantom Stock Grant Feb 2017 · Derivative | 11,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006202 · form4.xml · derivative · entry 1 Baker Stephen W · CIK 0001488318 · President, Union Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,900 Underlying: Common Stock · 11,900 shares Expires 2020-02-14 F1 · derivative.exercise_price: Each phantom unit represents the economic equivalent of one share of common stock. Upon settlement, the phantom units will be settled (i) 50% in cash and (ii) 50% in shares of the Company's common stock. F2 · derivative.exercise_date: Grant cliff vests 3 years from date of grant. Read SEC document |
| January 16, 2017 Filed Jan 18, 2017 23:32 UTC | Spectra Energy Corp. SE · Entity 178342 | Exercise / conversionPerformance Shares Feb 2014 · Derivative | 13,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001918 · form4.xml · derivative · entry 8 Baker Stephen W · CIK 0001488318 · President, Union Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,522 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The number of performance shares that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp Common Stock. F7 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
| January 16, 2017 Filed Jan 18, 2017 23:32 UTC | Spectra Energy Corp. SE · Entity 178342 | Tax withholdingCommon Stock | 7,239 | $42.20 | $305,485.80 |
DisclosureSEC source: 0001127602-17-001918 · form4.xml · nonDerivative · entry 2 Baker Stephen W · CIK 0001488318 · President, Union Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,776 F1 · ownership.direct: Total includes 167 shares in RRSP (Canadian Retirement Savings Plan) Read SEC document |
| January 16, 2017 Filed Jan 18, 2017 23:32 UTC | Spectra Energy Corp. SE · Entity 178342 | Exercise / conversionCommon Stock | 13,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001918 · form4.xml · nonDerivative · entry 1 Baker Stephen W · CIK 0001488318 · President, Union Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Total includes 167 shares in RRSP (Canadian Retirement Savings Plan) Read SEC document |
| October 14, 2016 Filed Oct 19, 2016 13:12 UTC | Spectra Energy Corp. SE · Entity 178342 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,500 | $0.00 Strike: $25.64 | $0.00 |
DisclosureSEC source: 0001127602-16-064976 · form4.xml · derivative · entry 8 Baker Stephen W · CIK 0001488318 · President, Union Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,500 shares Expires 2017-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 14, 2016 Filed Oct 19, 2016 13:12 UTC | Spectra Energy Corp. SE · Entity 178342 | Exercise / conversionCommon Stock | 13,500 | $25.64 | $346,140.00 |
DisclosureSEC source: 0001127602-16-064976 · form4.xml · nonDerivative · entry 2 Baker Stephen W · CIK 0001488318 · President, Union Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,993 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Total includes 167 shares in RRSP (Canadian Retirement Savings Plan) Read SEC document |
| October 14, 2016 Filed Oct 19, 2016 13:12 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerCommon Stock | 13,500 | $42.55 | $574,425.00 |
DisclosureSEC source: 0001127602-16-064976 · form4.xml · nonDerivative · entry 1 Baker Stephen W · CIK 0001488318 · President, Union Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,493 F1 · ownership.direct: Total includes 167 shares in RRSP (Canadian Retirement Savings Plan) Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.