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person · Reporting owner

Petrone Sheree M.

Disclosed activity across 2 companies

Tapewire entity
49004
SEC CIK
0001620385

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CHESAPEAKE UTILITIES CORPCPK · Entity 4195DirectorMay 06, 2026May 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CHESAPEAKE UTILITIES CORP

Report date May 06, 2026 · Filed May 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,450 Reported balance After 2026-05-06 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-06 · Grant · Acquired 1,112 · Balance 4,450

F1: Shares issued for director compensation under the Company's Stock Incentive and Compensation Plan.

F2: Includes 36 shares for the reporting person that were acquired since last filing through reinvestment of dividends under Chesapeake Utilities Corporation's Dividend Reinvestment and Direct Stock Purchase Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Shares issued for director compensation under the Company's Stock Incentive and Compensation Plan.

F2: Includes 36 shares for the reporting person that were acquired since last filing through reinvestment of dividends under Chesapeake Utilities Corporation's Dividend Reinvestment and Direct Stock Purchase Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DYNEGY INC.

Report date April 09, 2018 · Filed April 11, 2018

Section 16 reporting ended · disclosed 2018-04-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-04-09 transaction · row 1
1 source row

Row 1 · 2018-04-09 · Disposition to issuer · Disposed 38,778 · Balance 0

F1: Disposed of pursuant to the closing of the merger on April 9, 2018 (the "Effective Date") between Issuer and Vistra Energy Corp. (the "Merger") in exchange for 0.652 shares of Vistra Corp. stock having a market value of $20.83, closing price, per share on the Effective Date of the Merger.

Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.42Direct0 Reported balance After 2018-04-09 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-04-09 · Disposition to issuer · Disposed 19,143 · Balance 0

F2: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 12,481 shares of Vistra common stock for $29.79. The option will expire pursuant to the terms of the grant agreement.

Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.03Direct0 Reported balance After 2018-04-09 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-04-09 · Disposition to issuer · Disposed 8,249 · Balance 0

F3: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 5,378 shares of Vistra common stock for $35.32. The option will expire pursuant to the terms of the grant agreement.

Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.24Direct0 Reported balance After 2018-04-09 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-04-09 · Disposition to issuer · Disposed 14,295 · Balance 0

F4: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 9,320 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement.

Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.05Direct0 Reported balance After 2018-04-09 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-04-09 · Disposition to issuer · Disposed 30,936 · Balance 0

F5: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 20,170 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement.

Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.02Direct0 Reported balance After 2018-04-09 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-04-09 · Disposition to issuer · Disposed 33,693 · Balance 0

F6: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 21,967 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-04-09 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-04-09 · Disposition to issuer · Disposed 46,648 · Balance 0

F7: Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the closing of the merger on April 9, 2018 (the "Effective Date") between Issuer and Vistra Energy Corp. (the "Merger") in exchange for 0.652 shares of Vistra Corp. stock having a market value of $20.83, closing price, per share on the Effective Date of the Merger.

F2: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 12,481 shares of Vistra common stock for $29.79. The option will expire pursuant to the terms of the grant agreement.

F3: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 5,378 shares of Vistra common stock for $35.32. The option will expire pursuant to the terms of the grant agreement.

F4: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 9,320 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement.

F5: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 20,170 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement.

F6: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 21,967 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement.

F7: Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 06, 2026 Filed May 8, 2026 20:26 UTC CHESAPEAKE UTILITIES CORP CPK · Entity 4195 GrantCommon Stock 1,112 $125.83 $139,922.96
Disclosure

SEC source: 0001620385-26-000003 · wk-form4_1778271989.xml · nonDerivative · entry 1

Petrone Sheree M. · CIK 0001620385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,450

F1 · shares: Shares issued for director compensation under the Company's Stock Incentive and Compensation Plan.

F2 · balance_after: Includes 36 shares for the reporting person that were acquired since last filing through reinvestment of dividends under Chesapeake Utilities Corporation's Dividend Reinvestment and Direct Stock Purchase Plan.

Read SEC document
May 07, 2025 Filed May 9, 2025 20:44 UTC CHESAPEAKE UTILITIES CORP CPK · Entity 4195 GrantCommon Stock 895 $134.05 $119,974.75
Disclosure

SEC source: 0000019745-25-000026 · primary_doc.xml · nonDerivative · entry 1

Petrone Sheree M. · CIK 0001620385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,268

F1 · balance_after: Includes 25 shares for the reporting person that were acquired since last filing through reinvestment of dividends under Chesapeake Utilities Corporation's Dividend Reinvestment and Direct Stock Purchase Plan.

Read SEC document
May 08, 2024 Filed May 10, 2024 23:44 UTC CHESAPEAKE UTILITIES CORP CPK · Entity 4195 GrantCommon Stock 995 $110.53 $109,977.35
Disclosure

SEC source: 0000019745-24-000033 · primary_doc.xml · nonDerivative · entry 1

Petrone Sheree M. · CIK 0001620385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,322

F1 · balance_after: Includes 15 shares for the reporting person that were acquired since last filing through reinvestment of dividends under Chesapeake Utilities Corporation's Dividend Reinvestment and Direct Stock Purchase Plan.

Read SEC document
May 03, 2023 Filed May 6, 2023 00:40 UTC CHESAPEAKE UTILITIES CORP CPK · Entity 4195 GrantCommon Stock 765 $124.12 $94,951.80
Disclosure

SEC source: 0000019745-23-000033 · primary_doc.xml · nonDerivative · entry 1

Petrone Sheree M. · CIK 0001620385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,298

F1 · balance_after: Includes 5 shares for the reporting person that were acquired since last filing through reinvestment of dividends under Chesapeake Utilities Corporation's Dividend Reinvestment and Direct Stock Purchase Plan.

Read SEC document
April 09, 2018 Filed Apr 11, 2018 10:46 UTC DYNEGY INC. DYN · Entity 12803 Disposition to issuerRestricted Stock Units · Derivative 46,648 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-018149 · doc1.xml · derivative · entry 7

Petrone Sheree M. · CIK 0001620385 · EVP, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,648 shares

Expires not disclosed

F7 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements.

F7 · derivative.exercise_date: Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements.

F7 · derivative.expiration_date: Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements.

Read SEC document
April 09, 2018 Filed Apr 11, 2018 10:46 UTC DYNEGY INC. DYN · Entity 12803 Disposition to issuerCommon Stock Option (Right to Buy) · Derivative 33,693 Not disclosed Strike: $8.02 Not disclosed
Disclosure

SEC source: 0001140361-18-018149 · doc1.xml · derivative · entry 6

Petrone Sheree M. · CIK 0001620385 · EVP, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,693 shares

Expires not disclosed

F6 · price: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 21,967 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement.

F6 · derivative.exercise_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 21,967 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement.

F6 · derivative.expiration_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 21,967 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement.

Read SEC document
April 09, 2018 Filed Apr 11, 2018 10:46 UTC DYNEGY INC. DYN · Entity 12803 Disposition to issuerCommon Stock Option (Right to Buy) · Derivative 30,936 Not disclosed Strike: $11.05 Not disclosed
Disclosure

SEC source: 0001140361-18-018149 · doc1.xml · derivative · entry 5

Petrone Sheree M. · CIK 0001620385 · EVP, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,936 shares

Expires not disclosed

F5 · price: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 20,170 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement.

F5 · derivative.exercise_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 20,170 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement.

F5 · derivative.expiration_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 20,170 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement.

Read SEC document
April 09, 2018 Filed Apr 11, 2018 10:46 UTC DYNEGY INC. DYN · Entity 12803 Disposition to issuerCommon Stock Option (Right to Buy) · Derivative 14,295 Not disclosed Strike: $27.24 Not disclosed
Disclosure

SEC source: 0001140361-18-018149 · doc1.xml · derivative · entry 4

Petrone Sheree M. · CIK 0001620385 · EVP, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,295 shares

Expires not disclosed

F4 · price: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 9,320 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement.

F4 · derivative.exercise_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 9,320 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement.

F4 · derivative.expiration_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 9,320 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement.

Read SEC document
April 09, 2018 Filed Apr 11, 2018 10:46 UTC DYNEGY INC. DYN · Entity 12803 Disposition to issuerCommon Stock Option (Right to Buy) · Derivative 8,249 Not disclosed Strike: $23.03 Not disclosed
Disclosure

SEC source: 0001140361-18-018149 · doc1.xml · derivative · entry 3

Petrone Sheree M. · CIK 0001620385 · EVP, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,249 shares

Expires not disclosed

F3 · price: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 5,378 shares of Vistra common stock for $35.32. The option will expire pursuant to the terms of the grant agreement.

F3 · derivative.exercise_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 5,378 shares of Vistra common stock for $35.32. The option will expire pursuant to the terms of the grant agreement.

F3 · derivative.expiration_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 5,378 shares of Vistra common stock for $35.32. The option will expire pursuant to the terms of the grant agreement.

Read SEC document
April 09, 2018 Filed Apr 11, 2018 10:46 UTC DYNEGY INC. DYN · Entity 12803 Disposition to issuerCommon Stock Option (Right to Buy) · Derivative 19,143 Not disclosed Strike: $19.42 Not disclosed
Disclosure

SEC source: 0001140361-18-018149 · doc1.xml · derivative · entry 2

Petrone Sheree M. · CIK 0001620385 · EVP, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,143 shares

Expires not disclosed

F2 · price: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 12,481 shares of Vistra common stock for $29.79. The option will expire pursuant to the terms of the grant agreement.

F2 · derivative.exercise_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 12,481 shares of Vistra common stock for $29.79. The option will expire pursuant to the terms of the grant agreement.

F2 · derivative.expiration_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 12,481 shares of Vistra common stock for $29.79. The option will expire pursuant to the terms of the grant agreement.

Read SEC document
April 09, 2018 Filed Apr 11, 2018 10:46 UTC DYNEGY INC. DYN · Entity 12803 Disposition to issuerCommon Stock 38,778 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-018149 · doc1.xml · nonDerivative · entry 1

Petrone Sheree M. · CIK 0001620385 · EVP, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to the closing of the merger on April 9, 2018 (the "Effective Date") between Issuer and Vistra Energy Corp. (the "Merger") in exchange for 0.652 shares of Vistra Corp. stock having a market value of $20.83, closing price, per share on the Effective Date of the Merger.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 16:41 UTC DYNEGY INC. DYN · Entity 12803 Exercise / conversionRestricted Stock Units · Derivative 5,709 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-013049 · doc1.xml · derivative · entry 3

Petrone Sheree M. · CIK 0001620385 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,648

Underlying: Common Stock · 5,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock.

F5 · derivative.exercise_date: On March 8, 2016, the reporting person was granted 17,128 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments which began on March 8, 2017.

F5 · derivative.expiration_date: On March 8, 2016, the reporting person was granted 17,128 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments which began on March 8, 2017.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 16:41 UTC DYNEGY INC. DYN · Entity 12803 Tax withholdingCommon Stock 2,420 $13.47 $32,597.40
Disclosure

SEC source: 0001140361-18-013049 · doc1.xml · nonDerivative · entry 2

Petrone Sheree M. · CIK 0001620385 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,778

F2 · kind: These restricted stock units were withheld to pay the taxes applicable to the vesting of 5,709 units of restricted stock on March 8, 2018.

F3 · price: Reflects closing stock price on March 8, 2018.

F4 · balance_after: Amount includes 14,547 restricted stock units that vest in two annual equal installments beginning on March 1, 2019.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 16:41 UTC DYNEGY INC. DYN · Entity 12803 Exercise / conversionCommon Stock 5,709 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-013049 · doc1.xml · nonDerivative · entry 1

Petrone Sheree M. · CIK 0001620385 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock.

Read SEC document
March 03, 2018 Filed Mar 6, 2018 17:00 UTC DYNEGY INC. DYN · Entity 12803 Tax withholdingCommon Stock 801 $12.65 $10,132.65
Disclosure

SEC source: 0001140361-18-012285 · doc1.xml · nonDerivative · entry 1

Petrone Sheree M. · CIK 0001620385 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,489

F1 · kind: These restricted stock units were withheld by Issuer to pay the taxes applicable to the vesting of 1,927 units of restricted stock on March 3, 2018.

F2 · price: Reflects the closing stock price on March 2, 2018.

F3 · balance_after: Amount includes 14,547 restricted stock units that vest in two annual equal installments beginning on March 1, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 16:41 UTC DYNEGY INC. DYN · Entity 12803 Tax withholdingCommon Stock 3,356 $12.34 $41,413.04
Disclosure

SEC source: 0001140361-18-011985 · doc1.xml · nonDerivative · entry 1

Petrone Sheree M. · CIK 0001620385 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,290

F1 · kind: These restricted stock units were withheld by Issuer to pay the taxes applicable to the vesting of 7,274 units of restricted stock on March 1, 2018.

F2 · price: Reflects the closing stock price on March 1, 2018.

F3 · balance_after: Amount includes 1,927 restricted stock units that vest on March 3, 2018 and 14,547 restricted stock units that vest in two annual equal installments beginning on March 1, 2019.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 17:07 UTC DYNEGY INC. DYN · Entity 12803 GrantRestricted Stock Units · Derivative 40,938 $12.33 $504,765.54
Disclosure

SEC source: 0001140361-18-011293 · doc1.xml · derivative · entry 2

Petrone Sheree M. · CIK 0001620385 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,357

Underlying: Common Stock · 40,938 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock unit grant pursuant to Rule 16(b)-3(d). Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. Subject to certain exceptions as described in the award agreements, the restricted stock units vest in three annual equal installments beginning on February 27, 2019. The settlement of such units are anticipated to be settled in cash.

F2 · date: The grants of the restricted stock units were approved by a committee of the Issuer's Board of Directors on February 27, 2018.

F3 · derivative.exercise_date: Restricted stock unit grant pursuant to Rule 16(b)-3(d). Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. Subject to certain exceptions as described in the award agreements, the restricted stock units vest in three annual equal installments beginning on February 27, 2019. The settlement of such units are anticipated to be settled in cash.

F3 · derivative.expiration_date: Restricted stock unit grant pursuant to Rule 16(b)-3(d). Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. Subject to certain exceptions as described in the award agreements, the restricted stock units vest in three annual equal installments beginning on February 27, 2019. The settlement of such units are anticipated to be settled in cash.

Read SEC document
March 08, 2017 Filed Mar 9, 2017 17:21 UTC DYNEGY INC. DYN · Entity 12803 Exercise / conversionRestricted Stock Units · Derivative 5,709 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-011243 · doc1.xml · derivative · entry 3

Petrone Sheree M. · CIK 0001620385 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,419

Underlying: Common Stock · 5,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock.

F5 · derivative.exercise_date: On March 8, 2016, the reporting person was granted 17,128 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments beginning on March 8, 2017.

F5 · derivative.expiration_date: On March 8, 2016, the reporting person was granted 17,128 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments beginning on March 8, 2017.

Read SEC document
March 08, 2017 Filed Mar 9, 2017 17:21 UTC DYNEGY INC. DYN · Entity 12803 Tax withholdingCommon Stock 1,735 $7.62 $13,220.70
Disclosure

SEC source: 0001140361-17-011243 · doc1.xml · nonDerivative · entry 2

Petrone Sheree M. · CIK 0001620385 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,646

F2 · kind: These restricted stock units were withheld to pay the taxes applicable to the vesting of 5,709 units of restricted stock on March 8, 2017.

F3 · price: Reflects closing stock price on March 8, 2017.

F4 · balance_after: Amount includes 1,927 restricted stock units that vest on March 3, 2018 and 21,821 restricted stock units that vest in three annual equal installments beginning on March 1, 2018.

Read SEC document
March 08, 2017 Filed Mar 9, 2017 17:21 UTC DYNEGY INC. DYN · Entity 12803 Exercise / conversionCommon Stock 5,709 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-011243 · doc1.xml · nonDerivative · entry 1

Petrone Sheree M. · CIK 0001620385 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 16:34 UTC DYNEGY INC. DYN · Entity 12803 Tax withholdingCommon Stock 1,093 $8.29 $9,060.97
Disclosure

SEC source: 0001140361-17-010883 · doc1.xml · nonDerivative · entry 1

Petrone Sheree M. · CIK 0001620385 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,672

F1 · kind: These restricted stock units were withheld by Issuer to pay the taxes applicable to the vesting of 3,056 units of restricted stock on March 3, 2017.

F2 · price: Reflects the closing stock price on March 3, 2017.

F3 · balance_after: Amount includes 1,927 restricted stock units that vest on March 3, 2018 and 21,821 restricted stock units that vest in three annual equal installments beginning on March 1, 2018.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:21 UTC DYNEGY INC. DYN · Entity 12803 GrantEmployee Stock Option (Right to Buy) · Derivative 33,693 $0.00 Strike: $8.02 $0.00
Disclosure

SEC source: 0001140361-17-010599 · doc1.xml · derivative · entry 2

Petrone Sheree M. · CIK 0001620385 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,693

Underlying: Common Stock · 33,693 shares

Expires 2027-03-01

F4 · date: The grants of the stock options were approved by a committee of the Issuer's Board of Directors on March 1, 2017.

F5 · derivative.exercise_date: Option grant pursuant to rule 16b-3(d). The option becomes exercisable in three annual equal installments beginning on March 1, 2018.

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March 01, 2017 Filed Mar 3, 2017 17:21 UTC DYNEGY INC. DYN · Entity 12803 GrantCommon Stock 21,821 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-010599 · doc1.xml · nonDerivative · entry 1

Petrone Sheree M. · CIK 0001620385 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,765

F1 · date: The grants of the restricted stock units were approved by a committee of the Issuer's Board of Directors on March 1, 2017.

F2 · kind: Restricted stock unit grant pursuant to Rule 16b-3(d). Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock. The restricted stock units vest in three annual equal installments beginning on March 1, 2017.

F3 · balance_after: Amount includes 1,129 restricted stock units that vest on March 3, 2017 and 3,854 restricted stock units that vest in two annual equal installments beginning on March 3, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.