Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EQUIFAX INCEFX · Entity 3235 | EVP, Pres Workforce Solutions | May 06, 2026 | May 08, 2026 |
| SoFi Technologies, Inc.SOFI · Entity 3232 | President - SoFi Bank | March 14, 2024 | March 19, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EQUIFAX INC
Report date May 06, 2026 · Filed May 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,518 |
Last balance in matching sequence
After 2026-05-07 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-05-06 · Tax withholding · Disposed 1,934 · Balance 31,973 F1: Includes accrued dividend equivalent units for dividends reinvested in corresponding restricted stock units through the Company's last dividend payment date. Row 2 · 2026-05-07 · Sale · Disposed 2,455 · Balance 29,518 F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/4/2025. F1: Includes accrued dividend equivalent units for dividends reinvested in corresponding restricted stock units through the Company's last dividend payment date. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes accrued dividend equivalent units for dividends reinvested in corresponding restricted stock units through the Company's last dividend payment date.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/4/2025.
SoFi Technologies, Inc.
Report date March 14, 2024 · Filed March 19, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 336,432 |
Ending reported balance
After 2024-03-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-03-14 · Exercise / conversion · Acquired 80,749 · Balance 359,449 F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Row 2 · 2024-03-15 · Tax withholding · Disposed 23,017 · Balance 336,432 F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 1,623,309 |
Reported balance
After 2024-03-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-03-14 · Exercise / conversion · Disposed 80,749 · Balance 1,623,309 F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on September 21, 2022 and March 22, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on September 21, 2022 and March 22, 2023.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FIFTH THIRD BANCORP
Report date April 28, 2017 · Filed May 02, 2017
Section 16 reporting ended · disclosed 2017-05-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 138,145 |
Ending reported balance
After 2017-04-28 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2017-04-28 · Exercise / conversion · Acquired 12,204 · Balance 136,377 Row 2 · 2017-04-28 · Exercise / conversion · Acquired 8,303 · Balance 144,680 Row 3 · 2017-04-28 · Exercise / conversion · Acquired 13,544 · Balance 158,224 Row 4 · 2017-04-28 · Exercise / conversion · Acquired 41,118 · Balance 199,342 Row 5 · 2017-04-28 · Exercise / conversion · Acquired 8,701 · Balance 208,043 Row 6 · 2017-04-28 · Disposition to issuer · Disposed 58,254 · Balance 149,789 Row 7 · 2017-04-28 · Tax withholding · Disposed 11,644 · Balance 138,145 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $21.63 · Expires 2024-04-15 | Direct | 0 |
Reported balance
After 2017-04-28 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-04-28 · Exercise / conversion · Disposed 12,204 · Balance 0 F2: Issued pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid. F1: Indicates grant date. Stock appreciation rights are exercisable as follows: 25% one year from grant date, 50% two years from grant date, 75% three years from grant date, and 100% four years from grant date. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $18.78 · Expires 2025-02-11 | Direct | 0 |
Reported balance
After 2017-04-28 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-04-28 · Exercise / conversion · Disposed 8,303 · Balance 0 F2: Issued pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid. F1: Indicates grant date. Stock appreciation rights are exercisable as follows: 25% one year from grant date, 50% two years from grant date, 75% three years from grant date, and 100% four years from grant date. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $15.49 · Expires 2022-10-01 | Direct | 0 |
Reported balance
After 2017-04-28 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-04-28 · Exercise / conversion · Disposed 13,544 · Balance 0 F2: Issued pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid. F1: Indicates grant date. Stock appreciation rights are exercisable as follows: 25% one year from grant date, 50% two years from grant date, 75% three years from grant date, and 100% four years from grant date. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $16.15 · Expires 2023-04-16 | Direct | 0 |
Reported balance
After 2017-04-28 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-04-28 · Exercise / conversion · Disposed 41,118 · Balance 0 F2: Issued pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid. F1: Indicates grant date. Stock appreciation rights are exercisable as follows: 25% one year from grant date, 50% two years from grant date, 75% three years from grant date, and 100% four years from grant date. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $14.87 · Expires 2026-02-12 | Direct | 0 |
Reported balance
After 2017-04-28 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2017-04-28 · Exercise / conversion · Disposed 8,701 · Balance 0 F2: Issued pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid. F1: Indicates grant date. Stock appreciation rights are exercisable as follows: 25% one year from grant date, 50% two years from grant date, 75% three years from grant date, and 100% four years from grant date. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 1,044 |
Reported balance
Holding disclosure · report date 2017-04-28 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 1,044 |
Filing footnotes · ownership attribution and instrument terms
F1: Indicates grant date. Stock appreciation rights are exercisable as follows: 25% one year from grant date, 50% two years from grant date, 75% three years from grant date, and 100% four years from grant date.
F2: Issued pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2026 Filed May 8, 2026 20:09 UTC | EQUIFAX INC EFX · Entity 3235 | SaleCommon Stock | 2,455 | $173.89 | $426,899.95 |
DisclosureSEC source: 0001225208-26-005021 · doc4.xml · nonDerivative · entry 2 Borton Chad M · CIK 0001605786 · EVP, Pres Workforce Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 29,518 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/4/2025. F1 · balance_after: Includes accrued dividend equivalent units for dividends reinvested in corresponding restricted stock units through the Company's last dividend payment date. Read SEC document |
| May 06, 2026 Filed May 8, 2026 20:09 UTC | EQUIFAX INC EFX · Entity 3235 | Tax withholdingCommon Stock | 1,934 | $173.20 | $334,968.80 |
DisclosureSEC source: 0001225208-26-005021 · doc4.xml · nonDerivative · entry 1 Borton Chad M · CIK 0001605786 · EVP, Pres Workforce Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 31,973 F1 · balance_after: Includes accrued dividend equivalent units for dividends reinvested in corresponding restricted stock units through the Company's last dividend payment date. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:14 UTC | EQUIFAX INC EFX · Entity 3235 | GrantCommon Stock | 16,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-002756 · doc4.xml · nonDerivative · entry 1 Borton Chad M · CIK 0001605786 · EVP, Pres Workforce Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,806 F1 · security: Annual equity grant pursuant to the Company's long-term incentive plan. The award of restricted stock units vests 100% on February 25, 2029. F2 · balance_after: Includes accrued dividend equivalent units for dividends reinvested in corresponding restricted stock units through the Company's last dividend payment date. Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 21:11 UTC | EQUIFAX INC EFX · Entity 3235 | SaleCommon Stock | 2,535 | $191.50 | $485,452.50 |
DisclosureSEC source: 0001225208-26-001956 · doc4.xml · nonDerivative · entry 1 Borton Chad M · CIK 0001605786 · EVP, Pres Workforce Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 17,340 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/4/2025. F2 · balance_after: Includes accrued dividend equivalent units for dividends reinvested in corresponding restricted stock units through the Company's last dividend payment date. Read SEC document |
| May 06, 2025 Filed May 8, 2025 20:08 UTC | EQUIFAX INC EFX · Entity 3235 | Tax withholdingCommon Stock | 1,811 | $262.18 | $474,807.98 |
DisclosureSEC source: 0001225208-25-004852 · doc4.xml · nonDerivative · entry 1 Borton Chad M · CIK 0001605786 · EVP, Pres Workforce Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,768 F1 · balance_after: Includes accrued dividend equivalent units for dividends reinvested in corresponding restricted stock units through the Company's last dividend payment date. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 21:15 UTC | EQUIFAX INC EFX · Entity 3235 | GrantStock Option/Right to Buy · Derivative | 14,292 | $0.00 Strike: $252.90 | $0.00 |
DisclosureSEC source: 0001225208-25-001578 · doc4.xml · derivative · entry 2 Borton Chad M · CIK 0001605786 · EVP, Pres Workforce Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,292 Underlying: Common Stock · 14,292 shares Expires 2035-02-10 F3 · derivative.exercise_date: Annual equity grant pursuant to the Company's long-term incentive plan. The option vests in three equal annual increments beginning February 10, 2026. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 21:15 UTC | EQUIFAX INC EFX · Entity 3235 | GrantCommon Stock | 4,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-001578 · doc4.xml · nonDerivative · entry 1 Borton Chad M · CIK 0001605786 · EVP, Pres Workforce Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,543 F1 · security: Annual equity grant pursuant to the Company's long-term incentive plan. The award of restricted stock units vests 100% on February 10, 2028. F2 · balance_after: Includes accrued dividend equivalent units for dividends reinvested in corresponding restricted stock units through the Company's last dividend payment date. Read SEC document |
| May 06, 2024 Filed May 8, 2024 20:18 UTC | EQUIFAX INC EFX · Entity 3235 | GrantStock Option/Right to Buy · Derivative | 12,097 | $0.00 Strike: $231.34 | $0.00 |
DisclosureSEC source: 0001225208-24-005804 · doc4.xml · derivative · entry 3 Borton Chad M · CIK 0001605786 · EVP, Pres Workforce Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,097 Underlying: Common Stock · 12,097 shares Expires 2034-05-06 F3 · derivative.exercise_date: Annual equity grant pursuant to the Company's long-term incentive plan. The option vests in three equal annual increments beginning May 6, 2025. Read SEC document |
| May 06, 2024 Filed May 8, 2024 20:18 UTC | EQUIFAX INC EFX · Entity 3235 | GrantCommon Stock | 4,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-005804 · doc4.xml · nonDerivative · entry 2 Borton Chad M · CIK 0001605786 · EVP, Pres Workforce Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,021 F2 · security: Annual equity grant pursuant to the Company's long-term incentive plan. The award of restricted stock units vests 100% on May 6, 2027. Read SEC document |
| May 06, 2024 Filed May 8, 2024 20:18 UTC | EQUIFAX INC EFX · Entity 3235 | GrantCommon Stock | 12,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-005804 · doc4.xml · nonDerivative · entry 1 Borton Chad M · CIK 0001605786 · EVP, Pres Workforce Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,968 F1 · security: New hire equity grant pursuant to the Company's long-term incentive plan. The award of restricted stock units vests in three equal annual increments beginning May 6, 2025. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 01:49 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 23,017 | $6.99 | $160,888.83 |
DisclosureSEC source: 0001818874-24-000060 · wk-form4_1710812944.xml · nonDerivative · entry 2 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 336,432 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| March 14, 2024 Filed Mar 19, 2024 01:49 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 80,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-24-000060 · wk-form4_1710812944.xml · derivative · entry 3 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,623,309 Underlying: Common Stock · 80,749 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on September 21, 2022 and March 22, 2023. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on September 21, 2022 and March 22, 2023. Read SEC document |
| March 14, 2024 Filed Mar 19, 2024 01:49 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 80,749 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-24-000060 · wk-form4_1710812944.xml · nonDerivative · entry 1 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 359,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| March 11, 2024 Filed Mar 14, 2024 00:27 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 544,663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-24-000053 · wk-form4_1710376011.xml · derivative · entry 1 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,704,058 Underlying: Common Stock · 544,663 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in sixteen equal installments over four years beginning with the vesting date in June 2024, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in sixteen equal installments over four years beginning with the vesting date in June 2024, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 23:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 12,518 | $8.44 | $105,614.37 |
DisclosureSEC source: 0001818874-24-000022 · wk-form4_1708125654.xml · nonDerivative · entry 2 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 278,700 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 23:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 51,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-24-000022 · wk-form4_1708125654.xml · derivative · entry 3 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,159,395 Underlying: Common Stock · 51,246 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 21, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 21, 2022. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 23:21 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 51,246 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-24-000022 · wk-form4_1708125654.xml · nonDerivative · entry 1 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 291,218 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 01:33 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 30,477 | $9.32 | $284,106.59 |
DisclosureSEC source: 0001818874-23-000190 · wk-form4_1702949619.xml · nonDerivative · entry 2 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 239,972 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| December 14, 2023 Filed Dec 19, 2023 01:33 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 80,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000190 · wk-form4_1702949619.xml · derivative · entry 3 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,210,641 Underlying: Common Stock · 80,751 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on September 21, 2022 and March 22, 2023. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on September 21, 2022 and March 22, 2023. Read SEC document |
| December 14, 2023 Filed Dec 19, 2023 01:33 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 80,751 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000190 · wk-form4_1702949619.xml · nonDerivative · entry 1 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 270,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 00:15 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 19,405 | $7.32 | $141,966.98 |
DisclosureSEC source: 0001818874-23-000182 · wk-form4_1700180129.xml · nonDerivative · entry 2 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,698 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| November 14, 2023 Filed Nov 17, 2023 00:15 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 51,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000182 · wk-form4_1700180129.xml · derivative · entry 3 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,291,392 Underlying: Common Stock · 51,246 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 21, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 21, 2022. Read SEC document |
| November 14, 2023 Filed Nov 17, 2023 00:15 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 51,246 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000182 · wk-form4_1700180129.xml · nonDerivative · entry 1 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| November 02, 2023 Filed Nov 7, 2023 00:23 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | SaleCommon Stock | 152,041 | $7.99 | $1,215,187.69 |
DisclosureSEC source: 0001818874-23-000169 · wk-form4_1699316590.xml · nonDerivative · entry 1 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,857 F1 · price: The reported transactions were executed in multiple trades. The sale price of $7.9925 reported in Column 4 is the weighted average sale price for the 152,041 shares disposed of by the Reporting Person within a range of $8.00 to $7.99 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 00:17 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 30,972 | $9.03 | $279,615.22 |
DisclosureSEC source: 0001818874-23-000156 · wk-form4_1695082658.xml · nonDerivative · entry 2 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 309,898 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| September 14, 2023 Filed Sep 19, 2023 00:17 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 80,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000156 · wk-form4_1695082658.xml · derivative · entry 3 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,342,638 Underlying: Common Stock · 80,751 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on September 21, 2022 and March 22, 2023. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on September 21, 2022 and March 22, 2023. Read SEC document |
| September 14, 2023 Filed Sep 19, 2023 00:17 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 80,751 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000156 · wk-form4_1695082658.xml · nonDerivative · entry 1 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 340,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 00:12 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 20,577 | $8.48 | $174,431.23 |
DisclosureSEC source: 0001628280-23-029723 · wk-form4_1692231137.xml · nonDerivative · entry 2 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 260,119 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| August 14, 2023 Filed Aug 17, 2023 00:12 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 51,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-029723 · wk-form4_1692231137.xml · derivative · entry 3 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,423,389 Underlying: Common Stock · 51,247 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 21, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 21, 2022. Read SEC document |
| August 14, 2023 Filed Aug 17, 2023 00:12 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 51,247 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-029723 · wk-form4_1692231137.xml · nonDerivative · entry 1 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| June 16, 2023 Filed Jun 16, 2023 22:13 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | SaleCommon Stock | 90,458 | $8.68 | $784,985.48 |
DisclosureSEC source: 0001818874-23-000134 · wf-form4_168695360293729.xml · nonDerivative · entry 3 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229,449 F3 · price: The reported transactions were executed in multiple trades. The sale price of $8.6779 reported in Column 4 is the weighted average sale price for the 90,458 shares disposed of by the Reporting Person within a range of $8.66 to $8.70 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 22:13 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 33,255 | $9.12 | $303,152.58 |
DisclosureSEC source: 0001818874-23-000134 · wf-form4_168695360293729.xml · nonDerivative · entry 2 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 319,907 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:13 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 80,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000134 · wf-form4_168695360293729.xml · derivative · entry 4 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,474,636 Underlying: Common Stock · 80,749 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on February 7, 2021 and September 21, 2022. F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on February 7, 2021 and September 21, 2022. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:13 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 80,749 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000134 · wf-form4_168695360293729.xml · nonDerivative · entry 1 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 353,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| May 16, 2023 Filed May 17, 2023 23:47 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 21,416 | $4.73 | $101,233.43 |
DisclosureSEC source: 0001818874-23-000101 · wf-form4_168436722661270.xml · nonDerivative · entry 2 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 272,413 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| May 15, 2023 Filed May 17, 2023 23:47 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 51,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000101 · wf-form4_168436722661270.xml · derivative · entry 3 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,555,385 Underlying: Common Stock · 51,246 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 21, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 21, 2022. Read SEC document |
| May 15, 2023 Filed May 17, 2023 23:47 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 51,246 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000101 · wf-form4_168436722661270.xml · nonDerivative · entry 1 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 293,829 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 23:54 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 490,076 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000056 · wf-form4_167952923666499.xml · derivative · entry 1 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,606,631 Underlying: Common Stock · 490,076 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in twelve equal installments over three years beginning with the vesting date in June 2023, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in twelve equal installments over three years beginning with the vesting date in June 2023, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 23:20 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 9,968 | $5.35 | $53,358.70 |
DisclosureSEC source: 0001818874-23-000036 · wf-form4_167900883125354.xml · nonDerivative · entry 2 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,583 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:20 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 39,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000036 · wf-form4_167900883125354.xml · derivative · entry 3 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,116,555 Underlying: Common Stock · 39,911 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 7, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 7, 2022. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:20 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 39,911 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000036 · wf-form4_167900883125354.xml · nonDerivative · entry 1 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 23:34 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 12,821 | $6.97 | $89,375.19 |
DisclosureSEC source: 0001818874-23-000011 · wf-form4_167659044119937.xml · nonDerivative · entry 2 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,640 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 23:34 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 51,246 | $6.97 | $357,235.87 |
DisclosureSEC source: 0001818874-23-000011 · wf-form4_167659044119937.xml · derivative · entry 3 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,156,466 Underlying: Common Stock · 51,246 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 21, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 21, 2022. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 23:34 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 51,246 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000011 · wf-form4_167659044119937.xml · nonDerivative · entry 1 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,461 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:28 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 39,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000260 · wf-form4_167123330351993.xml · derivative · entry 3 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,207,712 Underlying: Common Stock · 39,910 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 7, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 7, 2022. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:28 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 15,228 | $4.57 | $69,576.73 |
DisclosureSEC source: 0001818874-22-000260 · wf-form4_167123330351993.xml · nonDerivative · entry 2 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,215 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:28 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 39,910 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000260 · wf-form4_167123330351993.xml · nonDerivative · entry 1 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 23:32 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 51,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-22-000243 · wf-form4_166864151747986.xml · derivative · entry 3 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,247,622 Underlying: Common Stock · 51,246 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 21, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 21, 2022. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 23:32 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Tax withholdingCommon Stock | 19,951 | $6.03 | $120,204.78 |
DisclosureSEC source: 0001818874-22-000243 · wf-form4_166864151747986.xml · nonDerivative · entry 2 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,533 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 23:32 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 51,246 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-22-000243 · wf-form4_166864151747986.xml · nonDerivative · entry 1 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.