Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RIVERVIEW BANCORP INCRVSB · Entity 6745 | Director · President/CEO | September 17, 2026 | September 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RIVERVIEW BANCORP INC
Report date September 17, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 166,482 |
Reported balance
After 2026-09-17 transaction · row 1
1 source rowRow 1 · 2026-09-17 · Purchase · Acquired 1,765 · Balance 166,482 |
| Common StockSEC Table I · non-derivative | IndirectShares held by the ESOP | 376 |
Reported balance
Holding disclosure · report date 2026-09-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 376 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 17, 2026 Filed Sep 17, 2026 21:20 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | PurchaseCommon Stock | 1,765 | $5.69 | $10,042.85 |
DisclosureSEC source: 0001322325-26-000004 · form4-09172026_050901.xml · nonDerivative · entry 1 Sherman Nicole · CIK 0001322325 · Director · President/CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,482 Read SEC document |
| May 07, 2026 Filed May 8, 2026 17:06 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | PurchaseCommon Stock | 1,800 | $5.49 | $9,876.06 |
DisclosureSEC source: 0001322325-26-000002 · form4-05082026_050546.xml · nonDerivative · entry 1 Sherman Nicole · CIK 0001322325 · Director · President/CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,717 Read SEC document |
| December 05, 2025 Filed Dec 10, 2025 12:52 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | PurchaseCommon Stock | 975 | $5.12 | $4,992.00 |
DisclosureSEC source: 0001322325-25-000005 · form4-12102025_121223.xml · nonDerivative · entry 1 Sherman Nicole · CIK 0001322325 · Director · President/CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,674 Read SEC document |
| September 19, 2025 Filed Dec 9, 2025 00:55 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 24,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001322325-25-000003 · form4-12082025_071201.xml · nonDerivative · entry 2 Sherman Nicole · CIK 0001322325 · Director · President/CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,699 F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 24,757 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on August 1, 2027, and 50% on August 1, 2028, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2025 through March 31, 2026. Read SEC document |
| September 19, 2025 Filed Dec 9, 2025 00:55 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 8,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001322325-25-000003 · form4-12082025_071201.xml · nonDerivative · entry 1 Sherman Nicole · CIK 0001322325 · Director · President/CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,942 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on August 1, 2026, August 1, 2027, and August 1, 2028. Read SEC document |
| August 26, 2025 Filed Aug 26, 2025 19:12 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | PurchaseCommon Stock | 1,475 | $5.04 | $7,434.00 |
DisclosureSEC source: 0001415889-25-022996 · form4-08262025_070836.xml · nonDerivative · entry 1 Sherman Nicole · CIK 0001322325 · Director · President/CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,991 Read SEC document |
| May 20, 2025 Filed May 22, 2025 13:15 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | PurchaseCommon Stock | 2,450 | $6.11 | $14,969.01 |
DisclosureSEC source: 0001415889-25-014046 · form4-05222025_090501.xml · nonDerivative · entry 1 Sherman Nicole · CIK 0001322325 · Director · President/CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,516 Read SEC document |
| December 30, 2024 Filed Jan 2, 2025 23:25 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 125,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000181 · form4-01022025_060101.xml · nonDerivative · entry 3 Sherman Nicole · CIK 0001322325 · Director · President/CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 158,066 F3 · shares: Restricted stock granted pursuant to long-term incentive award under the 2017 Equity Incentive Plan. The restricted stock will cliff vest on July 10, 2029. Read SEC document |
| December 30, 2024 Filed Jan 2, 2025 23:25 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 24,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000181 · form4-01022025_060101.xml · nonDerivative · entry 2 Sherman Nicole · CIK 0001322325 · Director · President/CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,936 F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 24,902 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 10, 2026 and 50% on July 10, 2027, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2024 through March 31, 2025. Read SEC document |
| December 30, 2024 Filed Jan 2, 2025 23:25 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 5,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000181 · form4-01022025_060101.xml · nonDerivative · entry 1 Sherman Nicole · CIK 0001322325 · Director · President/CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,034 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 10, 2025, July 10, 2026, and July 10, 2027. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 21:25 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | PurchaseCommon Stock | 100 | $4.80 | $480.00 |
DisclosureSEC source: 0001415889-24-023646 · form4-09182024_050903.xml · nonDerivative · entry 8 Sherman Nicole · CIK 0001322325 · Director · President/CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 21:25 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | PurchaseCommon Stock | 300 | $4.81 | $1,443.75 |
DisclosureSEC source: 0001415889-24-023646 · form4-09182024_050903.xml · nonDerivative · entry 7 Sherman Nicole · CIK 0001322325 · Director · President/CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,400 Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 21:25 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | PurchaseCommon Stock | 200 | $4.81 | $962.50 |
DisclosureSEC source: 0001415889-24-023646 · form4-09182024_050903.xml · nonDerivative · entry 6 Sherman Nicole · CIK 0001322325 · Director · President/CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,100 Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 21:25 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | PurchaseCommon Stock | 600 | $4.82 | $2,892.00 |
DisclosureSEC source: 0001415889-24-023646 · form4-09182024_050903.xml · nonDerivative · entry 5 Sherman Nicole · CIK 0001322325 · Director · President/CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,900 Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 21:25 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | PurchaseCommon Stock | 545 | $4.82 | $2,626.90 |
DisclosureSEC source: 0001415889-24-023646 · form4-09182024_050903.xml · nonDerivative · entry 4 Sherman Nicole · CIK 0001322325 · Director · President/CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,300 Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 21:25 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | PurchaseCommon Stock | 55 | $4.82 | $265.10 |
DisclosureSEC source: 0001415889-24-023646 · form4-09182024_050903.xml · nonDerivative · entry 3 Sherman Nicole · CIK 0001322325 · Director · President/CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 755 Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 21:25 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | PurchaseCommon Stock | 100 | $4.82 | $482.00 |
DisclosureSEC source: 0001415889-24-023646 · form4-09182024_050903.xml · nonDerivative · entry 2 Sherman Nicole · CIK 0001322325 · Director · President/CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 700 Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 21:25 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | PurchaseCommon Stock | 600 | $4.82 | $2,892.00 |
DisclosureSEC source: 0001415889-24-023646 · form4-09182024_050903.xml · nonDerivative · entry 1 Sherman Nicole · CIK 0001322325 · Director · President/CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.