Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SHF Holdings, Inc.SHFS · Entity 8514 | Director · Director, CEO and CFO | September 30, 2025 | May 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SHF Holdings, Inc.
Report date September 30, 2025 · Filed May 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.40 · Expires 2035-08-07 | Direct | 91,751 |
Reported balance
After 2025-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-09-30 · Grant · Acquired 91,751 · Balance 91,751 F1: This transaction is being reported late due to an inadvertent administrative oversight. F2: The Reporting Person received the stock option award on August 7, 2025. The stock option would vest 100% upon SHF Holdings, Inc.'s (the "Issuer") successful completion of an equity financing that resulted in gross proceeds to the Issuer of at least $4 million (the "Financing Vesting Condition"). The Financing Vesting Condition was satisfied on September 30, 2025 and the stock option vested 100% on that date. |
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $7.76 | Direct | 125 |
Reported balance
After 2025-09-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-09-30 · Purchase · Acquired 125 · Balance 125 F1: This transaction is being reported late due to an inadvertent administrative oversight. F3: On September 30, 2025, the Reporting Person entered into a Securities Purchase Agreement with the Issuer, pursuant to which the Issuer issued and sold to the Reporting Person 125 shares of the Issuer's Series B Convertible Preferred Stock (the "Series B Preferred Stock") and common stock purchase warrants (the "Series B Warrants") to initially acquire up to 8,050 shares of the Issuer's common stock on the same terms and conditions as the other participants in the transaction. The Reporting Person's acquisition of the Series B Preferred Stock and the Series B Warrants was subject to shareholder approval, which was obtained on November 6, 2025. F4: The Series B Preferred Stock is perpetual and therefore has no expiration date. |
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $7.76 | Direct | 124 |
Reported balance
After 2025-12-10 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-12-10 · Other · Disposed 1 · Balance 124 F1: This transaction is being reported late due to an inadvertent administrative oversight. F5: On December 10, 2025, the Issuer redeemed one share of the Reporting Person's Series B Preferred Stock in accordance with the terms of the Series B Preferred Stock's Certificate of Designation. F4: The Series B Preferred Stock is perpetual and therefore has no expiration date. |
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $7.76 | Direct | 123 |
Reported balance
After 2025-12-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-12-31 · Other · Disposed 1 · Balance 123 F1: This transaction is being reported late due to an inadvertent administrative oversight. F6: On December 31, 2025, the Issuer redeemed one share of the Reporting Person's Series B Preferred Stock in accordance with the terms of the Series B Preferred Stock's Certificate of Designation. F4: The Series B Preferred Stock is perpetual and therefore has no expiration date. |
| Series B Warrant to Purchase Common Stock (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.76 · Expires 2029-05-10 | Direct | 8,050 |
Reported balance
After 2025-09-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-09-30 · Purchase · Acquired 8,050 · Balance 8,050 F1: This transaction is being reported late due to an inadvertent administrative oversight. F3: On September 30, 2025, the Reporting Person entered into a Securities Purchase Agreement with the Issuer, pursuant to which the Issuer issued and sold to the Reporting Person 125 shares of the Issuer's Series B Convertible Preferred Stock (the "Series B Preferred Stock") and common stock purchase warrants (the "Series B Warrants") to initially acquire up to 8,050 shares of the Issuer's common stock on the same terms and conditions as the other participants in the transaction. The Reporting Person's acquisition of the Series B Preferred Stock and the Series B Warrants was subject to shareholder approval, which was obtained on November 6, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction is being reported late due to an inadvertent administrative oversight.
F2: The Reporting Person received the stock option award on August 7, 2025. The stock option would vest 100% upon SHF Holdings, Inc.'s (the "Issuer") successful completion of an equity financing that resulted in gross proceeds to the Issuer of at least $4 million (the "Financing Vesting Condition"). The Financing Vesting Condition was satisfied on September 30, 2025 and the stock option vested 100% on that date.
F3: On September 30, 2025, the Reporting Person entered into a Securities Purchase Agreement with the Issuer, pursuant to which the Issuer issued and sold to the Reporting Person 125 shares of the Issuer's Series B Convertible Preferred Stock (the "Series B Preferred Stock") and common stock purchase warrants (the "Series B Warrants") to initially acquire up to 8,050 shares of the Issuer's common stock on the same terms and conditions as the other participants in the transaction. The Reporting Person's acquisition of the Series B Preferred Stock and the Series B Warrants was subject to shareholder approval, which was obtained on November 6, 2025.
F4: The Series B Preferred Stock is perpetual and therefore has no expiration date.
F5: On December 10, 2025, the Issuer redeemed one share of the Reporting Person's Series B Preferred Stock in accordance with the terms of the Series B Preferred Stock's Certificate of Designation.
F6: On December 31, 2025, the Issuer redeemed one share of the Reporting Person's Series B Preferred Stock in accordance with the terms of the Series B Preferred Stock's Certificate of Designation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2025 Filed May 9, 2026 01:56 UTC | SHF Holdings, Inc. SHFS · Entity 8514 | OtherSeries B Convertible Preferred Stock · Derivative | 1 | $800.00 Strike: $7.76 | $800.00 |
DisclosureSEC source: 0001493152-26-022074 · ownership.xml · derivative · entry 5 Mendez Terrance Elliot · CIK 0002056682 · Director · Director, CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123 Underlying: Common Stock · 15,844 shares Expires not disclosed F1 · date: This transaction is being reported late due to an inadvertent administrative oversight. F6 · kind: On December 31, 2025, the Issuer redeemed one share of the Reporting Person's Series B Preferred Stock in accordance with the terms of the Series B Preferred Stock's Certificate of Designation. F4 · derivative.expiration_date: The Series B Preferred Stock is perpetual and therefore has no expiration date. Read SEC document |
| December 10, 2025 Filed May 9, 2026 01:56 UTC | SHF Holdings, Inc. SHFS · Entity 8514 | OtherSeries B Convertible Preferred Stock · Derivative | 1 | $800.00 Strike: $7.76 | $800.00 |
DisclosureSEC source: 0001493152-26-022074 · ownership.xml · derivative · entry 4 Mendez Terrance Elliot · CIK 0002056682 · Director · Director, CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124 Underlying: Common Stock · 15,972 shares Expires not disclosed F1 · date: This transaction is being reported late due to an inadvertent administrative oversight. F5 · kind: On December 10, 2025, the Issuer redeemed one share of the Reporting Person's Series B Preferred Stock in accordance with the terms of the Series B Preferred Stock's Certificate of Designation. F4 · derivative.expiration_date: The Series B Preferred Stock is perpetual and therefore has no expiration date. Read SEC document |
| September 30, 2025 Filed May 9, 2026 01:56 UTC | SHF Holdings, Inc. SHFS · Entity 8514 | PurchaseSeries B Warrant to Purchase Common Stock (Right to Buy) · Derivative | 8,050 | $0.00 Strike: $7.76 | $0.00 |
DisclosureSEC source: 0001493152-26-022074 · ownership.xml · derivative · entry 3 Mendez Terrance Elliot · CIK 0002056682 · Director · Director, CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,050 Underlying: Common Stock · 8,050 shares Expires 2029-05-10 F1 · date: This transaction is being reported late due to an inadvertent administrative oversight. F3 · date: On September 30, 2025, the Reporting Person entered into a Securities Purchase Agreement with the Issuer, pursuant to which the Issuer issued and sold to the Reporting Person 125 shares of the Issuer's Series B Convertible Preferred Stock (the "Series B Preferred Stock") and common stock purchase warrants (the "Series B Warrants") to initially acquire up to 8,050 shares of the Issuer's common stock on the same terms and conditions as the other participants in the transaction. The Reporting Person's acquisition of the Series B Preferred Stock and the Series B Warrants was subject to shareholder approval, which was obtained on November 6, 2025. Read SEC document |
| September 30, 2025 Filed May 9, 2026 01:56 UTC | SHF Holdings, Inc. SHFS · Entity 8514 | PurchaseSeries B Convertible Preferred Stock · Derivative | 125 | $800.00 Strike: $7.76 | $100,000.00 |
DisclosureSEC source: 0001493152-26-022074 · ownership.xml · derivative · entry 2 Mendez Terrance Elliot · CIK 0002056682 · Director · Director, CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125 Underlying: Common Stock · 16,100 shares Expires not disclosed F1 · date: This transaction is being reported late due to an inadvertent administrative oversight. F3 · date: On September 30, 2025, the Reporting Person entered into a Securities Purchase Agreement with the Issuer, pursuant to which the Issuer issued and sold to the Reporting Person 125 shares of the Issuer's Series B Convertible Preferred Stock (the "Series B Preferred Stock") and common stock purchase warrants (the "Series B Warrants") to initially acquire up to 8,050 shares of the Issuer's common stock on the same terms and conditions as the other participants in the transaction. The Reporting Person's acquisition of the Series B Preferred Stock and the Series B Warrants was subject to shareholder approval, which was obtained on November 6, 2025. F4 · derivative.expiration_date: The Series B Preferred Stock is perpetual and therefore has no expiration date. Read SEC document |
| September 30, 2025 Filed May 9, 2026 01:56 UTC | SHF Holdings, Inc. SHFS · Entity 8514 | GrantStock Option (Right to Buy) · Derivative | 91,751 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0001493152-26-022074 · ownership.xml · derivative · entry 1 Mendez Terrance Elliot · CIK 0002056682 · Director · Director, CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,751 Underlying: Common Stock · 91,751 shares Expires 2035-08-07 F1 · date: This transaction is being reported late due to an inadvertent administrative oversight. F2 · date: The Reporting Person received the stock option award on August 7, 2025. The stock option would vest 100% upon SHF Holdings, Inc.'s (the "Issuer") successful completion of an equity financing that resulted in gross proceeds to the Issuer of at least $4 million (the "Financing Vesting Condition"). The Financing Vesting Condition was satisfied on September 30, 2025 and the stock option vested 100% on that date. Read SEC document |
| August 07, 2025 Filed Sep 17, 2025 23:37 UTC | SHF Holdings, Inc. SHFS · Entity 8514 | GrantStock Option (Right to Buy) · Derivative | 91,751 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0001493152-25-013938 · ownership.xml · derivative · entry 1 Mendez Terrance Elliot · CIK 0002056682 · Director · CEO and Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,751 Underlying: Common Stock · 91,751 shares Expires 2035-08-06 F1 · derivative.exercise_date: The stock option vests 100% on upon the Issuer's successful completion of an equity financing that results in gross proceeds to the Issuer of at least $4 million. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.