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Phillips Keith D.

Disclosed activity across 2 companies

Tapewire entity
48761
SEC CIK
0001864191

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Rare Earths Americas, Inc.REA · Entity 6072DirectorMay 07, 2026May 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Rare Earths Americas, Inc.

Report date May 07, 2026 · Filed May 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect4,407 Reported balance After 2026-05-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-07 · Grant · Acquired 4,407 · Balance 4,407

F1: Each restricted stock unit represents a contingent right to receive one share of REA common stock.

F2: The Restricted Stock Units will vest on the earlier of one year from the date of grant or the day before REA's annual meeting in 2027, subject to continued employment with REA.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of REA common stock.

F2: The Restricted Stock Units will vest on the earlier of one year from the date of grant or the day before REA's annual meeting in 2027, subject to continued employment with REA.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Piedmont Lithium Inc.

Report date August 29, 2025 · Filed August 29, 2025

Section 16 reporting ended · disclosed 2025-08-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001SEC Table I · non-derivativeDirect0 Ending reported balance After 2025-08-29 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-08-29 · Grant · Acquired 137,560 · Balance 301,569

F1: Piedmont Lithium Inc. ("Piedmont"), Sayona Mining Limited ("Sayona") and Shock MergeCo Inc. ("Merger Sub") are parties to the Agreement and Plan of Merger, dated as of November 18, 2024 (the "Merger Agreement"), pursuant to which, among other things, Merger Sub was merged with and into Piedmont (the "Merger"). Pursuant to the Merger Agreement, the performance conditions underlying these performance stock units were deemed satisfied based on the greater of target or actual performance at the effective time of the Merger.

Row 2 · 2025-08-29 · Disposition to issuer · Disposed 301,569 · Balance 0

F2: At the effective time of the Merger, (i) each share of common stock of Piedmont was converted into the right to receive 527 ordinary shares of Sayona and (ii) each restricted stock unit of Piedmont was converted into 527 restricted stock units of Sayona.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2034-03-04Direct0 Reported balance After 2025-08-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-08-29 · Disposition to issuer · Disposed 169,903 · Balance 0

F3: At the effective time of the Merger, each stock option to purchase a share of common stock of Piedmont was converted into a stock option to purchase 527 ordinary shares of Sayona.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $67.50 · Expires 2033-03-07Direct0 Reported balance After 2025-08-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-08-29 · Disposition to issuer · Disposed 29,890 · Balance 0

F3: At the effective time of the Merger, each stock option to purchase a share of common stock of Piedmont was converted into a stock option to purchase 527 ordinary shares of Sayona.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.00 · Expires 2032-02-28Direct0 Reported balance After 2025-08-29 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-08-29 · Disposition to issuer · Disposed 22,674 · Balance 0

F3: At the effective time of the Merger, each stock option to purchase a share of common stock of Piedmont was converted into a stock option to purchase 527 ordinary shares of Sayona.

F4: These stock options vested in three equal annual installments on December 31, 2022, December 31, 2023 and December 31, 2024.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.00 · Expires 2032-02-28Direct0 Reported balance After 2025-08-29 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-08-29 · Disposition to issuer · Disposed 36,276 · Balance 0

F3: At the effective time of the Merger, each stock option to purchase a share of common stock of Piedmont was converted into a stock option to purchase 527 ordinary shares of Sayona.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $65.00 · Expires 2031-05-19Direct0 Reported balance After 2025-08-29 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-08-29 · Disposition to issuer · Disposed 10,786 · Balance 0

F3: At the effective time of the Merger, each stock option to purchase a share of common stock of Piedmont was converted into a stock option to purchase 527 ordinary shares of Sayona.

F5: These stock options vested in three equal annual installments on December 31, 2021, December 31, 2022 and December 31, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: Piedmont Lithium Inc. ("Piedmont"), Sayona Mining Limited ("Sayona") and Shock MergeCo Inc. ("Merger Sub") are parties to the Agreement and Plan of Merger, dated as of November 18, 2024 (the "Merger Agreement"), pursuant to which, among other things, Merger Sub was merged with and into Piedmont (the "Merger"). Pursuant to the Merger Agreement, the performance conditions underlying these performance stock units were deemed satisfied based on the greater of target or actual performance at the effective time of the Merger.

F2: At the effective time of the Merger, (i) each share of common stock of Piedmont was converted into the right to receive 527 ordinary shares of Sayona and (ii) each restricted stock unit of Piedmont was converted into 527 restricted stock units of Sayona.

F3: At the effective time of the Merger, each stock option to purchase a share of common stock of Piedmont was converted into a stock option to purchase 527 ordinary shares of Sayona.

F4: These stock options vested in three equal annual installments on December 31, 2022, December 31, 2023 and December 31, 2024.

F5: These stock options vested in three equal annual installments on December 31, 2021, December 31, 2022 and December 31, 2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 06, 2021 Filed Jul 8, 2021 01:02 UTC Piedmont Lithium Inc. PLL · Entity 75957 Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $18.57 $0.00
Disclosure

SEC source: 0001140361-21-023645 · form4.xml · derivative · entry 11

Phillips Keith D. · CIK 0001864191 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, par value $0.0001 · 30,000 shares

Expires 2022-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 01:02 UTC Piedmont Lithium Inc. PLL · Entity 75957 SaleCommon Stock, par value $0.0001 3,500 $77.66 $271,802.65
Disclosure

SEC source: 0001140361-21-023645 · form4.xml · nonDerivative · entry 10

Phillips Keith D. · CIK 0001864191 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,059

F9 · price: The price reported in Column 4 is a weighted average price, converted to US dollars at the Federal Reserve rate of US$0.7499 per A$. These shares were sold in the form of CDIs in multiple transactions at prices ranging from A$103.00 to A$104.00 per common share equivalent, inclusive.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 01:02 UTC Piedmont Lithium Inc. PLL · Entity 75957 SaleCommon Stock, par value $0.0001 3,158 $78.04 $246,456.64
Disclosure

SEC source: 0001140361-21-023645 · form4.xml · nonDerivative · entry 9

Phillips Keith D. · CIK 0001864191 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,559

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.78 to $78.30, inclusive.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 01:02 UTC Piedmont Lithium Inc. PLL · Entity 75957 SaleCommon Stock, par value $0.0001 3,624 $77.22 $279,836.22
Disclosure

SEC source: 0001140361-21-023645 · form4.xml · nonDerivative · entry 8

Phillips Keith D. · CIK 0001864191 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,717

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.75 to $77.67, inclusive.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 01:02 UTC Piedmont Lithium Inc. PLL · Entity 75957 SaleCommon Stock, par value $0.0001 1,853 $76.20 $141,190.08
Disclosure

SEC source: 0001140361-21-023645 · form4.xml · nonDerivative · entry 7

Phillips Keith D. · CIK 0001864191 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,341

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.56 to $76.55, inclusive.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 01:02 UTC Piedmont Lithium Inc. PLL · Entity 75957 SaleCommon Stock, par value $0.0001 1,622 $74.88 $121,461.36
Disclosure

SEC source: 0001140361-21-023645 · form4.xml · nonDerivative · entry 6

Phillips Keith D. · CIK 0001864191 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,194

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.54 to $75.51, inclusive.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 01:02 UTC Piedmont Lithium Inc. PLL · Entity 75957 SaleCommon Stock, par value $0.0001 2,258 $73.75 $166,535.85
Disclosure

SEC source: 0001140361-21-023645 · form4.xml · nonDerivative · entry 5

Phillips Keith D. · CIK 0001864191 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,816

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.31 to $74.24, inclusive.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 01:02 UTC Piedmont Lithium Inc. PLL · Entity 75957 SaleCommon Stock, par value $0.0001 1,620 $72.66 $117,705.47
Disclosure

SEC source: 0001140361-21-023645 · form4.xml · nonDerivative · entry 4

Phillips Keith D. · CIK 0001864191 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,074

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.26 to $73.16, inclusive.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 01:02 UTC Piedmont Lithium Inc. PLL · Entity 75957 SaleCommon Stock, par value $0.0001 4,445 $71.95 $319,803.08
Disclosure

SEC source: 0001140361-21-023645 · form4.xml · nonDerivative · entry 3

Phillips Keith D. · CIK 0001864191 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,694

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.26 to $72.25, inclusive.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 01:02 UTC Piedmont Lithium Inc. PLL · Entity 75957 Exercise / conversionCommon Stock, par value $0.0001 30,000 $18.57 $557,100.00
Disclosure

SEC source: 0001140361-21-023645 · form4.xml · nonDerivative · entry 2

Phillips Keith D. · CIK 0001864191 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 05, 2021 Filed Jul 8, 2021 01:02 UTC Piedmont Lithium Inc. PLL · Entity 75957 SaleCommon Stock, par value $0.0001 4,000 $76.92 $307,660.80
Disclosure

SEC source: 0001140361-21-023645 · form4.xml · nonDerivative · entry 1

Phillips Keith D. · CIK 0001864191 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,139

F1 · price: The price reported in Column 4 is a weighted average price, converted to US dollars at the Federal Reserve rate of US$0.7499 per Australian dollar (A$). These shares were sold in the form of CHESS Depositary Interests (CDIs) in multiple transactions at prices ranging from A$102.50 to A$103.00 per common share equivalent, inclusive. The reporting person undertakes to provide to Piedmont Lithium Inc., any security holder of Piedmont Lithium Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein to this Form 4.

Read SEC document
May 19, 2021 Filed May 26, 2021 16:37 UTC Piedmont Lithium Inc. PLL · Entity 75957 GrantStock Option (right to buy) · Derivative 10,786 $0.00 Strike: $65.00 $0.00
Disclosure

SEC source: 0001140361-21-018808 · form4.xml · derivative · entry 2

Phillips Keith D. · CIK 0001864191 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,786

Underlying: Common Stock, par value $0.0001 · 10,786 shares

Expires 2031-05-19

F2 · derivative.exercise_date: Options vest in three equal annual installments beginning on December 31, 2021.

Read SEC document
May 19, 2021 Filed May 26, 2021 16:37 UTC Piedmont Lithium Inc. PLL · Entity 75957 GrantCommon Stock, par value $0.0001 5,344 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-018808 · form4.xml · nonDerivative · entry 1

Phillips Keith D. · CIK 0001864191 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,344

F1 · shares: Represents RSUs vesting in three equal annual installments beginning on December 31, 2021.

Read SEC document
May 19, 2021 Filed Jul 12, 2021 16:23 UTC Amendment Piedmont Lithium Inc. PLL · Entity 75957 GrantStock Option (right to buy) · Derivative 10,786 $0.00 Strike: $65.00 $0.00
Disclosure

SEC source: 0001140361-21-024045 · form4.xml · derivative · entry 2

Phillips Keith D. · CIK 0001864191 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,786

Underlying: Common Stock, par value $0.0001 · 10,786 shares

Expires 2031-05-19

F2 · derivative.exercise_date: Options vest in three equal annual installments beginning on December 31, 2021

Read SEC document
May 19, 2021 Filed Jul 12, 2021 16:23 UTC Amendment Piedmont Lithium Inc. PLL · Entity 75957 GrantCommon Stock, par value $0.0001 0 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-024045 · form4.xml · nonDerivative · entry 1

Phillips Keith D. · CIK 0001864191 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: This Form 4/A is being filed to remove from the report certain RSUs that were erroneously reported as beneficially owned at the time of the original filing.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.