Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SHF Holdings, Inc.SHFS · Entity 8514 | Director | September 30, 2025 | May 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SHF Holdings, Inc.
Report date September 30, 2025 · Filed May 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $7.76 | Direct | 13 |
Reported balance
After 2025-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-09-30 · Purchase · Acquired 13 · Balance 13 F1: This transaction is being reported late due to an inadvertent administrative oversight. F2: On September 30, 2025, the Reporting Person entered into a Securities Purchase Agreement with SHF Holdings, Inc. (the "Issuer"), pursuant to which the Issuer issued and sold to the Reporting Person 13 shares of the Issuer's Series B Convertible Preferred Stock (the "Series B Preferred Stock") and common stock purchase warrants (the "Series B Warrants") to initially acquire up to 837 shares of the Issuer's common stock on the same terms and conditions as the other participants in the transaction. The Reporting Person's acquisition of the Series B Preferred Stock and the Series B Warrant was subject to shareholder approval, which was obtained on November 6, 2025. F3: The Series B Preferred Stock is perpetual and therefore has no expiration date. |
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $7.76 | Direct | 12 |
Reported balance
After 2025-12-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-12-10 · Other · Disposed 1 · Balance 12 F1: This transaction is being reported late due to an inadvertent administrative oversight. F4: On December 10, 2025, the Issuer redeemed one share of the Reporting Person's Series B Preferred Stock in accordance with the terms of the Series B Preferred Stock's Certificate of Designation. F3: The Series B Preferred Stock is perpetual and therefore has no expiration date. |
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $7.76 | Direct | 11 |
Reported balance
After 2025-12-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-12-31 · Other · Disposed 1 · Balance 11 F1: This transaction is being reported late due to an inadvertent administrative oversight. F5: On December 31, 2025, the Issuer redeemed one share of the Reporting Person's Series B Preferred Stock in accordance with the terms of the Series B Preferred Stock's Certificate of Designation. F3: The Series B Preferred Stock is perpetual and therefore has no expiration date. |
| Series B Warrant to Purchase Common Stock (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.76 · Expires 2029-05-10 | Direct | 837 |
Reported balance
After 2025-09-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-09-30 · Purchase · Acquired 837 · Balance 837 F1: This transaction is being reported late due to an inadvertent administrative oversight. F2: On September 30, 2025, the Reporting Person entered into a Securities Purchase Agreement with SHF Holdings, Inc. (the "Issuer"), pursuant to which the Issuer issued and sold to the Reporting Person 13 shares of the Issuer's Series B Convertible Preferred Stock (the "Series B Preferred Stock") and common stock purchase warrants (the "Series B Warrants") to initially acquire up to 837 shares of the Issuer's common stock on the same terms and conditions as the other participants in the transaction. The Reporting Person's acquisition of the Series B Preferred Stock and the Series B Warrant was subject to shareholder approval, which was obtained on November 6, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction is being reported late due to an inadvertent administrative oversight.
F2: On September 30, 2025, the Reporting Person entered into a Securities Purchase Agreement with SHF Holdings, Inc. (the "Issuer"), pursuant to which the Issuer issued and sold to the Reporting Person 13 shares of the Issuer's Series B Convertible Preferred Stock (the "Series B Preferred Stock") and common stock purchase warrants (the "Series B Warrants") to initially acquire up to 837 shares of the Issuer's common stock on the same terms and conditions as the other participants in the transaction. The Reporting Person's acquisition of the Series B Preferred Stock and the Series B Warrant was subject to shareholder approval, which was obtained on November 6, 2025.
F3: The Series B Preferred Stock is perpetual and therefore has no expiration date.
F4: On December 10, 2025, the Issuer redeemed one share of the Reporting Person's Series B Preferred Stock in accordance with the terms of the Series B Preferred Stock's Certificate of Designation.
F5: On December 31, 2025, the Issuer redeemed one share of the Reporting Person's Series B Preferred Stock in accordance with the terms of the Series B Preferred Stock's Certificate of Designation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2025 Filed May 9, 2026 01:56 UTC | SHF Holdings, Inc. SHFS · Entity 8514 | OtherSeries B Convertible Preferred Stock · Derivative | 1 | $800.00 Strike: $7.76 | $800.00 |
DisclosureSEC source: 0001493152-26-022072 · ownership.xml · derivative · entry 4 Carleton Richard · CIK 0001935449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11 Underlying: Common Stock · 1,418 shares Expires not disclosed F1 · date: This transaction is being reported late due to an inadvertent administrative oversight. F5 · kind: On December 31, 2025, the Issuer redeemed one share of the Reporting Person's Series B Preferred Stock in accordance with the terms of the Series B Preferred Stock's Certificate of Designation. F3 · derivative.expiration_date: The Series B Preferred Stock is perpetual and therefore has no expiration date. Read SEC document |
| December 10, 2025 Filed May 9, 2026 01:56 UTC | SHF Holdings, Inc. SHFS · Entity 8514 | OtherSeries B Convertible Preferred Stock · Derivative | 1 | $800.00 Strike: $7.76 | $800.00 |
DisclosureSEC source: 0001493152-26-022072 · ownership.xml · derivative · entry 3 Carleton Richard · CIK 0001935449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12 Underlying: Common Stock · 1,546 shares Expires not disclosed F1 · date: This transaction is being reported late due to an inadvertent administrative oversight. F4 · kind: On December 10, 2025, the Issuer redeemed one share of the Reporting Person's Series B Preferred Stock in accordance with the terms of the Series B Preferred Stock's Certificate of Designation. F3 · derivative.expiration_date: The Series B Preferred Stock is perpetual and therefore has no expiration date. Read SEC document |
| September 30, 2025 Filed May 9, 2026 01:56 UTC | SHF Holdings, Inc. SHFS · Entity 8514 | PurchaseSeries B Warrant to Purchase Common Stock (Right to Buy) · Derivative | 837 | $0.00 Strike: $7.76 | $0.00 |
DisclosureSEC source: 0001493152-26-022072 · ownership.xml · derivative · entry 2 Carleton Richard · CIK 0001935449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 837 Underlying: Common Stock · 837 shares Expires 2029-05-10 F1 · date: This transaction is being reported late due to an inadvertent administrative oversight. F2 · date: On September 30, 2025, the Reporting Person entered into a Securities Purchase Agreement with SHF Holdings, Inc. (the "Issuer"), pursuant to which the Issuer issued and sold to the Reporting Person 13 shares of the Issuer's Series B Convertible Preferred Stock (the "Series B Preferred Stock") and common stock purchase warrants (the "Series B Warrants") to initially acquire up to 837 shares of the Issuer's common stock on the same terms and conditions as the other participants in the transaction. The Reporting Person's acquisition of the Series B Preferred Stock and the Series B Warrant was subject to shareholder approval, which was obtained on November 6, 2025. Read SEC document |
| September 30, 2025 Filed May 9, 2026 01:56 UTC | SHF Holdings, Inc. SHFS · Entity 8514 | PurchaseSeries B Convertible Preferred Stock · Derivative | 13 | $800.00 Strike: $7.76 | $10,400.00 |
DisclosureSEC source: 0001493152-26-022072 · ownership.xml · derivative · entry 1 Carleton Richard · CIK 0001935449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13 Underlying: Common Stock · 1,674 shares Expires not disclosed F1 · date: This transaction is being reported late due to an inadvertent administrative oversight. F2 · date: On September 30, 2025, the Reporting Person entered into a Securities Purchase Agreement with SHF Holdings, Inc. (the "Issuer"), pursuant to which the Issuer issued and sold to the Reporting Person 13 shares of the Issuer's Series B Convertible Preferred Stock (the "Series B Preferred Stock") and common stock purchase warrants (the "Series B Warrants") to initially acquire up to 837 shares of the Issuer's common stock on the same terms and conditions as the other participants in the transaction. The Reporting Person's acquisition of the Series B Preferred Stock and the Series B Warrant was subject to shareholder approval, which was obtained on November 6, 2025. F3 · derivative.expiration_date: The Series B Preferred Stock is perpetual and therefore has no expiration date. Read SEC document |
| April 24, 2025 Filed Apr 28, 2025 21:25 UTC | SHF Holdings, Inc. SHFS · Entity 8514 | GrantStock Option (Right to Buy) · Derivative | 11,628 | $0.00 Strike: $9.68 | $0.00 |
DisclosureSEC source: 0001641172-25-006495 · ownership.xml · derivative · entry 1 Carleton Richard · CIK 0001935449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,628 Underlying: Common Stock · 11,628 shares Expires 2035-04-23 F1 · derivative.exercise_date: The stock option vested 100% on February 5, 2025, pursuant to the stock option award agreement executed April 24, 2025. Read SEC document |
| December 01, 2023 Filed Dec 6, 2023 00:05 UTC | SHF Holdings, Inc. SHFS · Entity 8514 | PurchaseClass A Common Stock | 45,000 | $0.80 | $35,775.00 |
DisclosureSEC source: 0001493152-23-043765 · ownership.xml · nonDerivative · entry 1 Carleton Richard · CIK 0001935449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,128 Read SEC document |
| May 26, 2023 Filed May 30, 2023 20:30 UTC | SHF Holdings, Inc. SHFS · Entity 8514 | PurchaseClass A Common Stock | 5,000 | $0.48 | $2,400.00 |
DisclosureSEC source: 0001493152-23-019467 · ownership.xml · nonDerivative · entry 2 Carleton Richard · CIK 0001935449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,128 Read SEC document |
| May 25, 2023 Filed May 30, 2023 20:30 UTC | SHF Holdings, Inc. SHFS · Entity 8514 | PurchaseClass A Common Stock | 50,000 | $0.45 | $22,500.00 |
DisclosureSEC source: 0001493152-23-019467 · ownership.xml · nonDerivative · entry 1 Carleton Richard · CIK 0001935449 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,128 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.