Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Beyond Air, Inc.XAIR · Entity 8379 | Chief Financial Officer | June 16, 2021 | June 17, 2021 |
| SHF Holdings, Inc.SHFS · Entity 8514 | PAO SVP of Finance Controller | September 30, 2025 | May 09, 2026 |
| ShiftPixy, Inc.PIXY · Entity 87121 | Chief Financial Officer | January 15, 2023 | January 20, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Beyond Air, Inc.
Report date June 16, 2021 · Filed June 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,460 |
Reported balance
After 2021-06-16 transaction · row 1
1 source rowRow 1 · 2021-06-16 · Purchase · Acquired 1,000 · Balance 22,460 |
SHF Holdings, Inc.
Report date September 30, 2025 · Filed May 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.40 · Expires 2035-08-07 | Direct | 45,875 |
Reported balance
After 2025-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-09-30 · Grant · Acquired 45,875 · Balance 45,875 F1: This transaction is being reported late due to an inadvertent administrative oversight. F2: The Reporting Person received the stock option award on August 7, 2025. The stock option would vest 100% upon the successful completion by SHF Holdings, Inc. (the "Issuer") of an equity financing that resulted in gross proceeds to the Issuer of at least $4 million (the "Financing Vesting Condition"). The Financing Vesting Condition was satisfied on September 30, 2025 and the stock option vested 100% on that date. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction is being reported late due to an inadvertent administrative oversight.
F2: The Reporting Person received the stock option award on August 7, 2025. The stock option would vest 100% upon the successful completion by SHF Holdings, Inc. (the "Issuer") of an equity financing that resulted in gross proceeds to the Issuer of at least $4 million (the "Financing Vesting Condition"). The Financing Vesting Condition was satisfied on September 30, 2025 and the stock option vested 100% on that date.
ShiftPixy, Inc.
Report date January 15, 2023 · Filed January 20, 2023
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2025 Filed May 9, 2026 01:56 UTC | SHF Holdings, Inc. SHFS · Entity 8514 | GrantStock Option (Right to Buy) · Derivative | 45,875 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0001493152-26-022071 · ownership.xml · derivative · entry 1 BECK DOUGLAS · CIK 0001267110 · PAO SVP of Finance Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,875 Underlying: Common Stock · 45,875 shares Expires 2035-08-07 F1 · date: This transaction is being reported late due to an inadvertent administrative oversight. F2 · date: The Reporting Person received the stock option award on August 7, 2025. The stock option would vest 100% upon the successful completion by SHF Holdings, Inc. (the "Issuer") of an equity financing that resulted in gross proceeds to the Issuer of at least $4 million (the "Financing Vesting Condition"). The Financing Vesting Condition was satisfied on September 30, 2025 and the stock option vested 100% on that date. Read SEC document |
| June 16, 2021 Filed Jun 17, 2021 20:23 UTC | Beyond Air, Inc. XAIR · Entity 8379 | PurchaseCommon Stock | 1,000 | $5.38 | $5,380.00 |
DisclosureSEC source: 0001493152-21-014659 · ownership.xml · nonDerivative · entry 1 BECK DOUGLAS · CIK 0001267110 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,460 Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 00:52 UTC | Beyond Air, Inc. XAIR · Entity 8379 | GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $5.45 | $0.00 |
DisclosureSEC source: 0001493152-21-005620 · ownership.xml · derivative · entry 1 BECK DOUGLAS · CIK 0001267110 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2031-03-03 F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2021, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full. Read SEC document |
| December 31, 2020 Filed Dec 31, 2020 21:44 UTC | Beyond Air, Inc. XAIR · Entity 8379 | PurchaseCommon Stock | 3,000 | $5.28 | $15,840.00 |
DisclosureSEC source: 0001493152-20-024685 · ownership.xml · nonDerivative · entry 1 BECK DOUGLAS · CIK 0001267110 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,460 Read SEC document |
| September 24, 2020 Filed Sep 25, 2020 21:00 UTC | Beyond Air, Inc. XAIR · Entity 8379 | PurchaseCommon Stock | 3,000 | $4.88 | $14,640.00 |
DisclosureSEC source: 0001493152-20-018367 · ownership.xml · nonDerivative · entry 1 BECK DOUGLAS · CIK 0001267110 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 64,710 F1 · ownership.direct: The purchased shares are held by an IRA account belonging to Douglas Beck. F1 · ownership.nature: The purchased shares are held by an IRA account belonging to Douglas Beck. Read SEC document |
| September 24, 2020 Filed Dec 31, 2020 22:34 UTC Amendment | Beyond Air, Inc. XAIR · Entity 8379 | PurchaseCommon Stock | 3,000 | $4.88 | $14,640.00 |
DisclosureSEC source: 0001493152-20-024712 · ownership.xml · nonDerivative · entry 1 BECK DOUGLAS · CIK 0001267110 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 18,460 F2 · balance_after: The original Form 4, filed on September 25, 2020, is being amended by this Form 4 amendment to correct an error in the amount of securities beneficially owned. F1 · ownership.direct: The purchased shares are held by an IRA account belonging to Douglas Beck. F1 · ownership.nature: The purchased shares are held by an IRA account belonging to Douglas Beck. Read SEC document |
| November 13, 2019 Filed Nov 13, 2019 23:20 UTC | Beyond Air, Inc. XAIR · Entity 8379 | PurchaseCommon Stock | 1,242 | $4.02 | $4,992.84 |
DisclosureSEC source: 0001493152-19-017078 · ownership.xml · nonDerivative · entry 3 BECK DOUGLAS · CIK 0001267110 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,891 Read SEC document |
| November 13, 2019 Filed Nov 18, 2019 21:10 UTC | Beyond Air, Inc. XAIR · Entity 8379 | PurchaseCommon Stock | 1,569 | $3.98 | $6,244.62 |
DisclosureSEC source: 0001493152-19-017847 · ownership.xml · nonDerivative · entry 1 BECK DOUGLAS · CIK 0001267110 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,460 Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 23:20 UTC | Beyond Air, Inc. XAIR · Entity 8379 | PurchaseCommon Stock | 689 | $3.98 | $2,742.22 |
DisclosureSEC source: 0001493152-19-017078 · ownership.xml · nonDerivative · entry 2 BECK DOUGLAS · CIK 0001267110 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,649 Read SEC document |
| November 08, 2019 Filed Nov 13, 2019 23:20 UTC | Beyond Air, Inc. XAIR · Entity 8379 | PurchaseCommon Stock | 2,250 | $4.09 | $9,202.50 |
DisclosureSEC source: 0001493152-19-017078 · ownership.xml · nonDerivative · entry 1 BECK DOUGLAS · CIK 0001267110 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,960 Read SEC document |
| June 03, 2019 Filed Nov 13, 2019 23:08 UTC | Beyond Air, Inc. XAIR · Entity 8379 | PurchaseCommon Stock | 9,710 | $5.15 | $50,006.50 |
DisclosureSEC source: 0001493152-19-017076 · ownership.xml · nonDerivative · entry 1 BECK DOUGLAS · CIK 0001267110 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,710 F1 · price: Closing price of common stock on May 31, 2019. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 21:50 UTC | Beyond Air, Inc. AITB · Entity 8379 | GrantStock Option (right to buy) · Derivative | 85,000 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001493152-18-015265 · ownership.xml · derivative · entry 1 BECK DOUGLAS · CIK 0001267110 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common stock · 85,000 shares Expires 2022-11-01 F1 · derivative.exercise_date: The options will vest as to 25% of the shares after 12 months of continuous service, and the balance will vest in equal monthly installments over the next 36 months of continuous service. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.