TapewireFind a company

person · Reporting owner

Rowe David W.

Disclosed activity across 1 company

Tapewire entity
48726
SEC CIK
0001717500

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Rimini Street, Inc.RMNI · Entity 5475EVP & Chief Marketing OfficerSeptember 20, 2026September 23, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Rimini Street, Inc.

Report date September 20, 2026 · Filed September 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect506,568 Ending reported balance After 2026-09-21 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-20 · Exercise / conversion · Acquired 13,333 · Balance 511,452

Row 2 · 2026-09-21 · Sale · Disposed 4,884 · Balance 506,568

F1: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect13,334 Reported balance After 2026-09-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-20 · Exercise / conversion · Disposed 13,333 · Balance 13,334

F2: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3: On September 20, 2024, the Reporting Person was granted 40,000 Restricted Stock Units, one-third of which vested on September 20, 2025 and one-third of which vested on September 20, 2026 (with a deemed execution date of Monday, September 21, 2026). The remaining one-third will vest on September 20, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F2: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3: On September 20, 2024, the Reporting Person was granted 40,000 Restricted Stock Units, one-third of which vested on September 20, 2025 and one-third of which vested on September 20, 2026 (with a deemed execution date of Monday, September 21, 2026). The remaining one-third will vest on September 20, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 23, 2020 Filed Apr 27, 2020 21:30 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 100 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001638599-20-000403 · doc4_6650.xml · derivative · entry 5

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,355

Underlying: Common Stock · 100 shares

Expires 2020-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 21:30 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 100 $4.00 $400.00
Disclosure

SEC source: 0001638599-20-000403 · doc4_6650.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,942

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 21:30 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 100 $1.05 $104.97
Disclosure

SEC source: 0001638599-20-000403 · doc4_6650.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 22:44 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001638599-20-000367 · doc4_6631.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,455

Underlying: Common Stock · 1,000 shares

Expires 2020-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 22:44 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 1,000 $4.00 $4,000.00
Disclosure

SEC source: 0001638599-20-000367 · doc4_6631.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,942

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 22:44 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 1,000 $1.05 $1,049.70
Disclosure

SEC source: 0001638599-20-000367 · doc4_6631.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:45 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 818 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001638599-20-000360 · doc4_6627.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,455

Underlying: Common Stock · 818 shares

Expires 2020-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:45 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 818 $4.00 $3,272.00
Disclosure

SEC source: 0001638599-20-000360 · doc4_6627.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,942

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:45 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 818 $1.05 $858.65
Disclosure

SEC source: 0001638599-20-000360 · doc4_6627.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

Read SEC document
September 09, 2019 Filed Sep 10, 2019 20:14 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001638599-19-000857 · doc4_6296.xml · derivative · entry 2

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,273

Underlying: Common Stock · 40,000 shares

Expires 2020-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
September 09, 2019 Filed Sep 10, 2019 20:14 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 40,000 $1.05 $41,988.00
Disclosure

SEC source: 0001638599-19-000857 · doc4_6296.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

Read SEC document
August 29, 2019 Filed Sep 3, 2019 20:07 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 57,973 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001638599-19-000825 · doc4_6279.xml · derivative · entry 6

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,273

Underlying: Common Stock · 57,973 shares

Expires 2020-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
August 29, 2019 Filed Sep 3, 2019 20:07 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 142,027 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001638599-19-000825 · doc4_6279.xml · derivative · entry 5

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 142,027 shares

Expires 2020-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.049795 but due to space limitations could not be entered above.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
August 29, 2019 Filed Sep 3, 2019 20:07 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 57,973 $4.72 $273,632.56
Disclosure

SEC source: 0001638599-19-000825 · doc4_6279.xml · nonDerivative · entry 4

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,942

Read SEC document
August 29, 2019 Filed Sep 3, 2019 20:07 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 57,973 $1.05 $60,854.26
Disclosure

SEC source: 0001638599-19-000825 · doc4_6279.xml · nonDerivative · entry 3

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

Read SEC document
August 29, 2019 Filed Sep 3, 2019 20:07 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 142,027 $4.72 $670,367.44
Disclosure

SEC source: 0001638599-19-000825 · doc4_6279.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,942

Read SEC document
August 29, 2019 Filed Sep 3, 2019 20:07 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 142,027 $1.05 $149,085.74
Disclosure

SEC source: 0001638599-19-000825 · doc4_6279.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The full exercise price is $1.049795 but due to space limitations could not be entered above.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 01:08 UTC Rimini Street, Inc. RMNI · Entity 5475 GrantRestricted Stock Unit · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-000689 · doc4_6196.xml · derivative · entry 2

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 6, 2020, August 6, 2021 and August 6, 2022, subject to the Reporting Person's continued service to the Issuer through each such date.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 6, 2020, August 6, 2021 and August 6, 2022, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
May 08, 2019 Filed May 9, 2019 22:18 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionRestricted Stock Unit · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-000497 · doc4_6095.xml · derivative · entry 4

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On May 8, 2018, the reporting person was granted 1,250 Restricted Stock Units, 100% of which vested on on May 8, 2019.

F3 · derivative.expiration_date: On May 8, 2018, the reporting person was granted 1,250 Restricted Stock Units, 100% of which vested on on May 8, 2019.

Read SEC document
May 08, 2019 Filed May 9, 2019 22:18 UTC Rimini Street, Inc. RMNI · Entity 5475 Tax withholdingCommon Stock 431 $4.91 $2,116.21
Disclosure

SEC source: 0001638599-19-000497 · doc4_6095.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,942

Read SEC document
May 08, 2019 Filed May 9, 2019 22:18 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001638599-19-000497 · doc4_6095.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
May 07, 2019 Filed May 9, 2019 22:18 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionRestricted Stock Unit · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-000497 · doc4_6095.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:19 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionStock Option (Right to Buy) · Derivative 6,668 $0.00 Strike: $1.67 $0.00
Disclosure

SEC source: 0001638599-19-000269 · doc4_5962.xml · derivative · entry 4

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,668 shares

Expires 2019-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:19 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,798 $0.00 Strike: $0.97 $0.00
Disclosure

SEC source: 0001638599-19-000269 · doc4_5962.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,798 shares

Expires 2019-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:19 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 6,668 $1.67 $11,128.23
Disclosure

SEC source: 0001638599-19-000269 · doc4_5962.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:19 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 6,798 $0.97 $6,625.33
Disclosure

SEC source: 0001638599-19-000269 · doc4_5962.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2018 Filed Jun 8, 2018 00:09 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 845 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001638599-18-000608 · doc4_5452.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,027

Underlying: Common Stock · 845 shares

Expires 2020-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
May 31, 2018 Filed Jun 8, 2018 00:09 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 845 $5.25 $4,436.25
Disclosure

SEC source: 0001638599-18-000608 · doc4_5452.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,657

Read SEC document
May 31, 2018 Filed Jun 8, 2018 00:09 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 845 $1.05 $887.25
Disclosure

SEC source: 0001638599-18-000608 · doc4_5452.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 23, 2018 16:32 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,347 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001638599-18-000566 · doc4_5426.xml · derivative · entry 4

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,347 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
May 22, 2018 Filed May 23, 2018 16:32 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,747 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001638599-18-000566 · doc4_5426.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,747 shares

Expires 2018-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
May 22, 2018 Filed May 23, 2018 16:32 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 9,347 $0.87 $8,122.54
Disclosure

SEC source: 0001638599-18-000566 · doc4_5426.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 23, 2018 16:32 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 6,747 $1.25 $8,453.99
Disclosure

SEC source: 0001638599-18-000566 · doc4_5426.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 23:23 UTC Rimini Street, Inc. RMNI · Entity 5475 GrantRestricted Stock Unit · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001638599-18-000535 · doc4_5407.xml · derivative · entry 2

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on May 8, 2019, contingent upon the Reporting Person's continued service as an employee of the Issuer through such date.

F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on May 8, 2019, contingent upon the Reporting Person's continued service as an employee of the Issuer through such date.

Read SEC document
March 21, 2018 Filed Mar 24, 2018 00:31 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,723 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001638599-18-000357 · doc4_5325.xml · derivative · entry 4

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,723 shares

Expires 2018-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
March 21, 2018 Filed Mar 24, 2018 00:31 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,766 $0.00 Strike: $0.43 $0.00
Disclosure

SEC source: 0001638599-18-000357 · doc4_5325.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,766 shares

Expires 2018-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
March 21, 2018 Filed Mar 24, 2018 00:31 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 1,723 $0.70 $1,206.10
Disclosure

SEC source: 0001638599-18-000357 · doc4_5325.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2018 Filed Mar 24, 2018 00:31 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 1,766 $0.43 $759.38
Disclosure

SEC source: 0001638599-18-000357 · doc4_5325.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 19:34 UTC Rimini Street, Inc. RMNI · Entity 5475 GrantEmployee Stock Option (right to buy) · Derivative 250,000 $0.00 Strike: $8.60 $0.00
Disclosure

SEC source: 0001638599-18-000180 · doc4_5236.xml · derivative · entry 2

Rowe David W. · CIK 0001717500 · SVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2028-02-06

F1 · derivative.exercise_date: The shares subject to the option will vest 100% on February 6, 2019, subject to the Reporting Person's continued service to the Issuer through such date.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:27 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,924 $0.00 Strike: $0.39 $0.00
Disclosure

SEC source: 0001638599-17-001247 · doc4_5135.xml · derivative · entry 2

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,924 shares

Expires 2017-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:27 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 1,924 $0.39 $750.36
Disclosure

SEC source: 0001638599-17-001247 · doc4_5135.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 23:21 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 2,000 $7.00 $14,000.00
Disclosure

SEC source: 0001638599-17-001241 · doc4_5131.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · SVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150

Read SEC document
December 06, 2017 Filed Dec 8, 2017 23:21 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 1,900 $7.13 $13,547.00
Disclosure

SEC source: 0001638599-17-001241 · doc4_5131.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · SVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,150

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.