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person · Reporting owner

Rowe David W.

Disclosed activity across 1 company

Tapewire entity
48726
SEC CIK
0001717500

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Rimini Street, Inc.RMNI · Entity 5475EVP & Chief Marketing OfficerSeptember 20, 2026September 23, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Rimini Street, Inc.

Report date September 20, 2026 · Filed September 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect506,568 Ending reported balance After 2026-09-21 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-20 · Exercise / conversion · Acquired 13,333 · Balance 511,452

Row 2 · 2026-09-21 · Sale · Disposed 4,884 · Balance 506,568

F1: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect13,334 Reported balance After 2026-09-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-20 · Exercise / conversion · Disposed 13,333 · Balance 13,334

F2: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3: On September 20, 2024, the Reporting Person was granted 40,000 Restricted Stock Units, one-third of which vested on September 20, 2025 and one-third of which vested on September 20, 2026 (with a deemed execution date of Monday, September 21, 2026). The remaining one-third will vest on September 20, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F2: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3: On September 20, 2024, the Reporting Person was granted 40,000 Restricted Stock Units, one-third of which vested on September 20, 2025 and one-third of which vested on September 20, 2026 (with a deemed execution date of Monday, September 21, 2026). The remaining one-third will vest on September 20, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 16, 2021 Filed Jul 19, 2021 20:48 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 20,000 $1.19 $23,892.00
Disclosure

SEC source: 0001635282-21-000086 · wf-form4_162672771659715.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2021 Filed May 12, 2021 01:27 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionRestricted Stock Unit · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001638599-21-000459 · doc4_7214.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,334

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, two-thirds of which vested ratably on May 7, 2020 and May 7, 2021, respectively. The remaining one-third vests on May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date

F2 · derivative.expiration_date: On May 7, 2019, the Reporting Person was granted 25,000 Restricted Stock Units, two-thirds of which vested ratably on May 7, 2020 and May 7, 2021, respectively. The remaining one-third vests on May 7, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date

Read SEC document
May 07, 2021 Filed May 12, 2021 01:27 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 2,940 $7.71 $22,667.40
Disclosure

SEC source: 0001638599-21-000459 · doc4_7214.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,206

F3 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F3 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
May 07, 2021 Filed May 12, 2021 01:27 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 8,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001638599-21-000459 · doc4_7214.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 00:40 UTC Rimini Street, Inc. RMNI · Entity 5475 GrantRestricted Stock Unit · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001638599-21-000274 · doc4_7118.xml · derivative · entry 2

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal installments on February 23, 2022, February 23, 2023 and February 23, 2024, contingent upon the Reporting Person's continued service as an employee of the Issuer through each such date.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal installments on February 23, 2022, February 23, 2023 and February 23, 2024, contingent upon the Reporting Person's continued service as an employee of the Issuer through each such date.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:26 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-21-000120 · doc4_7033.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,853

Underlying: Common Stock · 15,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The full exercise price is $1.194594 but due to space limitations could not be entered above.

F3 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · shares: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:26 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 15,000 $8.00 $120,000.00
Disclosure

SEC source: 0001638599-21-000120 · doc4_7033.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,813

F3 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:26 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 15,000 $1.19 $17,917.50
Disclosure

SEC source: 0001638599-21-000120 · doc4_7033.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · price: The full exercise price is $1.194594 but due to space limitations could not be entered above.

F3 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 21:58 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-21-000075 · doc4_7007.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,853

Underlying: Common Stock · 15,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The full exercise price is $1.194594 but due to space limitations could not be entered above.

F3 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · shares: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 21:58 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 15,000 $7.00 $105,000.00
Disclosure

SEC source: 0001638599-21-000075 · doc4_7007.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,813

F3 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 21:58 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 15,000 $1.19 $17,917.50
Disclosure

SEC source: 0001638599-21-000075 · doc4_7007.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · price: The full exercise price is $1.194594 but due to space limitations could not be entered above.

F3 · acquired: The option exercises and stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 20:48 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-20-000852 · doc4_6894.xml · derivative · entry 2

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,706

Underlying: Common Stock · 10,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The full exercise price is $1.194594 but due to space limitations could not be entered above.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 20:48 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 10,000 $1.19 $11,945.00
Disclosure

SEC source: 0001638599-20-000852 · doc4_6894.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The full exercise price is $1.194594 but due to space limitations could not be entered above.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 20:51 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-20-000827 · doc4_6880.xml · derivative · entry 2

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,706

Underlying: Common Stock · 10,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The full exercise price is $1.194594 but due to space limitations could not be entered above.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 20:51 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 10,000 $1.19 $11,945.00
Disclosure

SEC source: 0001638599-20-000827 · doc4_6880.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The full exercise price is $1.194594 but due to space limitations could not be entered above.

Read SEC document
August 19, 2020 Filed Aug 19, 2020 21:41 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-20-000743 · doc4_6831.xml · derivative · entry 2

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,706

Underlying: Common Stock · 30,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The full exercise price is $1.194594 but due to space limitations could not be entered above.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
August 19, 2020 Filed Aug 19, 2020 21:41 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 30,000 $1.19 $35,835.00
Disclosure

SEC source: 0001638599-20-000743 · doc4_6831.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The full exercise price is $1.194594 but due to space limitations could not be entered above.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 01:24 UTC Rimini Street, Inc. RMNI · Entity 5475 Tax withholdingCommon Stock 6,036 $5.21 $31,466.88
Disclosure

SEC source: 0001638599-20-000735 · doc4_6822.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,813

F1 · kind: Relates to shares withheld to pay withholding taxes incurred in connection with the Restricted Stock Unit vesting event previously reported on the Reporting Person's ownership report on Form 4 filed with the United States Securities and Exchange Commission on August 7, 2020. The number of shares withheld was not determinable until August 11, 2020.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 23:37 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionRestricted Stock Unit · Derivative 16,666 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000720 · doc4_6817.xml · derivative · entry 2

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 23:37 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 16,666 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000720 · doc4_6817.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F2 · acquired: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 23:37 UTC Rimini Street, Inc. RMNI · Entity 5475 GrantRestricted Stock Unit · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000705 · doc4_6809.xml · derivative · entry 2

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 4, 2021, August 4, 2022 and August 4, 2023 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 4, 2021, August 4, 2022 and August 4, 2023 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:58 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 18,273 $1.05 $19,181.17
Disclosure

SEC source: 0001638599-20-000522 · doc4_6714.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

Read SEC document
May 11, 2020 Filed May 11, 2020 23:10 UTC Rimini Street, Inc. RMNI · Entity 5475 Tax withholdingCommon Stock 2,857 $4.16 $11,891.98
Disclosure

SEC source: 0001638599-20-000459 · doc4_6673.xml · nonDerivative · entry 4

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,418

Read SEC document
May 11, 2020 Filed May 13, 2020 22:16 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 14,492 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001638599-20-000466 · doc4_6688.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,273

Underlying: Common Stock · 14,492 shares

Expires 2020-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
May 11, 2020 Filed May 13, 2020 22:16 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 14,492 $4.17 $60,401.21
Disclosure

SEC source: 0001638599-20-000466 · doc4_6688.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,418

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.32, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
May 11, 2020 Filed May 13, 2020 22:16 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 14,492 $1.05 $15,212.25
Disclosure

SEC source: 0001638599-20-000466 · doc4_6688.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

Read SEC document
May 11, 2020 Filed Jun 1, 2020 21:58 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 18,273 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001638599-20-000522 · doc4_6714.xml · derivative · entry 2

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,273 shares

Expires 2020-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

F1 · kind: The option exercises reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
May 08, 2020 Filed May 11, 2020 23:10 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,301 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001638599-20-000459 · doc4_6673.xml · derivative · entry 6

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,765

Underlying: Common Stock · 8,301 shares

Expires 2020-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
May 08, 2020 Filed May 11, 2020 23:10 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 8,301 $4.50 $37,346.20
Disclosure

SEC source: 0001638599-20-000459 · doc4_6673.xml · nonDerivative · entry 3

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,275

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.20 to $4.61, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
May 08, 2020 Filed May 11, 2020 23:10 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 8,301 $1.05 $8,713.56
Disclosure

SEC source: 0001638599-20-000459 · doc4_6673.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

Read SEC document
May 07, 2020 Filed May 8, 2020 20:16 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,556 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001638599-20-000430 · doc4_6662.xml · derivative · entry 6

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,066

Underlying: Common Stock · 5,556 shares

Expires 2020-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
May 07, 2020 Filed May 8, 2020 20:16 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 5,556 $4.23 $23,495.77
Disclosure

SEC source: 0001638599-20-000430 · doc4_6662.xml · nonDerivative · entry 4

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,942

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.17 to $4.31, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
May 07, 2020 Filed May 8, 2020 20:16 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 5,556 $1.05 $5,832.13
Disclosure

SEC source: 0001638599-20-000430 · doc4_6662.xml · nonDerivative · entry 3

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

Read SEC document
May 07, 2020 Filed May 11, 2020 23:10 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionRestricted Stock Unit · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000459 · doc4_6673.xml · derivative · entry 5

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F6 · derivative.exercise_date: On May 7, 2019, the reporting person was granted 25,000 Restricted Stock Units, one-third of which vested on May 7, 2020. The remaining two-thirds vest ratably on May 7, 2021 and May 7, 2022, respectively, subject to the reporting person's continued service as an employee of the Issuer.

F6 · derivative.expiration_date: On May 7, 2019, the reporting person was granted 25,000 Restricted Stock Units, one-third of which vested on May 7, 2020. The remaining two-thirds vest ratably on May 7, 2021 and May 7, 2022, respectively, subject to the reporting person's continued service as an employee of the Issuer.

Read SEC document
May 07, 2020 Filed May 11, 2020 23:10 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 8,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001638599-20-000459 · doc4_6673.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
May 06, 2020 Filed May 8, 2020 20:16 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,205 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001638599-20-000430 · doc4_6662.xml · derivative · entry 5

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,222

Underlying: Common Stock · 4,205 shares

Expires 2020-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
May 06, 2020 Filed May 8, 2020 20:16 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 4,205 $4.16 $17,507.94
Disclosure

SEC source: 0001638599-20-000430 · doc4_6662.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,942

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.12 to $4.25, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
May 06, 2020 Filed May 8, 2020 20:16 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 4,205 $1.05 $4,413.99
Disclosure

SEC source: 0001638599-20-000430 · doc4_6662.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

Read SEC document
May 05, 2020 Filed May 5, 2020 23:28 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,297 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001638599-20-000411 · doc4_6655.xml · derivative · entry 9

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,827

Underlying: Common Stock · 7,297 shares

Expires 2020-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
May 05, 2020 Filed May 5, 2020 23:28 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 7,297 $4.33 $31,584.33
Disclosure

SEC source: 0001638599-20-000411 · doc4_6655.xml · nonDerivative · entry 6

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,942

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.235 to $4.44, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
May 05, 2020 Filed May 5, 2020 23:28 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 7,297 $1.05 $7,659.66
Disclosure

SEC source: 0001638599-20-000411 · doc4_6655.xml · nonDerivative · entry 5

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

Read SEC document
May 04, 2020 Filed May 5, 2020 23:28 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,149 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001638599-20-000411 · doc4_6655.xml · derivative · entry 8

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,124

Underlying: Common Stock · 4,149 shares

Expires 2020-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
May 04, 2020 Filed May 5, 2020 23:28 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 4,149 $4.30 $17,844.43
Disclosure

SEC source: 0001638599-20-000411 · doc4_6655.xml · nonDerivative · entry 4

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,942

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.19 to $4.39, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
May 04, 2020 Filed May 5, 2020 23:28 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 4,149 $1.05 $4,355.21
Disclosure

SEC source: 0001638599-20-000411 · doc4_6655.xml · nonDerivative · entry 3

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

Read SEC document
May 01, 2020 Filed May 5, 2020 23:28 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001638599-20-000411 · doc4_6655.xml · derivative · entry 7

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,273

Underlying: Common Stock · 6,000 shares

Expires 2020-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
May 01, 2020 Filed May 5, 2020 23:28 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 6,000 $4.33 $25,991.40
Disclosure

SEC source: 0001638599-20-000411 · doc4_6655.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,942

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.19 to $4.48, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
May 01, 2020 Filed May 5, 2020 23:28 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 6,000 $1.05 $6,298.20
Disclosure

SEC source: 0001638599-20-000411 · doc4_6655.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

Read SEC document
April 27, 2020 Filed Apr 27, 2020 21:30 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 48,082 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001638599-20-000403 · doc4_6650.xml · derivative · entry 6

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,273

Underlying: Common Stock · 48,082 shares

Expires 2020-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
April 27, 2020 Filed Apr 27, 2020 21:30 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 48,082 $4.00 $192,328.00
Disclosure

SEC source: 0001638599-20-000403 · doc4_6650.xml · nonDerivative · entry 4

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,942

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
April 27, 2020 Filed Apr 27, 2020 21:30 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 48,082 $1.05 $50,471.68
Disclosure

SEC source: 0001638599-20-000403 · doc4_6650.xml · nonDerivative · entry 3

Rowe David W. · CIK 0001717500 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.