Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| National Bank Holdings CorpNBHC · Entity 4575 | Director | May 06, 2026 | May 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
National Bank Holdings Corp
Report date May 06, 2026 · Filed May 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,740 |
Reported balance
After 2026-05-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-06 · Tax withholding · Disposed 580 · Balance 4,740 F1: Represents shares withheld for payment of tax liability upon vesting of the remainder of the restricted stock award granted to the reporting person on 04/30/2025. F2: Reflects the transfer of 17,199 shares of common stock from direct ownership into the reporting person's revocable trust. As this transaction effects only a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in the shares of common stock, it is exempt from section 16 pursuant to Rule 16a-13. |
| Common StockSEC Table I · non-derivative | Direct | 7,893 |
Reported balance
After 2026-05-07 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-05-07 · Grant · Acquired 3,153 · Balance 7,893 F3: This transaction represents a grant of restricted stock by the Issuer. Therefore, no consideration other than the value of services rendered was paid. F4: Total includes 3,153 unvested shares of restricted stock awarded under the National Bank Holdings Corporation 2023 Omnibus Incentive Plan, as amended and restated May 7, 2026, that will vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before the registrant's 2027 Annual Meeting of Shareholders, subject to continued service through the date of vesting. |
| Common StockSEC Table I · non-derivative | IndirectSobers Family Trust | 17,199 |
Reported balance
Holding disclosure · report date 2026-05-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 17,199 F2: Reflects the transfer of 17,199 shares of common stock from direct ownership into the reporting person's revocable trust. As this transaction effects only a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in the shares of common stock, it is exempt from section 16 pursuant to Rule 16a-13. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for payment of tax liability upon vesting of the remainder of the restricted stock award granted to the reporting person on 04/30/2025.
F2: Reflects the transfer of 17,199 shares of common stock from direct ownership into the reporting person's revocable trust. As this transaction effects only a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in the shares of common stock, it is exempt from section 16 pursuant to Rule 16a-13.
F3: This transaction represents a grant of restricted stock by the Issuer. Therefore, no consideration other than the value of services rendered was paid.
F4: Total includes 3,153 unvested shares of restricted stock awarded under the National Bank Holdings Corporation 2023 Omnibus Incentive Plan, as amended and restated May 7, 2026, that will vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before the registrant's 2027 Annual Meeting of Shareholders, subject to continued service through the date of vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 06, 2018 Filed Jun 7, 2018 22:11 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 913 | $0.00 Strike: $18.09 | $0.00 |
DisclosureSEC source: 0001179110-18-008246 · edgar.xml · derivative · entry 7 Sobers Patrick G. · CIK 0001692573 · EVP, Bus. & Consumer Bnkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 913 shares Expires 2023-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on May 2, 2016 and May 2, 2017. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 22:11 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 3,313 | $40.58 | $134,456.45 |
DisclosureSEC source: 0001179110-18-008246 · edgar.xml · nonDerivative · entry 5 Sobers Patrick G. · CIK 0001692573 · EVP, Bus. & Consumer Bnkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,032 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.5834 to $40.59, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 22:11 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 2,400 | $18.92 | $45,408.00 |
DisclosureSEC source: 0001179110-18-008246 · edgar.xml · nonDerivative · entry 4 Sobers Patrick G. · CIK 0001692573 · EVP, Bus. & Consumer Bnkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,345 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 22:11 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 913 | $18.09 | $16,516.17 |
DisclosureSEC source: 0001179110-18-008246 · edgar.xml · nonDerivative · entry 3 Sobers Patrick G. · CIK 0001692573 · EVP, Bus. & Consumer Bnkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 22:11 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,347 | $0.00 Strike: $18.09 | $0.00 |
DisclosureSEC source: 0001179110-18-008246 · edgar.xml · derivative · entry 6 Sobers Patrick G. · CIK 0001692573 · EVP, Bus. & Consumer Bnkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 913 Underlying: Common Stock · 2,347 shares Expires 2023-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on May 2, 2016 and May 2, 2017. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 22:11 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 2,347 | $40.26 | $94,487.64 |
DisclosureSEC source: 0001179110-18-008246 · edgar.xml · nonDerivative · entry 2 Sobers Patrick G. · CIK 0001692573 · EVP, Bus. & Consumer Bnkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,032 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.25 to $40.2737, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 22:11 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 2,347 | $18.09 | $42,457.23 |
DisclosureSEC source: 0001179110-18-008246 · edgar.xml · nonDerivative · entry 1 Sobers Patrick G. · CIK 0001692573 · EVP, Bus. & Consumer Bnkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:11 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 157 | $35.36 | $5,551.52 |
DisclosureSEC source: 0001179110-18-006331 · edgar.xml · nonDerivative · entry 1 Sobers Patrick G. · CIK 0001692573 · EVP, Bus. & Consumer Bnkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,032 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 2, 2018. Read SEC document |
| April 28, 2018 Filed May 1, 2018 22:20 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 434 | $34.69 | $15,055.46 |
DisclosureSEC source: 0001179110-18-006010 · edgar.xml · nonDerivative · entry 1 Sobers Patrick G. · CIK 0001692573 · EVP, Consumer & Smll Bus. Bnkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,189 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2018. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:24 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantEmployee Stock Option (Right to Buy) · Derivative | 4,369 | $0.00 Strike: $32.65 | $0.00 |
DisclosureSEC source: 0001179110-18-003514 · edgar.xml · derivative · entry 2 Sobers Patrick G. · CIK 0001692573 · EVP, Consumer & Smll Bus. Bnkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,369 Underlying: Common Stock · 4,369 shares Expires 2028-03-01 F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2019. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:24 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 1,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003514 · edgar.xml · nonDerivative · entry 1 Sobers Patrick G. · CIK 0001692573 · EVP, Consumer & Smll Bus. Bnkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,623 F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2019. Read SEC document |
| May 02, 2017 Filed May 4, 2017 21:29 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 173 | $31.65 | $5,475.45 |
DisclosureSEC source: 0001179110-17-006578 · edgar.xml · nonDerivative · entry 1 Sobers Patrick G. · CIK 0001692573 · EVP, Consumer & Smll Bus. Bnkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,144 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 2, 2017. Read SEC document |
| April 29, 2017 Filed May 2, 2017 22:52 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 255 | $31.57 | $8,050.35 |
DisclosureSEC source: 0001179110-17-006439 · edgar.xml · nonDerivative · entry 2 Sobers Patrick G. · CIK 0001692573 · EVP, Consumer & Smll Bus. Bnkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,317 F2 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 29, 2017. Read SEC document |
| April 28, 2017 Filed May 2, 2017 22:52 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 401 | $31.57 | $12,659.57 |
DisclosureSEC source: 0001179110-17-006439 · edgar.xml · nonDerivative · entry 1 Sobers Patrick G. · CIK 0001692573 · EVP, Consumer & Smll Bus. Bnkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,572 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:09 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantEmployee Stock Option (Right to Buy) · Derivative | 2,096 | $0.00 Strike: $34.04 | $0.00 |
DisclosureSEC source: 0001179110-17-003872 · edgar.xml · derivative · entry 2 Sobers Patrick G. · CIK 0001692573 · EVP, Consumer & Smll Bus. Bnkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,096 Underlying: Common Stock · 2,096 shares Expires 2027-03-01 F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2018. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:09 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 727 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003872 · edgar.xml · nonDerivative · entry 1 Sobers Patrick G. · CIK 0001692573 · EVP, Consumer & Smll Bus. Bnkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,973 F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2018. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 22:09 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 1,500 | $32.59 | $48,891.15 |
DisclosureSEC source: 0001179110-17-001914 · edgar.xml · nonDerivative · entry 1 Sobers Patrick G. · CIK 0001692573 · EVP, Consumer & Smll Bus. Bnkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,246 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.59 to $32.61, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 23:02 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001693 · edgar.xml · derivative · entry 3 Sobers Patrick G. · CIK 0001692573 · EVP, Consumer & Smll Bus. Bnkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2019-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Time-vested stock option award. Award vested in three equal annual installments, the first of which occurred on May 2, 2013. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 23:02 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 7,519 | $32.64 | $245,420.16 |
DisclosureSEC source: 0001179110-17-001693 · edgar.xml · nonDerivative · entry 2 Sobers Patrick G. · CIK 0001692573 · EVP, Consumer & Smll Bus. Bnkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,746 Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 23:02 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 10,000 | $20.00 | $200,000.00 |
DisclosureSEC source: 0001179110-17-001693 · edgar.xml · nonDerivative · entry 1 Sobers Patrick G. · CIK 0001692573 · EVP, Consumer & Smll Bus. Bnkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.