Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alteryx, Inc.AYX · Entity 92794 | Chief Operating Officer | March 01, 2022 | March 03, 2022 |
| BLACKLINE, INC.BL · Entity 4556 | Director | May 07, 2026 | May 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alteryx, Inc.
Report date March 01, 2022 · Filed March 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 33,013 |
Reported balance
After 2022-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-01 · Tax withholding · Disposed 2,280 · Balance 33,013 F1: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares with respect to the vesting of RSUs reported on this Form 4 for any reason other than to cover required taxes. F2: Includes 22,551 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares with respect to the vesting of RSUs reported on this Form 4 for any reason other than to cover required taxes.
F2: Includes 22,551 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
BLACKLINE, INC.
Report date May 07, 2026 · Filed May 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,860 |
Reported balance
After 2026-05-07 transaction · row 1
1 source rowRow 1 · 2026-05-07 · Grant · Acquired 6,416 · Balance 10,860 F1: Reflects an automatic annual restricted stock unit ("RSU") award pursuant to the Issuer's Outside Director Compensation Policy. F2: The reported securities awarded on May 7, 2026 (the "Award Date") represent RSUs which vest in full upon the earlier of the one (1) year anniversary of the Award Date or the day prior to the Issuer's next annual meeting of the stockholders and in each case subject to the Reporting Person's continued service on the Issuer's board of directors through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects an automatic annual restricted stock unit ("RSU") award pursuant to the Issuer's Outside Director Compensation Policy.
F2: The reported securities awarded on May 7, 2026 (the "Award Date") represent RSUs which vest in full upon the earlier of the one (1) year anniversary of the Award Date or the day prior to the Issuer's next annual meeting of the stockholders and in each case subject to the Reporting Person's continued service on the Issuer's board of directors through each vesting date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Hortonworks, Inc.
Report date January 02, 2019 · Filed January 03, 2019
Section 16 reporting ended · disclosed 2019-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-01-03 transaction · row 3
2 source rows · reconciled sequenceRow 1 · 2019-01-02 · Tax withholding · Disposed 222,238 · Balance 786,504 F1: Shares withheld to satisfy tax obligations arising out of vesting of restricted stock units, which were accelerated in connection with the Merger (as defined below). Row 3 · 2019-01-03 · Other · Disposed 786,504 · Balance 0 F2: On January 3, 2019, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 3, 2018, by and among Cloudera, Inc. ("Cloudera"), Issuer, and Surf Merger Corporation ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a direct wholly-owned subsidiary of Cloudera (the "Merger"). Pursuant to the Merger, the Issuer's stockholders received the right to receive 1.305 shares of common stock, par value $0.00005 per share, of Cloudera (the "Merger Consideration") for each share of the Issuer's stock that they own. Pursuant to the Merger, the Reporting Person disposed of all shares of Issuer common stock beneficially owned by it, including the 786,504 shares that were held directly by the Reporting Person and the 7,663 shares that were held indirectly by the Reporting Person, and received the Merger Consideration for each share of Issuer common stock. |
| Common StockSEC Table I · non-derivative | IndirectScott & Taryn Davidson Family Trust Dated 4/4/2006 | 0 |
Reported balance
After 2019-01-03 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2019-01-03 · Other · Disposed 7,663 · Balance 0 F2: On January 3, 2019, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 3, 2018, by and among Cloudera, Inc. ("Cloudera"), Issuer, and Surf Merger Corporation ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a direct wholly-owned subsidiary of Cloudera (the "Merger"). Pursuant to the Merger, the Issuer's stockholders received the right to receive 1.305 shares of common stock, par value $0.00005 per share, of Cloudera (the "Merger Consideration") for each share of the Issuer's stock that they own. Pursuant to the Merger, the Reporting Person disposed of all shares of Issuer common stock beneficially owned by it, including the 786,504 shares that were held directly by the Reporting Person and the 7,663 shares that were held indirectly by the Reporting Person, and received the Merger Consideration for each share of Issuer common stock. |
| Common StockSEC Table I · non-derivative | IndirectScott & Taryn Davidson Family Trust Dated 4/4/2006 | 7,663 |
Reported balance
Holding disclosure · report date 2019-01-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,663 |
| Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Expires 2024-04-20 | Direct | 0 |
Reported balance
After 2019-01-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-01-03 · Exercise / conversion · Disposed 47,280 · Balance 0 F3: Pursuant to the Merger, this incentive stock option was cancelled and converted into an option to acquire Cloudera common stock, with the number of shares and exercise price adjusted for the Exchange Ratio in accordance with the terms of the Merger Agreement. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Expires 2024-04-20 | Direct | 0 |
Reported balance
After 2019-01-03 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-01-03 · Exercise / conversion · Disposed 386,075 · Balance 0 F4: Pursuant to the Merger, this non-qualified stock option was cancelled and converted into an option to acquire Cloudera common stock, with the number of shares and exercise price adjusted for the Exchange Ratio in accordance with the terms of the Merger Agreement. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Expires 2024-09-11 | Direct | 0 |
Reported balance
After 2019-01-03 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-01-03 · Exercise / conversion · Disposed 92,967 · Balance 0 F4: Pursuant to the Merger, this non-qualified stock option was cancelled and converted into an option to acquire Cloudera common stock, with the number of shares and exercise price adjusted for the Exchange Ratio in accordance with the terms of the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy tax obligations arising out of vesting of restricted stock units, which were accelerated in connection with the Merger (as defined below).
F2: On January 3, 2019, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 3, 2018, by and among Cloudera, Inc. ("Cloudera"), Issuer, and Surf Merger Corporation ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a direct wholly-owned subsidiary of Cloudera (the "Merger"). Pursuant to the Merger, the Issuer's stockholders received the right to receive 1.305 shares of common stock, par value $0.00005 per share, of Cloudera (the "Merger Consideration") for each share of the Issuer's stock that they own. Pursuant to the Merger, the Reporting Person disposed of all shares of Issuer common stock beneficially owned by it, including the 786,504 shares that were held directly by the Reporting Person and the 7,663 shares that were held indirectly by the Reporting Person, and received the Merger Consideration for each share of Issuer common stock.
F3: Pursuant to the Merger, this incentive stock option was cancelled and converted into an option to acquire Cloudera common stock, with the number of shares and exercise price adjusted for the Exchange Ratio in accordance with the terms of the Merger Agreement.
F4: Pursuant to the Merger, this non-qualified stock option was cancelled and converted into an option to acquire Cloudera common stock, with the number of shares and exercise price adjusted for the Exchange Ratio in accordance with the terms of the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2026 Filed May 8, 2026 20:17 UTC | BLACKLINE, INC. BL · Entity 4556 | GrantCommon Stock | 6,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001666134-26-000052 · form4.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,860 F1 · kind: Reflects an automatic annual restricted stock unit ("RSU") award pursuant to the Issuer's Outside Director Compensation Policy. F2 · shares: The reported securities awarded on May 7, 2026 (the "Award Date") represent RSUs which vest in full upon the earlier of the one (1) year anniversary of the Award Date or the day prior to the Issuer's next annual meeting of the stockholders and in each case subject to the Reporting Person's continued service on the Issuer's board of directors through each vesting date. Read SEC document |
| May 08, 2025 Filed May 9, 2025 20:23 UTC | BLACKLINE, INC. BL · Entity 4556 | GrantCommon Stock | 3,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-013852 · form4.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,444 F1 · kind: Reflects an automatic annual restricted stock unit ("RSU") award pursuant to the Issuer's Outside Director Compensation Policy. F2 · shares: The reported securities awarded on May 8, 2025 (the "Award Date") represent RSUs which vest in full upon the earlier of the one (1) year anniversary of the Award Date or the day prior to the Issuer's next annual meeting of the stockholders and in each case subject to the reporting person's continued service on the Issuer's board of directors through each vesting date. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 20:22 UTC | BLACKLINE, INC. BL · Entity 4556 | GrantCommon Stock | 668 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-009676 · form4.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 668 F1 · kind: Represents an initial restricted stock unit ("RSU") award issued pursuant to the Issuer's Outside Director Compensation Policy. F2 · shares: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 100% of the RSUs will vest on May 7, 2025, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 18:32 UTC | Alteryx, Inc. AYX · Entity 92794 | Tax withholdingClass A Common Stock | 2,280 | $63.21 | $144,118.80 |
DisclosureSEC source: 0001689923-22-000033 · wf-form4_164635032212526.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,013 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares with respect to the vesting of RSUs reported on this Form 4 for any reason other than to cover required taxes. F2 · balance_after: Includes 22,551 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 16:49 UTC | Alteryx, Inc. AYX · Entity 92794 | Tax withholdingClass A Common Stock | 3,767 | $60.50 | $227,903.50 |
DisclosureSEC source: 0001689923-22-000002 · wf-form4_164133292339033.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,293 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares with respect to the vesting of RSUs reported on this Form 4 for any reason other than to cover required taxes. F2 · balance_after: Includes 28,594 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:34 UTC | Alteryx, Inc. AYX · Entity 92794 | GrantClass A Common Stock | 18,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001689923-21-000036 · wf-form4_161534365672910.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,060 F1 · shares: Represents an award of restricted stock units ("RSUs"). 1/3rd of the total RSUs will vest on March 1, 2022, and on each yearly anniversary thereafter, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. F2 · balance_after: Includes 39,060 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Read SEC document |
| January 14, 2021 Filed Jan 15, 2021 16:40 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 4,056 | $125.00 | $507,000.00 |
DisclosureSEC source: 0001689923-21-000013 · wf-form4_161074679105355.xml · nonDerivative · entry 2 Davidson Scott · CIK 0001626707 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,932 F1 · shares: Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on September 14, 2020. F2 · balance_after: Includes 20,932 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Read SEC document |
| January 14, 2021 Filed Jan 15, 2021 16:40 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 579 | $120.10 | $69,537.90 |
DisclosureSEC source: 0001689923-21-000013 · wf-form4_161074679105355.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,988 F1 · shares: Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on September 14, 2020. F2 · balance_after: Includes 20,932 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 19:57 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 579 | $115.00 | $66,585.00 |
DisclosureSEC source: 0001689923-21-000010 · wf-form4_161015381589831.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,567 F1 · shares: Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on September 14, 2020 F2 · balance_after: Includes 20,932 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Read SEC document |
| January 05, 2021 Filed Jan 5, 2021 19:54 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 644 | $110.90 | $71,419.60 |
DisclosureSEC source: 0001689923-21-000002 · wf-form4_160989443335386.xml · nonDerivative · entry 3 Davidson Scott · CIK 0001626707 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,146 F3 · shares: Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on September 14, 2020 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.89 to $110.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes 20,932 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Read SEC document |
| January 05, 2021 Filed Jan 5, 2021 19:54 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 580 | $111.00 | $64,380.00 |
DisclosureSEC source: 0001689923-21-000002 · wf-form4_160989443335386.xml · nonDerivative · entry 2 Davidson Scott · CIK 0001626707 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,790 F3 · shares: Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on September 14, 2020 F2 · balance_after: Includes 20,932 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 19:54 UTC | Alteryx, Inc. AYX · Entity 92794 | Tax withholdingClass A Common Stock | 4,028 | $121.79 | $490,570.12 |
DisclosureSEC source: 0001689923-21-000002 · wf-form4_160989443335386.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,370 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares with respect to the vesting of RSUs reported on this Form 4 for any reason other than to cover required taxes. F2 · balance_after: Includes 20,932 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 20:16 UTC | Alteryx, Inc. AYX · Entity 92794 | GrantStock Option (Right to Buy) · Derivative | 80,036 | $0.00 Strike: $111.47 | $0.00 |
DisclosureSEC source: 0001626707-19-000008 · wf-form4_157594059090114.xml · derivative · entry 2 Davidson Scott · CIK 0001626707 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,036 Underlying: Class A Common Stock · 80,036 shares Expires 2029-12-04 F3 · derivative.exercise_date: The stock option vests and becomes exercisable as to 1/3rd of the shares subject to the option on January 1, 2021, and thereafter vests as to 1/36th of the total number of shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 20:16 UTC | Alteryx, Inc. AYX · Entity 92794 | GrantClass A Common Stock | 31,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001626707-19-000008 · wf-form4_157594059090114.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,398 F1 · shares: Represents an award of restricted stock units ("RSUs"). 1/3rd of the total RSUs will vest on January 1, 2021, and on each yearly anniversary thereafter, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. F2 · balance_after: Includes 31,398 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Read SEC document |
| January 03, 2019 Filed Jan 3, 2019 21:42 UTC | Hortonworks, Inc. HDP · Entity 161313 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 92,967 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-000382 · doc4.xml · derivative · entry 7 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 92,967 shares Expires 2024-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Pursuant to the Merger, this non-qualified stock option was cancelled and converted into an option to acquire Cloudera common stock, with the number of shares and exercise price adjusted for the Exchange Ratio in accordance with the terms of the Merger Agreement. F4 · price: Pursuant to the Merger, this non-qualified stock option was cancelled and converted into an option to acquire Cloudera common stock, with the number of shares and exercise price adjusted for the Exchange Ratio in accordance with the terms of the Merger Agreement. F4 · derivative.exercise_date: Pursuant to the Merger, this non-qualified stock option was cancelled and converted into an option to acquire Cloudera common stock, with the number of shares and exercise price adjusted for the Exchange Ratio in accordance with the terms of the Merger Agreement. Read SEC document |
| January 03, 2019 Filed Jan 3, 2019 21:42 UTC | Hortonworks, Inc. HDP · Entity 161313 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 386,075 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-000382 · doc4.xml · derivative · entry 6 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 386,075 shares Expires 2024-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Pursuant to the Merger, this non-qualified stock option was cancelled and converted into an option to acquire Cloudera common stock, with the number of shares and exercise price adjusted for the Exchange Ratio in accordance with the terms of the Merger Agreement. F4 · price: Pursuant to the Merger, this non-qualified stock option was cancelled and converted into an option to acquire Cloudera common stock, with the number of shares and exercise price adjusted for the Exchange Ratio in accordance with the terms of the Merger Agreement. F4 · derivative.exercise_date: Pursuant to the Merger, this non-qualified stock option was cancelled and converted into an option to acquire Cloudera common stock, with the number of shares and exercise price adjusted for the Exchange Ratio in accordance with the terms of the Merger Agreement. Read SEC document |
| January 03, 2019 Filed Jan 3, 2019 21:42 UTC | Hortonworks, Inc. HDP · Entity 161313 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 47,280 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-000382 · doc4.xml · derivative · entry 5 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,280 shares Expires 2024-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Pursuant to the Merger, this incentive stock option was cancelled and converted into an option to acquire Cloudera common stock, with the number of shares and exercise price adjusted for the Exchange Ratio in accordance with the terms of the Merger Agreement. F3 · price: Pursuant to the Merger, this incentive stock option was cancelled and converted into an option to acquire Cloudera common stock, with the number of shares and exercise price adjusted for the Exchange Ratio in accordance with the terms of the Merger Agreement. F3 · derivative.exercise_date: Pursuant to the Merger, this incentive stock option was cancelled and converted into an option to acquire Cloudera common stock, with the number of shares and exercise price adjusted for the Exchange Ratio in accordance with the terms of the Merger Agreement. Read SEC document |
| January 03, 2019 Filed Jan 3, 2019 21:42 UTC | Hortonworks, Inc. HDP · Entity 161313 | OtherCommon Stock | 7,663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-000382 · doc4.xml · nonDerivative · entry 4 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Scott & Taryn Davidson Family Trust Dated 4/4/2006 Disclosed balance after: 0 F2 · price: On January 3, 2019, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 3, 2018, by and among Cloudera, Inc. ("Cloudera"), Issuer, and Surf Merger Corporation ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a direct wholly-owned subsidiary of Cloudera (the "Merger"). Pursuant to the Merger, the Issuer's stockholders received the right to receive 1.305 shares of common stock, par value $0.00005 per share, of Cloudera (the "Merger Consideration") for each share of the Issuer's stock that they own. Pursuant to the Merger, the Reporting Person disposed of all shares of Issuer common stock beneficially owned by it, including the 786,504 shares that were held directly by the Reporting Person and the 7,663 shares that were held indirectly by the Reporting Person, and received the Merger Consideration for each share of Issuer common stock. Read SEC document |
| January 03, 2019 Filed Jan 3, 2019 21:42 UTC | Hortonworks, Inc. HDP · Entity 161313 | OtherCommon Stock | 786,504 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-000382 · doc4.xml · nonDerivative · entry 3 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: On January 3, 2019, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 3, 2018, by and among Cloudera, Inc. ("Cloudera"), Issuer, and Surf Merger Corporation ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a direct wholly-owned subsidiary of Cloudera (the "Merger"). Pursuant to the Merger, the Issuer's stockholders received the right to receive 1.305 shares of common stock, par value $0.00005 per share, of Cloudera (the "Merger Consideration") for each share of the Issuer's stock that they own. Pursuant to the Merger, the Reporting Person disposed of all shares of Issuer common stock beneficially owned by it, including the 786,504 shares that were held directly by the Reporting Person and the 7,663 shares that were held indirectly by the Reporting Person, and received the Merger Consideration for each share of Issuer common stock. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 21:42 UTC | Hortonworks, Inc. HDP · Entity 161313 | Tax withholdingCommon Stock | 222,238 | $14.68 | $3,262,453.84 |
DisclosureSEC source: 0000899243-19-000382 · doc4.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 786,504 F1 · kind: Shares withheld to satisfy tax obligations arising out of vesting of restricted stock units, which were accelerated in connection with the Merger (as defined below). Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 20:11 UTC | Hortonworks, Inc. HDP · Entity 161313 | SaleCommon Stock | 17,846 | $15.73 | $280,717.58 |
DisclosureSEC source: 0000899243-18-029218 · doc4.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,008,742 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $15.51 to $15.91 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 16:53 UTC | Hortonworks, Inc. HDP · Entity 161313 | SaleCommon Stock | 17,845 | $17.94 | $320,139.30 |
DisclosureSEC source: 0000899243-18-028729 · doc4.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,026,588 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $17.30 to $18.45 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range. Read SEC document |
| September 12, 2018 Filed Sep 12, 2018 17:16 UTC | Hortonworks, Inc. HDP · Entity 161313 | SaleCommon Stock | 10,531 | $23.64 | $248,952.84 |
DisclosureSEC source: 0000899243-18-024296 · doc4.xml · nonDerivative · entry 2 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,044,433 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $23.31 to $23.90 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range. Read SEC document |
| September 10, 2018 Filed Sep 12, 2018 17:16 UTC | Hortonworks, Inc. HDP · Entity 161313 | GrantCommon Stock | 10,531 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-024296 · doc4.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,054,964 F1 · kind: Acquired upon the settlement of performance stock units granted on June 3, 2015 under the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 16:12 UTC | Hortonworks, Inc. HDP · Entity 161313 | SaleCommon Stock | 17,846 | $22.22 | $396,538.12 |
DisclosureSEC source: 0000899243-18-022564 · doc4.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,044,433 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $21.98 to $22.46 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range. Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 16:31 UTC | Hortonworks, Inc. HDP · Entity 161313 | SaleCommon Stock | 17,846 | $20.02 | $357,276.92 |
DisclosureSEC source: 0000899243-18-022047 · doc4.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,062,279 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $19.95 to $20.06 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 17:59 UTC | Hortonworks, Inc. HDP · Entity 161313 | SaleCommon Stock | 19,772 | $17.41 | $344,230.52 |
DisclosureSEC source: 0000899243-18-015294 · doc4.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,080,125 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $17.23 to $17.92 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range. Read SEC document |
| May 29, 2018 Filed May 31, 2018 18:18 UTC | Hortonworks, Inc. HDP · Entity 161313 | SaleCommon Stock | 36,250 | $17.75 | $643,437.50 |
DisclosureSEC source: 0000899243-18-014578 · doc4.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,099,897 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $17.60 to $17.99 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range. Read SEC document |
| May 14, 2018 Filed May 15, 2018 19:10 UTC | Hortonworks, Inc. HDP · Entity 161313 | SaleCommon Stock | 17,846 | $18.07 | $322,477.22 |
DisclosureSEC source: 0000899243-18-012989 · doc4.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,136,147 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $17.97 to $18.24 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range. Read SEC document |
| May 09, 2018 Filed May 10, 2018 19:49 UTC | Hortonworks, Inc. HDP · Entity 161313 | SaleCommon Stock | 17,846 | $18.01 | $321,406.46 |
DisclosureSEC source: 0000899243-18-012467 · doc4.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,153,993 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $17.02 to $19.01 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 18:43 UTC | Hortonworks, Inc. HDP · Entity 161313 | Tax withholdingCommon Stock | 14,698 | $20.52 | $301,602.96 |
DisclosureSEC source: 0000899243-18-008451 · doc4.xml · nonDerivative · entry 2 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,171,839 F2 · kind: Shares withheld to satisfy taxes arising out of settlement of performance stock units. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 18:43 UTC | Hortonworks, Inc. HDP · Entity 161313 | GrantCommon Stock | 29,645 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008451 · doc4.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,186,537 F1 · kind: Acquired upon the settlement of performance stock units granted on October 16, 2015 under the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 18:08 UTC | Hortonworks, Inc. HDP · Entity 161313 | SaleCommon Stock | 16,307 | $17.65 | $287,818.55 |
DisclosureSEC source: 0000899243-18-004438 · doc4.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,156,892 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2017. F2 · price: Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $17.28 to $17.89 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range. Read SEC document |
| February 13, 2018 Filed Feb 13, 2018 21:43 UTC | Hortonworks, Inc. HDP · Entity 161313 | SaleCommon Stock | 2,646 | $17.49 | $46,278.54 |
DisclosureSEC source: 0000899243-18-003752 · doc4.xml · nonDerivative · entry 2 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,173,199 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2017. F3 · price: Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $17.24 to $18.03 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 21:43 UTC | Hortonworks, Inc. HDP · Entity 161313 | SaleCommon Stock | 16,308 | $18.11 | $295,337.88 |
DisclosureSEC source: 0000899243-18-003752 · doc4.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,175,845 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2017. F2 · price: Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $16.79 to $19.22 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 21:48 UTC | Hortonworks, Inc. HDP · Entity 161313 | GrantCommon Stock | 250,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-003340 · doc4.xml · nonDerivative · entry 3 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,192,153 F4 · shares: On February 8, 2018, the Reporting Person was granted 250,800 restricted stock units ("RSUs"). Each RSU represents the right to receive, at settlement, one share of common stock. Eighty-eight percent (88%) of such RSUs shall vest and become releaseable in a series of four (4) successive 3-month installments commencing on February 15, 2019, and thereafter, the balance of the RSUs shall vest and become releaseable on February 15, 2020, all subject to grantee's continued status as a service provider. All or portion of the unvested RSUs are subject to acceleration upon the occurrence of certain events. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 21:48 UTC | Hortonworks, Inc. HDP · Entity 161313 | SaleCommon Stock | 6,022 | $19.19 | $115,562.18 |
DisclosureSEC source: 0000899243-18-003340 · doc4.xml · nonDerivative · entry 2 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 941,353 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2017. F3 · price: Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $18.94 to $19.46 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 21:48 UTC | Hortonworks, Inc. HDP · Entity 161313 | GrantCommon Stock | 11,364 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-003340 · doc4.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 947,375 F1 · shares: Acquired upon the settlement of performance stock units granted on June 3, 2015 under the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 19:25 UTC | Hortonworks, Inc. HDP · Entity 161313 | SaleCommon Stock | 49,539 | $20.74 | $1,027,438.86 |
DisclosureSEC source: 0000899243-18-000841 · doc4.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 936,011 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2017. F2 · price: Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $20.60 to $20.99 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 20:44 UTC | Hortonworks, Inc. HDP · Entity 161313 | SaleCommon Stock | 25,869 | $19.92 | $515,310.48 |
DisclosureSEC source: 0000899243-17-029264 · doc4.xml · nonDerivative · entry 2 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Scott & Taryn Davidson Family Trust Dated 4/4/2006 Disclosed balance after: 7,663 F1 · price: Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $19.83 to $20.13 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 20:44 UTC | Hortonworks, Inc. HDP · Entity 161313 | SaleCommon Stock | 19,761 | $19.92 | $393,639.12 |
DisclosureSEC source: 0000899243-17-029264 · doc4.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 985,550 F1 · price: Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $19.83 to $20.13 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 19:29 UTC | Hortonworks, Inc. HDP · Entity 161313 | SaleCommon Stock | 18,068 | $18.41 | $332,631.88 |
DisclosureSEC source: 0000899243-17-028088 · doc4.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,005,311 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2017. F2 · price: Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $17.80 to $19.28 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 21:01 UTC | Hortonworks, Inc. HDP · Entity 161313 | SaleCommon Stock | 33,125 | $20.13 | $666,806.25 |
DisclosureSEC source: 0000899243-17-027580 · doc4.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,023,379 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2017. F2 · price: Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $19.87 to $20.61 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:00 UTC | Hortonworks, Inc. HDP · Entity 161313 | SaleCommon Stock | 16,307 | $18.00 | $293,526.00 |
DisclosureSEC source: 0000899243-17-026155 · doc4.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,056,504 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2017. F2 · price: Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $17.72 to $18.41 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 20:44 UTC | Hortonworks, Inc. HDP · Entity 161313 | Tax withholdingCommon Stock | 9,739 | $16.96 | $165,173.44 |
DisclosureSEC source: 0000899243-17-024450 · doc4.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · Chief Financial Officer & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,072,811 F1 · kind: Shares withheld to satisfy tax obligations arising out of vesting of restricted stock units. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 18:33 UTC | Hortonworks, Inc. HDP · Entity 161313 | Tax withholdingCommon Stock | 48,772 | $16.90 | $824,246.80 |
DisclosureSEC source: 0000899243-17-023969 · doc4.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,082,550 F1 · kind: Shares withheld to satisfy tax obligations arising out of vesting of restricted stock units. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 18:13 UTC | Hortonworks, Inc. HDP · Entity 161313 | SaleCommon Stock | 30,000 | $16.69 | $500,700.00 |
DisclosureSEC source: 0000899243-17-022160 · doc4.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,131,322 F1 · price: Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $16.64 to $16.79 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 19:55 UTC | Hortonworks, Inc. HDP · Entity 161313 | Tax withholdingCommon Stock | 2,605 | $14.57 | $37,954.85 |
DisclosureSEC source: 0000899243-17-020393 · doc4.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,161,322 F1 · kind: Shares withheld to satisfy tax obligations arising out of vesting of restricted stock units. Read SEC document |
| August 01, 2017 Filed Aug 1, 2017 21:42 UTC | Hortonworks, Inc. HDP · Entity 161313 | SaleCommon Stock | 2,556 | $13.35 | $34,122.60 |
DisclosureSEC source: 0000899243-17-019483 · doc4.xml · nonDerivative · entry 2 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,163,927 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2017. F3 · price: Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $13.26 to $13.49 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 21:42 UTC | Hortonworks, Inc. HDP · Entity 161313 | GrantCommon Stock | 5,532 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-019483 · doc4.xml · nonDerivative · entry 1 Davidson Scott · CIK 0001626707 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,166,483 F1 · kind: Acquired upon the settlement of performance stock units granted on June 3, 2015 under the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.