Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Triumph Financial, Inc.TFIN · Entity 4635 | President - TBK Bank, SSB | May 08, 2026 | May 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Triumph Financial, Inc.
Report date May 08, 2026 · Filed May 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,804 |
Reported balance
After 2026-05-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-08 · Purchase · Acquired 7,000 · Balance 22,804 F1: The reported price in Column 4 represents the weighted average purchase price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2: Consists of (i) 17,402 shares beneficially owned by reporting person, and (ii) 5,402 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. |
| Depository SharesSEC Table I · non-derivative | Direct | 21,000 |
Reported balance
Holding disclosure · report date 2026-05-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 21,000 F3: Each Depository Share represents 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, per value $0.01 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 represents the weighted average purchase price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.
F2: Consists of (i) 17,402 shares beneficially owned by reporting person, and (ii) 5,402 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
F3: Each Depository Share represents 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, per value $0.01 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 20, 2020 Filed Oct 22, 2020 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseDepository Shares | 7,000 | $26.00 | $182,000.00 |
DisclosureSEC source: 0001209191-20-055558 · doc4.xml · nonDerivative · entry 1 Ritterbusch Todd · CIK 0001774173 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 F1 · security: Each Depository Share represents 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, per value $0.01 per share. F1 · kind: Each Depository Share represents 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, per value $0.01 per share. Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:06 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 3,907 | $0.00 Strike: $26.25 | $0.00 |
DisclosureSEC source: 0001209191-20-027187 · doc4.xml · derivative · entry 3 Ritterbusch Todd · CIK 0001774173 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,907 Underlying: Common Stock · 3,907 shares Expires 2030-05-01 F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:06 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 425 | $26.25 | $11,156.25 |
DisclosureSEC source: 0001209191-20-027187 · doc4.xml · nonDerivative · entry 2 Ritterbusch Todd · CIK 0001774173 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,955 F3 · shares: Represents 425 shares surrendered to satisfy applicable federal income tax withholding associated with the 5/1/2020 vesting of 1,764 shares of restricted stock issued to the reporting person. F4 · balance_after: Consists of (i) 3,339 shares beneficially owned by reporting person, and (ii) 6,616 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:06 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 1,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027187 · doc4.xml · nonDerivative · entry 1 Ritterbusch Todd · CIK 0001774173 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,380 F1 · shares: Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth of such shares shall vest on each of the first four anniversaries of the date of grant. F2 · balance_after: Consists of (i) 3,764 shares beneficially owned by reporting person, and (ii) 6,616 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 1,000 | $21.66 | $21,660.00 |
DisclosureSEC source: 0001209191-20-019214 · doc4.xml · nonDerivative · entry 2 Ritterbusch Todd · CIK 0001774173 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,062 Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 1,000 | $20.71 | $20,710.00 |
DisclosureSEC source: 0001209191-20-019214 · doc4.xml · nonDerivative · entry 1 Ritterbusch Todd · CIK 0001774173 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,062 F1 · price: $20.71 represents the weighted average purchase price per share for the 1,000 aggregate amount of shares in the transaction reported on this line. The range of price per share in the reported transaction is $20.56 to $20.86. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 01, 2019 Filed May 3, 2019 21:29 UTC Amendment | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 1,890 | $0.00 Strike: $31.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027491 · doc4a.xml · derivative · entry 2 Ritterbusch Todd · CIK 0001774173 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,890 Underlying: Common Stock · 1,890 shares Expires 2029-05-01 F2 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F3 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2019 Filed May 3, 2019 21:29 UTC Amendment | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 7,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027491 · doc4a.xml · nonDerivative · entry 1 Ritterbusch Todd · CIK 0001774173 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,062 F1 · shares: Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth of such shares shall vest on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:21 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 2,529 | $0.00 Strike: $31.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027353 · doc4.xml · derivative · entry 2 Ritterbusch Todd · CIK 0001774173 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,529 Underlying: Common Stock · 2,529 shares Expires 2029-05-01 F2 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F3 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:21 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 7,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027353 · doc4.xml · nonDerivative · entry 1 Ritterbusch Todd · CIK 0001774173 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,062 F1 · shares: Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth of such shares shall vest on each of the first four anniversaries of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.