Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Triumph Financial, Inc.TFIN · Entity 4635 | President - TBK Bank, SSB | May 08, 2026 | May 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Triumph Financial, Inc.
Report date May 08, 2026 · Filed May 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,804 |
Reported balance
After 2026-05-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-08 · Purchase · Acquired 7,000 · Balance 22,804 F1: The reported price in Column 4 represents the weighted average purchase price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2: Consists of (i) 17,402 shares beneficially owned by reporting person, and (ii) 5,402 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. |
| Depository SharesSEC Table I · non-derivative | Direct | 21,000 |
Reported balance
Holding disclosure · report date 2026-05-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 21,000 F3: Each Depository Share represents 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, per value $0.01 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 represents the weighted average purchase price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.
F2: Consists of (i) 17,402 shares beneficially owned by reporting person, and (ii) 5,402 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
F3: Each Depository Share represents 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, per value $0.01 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2026 Filed May 11, 2026 20:14 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | PurchaseCommon Stock | 7,000 | $67.01 | $469,070.00 |
DisclosureSEC source: 0001628280-26-033503 · wk-form4_1778530482.xml · nonDerivative · entry 1 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,804 F1 · price: The reported price in Column 4 represents the weighted average purchase price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 17,402 shares beneficially owned by reporting person, and (ii) 5,402 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2026 Filed May 6, 2026 00:02 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantEmployee Stock Options · Derivative | 4,376 | $0.00 Strike: $67.55 | $0.00 |
DisclosureSEC source: 0001628280-26-030840 · wk-form4_1778025762.xml · derivative · entry 4 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,376 Underlying: Common Stock · 4,376 shares Expires 2036-05-01 F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2026 Filed May 6, 2026 00:02 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Tax withholdingCommon Stock | 1,431 | $67.55 | $96,664.05 |
DisclosureSEC source: 0001628280-26-030840 · wk-form4_1778025762.xml · nonDerivative · entry 3 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,804 F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock units and performance awards. F4 · balance_after: Consists of (i) 10,402 shares beneficially owned by reporting person, and (ii) 5,402 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2026 Filed May 6, 2026 00:02 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 2,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-030840 · wk-form4_1778025762.xml · nonDerivative · entry 2 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,235 F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. Read SEC document |
| May 01, 2026 Filed May 6, 2026 00:02 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 2,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-030840 · wk-form4_1778025762.xml · nonDerivative · entry 1 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,218 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. Read SEC document |
| May 01, 2025 Filed May 5, 2025 22:23 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantEmployee Stock Options · Derivative | 5,291 | $0.00 Strike: $54.38 | $0.00 |
DisclosureSEC source: 0001628280-25-022328 · wk-form4_1746483819.xml · derivative · entry 5 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,291 Underlying: Common Stock · 5,291 shares Expires 2035-05-01 F6 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F7 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2025 Filed May 5, 2025 22:23 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Tax withholdingCommon Stock | 652 | $54.38 | $35,455.76 |
DisclosureSEC source: 0001628280-25-022328 · wk-form4_1746483819.xml · nonDerivative · entry 3 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,859 F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock units and performance awards. F4 · balance_after: Consists of (i) 8,204 shares beneficially owned by reporting person, and (ii) 4,655 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2025 Filed May 5, 2025 22:23 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 674 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-022328 · wk-form4_1746483819.xml · nonDerivative · entry 2 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,511 F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. Read SEC document |
| May 01, 2025 Filed May 5, 2025 22:23 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 2,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-022328 · wk-form4_1746483819.xml · nonDerivative · entry 1 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,837 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 21:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Exercise / conversionEmployee Stock Options · Derivative | 744 | $0.00 Strike: $51.25 | $0.00 |
DisclosureSEC source: 0001628280-24-051658 · wk-form4_1734469512.xml · derivative · entry 13 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,232 Underlying: Common Stock · 744 shares Expires 2033-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents non-qualified stock option of Issuer granted to reporting person under the Issuer's 2014 Omnibus Incentive Plan. Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 21:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Exercise / conversionEmployee Stock Options · Derivative | 1,093 | $0.00 Strike: $69.44 | $0.00 |
DisclosureSEC source: 0001628280-24-051658 · wk-form4_1734469512.xml · derivative · entry 12 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,094 Underlying: Common Stock · 1,093 shares Expires 2032-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents non-qualified stock option of Issuer granted to reporting person under the Issuer's 2014 Omnibus Incentive Plan. Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 21:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Exercise / conversionEmployee Stock Options · Derivative | 2,931 | $0.00 Strike: $26.25 | $0.00 |
DisclosureSEC source: 0001628280-24-051658 · wk-form4_1734469512.xml · derivative · entry 11 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,931 shares Expires 2030-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents non-qualified stock option of Issuer granted to reporting person under the Issuer's 2014 Omnibus Incentive Plan. Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 21:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Exercise / conversionEmployee Stock Options · Derivative | 945 | $0.00 Strike: $31.00 | $0.00 |
DisclosureSEC source: 0001628280-24-051658 · wk-form4_1734469512.xml · derivative · entry 10 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 945 shares Expires 2029-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents non-qualified stock option of Issuer granted to reporting person under the Issuer's 2014 Omnibus Incentive Plan. Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 21:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Tax withholdingCommon Stock | 468 | $100.95 | $47,244.60 |
DisclosureSEC source: 0001628280-24-051658 · wk-form4_1734469512.xml · nonDerivative · entry 8 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,079 F1 · shares: Represents shares forfeited by the reporting person to satisfy exercise price and tax withholding obligations upon exercise of option shares. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 21:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Tax withholdingCommon Stock | 829 | $102.20 | $84,723.80 |
DisclosureSEC source: 0001628280-24-051658 · wk-form4_1734469512.xml · nonDerivative · entry 7 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,547 F1 · shares: Represents shares forfeited by the reporting person to satisfy exercise price and tax withholding obligations upon exercise of option shares. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 21:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Tax withholdingCommon Stock | 1,286 | $101.84 | $130,966.24 |
DisclosureSEC source: 0001628280-24-051658 · wk-form4_1734469512.xml · nonDerivative · entry 6 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,376 F1 · shares: Represents shares forfeited by the reporting person to satisfy exercise price and tax withholding obligations upon exercise of option shares. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 21:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Tax withholdingCommon Stock | 485 | $101.84 | $49,392.40 |
DisclosureSEC source: 0001628280-24-051658 · wk-form4_1734469512.xml · nonDerivative · entry 5 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,662 F1 · shares: Represents shares forfeited by the reporting person to satisfy exercise price and tax withholding obligations upon exercise of option shares. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 21:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Exercise / conversionCommon Stock | 744 | $51.25 | $38,130.00 |
DisclosureSEC source: 0001628280-24-051658 · wk-form4_1734469512.xml · nonDerivative · entry 4 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 21:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Exercise / conversionCommon Stock | 1,093 | $69.44 | $75,897.92 |
DisclosureSEC source: 0001628280-24-051658 · wk-form4_1734469512.xml · nonDerivative · entry 3 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 21:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Exercise / conversionCommon Stock | 2,931 | $26.25 | $76,938.75 |
DisclosureSEC source: 0001628280-24-051658 · wk-form4_1734469512.xml · nonDerivative · entry 2 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 21:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Exercise / conversionCommon Stock | 945 | $31.00 | $29,295.00 |
DisclosureSEC source: 0001628280-24-051658 · wk-form4_1734469512.xml · nonDerivative · entry 1 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2024 Filed May 14, 2024 20:28 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | SaleCommon Stock | 3,000 | $74.07 | $222,210.00 |
DisclosureSEC source: 0001628280-24-023230 · wk-form4_1715718497.xml · nonDerivative · entry 2 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,434 F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 4,471 shares beneficially owned by reporting person, and (ii) 2,963 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 10, 2024 Filed May 14, 2024 20:28 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | SaleCommon Stock | 7,854 | $73.84 | $579,939.36 |
DisclosureSEC source: 0001628280-24-023230 · wk-form4_1715718497.xml · nonDerivative · entry 1 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,434 F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:00 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantEmployee Stock Options · Derivative | 2,345 | $0.00 Strike: $72.00 | $0.00 |
DisclosureSEC source: 0001628280-24-020261 · wk-form4_1714766406.xml · derivative · entry 5 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,345 Underlying: Common Stock · 2,345 shares Expires 2034-05-01 F6 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F7 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:00 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Tax withholdingCommon Stock | 775 | $72.00 | $55,800.00 |
DisclosureSEC source: 0001628280-24-020261 · wk-form4_1714766406.xml · nonDerivative · entry 3 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,288 F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock units and performance awards. F4 · balance_after: Consists of (i) 15,325 shares beneficially owned by reporting person, and (ii) 2,963 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:00 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 874 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-020261 · wk-form4_1714766406.xml · nonDerivative · entry 2 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,063 F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:00 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 1,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-020261 · wk-form4_1714766406.xml · nonDerivative · entry 1 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,189 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 21:02 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | SaleCommon Stock | 2,000 | $70.77 | $141,540.00 |
DisclosureSEC source: 0001628280-23-041059 · wk-form4_1701982928.xml · nonDerivative · entry 1 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,974 F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 14,133 shares beneficially owned by reporting person, and (ii) 2,841 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:09 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | PurchaseDepository Shares | 1,000 | $17.94 | $17,940.00 |
DisclosureSEC source: 0001628280-23-019948 · wf-form4_168513170370367.xml · nonDerivative · entry 1 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,000 F1 · security: Each Depository Share represents 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, per value $0.01 per share. F2 · price: $17.94 represents the weighted average purchase price per share for the 1,000 aggregate amount of shares in the transaction reported on this line. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:37 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantEmployee Stock Options · Derivative | 2,976 | $0.00 Strike: $51.25 | $0.00 |
DisclosureSEC source: 0001628280-23-015245 · wf-form4_168314623190072.xml · derivative · entry 5 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,976 Underlying: Common Stock · 2,976 shares Expires 2033-05-01 F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:37 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Tax withholdingCommon Stock | 2,650 | $51.25 | $135,812.50 |
DisclosureSEC source: 0001628280-23-015245 · wf-form4_168314623190072.xml · nonDerivative · entry 3 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,974 F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock unit and performance awards. F4 · balance_after: Consists of (i) 16,133 shares beneficially owned by reporting person, and (ii) 2,841 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:37 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 4,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-015245 · wf-form4_168314623190072.xml · nonDerivative · entry 2 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,624 F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:37 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 1,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-015245 · wf-form4_168314623190072.xml · nonDerivative · entry 1 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,013 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Tax withholdingCommon Stock | 4,736 | $64.17 | $303,909.12 |
DisclosureSEC source: 0001209191-23-011116 · doc4.xml · nonDerivative · entry 2 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,899 F2 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of performance awards. F3 · balance_after: Consists of (i) 16,029 shares beneficially owned by reporting person, and (ii) 3,870 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 17,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011116 · doc4.xml · nonDerivative · entry 1 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,635 F1 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:57 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 2,187 | $0.00 Strike: $69.44 | $0.00 |
DisclosureSEC source: 0001209191-22-027137 · doc4.xml · derivative · entry 5 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,187 Underlying: Common Stock · 2,187 shares Expires 2032-05-01 F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:57 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 1,064 | $69.44 | $73,884.16 |
DisclosureSEC source: 0001209191-22-027137 · doc4.xml · nonDerivative · entry 3 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,184 F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock and performance awards. F4 · balance_after: Consists of (i) 5,314 shares beneficially owned by reporting person, and (ii) 3,870 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:57 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 2,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027137 · doc4.xml · nonDerivative · entry 2 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,248 F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:57 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 1,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027137 · doc4.xml · nonDerivative · entry 1 Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,108 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 20:05 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Exercise / conversionEmployee Stock Options · Derivative | 976 | $0.00 Strike: $26.25 | $0.00 |
DisclosureSEC source: 0001209191-21-040886 · doc4.xml · derivative · entry 7 Ritterbusch Todd · CIK 0001774173 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,931 Underlying: Common Stock · 976 shares Expires 2030-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 20:05 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Exercise / conversionEmployee Stock Options · Derivative | 945 | $0.00 Strike: $31.00 | $0.00 |
DisclosureSEC source: 0001209191-21-040886 · doc4.xml · derivative · entry 6 Ritterbusch Todd · CIK 0001774173 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 945 Underlying: Common Stock · 945 shares Expires 2029-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 20:05 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 2,925 | $80.72 | $236,106.00 |
DisclosureSEC source: 0001209191-21-040886 · doc4.xml · nonDerivative · entry 4 Ritterbusch Todd · CIK 0001774173 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,096 F1 · balance_after: Consists of (i) 2,000 shares beneficially owned by reporting person, and (ii) 5,096 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 20:05 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 1,921 | $80.12 | $153,910.52 |
DisclosureSEC source: 0001209191-21-040886 · doc4.xml · nonDerivative · entry 3 Ritterbusch Todd · CIK 0001774173 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,021 Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 20:05 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Exercise / conversionCommon Stock | 976 | $26.25 | $25,620.00 |
DisclosureSEC source: 0001209191-21-040886 · doc4.xml · nonDerivative · entry 2 Ritterbusch Todd · CIK 0001774173 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 20:05 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Exercise / conversionCommon Stock | 945 | $31.00 | $29,295.00 |
DisclosureSEC source: 0001209191-21-040886 · doc4.xml · nonDerivative · entry 1 Ritterbusch Todd · CIK 0001774173 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 1,442 | $0.00 Strike: $88.63 | $0.00 |
DisclosureSEC source: 0001209191-21-029825 · doc4.xml · derivative · entry 4 Ritterbusch Todd · CIK 0001774173 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,442 Underlying: Common Stock · 1,442 shares Expires 2031-05-01 F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 575 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-029825 · doc4.xml · nonDerivative · entry 2 Ritterbusch Todd · CIK 0001774173 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,021 F3 · shares: Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth of such shares shall vest on each of the first four anniversaries of the date of grant. F4 · balance_after: Consists of (i) 4,925 shares beneficially owned by reporting person, and (ii) 5,096 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 509 | $88.63 | $45,112.67 |
DisclosureSEC source: 0001209191-21-029825 · doc4.xml · nonDerivative · entry 1 Ritterbusch Todd · CIK 0001774173 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,446 F1 · shares: Represents 509 shares surrendered to satisfy applicable federal income tax withholding associated with the 5/1/2021 vesting of 1,586 shares of restricted stock issued to the reporting person. F2 · balance_after: Consists of (i) 4,925 shares beneficially owned by reporting person, and (ii) 4,521 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseDepository Shares | 9,000 | $27.25 | $245,250.00 |
DisclosureSEC source: 0000899243-21-003740 · doc4.xml · nonDerivative · entry 1 Ritterbusch Todd · CIK 0001774173 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · security: Each Depository Share represents 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, per value $0.01 per share. F1 · kind: Each Depository Share represents 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, per value $0.01 per share. Read SEC document |
| October 23, 2020 Filed Oct 27, 2020 20:15 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseDepository Shares | 4,000 | $26.00 | $104,000.00 |
DisclosureSEC source: 0000899243-20-029304 · doc4.xml · nonDerivative · entry 1 Ritterbusch Todd · CIK 0001774173 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 F1 · security: Each Depository Share represents 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, per value $0.01 per share. F1 · kind: Each Depository Share represents 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, per value $0.01 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.