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person · Reporting owner

Cote Michael R

Disclosed activity across 2 companies

Tapewire entity
48170
SEC CIK
0001657589

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HAVERTY FURNITURE COMPANIES INCHVT · Entity 5603DirectorMay 11, 2026May 12, 2026
SecureWorks CorpSCWX · Entity 1132310% ownerApril 04, 2022May 09, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HAVERTY FURNITURE COMPANIES INC

Report date May 11, 2026 · Filed May 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct29,079 Reported balance After 2026-05-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-11 · Grant · Acquired 9,014 · Balance 29,079

F1: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.

Common StockSEC Table I · non-derivativeDirect1,388 Reported balance Holding disclosure · report date 2026-05-11 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,388

Filing footnotes · ownership attribution and instrument terms

F1: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.

SecureWorks Corp

Report date April 04, 2022 · Filed May 09, 2022 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect1,602,547 Reported balance After 2022-04-04 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2022-04-04 · Tax withholding · Disposed 22,956 · Balance 1,602,547

F1: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of restricted stock awards granted on April 2, 2019.

F2: The original Form 4, filed on April 7, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the amount of SecureWorks Corp. shares delivered to SecureWorks Corp. for taxes. On April 4, 2022, a total of 11,478 shares were reported delivered for taxes when in fact 22,956 shares were delivered for taxes. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects a reduction in the number of shares reported as beneficially owned by the reporting person by 11,476 shares.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of restricted stock awards granted on April 2, 2019.

F2: The original Form 4, filed on April 7, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the amount of SecureWorks Corp. shares delivered to SecureWorks Corp. for taxes. On April 4, 2022, a total of 11,478 shares were reported delivered for taxes when in fact 22,956 shares were delivered for taxes. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects a reduction in the number of shares reported as beneficially owned by the reporting person by 11,476 shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2026 Filed May 12, 2026 20:41 UTC HAVERTY FURNITURE COMPANIES INC HVT · Entity 5603 GrantPhantom Stock · Derivative 9,014 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000216085-26-000039 · form4.xml · derivative · entry 2

Cote Michael R · CIK 0001657589 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,079

Underlying: Common Stock · 9,014 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.

F1 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.

Read SEC document
May 12, 2025 Filed May 14, 2025 20:17 UTC HAVERTY FURNITURE COMPANIES INC HVT · Entity 5603 GrantPhantom Stock · Derivative 8,576 $21.00 Strike: $0.00 $180,096.00
Disclosure

SEC source: 0001127602-25-014274 · form4.xml · derivative · entry 2

Cote Michael R · CIK 0001657589 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,065

Underlying: Common Stock · 8,576 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.

F1 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.

Read SEC document
May 06, 2024 Filed May 7, 2024 20:13 UTC HAVERTY FURNITURE COMPANIES INC HVT · Entity 5603 GrantPhantom Stock · Derivative 6,015 $29.48 Strike: $0.00 $177,322.20
Disclosure

SEC source: 0001127602-24-014433 · form4.xml · derivative · entry 2

Cote Michael R · CIK 0001657589 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,489

Underlying: Common Stock · 6,015 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.

F1 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.

Read SEC document
May 08, 2023 Filed May 10, 2023 20:12 UTC HAVERTY FURNITURE COMPANIES INC HVT · Entity 5603 GrantPhantom Stock · Derivative 5,474 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-015097 · form4.xml · derivative · entry 2

Cote Michael R · CIK 0001657589 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,474

Underlying: Common Stock · 5,474 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.

F1 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 21:37 UTC HAVERTY FURNITURE COMPANIES INC HVT · Entity 5603 GrantCommon Stock 617 $32.41 $19,996.97
Disclosure

SEC source: 0001127602-22-025487 · form4.xml · nonDerivative · entry 2

Cote Michael R · CIK 0001657589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,388

F2 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 21:37 UTC HAVERTY FURNITURE COMPANIES INC HVT · Entity 5603 GrantCommon Stock 771 $32.41 $24,988.11
Disclosure

SEC source: 0001127602-22-025487 · form4.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771

F1 · shares: Portion of annual retainer paid in stock pursuant to Non-Employee Director Compensation.

Read SEC document
April 18, 2022 Filed Apr 19, 2022 16:58 UTC SecureWorks Corp SCWX · Entity 11323 Tax withholdingClass A Common Stock 62,007 $13.24 $820,972.68
Disclosure

SEC source: 0000899243-22-015065 · doc4.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,552,018

F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of restricted stock awards granted on April 17, 2020.

Read SEC document
April 04, 2022 Filed Apr 7, 2022 16:05 UTC SecureWorks Corp SCWX · Entity 11323 Tax withholdingClass A Common Stock 11,478 $13.06 $149,902.68
Disclosure

SEC source: 0000899243-22-014252 · doc4.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,614,025

F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of restricted stock awards granted on April 2, 2019.

Read SEC document
April 04, 2022 Filed May 9, 2022 13:42 UTC Amendment SecureWorks Corp SCWX · Entity 11323 Tax withholdingClass A Common Stock 22,956 $13.06 $299,805.36
Disclosure

SEC source: 0000899243-22-017212 · doc4a.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,602,547

F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of restricted stock awards granted on April 2, 2019.

F2 · shares: The original Form 4, filed on April 7, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the amount of SecureWorks Corp. shares delivered to SecureWorks Corp. for taxes. On April 4, 2022, a total of 11,478 shares were reported delivered for taxes when in fact 22,956 shares were delivered for taxes. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects a reduction in the number of shares reported as beneficially owned by the reporting person by 11,476 shares.

F2 · balance_after: The original Form 4, filed on April 7, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the amount of SecureWorks Corp. shares delivered to SecureWorks Corp. for taxes. On April 4, 2022, a total of 11,478 shares were reported delivered for taxes when in fact 22,956 shares were delivered for taxes. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects a reduction in the number of shares reported as beneficially owned by the reporting person by 11,476 shares.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 13:23 UTC SecureWorks Corp SCWX · Entity 11323 Tax withholdingClass A Common Stock 40,904 $12.55 $513,345.20
Disclosure

SEC source: 0000899243-22-011352 · doc4.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,625,503

F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of restricted stock awards granted on March 15, 2021.

Read SEC document
February 16, 2022 Filed Feb 25, 2022 15:12 UTC SecureWorks Corp SCWX · Entity 11323 Disposition to issuerClass A Common Stock 68,131 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007870 · doc4.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,666,407

F1 · kind: Reflects unvested shares of performance-based restricted stock granted on March 15, 2021 forfeited to SecureWorks Corp. on February 16, 2022.

F1 · price: Reflects unvested shares of performance-based restricted stock granted on March 15, 2021 forfeited to SecureWorks Corp. on February 16, 2022.

Read SEC document
June 23, 2021 Filed Jun 25, 2021 19:05 UTC SecureWorks Corp SCWX · Entity 11323 Exercise / conversionOptions to Acquire Class A Common Stock · Derivative 189,183 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001123292-21-001035 · edgar.xml · derivative · entry 3

Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 189,183 shares

Expires 2026-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options are fully vested.

Read SEC document
June 23, 2021 Filed Jun 25, 2021 19:05 UTC SecureWorks Corp SCWX · Entity 11323 Tax withholdingClass A Common Stock 147,760 $21.91 $3,237,421.60
Disclosure

SEC source: 0001123292-21-001035 · edgar.xml · nonDerivative · entry 2

Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,734,538

F1 · kind: Represents shares withheld by SecureWorks Corp. in connection with a net exercise by the reporting person of stock options granted on April 21, 2016. Such shares were withheld in satisfaction of the applicable exercise price for, and tax liability incurred upon, such exercise.

Read SEC document
June 23, 2021 Filed Jun 25, 2021 19:05 UTC SecureWorks Corp SCWX · Entity 11323 Exercise / conversionClass A Common Stock 189,183 $14.00 $2,648,562.00
Disclosure

SEC source: 0001123292-21-001035 · edgar.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,882,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 18:37 UTC SecureWorks Corp SCWX · Entity 11323 Exercise / conversionOptions to Acquire Class A Common Stock · Derivative 200,000 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001123292-21-000978 · edgar.xml · derivative · entry 6

Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,183

Underlying: Class A Common Stock · 200,000 shares

Expires 2026-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options are fully vested.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 18:37 UTC SecureWorks Corp SCWX · Entity 11323 Tax withholdingClass A Common Stock 163,399 $20.05 $3,276,149.95
Disclosure

SEC source: 0001123292-21-000978 · edgar.xml · nonDerivative · entry 4

Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,693,115

F1 · kind: Represents shares withheld by SecureWorks Corp. in connection with a net exercise by the reporting person of stock options granted on April 21, 2016. Such shares were withheld in satisfaction of the applicable exercise price for, and tax liability incurred upon, such exercise.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 18:37 UTC SecureWorks Corp SCWX · Entity 11323 Exercise / conversionClass A Common Stock 200,000 $14.00 $2,800,000.00
Disclosure

SEC source: 0001123292-21-000978 · edgar.xml · nonDerivative · entry 3

Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,856,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 18:37 UTC SecureWorks Corp SCWX · Entity 11323 Exercise / conversionOptions to Acquire Class A Common Stock · Derivative 500,000 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001123292-21-000978 · edgar.xml · derivative · entry 5

Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,183

Underlying: Class A Common Stock · 500,000 shares

Expires 2026-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options are fully vested.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 18:37 UTC SecureWorks Corp SCWX · Entity 11323 Tax withholdingClass A Common Stock 427,359 $18.41 $7,867,679.19
Disclosure

SEC source: 0001123292-21-000978 · edgar.xml · nonDerivative · entry 2

Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,656,514

F1 · kind: Represents shares withheld by SecureWorks Corp. in connection with a net exercise by the reporting person of stock options granted on April 21, 2016. Such shares were withheld in satisfaction of the applicable exercise price for, and tax liability incurred upon, such exercise.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 18:37 UTC SecureWorks Corp SCWX · Entity 11323 Exercise / conversionClass A Common Stock 500,000 $14.00 $7,000,000.00
Disclosure

SEC source: 0001123292-21-000978 · edgar.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,083,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 17:05 UTC SecureWorks Corp SCWX · Entity 11323 Tax withholdingClass A Common Stock 32,443 $13.57 $440,251.51
Disclosure

SEC source: 0001123292-21-000693 · edgar.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,583,873

F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of restricted stock awards granted on April 22, 2016.

Read SEC document
April 17, 2021 Filed Apr 20, 2021 18:21 UTC SecureWorks Corp SCWX · Entity 11323 Tax withholdingClass A Common Stock 62,009 $14.05 $871,226.45
Disclosure

SEC source: 0001123292-21-000636 · edgar.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,616,316

F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of restricted stock awards granted on April 17, 2020.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 17:38 UTC SecureWorks Corp SCWX · Entity 11323 Tax withholdingClass A Common Stock 22,954 $13.91 $319,290.14
Disclosure

SEC source: 0001123292-21-000590 · edgar.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,678,325

F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of restricted stock awards granted on April 2, 2019.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 18:40 UTC SecureWorks Corp SCWX · Entity 11323 GrantClass A Common Stock 466,644 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000506 · edgar.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701,279

F1 · kind: Represents a grant of 233,322 time-based and 233,322 performed-based restricted shares. The time-based restricted shares vest in three equal installments on each of the first, second and third anniversaries of the grant date, contingent on the reporting person's continued service on such vesting date. The performance-based restricted shares vest, in whole or in part, only to the extent that SecureWorks Corp. achieves certain performance measures for its fiscal year ending January 28, 2022. The performance-based restricted shares, if any, earned by the reporting person will vest in three equal installments on each of (i) the date on which achievement, if any, of the performance measures is certified, or, if later, the first anniversary of the grant date, (ii) the second anniversary of the grant date and (iii) the third anniversary of the grant date, contingent on the reporting person's continued service on such vesting date.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 18:03 UTC SecureWorks Corp SCWX · Entity 11323 Tax withholdingClass A Common Stock 21,981 $14.85 $326,417.85
Disclosure

SEC source: 0001123292-21-000410 · edgar.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,234,635

F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of restricted stock awards granted on March 2, 2018.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 17:46 UTC SecureWorks Corp SCWX · Entity 11323 GrantClass A Common Stock 18,181 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000345 · edgar.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,256,616

F1 · kind: Represents additional performance-based restricted stock earned with respect to an award granted on April 17, 2020, which award was previously reported on a Form 4 filed on April 20, 2020. The additional shares of restricted stock will vest in three equal installments on each of (i) the first anniversary of the grant date, (ii) the second anniversary of the grant date and (iii) the third anniversary of the grant date, contingent on the reporting person's continued service on such vesting date.

Read SEC document
April 22, 2020 Filed Apr 24, 2020 17:21 UTC SecureWorks Corp SCWX · Entity 11323 Tax withholdingClass A Common Stock 32,443 $11.60 $376,338.80
Disclosure

SEC source: 0001123292-20-000681 · edgar.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,238,435

F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the partial vesting of restricted stock awards granted on April 22, 2016.

Read SEC document
April 17, 2020 Filed Apr 20, 2020 16:38 UTC SecureWorks Corp SCWX · Entity 11323 GrantClass A Common Stock 454,546 $0.00 $0.00
Disclosure

SEC source: 0001123292-20-000668 · edgar.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,270,878

F1 · kind: Represents a grant of 227,273 time-based and 227,273 performance-based restricted shares. The time-based restricted shares vest in three equal annual installments on the first, second and third anniversaries of the grant date, contingent on the reporting person's continued service on each applicable vesting date. The performance-based restricted shares vest, in whole or in part, only to the extent that SecureWorks Corp. achieves certain performance measures for its fiscal year ending January 29, 2021. The performance-based restricted shares, if any, earned by the reporting person will vest in three equal installments on each of (i) the date on which achievement, if any, of the performance measures is certified, or, if later, the first anniversary of the grant date, (ii) the second anniversary of the grant date and (iii) the third anniversary of the grant date, contingent on the reporting person's continued service on each applicable vesting date.

F1 · price: Represents a grant of 227,273 time-based and 227,273 performance-based restricted shares. The time-based restricted shares vest in three equal annual installments on the first, second and third anniversaries of the grant date, contingent on the reporting person's continued service on each applicable vesting date. The performance-based restricted shares vest, in whole or in part, only to the extent that SecureWorks Corp. achieves certain performance measures for its fiscal year ending January 29, 2021. The performance-based restricted shares, if any, earned by the reporting person will vest in three equal installments on each of (i) the date on which achievement, if any, of the performance measures is certified, or, if later, the first anniversary of the grant date, (ii) the second anniversary of the grant date and (iii) the third anniversary of the grant date, contingent on the reporting person's continued service on each applicable vesting date.

Read SEC document
April 02, 2020 Filed Apr 6, 2020 16:30 UTC SecureWorks Corp SCWX · Entity 11323 Tax withholdingClass A Common Stock 22,956 $10.65 $244,481.40
Disclosure

SEC source: 0001123292-20-000650 · edgar.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816,332

F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the partial vesting of restricted stock awards granted on April 2, 2019.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 17:42 UTC SecureWorks Corp SCWX · Entity 11323 Tax withholdingClass A Common Stock 14,133 $13.03 $184,152.99
Disclosure

SEC source: 0001123292-20-000542 · edgar.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853,643

F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the partial vesting of restricted stock awards granted on March 7, 2017.

Read SEC document
March 07, 2020 Filed Apr 3, 2020 17:36 UTC Amendment SecureWorks Corp SCWX · Entity 11323 Tax withholdingClass A Common Stock 28,488 $13.03 $371,198.64
Disclosure

SEC source: 0001123292-20-000648 · edgar.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 839,288

F1 · kind: Represents the corrected number of shares delivered to SecureWorks Corp. ("Secureworks") for payment of the tax liability incurred upon the partial vesting of restricted stock awards granted on March 7, 2017. As originally reported, 14,133 shares were delivered to Secureworks effective as of March 7, 2020. This Form 4 amendment is being filed to reflect delivery of an additional 14,355 shares to Secureworks effective as of March 7, 2020.

F1 · shares: Represents the corrected number of shares delivered to SecureWorks Corp. ("Secureworks") for payment of the tax liability incurred upon the partial vesting of restricted stock awards granted on March 7, 2017. As originally reported, 14,133 shares were delivered to Secureworks effective as of March 7, 2020. This Form 4 amendment is being filed to reflect delivery of an additional 14,355 shares to Secureworks effective as of March 7, 2020.

F1 · balance_after: Represents the corrected number of shares delivered to SecureWorks Corp. ("Secureworks") for payment of the tax liability incurred upon the partial vesting of restricted stock awards granted on March 7, 2017. As originally reported, 14,133 shares were delivered to Secureworks effective as of March 7, 2020. This Form 4 amendment is being filed to reflect delivery of an additional 14,355 shares to Secureworks effective as of March 7, 2020.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 16:37 UTC SecureWorks Corp SCWX · Entity 11323 Tax withholdingClass A Common Stock 21,274 $13.89 $295,495.86
Disclosure

SEC source: 0001123292-20-000466 · edgar.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 867,776

F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the partial vesting of restricted stock awards granted on March 2, 2018.

Read SEC document
April 22, 2019 Filed Apr 23, 2019 18:58 UTC SecureWorks Corp SCWX · Entity 11323 Tax withholdingClass A Common Stock 32,443 $18.44 $598,248.92
Disclosure

SEC source: 0001468666-19-000028 · wf-form4_155606028286690.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 889,050

F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of a portion of a restricted stock award granted on April 22, 2016.

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April 02, 2019 Filed Apr 4, 2019 16:14 UTC SecureWorks Corp SCWX · Entity 11323 GrantClass A Common Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0001123292-19-000605 · edgar.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 921,493

F1 · kind: Represents a grant of 87,500 time-based and 87,500 performance-based restricted shares. The time-based restricted shares vest in three equal installments on each of the first, second and third anniversaries of the grant date, contingent on the reporting person's continued service on such vesting date. The performance-based restricted shares vest, in whole or in part, only to the extent that SecureWorks Corp. achieves certain performance measures for its fiscal year ending January 31, 2020. The performance-based restricted shares, if any, earned by the reporting person will vest in three equal installments on each of (i) the date on which achievement, if any, of the performance measures is certified, or, if later, the first anniversary of the grant date, (ii) the second anniversary of the grant date and (iii) the third anniversary of the grant date, contingent on the reporting person's continued service on such vesting date.

F1 · price: Represents a grant of 87,500 time-based and 87,500 performance-based restricted shares. The time-based restricted shares vest in three equal installments on each of the first, second and third anniversaries of the grant date, contingent on the reporting person's continued service on such vesting date. The performance-based restricted shares vest, in whole or in part, only to the extent that SecureWorks Corp. achieves certain performance measures for its fiscal year ending January 31, 2020. The performance-based restricted shares, if any, earned by the reporting person will vest in three equal installments on each of (i) the date on which achievement, if any, of the performance measures is certified, or, if later, the first anniversary of the grant date, (ii) the second anniversary of the grant date and (iii) the third anniversary of the grant date, contingent on the reporting person's continued service on such vesting date.

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March 07, 2019 Filed Mar 8, 2019 17:19 UTC SecureWorks Corp SCWX · Entity 11323 Tax withholdingClass A Common Stock 28,488 $19.10 $544,120.80
Disclosure

SEC source: 0001468666-19-000010 · wf-form4_155208353862024.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746,493

F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on March 7, 2017.

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March 04, 2019 Filed Mar 5, 2019 18:38 UTC SecureWorks Corp SCWX · Entity 11323 Tax withholdingClass A Common Stock 25,154 $21.93 $551,627.22
Disclosure

SEC source: 0001468666-19-000006 · wf-form4_155182911569088.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 774,981

F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of a portion of a restricted stock award granted on March 2, 2018.

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February 25, 2019 Filed Feb 27, 2019 21:00 UTC SecureWorks Corp SCWX · Entity 11323 Disposition to issuerClass A Common Stock 36,960 $0.00 $0.00
Disclosure

SEC source: 0001123292-19-000402 · edgar.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,135

F1 · kind: Reflects unvested shares of performance-based restricted stock granted on March 2, 2018 forfeited to SecureWorks Corp. on February 25, 2019.

F1 · price: Reflects unvested shares of performance-based restricted stock granted on March 2, 2018 forfeited to SecureWorks Corp. on February 25, 2019.

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April 23, 2018 Filed Apr 25, 2018 16:27 UTC SecureWorks Corp SCWX · Entity 11323 Tax withholdingClass A Common Stock 31,588 $10.41 $328,831.08
Disclosure

SEC source: 0001123292-18-000651 · edgar.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837,095

F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of a portion of a restricted stock award granted on April 22, 2016.

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March 07, 2018 Filed Mar 8, 2018 18:28 UTC SecureWorks Corp SCWX · Entity 11323 Tax withholdingClass A Common Stock 17,869 $9.73 $173,865.37
Disclosure

SEC source: 0001123292-18-000516 · edgar.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868,683

F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on March 7, 2017.

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March 02, 2018 Filed Mar 5, 2018 20:02 UTC SecureWorks Corp SCWX · Entity 11323 GrantClass A Common Stock 280,000 $0.00 $0.00
Disclosure

SEC source: 0001123292-18-000490 · edgar.xml · nonDerivative · entry 2

Cote Michael R · CIK 0001657589 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 886,552

F2 · kind: Represents a grant of 140,000 time-based and 140,000 performance-based restricted shares. The time-based restricted shares vest in three equal installments on the first, second and third anniversaries of the grant date, contingent on the reporting person's continued service on each vesting date. The performance-based restricted shares vest, in whole or in part, only to the extent that SecureWorks Corp. achieves certain performance measures for its fiscal year ending February 1, 2019. The performance-based restricted shares, if any, earned by the reporting person will vest in three equal installments on each of (i) the date on which achievement, if any, of the performance measures is certified, or, if later, the first anniversary of the grant date, (ii) the second anniversary of the grant date and (iii) the third anniversary of the grant date, contingent on the reporting person's continued service on each vesting date.

F2 · price: Represents a grant of 140,000 time-based and 140,000 performance-based restricted shares. The time-based restricted shares vest in three equal installments on the first, second and third anniversaries of the grant date, contingent on the reporting person's continued service on each vesting date. The performance-based restricted shares vest, in whole or in part, only to the extent that SecureWorks Corp. achieves certain performance measures for its fiscal year ending February 1, 2019. The performance-based restricted shares, if any, earned by the reporting person will vest in three equal installments on each of (i) the date on which achievement, if any, of the performance measures is certified, or, if later, the first anniversary of the grant date, (ii) the second anniversary of the grant date and (iii) the third anniversary of the grant date, contingent on the reporting person's continued service on each vesting date.

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March 01, 2018 Filed Mar 5, 2018 20:02 UTC SecureWorks Corp SCWX · Entity 11323 Disposition to issuerClass A Common Stock 15,595 $0.00 $0.00
Disclosure

SEC source: 0001123292-18-000490 · edgar.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,552

F1 · kind: Reflects unvested shares of performance-based restricted stock granted on March 7, 2017 forfeited to SecureWorks Corp. on March 1, 2018.

F1 · price: Reflects unvested shares of performance-based restricted stock granted on March 7, 2017 forfeited to SecureWorks Corp. on March 1, 2018.

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April 24, 2017 Filed Apr 25, 2017 18:47 UTC SecureWorks Corp SCWX · Entity 11323 Tax withholdingClass A Common Stock 22,854 $9.00 $205,686.00
Disclosure

SEC source: 0001123292-17-000866 · edgar.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,147

F1 · kind: Represents shares delivered to the Issuer for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on April 22, 2016.

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March 07, 2017 Filed Mar 9, 2017 16:30 UTC SecureWorks Corp SCWX · Entity 11323 GrantClass A Common Stock 232,776 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-000602 · edgar.xml · nonDerivative · entry 1

Cote Michael R · CIK 0001657589 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 645,001

F1 · price: Represents a grant of 116,388 time-based and 116,388 performance-based restricted shares. The time-based restricted shares vest in three equal installments on the first, second and third anniversaries of the grant date, contingent on the reporting person's continued service on each vesting date. The performance-based restricted shares vest only if specified performance measures relating to SecureWorks Corp. are achieved. The performance-based restricted shares, if any, earned by the reporting person in accordance with such performance measures vest in three equal installments on each of (i) a certification date occurring no later than 75 days following February 2, 2018, SecureWorks Corp.'s fiscal year end, (ii) the second anniversary of the grant date and (iii) the third anniversary of the grant date, contingent on the reporting person's continued service on each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.