Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HAVERTY FURNITURE COMPANIES INCHVT · Entity 5603 | Director | May 11, 2026 | May 12, 2026 |
| SecureWorks CorpSCWX · Entity 11323 | 10% owner | April 04, 2022 | May 09, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HAVERTY FURNITURE COMPANIES INC
Report date May 11, 2026 · Filed May 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 29,079 |
Reported balance
After 2026-05-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-11 · Grant · Acquired 9,014 · Balance 29,079 F1: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan. |
| Common StockSEC Table I · non-derivative | Direct | 1,388 |
Reported balance
Holding disclosure · report date 2026-05-11 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,388 |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.
SecureWorks Corp
Report date April 04, 2022 · Filed May 09, 2022 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,602,547 |
Reported balance
After 2022-04-04 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2022-04-04 · Tax withholding · Disposed 22,956 · Balance 1,602,547 F1: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of restricted stock awards granted on April 2, 2019. F2: The original Form 4, filed on April 7, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the amount of SecureWorks Corp. shares delivered to SecureWorks Corp. for taxes. On April 4, 2022, a total of 11,478 shares were reported delivered for taxes when in fact 22,956 shares were delivered for taxes. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects a reduction in the number of shares reported as beneficially owned by the reporting person by 11,476 shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of restricted stock awards granted on April 2, 2019.
F2: The original Form 4, filed on April 7, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the amount of SecureWorks Corp. shares delivered to SecureWorks Corp. for taxes. On April 4, 2022, a total of 11,478 shares were reported delivered for taxes when in fact 22,956 shares were delivered for taxes. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects a reduction in the number of shares reported as beneficially owned by the reporting person by 11,476 shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2026 Filed May 12, 2026 20:41 UTC | HAVERTY FURNITURE COMPANIES INC HVT · Entity 5603 | GrantPhantom Stock · Derivative | 9,014 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000216085-26-000039 · form4.xml · derivative · entry 2 Cote Michael R · CIK 0001657589 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,079 Underlying: Common Stock · 9,014 shares Expires not disclosed F1 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan. F1 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan. Read SEC document |
| May 12, 2025 Filed May 14, 2025 20:17 UTC | HAVERTY FURNITURE COMPANIES INC HVT · Entity 5603 | GrantPhantom Stock · Derivative | 8,576 | $21.00 Strike: $0.00 | $180,096.00 |
DisclosureSEC source: 0001127602-25-014274 · form4.xml · derivative · entry 2 Cote Michael R · CIK 0001657589 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,065 Underlying: Common Stock · 8,576 shares Expires not disclosed F1 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan. F1 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan. Read SEC document |
| May 06, 2024 Filed May 7, 2024 20:13 UTC | HAVERTY FURNITURE COMPANIES INC HVT · Entity 5603 | GrantPhantom Stock · Derivative | 6,015 | $29.48 Strike: $0.00 | $177,322.20 |
DisclosureSEC source: 0001127602-24-014433 · form4.xml · derivative · entry 2 Cote Michael R · CIK 0001657589 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,489 Underlying: Common Stock · 6,015 shares Expires not disclosed F1 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan. F1 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan. Read SEC document |
| May 08, 2023 Filed May 10, 2023 20:12 UTC | HAVERTY FURNITURE COMPANIES INC HVT · Entity 5603 | GrantPhantom Stock · Derivative | 5,474 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-015097 · form4.xml · derivative · entry 2 Cote Michael R · CIK 0001657589 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,474 Underlying: Common Stock · 5,474 shares Expires not disclosed F1 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan. F1 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan. Read SEC document |
| November 11, 2022 Filed Nov 14, 2022 21:37 UTC | HAVERTY FURNITURE COMPANIES INC HVT · Entity 5603 | GrantCommon Stock | 617 | $32.41 | $19,996.97 |
DisclosureSEC source: 0001127602-22-025487 · form4.xml · nonDerivative · entry 2 Cote Michael R · CIK 0001657589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,388 F2 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan. Read SEC document |
| November 11, 2022 Filed Nov 14, 2022 21:37 UTC | HAVERTY FURNITURE COMPANIES INC HVT · Entity 5603 | GrantCommon Stock | 771 | $32.41 | $24,988.11 |
DisclosureSEC source: 0001127602-22-025487 · form4.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 771 F1 · shares: Portion of annual retainer paid in stock pursuant to Non-Employee Director Compensation. Read SEC document |
| April 18, 2022 Filed Apr 19, 2022 16:58 UTC | SecureWorks Corp SCWX · Entity 11323 | Tax withholdingClass A Common Stock | 62,007 | $13.24 | $820,972.68 |
DisclosureSEC source: 0000899243-22-015065 · doc4.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,552,018 F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of restricted stock awards granted on April 17, 2020. Read SEC document |
| April 04, 2022 Filed Apr 7, 2022 16:05 UTC | SecureWorks Corp SCWX · Entity 11323 | Tax withholdingClass A Common Stock | 11,478 | $13.06 | $149,902.68 |
DisclosureSEC source: 0000899243-22-014252 · doc4.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,614,025 F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of restricted stock awards granted on April 2, 2019. Read SEC document |
| April 04, 2022 Filed May 9, 2022 13:42 UTC Amendment | SecureWorks Corp SCWX · Entity 11323 | Tax withholdingClass A Common Stock | 22,956 | $13.06 | $299,805.36 |
DisclosureSEC source: 0000899243-22-017212 · doc4a.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,602,547 F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of restricted stock awards granted on April 2, 2019. F2 · shares: The original Form 4, filed on April 7, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the amount of SecureWorks Corp. shares delivered to SecureWorks Corp. for taxes. On April 4, 2022, a total of 11,478 shares were reported delivered for taxes when in fact 22,956 shares were delivered for taxes. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects a reduction in the number of shares reported as beneficially owned by the reporting person by 11,476 shares. F2 · balance_after: The original Form 4, filed on April 7, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the amount of SecureWorks Corp. shares delivered to SecureWorks Corp. for taxes. On April 4, 2022, a total of 11,478 shares were reported delivered for taxes when in fact 22,956 shares were delivered for taxes. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects a reduction in the number of shares reported as beneficially owned by the reporting person by 11,476 shares. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 13:23 UTC | SecureWorks Corp SCWX · Entity 11323 | Tax withholdingClass A Common Stock | 40,904 | $12.55 | $513,345.20 |
DisclosureSEC source: 0000899243-22-011352 · doc4.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,625,503 F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of restricted stock awards granted on March 15, 2021. Read SEC document |
| February 16, 2022 Filed Feb 25, 2022 15:12 UTC | SecureWorks Corp SCWX · Entity 11323 | Disposition to issuerClass A Common Stock | 68,131 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-007870 · doc4.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,666,407 F1 · kind: Reflects unvested shares of performance-based restricted stock granted on March 15, 2021 forfeited to SecureWorks Corp. on February 16, 2022. F1 · price: Reflects unvested shares of performance-based restricted stock granted on March 15, 2021 forfeited to SecureWorks Corp. on February 16, 2022. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 19:05 UTC | SecureWorks Corp SCWX · Entity 11323 | Exercise / conversionOptions to Acquire Class A Common Stock · Derivative | 189,183 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001123292-21-001035 · edgar.xml · derivative · entry 3 Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 189,183 shares Expires 2026-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options are fully vested. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 19:05 UTC | SecureWorks Corp SCWX · Entity 11323 | Tax withholdingClass A Common Stock | 147,760 | $21.91 | $3,237,421.60 |
DisclosureSEC source: 0001123292-21-001035 · edgar.xml · nonDerivative · entry 2 Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,734,538 F1 · kind: Represents shares withheld by SecureWorks Corp. in connection with a net exercise by the reporting person of stock options granted on April 21, 2016. Such shares were withheld in satisfaction of the applicable exercise price for, and tax liability incurred upon, such exercise. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 19:05 UTC | SecureWorks Corp SCWX · Entity 11323 | Exercise / conversionClass A Common Stock | 189,183 | $14.00 | $2,648,562.00 |
DisclosureSEC source: 0001123292-21-001035 · edgar.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,882,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 18:37 UTC | SecureWorks Corp SCWX · Entity 11323 | Exercise / conversionOptions to Acquire Class A Common Stock · Derivative | 200,000 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001123292-21-000978 · edgar.xml · derivative · entry 6 Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,183 Underlying: Class A Common Stock · 200,000 shares Expires 2026-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options are fully vested. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 18:37 UTC | SecureWorks Corp SCWX · Entity 11323 | Tax withholdingClass A Common Stock | 163,399 | $20.05 | $3,276,149.95 |
DisclosureSEC source: 0001123292-21-000978 · edgar.xml · nonDerivative · entry 4 Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,693,115 F1 · kind: Represents shares withheld by SecureWorks Corp. in connection with a net exercise by the reporting person of stock options granted on April 21, 2016. Such shares were withheld in satisfaction of the applicable exercise price for, and tax liability incurred upon, such exercise. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 18:37 UTC | SecureWorks Corp SCWX · Entity 11323 | Exercise / conversionClass A Common Stock | 200,000 | $14.00 | $2,800,000.00 |
DisclosureSEC source: 0001123292-21-000978 · edgar.xml · nonDerivative · entry 3 Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,856,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 18:37 UTC | SecureWorks Corp SCWX · Entity 11323 | Exercise / conversionOptions to Acquire Class A Common Stock · Derivative | 500,000 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001123292-21-000978 · edgar.xml · derivative · entry 5 Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,183 Underlying: Class A Common Stock · 500,000 shares Expires 2026-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options are fully vested. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 18:37 UTC | SecureWorks Corp SCWX · Entity 11323 | Tax withholdingClass A Common Stock | 427,359 | $18.41 | $7,867,679.19 |
DisclosureSEC source: 0001123292-21-000978 · edgar.xml · nonDerivative · entry 2 Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,656,514 F1 · kind: Represents shares withheld by SecureWorks Corp. in connection with a net exercise by the reporting person of stock options granted on April 21, 2016. Such shares were withheld in satisfaction of the applicable exercise price for, and tax liability incurred upon, such exercise. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 18:37 UTC | SecureWorks Corp SCWX · Entity 11323 | Exercise / conversionClass A Common Stock | 500,000 | $14.00 | $7,000,000.00 |
DisclosureSEC source: 0001123292-21-000978 · edgar.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,083,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 17:05 UTC | SecureWorks Corp SCWX · Entity 11323 | Tax withholdingClass A Common Stock | 32,443 | $13.57 | $440,251.51 |
DisclosureSEC source: 0001123292-21-000693 · edgar.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,583,873 F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of restricted stock awards granted on April 22, 2016. Read SEC document |
| April 17, 2021 Filed Apr 20, 2021 18:21 UTC | SecureWorks Corp SCWX · Entity 11323 | Tax withholdingClass A Common Stock | 62,009 | $14.05 | $871,226.45 |
DisclosureSEC source: 0001123292-21-000636 · edgar.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,616,316 F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of restricted stock awards granted on April 17, 2020. Read SEC document |
| April 02, 2021 Filed Apr 6, 2021 17:38 UTC | SecureWorks Corp SCWX · Entity 11323 | Tax withholdingClass A Common Stock | 22,954 | $13.91 | $319,290.14 |
DisclosureSEC source: 0001123292-21-000590 · edgar.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,678,325 F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of restricted stock awards granted on April 2, 2019. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 18:40 UTC | SecureWorks Corp SCWX · Entity 11323 | GrantClass A Common Stock | 466,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-21-000506 · edgar.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,701,279 F1 · kind: Represents a grant of 233,322 time-based and 233,322 performed-based restricted shares. The time-based restricted shares vest in three equal installments on each of the first, second and third anniversaries of the grant date, contingent on the reporting person's continued service on such vesting date. The performance-based restricted shares vest, in whole or in part, only to the extent that SecureWorks Corp. achieves certain performance measures for its fiscal year ending January 28, 2022. The performance-based restricted shares, if any, earned by the reporting person will vest in three equal installments on each of (i) the date on which achievement, if any, of the performance measures is certified, or, if later, the first anniversary of the grant date, (ii) the second anniversary of the grant date and (iii) the third anniversary of the grant date, contingent on the reporting person's continued service on such vesting date. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 18:03 UTC | SecureWorks Corp SCWX · Entity 11323 | Tax withholdingClass A Common Stock | 21,981 | $14.85 | $326,417.85 |
DisclosureSEC source: 0001123292-21-000410 · edgar.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,234,635 F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of restricted stock awards granted on March 2, 2018. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 17:46 UTC | SecureWorks Corp SCWX · Entity 11323 | GrantClass A Common Stock | 18,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-21-000345 · edgar.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,256,616 F1 · kind: Represents additional performance-based restricted stock earned with respect to an award granted on April 17, 2020, which award was previously reported on a Form 4 filed on April 20, 2020. The additional shares of restricted stock will vest in three equal installments on each of (i) the first anniversary of the grant date, (ii) the second anniversary of the grant date and (iii) the third anniversary of the grant date, contingent on the reporting person's continued service on such vesting date. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 17:21 UTC | SecureWorks Corp SCWX · Entity 11323 | Tax withholdingClass A Common Stock | 32,443 | $11.60 | $376,338.80 |
DisclosureSEC source: 0001123292-20-000681 · edgar.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,238,435 F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the partial vesting of restricted stock awards granted on April 22, 2016. Read SEC document |
| April 17, 2020 Filed Apr 20, 2020 16:38 UTC | SecureWorks Corp SCWX · Entity 11323 | GrantClass A Common Stock | 454,546 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000668 · edgar.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,270,878 F1 · kind: Represents a grant of 227,273 time-based and 227,273 performance-based restricted shares. The time-based restricted shares vest in three equal annual installments on the first, second and third anniversaries of the grant date, contingent on the reporting person's continued service on each applicable vesting date. The performance-based restricted shares vest, in whole or in part, only to the extent that SecureWorks Corp. achieves certain performance measures for its fiscal year ending January 29, 2021. The performance-based restricted shares, if any, earned by the reporting person will vest in three equal installments on each of (i) the date on which achievement, if any, of the performance measures is certified, or, if later, the first anniversary of the grant date, (ii) the second anniversary of the grant date and (iii) the third anniversary of the grant date, contingent on the reporting person's continued service on each applicable vesting date. F1 · price: Represents a grant of 227,273 time-based and 227,273 performance-based restricted shares. The time-based restricted shares vest in three equal annual installments on the first, second and third anniversaries of the grant date, contingent on the reporting person's continued service on each applicable vesting date. The performance-based restricted shares vest, in whole or in part, only to the extent that SecureWorks Corp. achieves certain performance measures for its fiscal year ending January 29, 2021. The performance-based restricted shares, if any, earned by the reporting person will vest in three equal installments on each of (i) the date on which achievement, if any, of the performance measures is certified, or, if later, the first anniversary of the grant date, (ii) the second anniversary of the grant date and (iii) the third anniversary of the grant date, contingent on the reporting person's continued service on each applicable vesting date. Read SEC document |
| April 02, 2020 Filed Apr 6, 2020 16:30 UTC | SecureWorks Corp SCWX · Entity 11323 | Tax withholdingClass A Common Stock | 22,956 | $10.65 | $244,481.40 |
DisclosureSEC source: 0001123292-20-000650 · edgar.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,332 F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the partial vesting of restricted stock awards granted on April 2, 2019. Read SEC document |
| March 07, 2020 Filed Mar 10, 2020 17:42 UTC | SecureWorks Corp SCWX · Entity 11323 | Tax withholdingClass A Common Stock | 14,133 | $13.03 | $184,152.99 |
DisclosureSEC source: 0001123292-20-000542 · edgar.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 853,643 F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the partial vesting of restricted stock awards granted on March 7, 2017. Read SEC document |
| March 07, 2020 Filed Apr 3, 2020 17:36 UTC Amendment | SecureWorks Corp SCWX · Entity 11323 | Tax withholdingClass A Common Stock | 28,488 | $13.03 | $371,198.64 |
DisclosureSEC source: 0001123292-20-000648 · edgar.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 839,288 F1 · kind: Represents the corrected number of shares delivered to SecureWorks Corp. ("Secureworks") for payment of the tax liability incurred upon the partial vesting of restricted stock awards granted on March 7, 2017. As originally reported, 14,133 shares were delivered to Secureworks effective as of March 7, 2020. This Form 4 amendment is being filed to reflect delivery of an additional 14,355 shares to Secureworks effective as of March 7, 2020. F1 · shares: Represents the corrected number of shares delivered to SecureWorks Corp. ("Secureworks") for payment of the tax liability incurred upon the partial vesting of restricted stock awards granted on March 7, 2017. As originally reported, 14,133 shares were delivered to Secureworks effective as of March 7, 2020. This Form 4 amendment is being filed to reflect delivery of an additional 14,355 shares to Secureworks effective as of March 7, 2020. F1 · balance_after: Represents the corrected number of shares delivered to SecureWorks Corp. ("Secureworks") for payment of the tax liability incurred upon the partial vesting of restricted stock awards granted on March 7, 2017. As originally reported, 14,133 shares were delivered to Secureworks effective as of March 7, 2020. This Form 4 amendment is being filed to reflect delivery of an additional 14,355 shares to Secureworks effective as of March 7, 2020. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 16:37 UTC | SecureWorks Corp SCWX · Entity 11323 | Tax withholdingClass A Common Stock | 21,274 | $13.89 | $295,495.86 |
DisclosureSEC source: 0001123292-20-000466 · edgar.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 867,776 F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the partial vesting of restricted stock awards granted on March 2, 2018. Read SEC document |
| April 22, 2019 Filed Apr 23, 2019 18:58 UTC | SecureWorks Corp SCWX · Entity 11323 | Tax withholdingClass A Common Stock | 32,443 | $18.44 | $598,248.92 |
DisclosureSEC source: 0001468666-19-000028 · wf-form4_155606028286690.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,050 F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of a portion of a restricted stock award granted on April 22, 2016. Read SEC document |
| April 02, 2019 Filed Apr 4, 2019 16:14 UTC | SecureWorks Corp SCWX · Entity 11323 | GrantClass A Common Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000605 · edgar.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 921,493 F1 · kind: Represents a grant of 87,500 time-based and 87,500 performance-based restricted shares. The time-based restricted shares vest in three equal installments on each of the first, second and third anniversaries of the grant date, contingent on the reporting person's continued service on such vesting date. The performance-based restricted shares vest, in whole or in part, only to the extent that SecureWorks Corp. achieves certain performance measures for its fiscal year ending January 31, 2020. The performance-based restricted shares, if any, earned by the reporting person will vest in three equal installments on each of (i) the date on which achievement, if any, of the performance measures is certified, or, if later, the first anniversary of the grant date, (ii) the second anniversary of the grant date and (iii) the third anniversary of the grant date, contingent on the reporting person's continued service on such vesting date. F1 · price: Represents a grant of 87,500 time-based and 87,500 performance-based restricted shares. The time-based restricted shares vest in three equal installments on each of the first, second and third anniversaries of the grant date, contingent on the reporting person's continued service on such vesting date. The performance-based restricted shares vest, in whole or in part, only to the extent that SecureWorks Corp. achieves certain performance measures for its fiscal year ending January 31, 2020. The performance-based restricted shares, if any, earned by the reporting person will vest in three equal installments on each of (i) the date on which achievement, if any, of the performance measures is certified, or, if later, the first anniversary of the grant date, (ii) the second anniversary of the grant date and (iii) the third anniversary of the grant date, contingent on the reporting person's continued service on such vesting date. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 17:19 UTC | SecureWorks Corp SCWX · Entity 11323 | Tax withholdingClass A Common Stock | 28,488 | $19.10 | $544,120.80 |
DisclosureSEC source: 0001468666-19-000010 · wf-form4_155208353862024.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 746,493 F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on March 7, 2017. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 18:38 UTC | SecureWorks Corp SCWX · Entity 11323 | Tax withholdingClass A Common Stock | 25,154 | $21.93 | $551,627.22 |
DisclosureSEC source: 0001468666-19-000006 · wf-form4_155182911569088.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 774,981 F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of a portion of a restricted stock award granted on March 2, 2018. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:00 UTC | SecureWorks Corp SCWX · Entity 11323 | Disposition to issuerClass A Common Stock | 36,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000402 · edgar.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,135 F1 · kind: Reflects unvested shares of performance-based restricted stock granted on March 2, 2018 forfeited to SecureWorks Corp. on February 25, 2019. F1 · price: Reflects unvested shares of performance-based restricted stock granted on March 2, 2018 forfeited to SecureWorks Corp. on February 25, 2019. Read SEC document |
| April 23, 2018 Filed Apr 25, 2018 16:27 UTC | SecureWorks Corp SCWX · Entity 11323 | Tax withholdingClass A Common Stock | 31,588 | $10.41 | $328,831.08 |
DisclosureSEC source: 0001123292-18-000651 · edgar.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837,095 F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of a portion of a restricted stock award granted on April 22, 2016. Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 18:28 UTC | SecureWorks Corp SCWX · Entity 11323 | Tax withholdingClass A Common Stock | 17,869 | $9.73 | $173,865.37 |
DisclosureSEC source: 0001123292-18-000516 · edgar.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 868,683 F1 · kind: Represents shares delivered to SecureWorks Corp. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on March 7, 2017. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 20:02 UTC | SecureWorks Corp SCWX · Entity 11323 | GrantClass A Common Stock | 280,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-18-000490 · edgar.xml · nonDerivative · entry 2 Cote Michael R · CIK 0001657589 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 886,552 F2 · kind: Represents a grant of 140,000 time-based and 140,000 performance-based restricted shares. The time-based restricted shares vest in three equal installments on the first, second and third anniversaries of the grant date, contingent on the reporting person's continued service on each vesting date. The performance-based restricted shares vest, in whole or in part, only to the extent that SecureWorks Corp. achieves certain performance measures for its fiscal year ending February 1, 2019. The performance-based restricted shares, if any, earned by the reporting person will vest in three equal installments on each of (i) the date on which achievement, if any, of the performance measures is certified, or, if later, the first anniversary of the grant date, (ii) the second anniversary of the grant date and (iii) the third anniversary of the grant date, contingent on the reporting person's continued service on each vesting date. F2 · price: Represents a grant of 140,000 time-based and 140,000 performance-based restricted shares. The time-based restricted shares vest in three equal installments on the first, second and third anniversaries of the grant date, contingent on the reporting person's continued service on each vesting date. The performance-based restricted shares vest, in whole or in part, only to the extent that SecureWorks Corp. achieves certain performance measures for its fiscal year ending February 1, 2019. The performance-based restricted shares, if any, earned by the reporting person will vest in three equal installments on each of (i) the date on which achievement, if any, of the performance measures is certified, or, if later, the first anniversary of the grant date, (ii) the second anniversary of the grant date and (iii) the third anniversary of the grant date, contingent on the reporting person's continued service on each vesting date. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 20:02 UTC | SecureWorks Corp SCWX · Entity 11323 | Disposition to issuerClass A Common Stock | 15,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-18-000490 · edgar.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,552 F1 · kind: Reflects unvested shares of performance-based restricted stock granted on March 7, 2017 forfeited to SecureWorks Corp. on March 1, 2018. F1 · price: Reflects unvested shares of performance-based restricted stock granted on March 7, 2017 forfeited to SecureWorks Corp. on March 1, 2018. Read SEC document |
| April 24, 2017 Filed Apr 25, 2017 18:47 UTC | SecureWorks Corp SCWX · Entity 11323 | Tax withholdingClass A Common Stock | 22,854 | $9.00 | $205,686.00 |
DisclosureSEC source: 0001123292-17-000866 · edgar.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622,147 F1 · kind: Represents shares delivered to the Issuer for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on April 22, 2016. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 16:30 UTC | SecureWorks Corp SCWX · Entity 11323 | GrantClass A Common Stock | 232,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-000602 · edgar.xml · nonDerivative · entry 1 Cote Michael R · CIK 0001657589 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,001 F1 · price: Represents a grant of 116,388 time-based and 116,388 performance-based restricted shares. The time-based restricted shares vest in three equal installments on the first, second and third anniversaries of the grant date, contingent on the reporting person's continued service on each vesting date. The performance-based restricted shares vest only if specified performance measures relating to SecureWorks Corp. are achieved. The performance-based restricted shares, if any, earned by the reporting person in accordance with such performance measures vest in three equal installments on each of (i) a certification date occurring no later than 75 days following February 2, 2018, SecureWorks Corp.'s fiscal year end, (ii) the second anniversary of the grant date and (iii) the third anniversary of the grant date, contingent on the reporting person's continued service on each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.