Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AngloGold Ashanti PLCAU · Entity 3018 | Director | October 01, 2026 | October 02, 2026 |
| CHARLES RIVER LABORATORIES INTERNATIONAL, INC.CRL · Entity 3398 | Director | May 08, 2026 | May 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AngloGold Ashanti PLC
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table I · non-derivative | Direct | 967 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 967 · Balance 967 F1: Each restricted share unit represents a contingent right to receive one Ordinary Share upon vesting, at which time all restrictions on the vested shares will lapse, subject to the continued service of the Reporting Person through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted share unit represents a contingent right to receive one Ordinary Share upon vesting, at which time all restrictions on the vested shares will lapse, subject to the continued service of the Reporting Person through the applicable vesting date.
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
Report date May 08, 2026 · Filed May 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,384 |
Reported balance
After 2026-05-08 transaction · row 1
1 source rowRow 1 · 2026-05-08 · Grant · Acquired 1,438 · Balance 2,384 F1: The unvested restricted stock units vest upon the earlier of 5/8/2027 or the business day prior to the Company's next annual meeting of shareholders. |
Filing footnotes · ownership attribution and instrument terms
F1: The unvested restricted stock units vest upon the earlier of 5/8/2027 or the business day prior to the Company's next annual meeting of shareholders.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Arcadium Lithium plc
Report date March 06, 2025 · Filed March 06, 2025
Section 16 reporting ended · disclosed 2025-03-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-03-06 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2025-03-06 · Disposition to issuer · Disposed 332,275 · Balance 0 F1: Represents shares of common stock of Aracdium Lithium plc ("Arcadium") disposed of pursuant to the Transaction Agreement, dated October 9, 2024, by and among Arcadium, Rio Tinto Western Holdings Limited ("Parent") and Rio Tinto BM Subsidiary Limited ("Buyers") (the "Transaction Agreement"). Pursuant to the Transaction Agreement, at the effective time of the transaction contemplated thereby (the "Effective Time"), each share of Arcadium common stock held by the reporting person was converted automatically into the right to receive $5.85 per share in cash (the "Consideration"). |
| Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-03-06 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2025-03-06 · Disposition to issuer · Disposed 1,010,204 · Balance 0 F2: Pursuant to the Transaction Agreement, at the Effective Time, each Arcadium restricted stock units ("Arcadium RSU") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for restricted stock units with respect to a number of ordinary shares of either Rio Tinto plc or Rio Tinto Limited ("Listed Shares") of equivalent value and with the same terms and conditions as applied to such Arcadium RSU immediately prior to the Effective Time ("Rio Tinto RSUs"). The number of Listed Shares subject to such Rio Tinto RSUs equals one multiplied by an exchange ratio of 0.0920493627351811, which equals the quotient obtained by dividing (i) the Consideration by (ii) the average volume weighted average price per ordinary share of the applicable Listed Share for the 30 consecutive trading day period ending on the last trading day preceding the Effective Time (the "Equity Award Conversion Ratio"). |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy Savings Plan | 0 |
Reported balance
After 2025-03-06 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2025-03-06 · Disposition to issuer · Disposed 235,345 · Balance 0 F1: Represents shares of common stock of Aracdium Lithium plc ("Arcadium") disposed of pursuant to the Transaction Agreement, dated October 9, 2024, by and among Arcadium, Rio Tinto Western Holdings Limited ("Parent") and Rio Tinto BM Subsidiary Limited ("Buyers") (the "Transaction Agreement"). Pursuant to the Transaction Agreement, at the effective time of the transaction contemplated thereby (the "Effective Time"), each share of Arcadium common stock held by the reporting person was converted automatically into the right to receive $5.85 per share in cash (the "Consideration"). |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.95 · Expires 2034-03-06 | Direct | 0 |
Reported balance
After 2025-03-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-03-06 · Disposition to issuer · Disposed 1,013,599 · Balance 0 F3: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.45 · Expires 2027-02-27 | Direct | 0 |
Reported balance
After 2025-03-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-03-06 · Disposition to issuer · Disposed 311,098 · Balance 0 F3: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.10 · Expires 2028-02-15 | Direct | 0 |
Reported balance
After 2025-03-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2025-03-06 · Disposition to issuer · Disposed 200,520 · Balance 0 F3: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.07 · Expires 2028-10-10 | Direct | 0 |
Reported balance
After 2025-03-06 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2025-03-06 · Disposition to issuer · Disposed 320,801 · Balance 0 F3: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.07 · Expires 2028-10-10 | Direct | 0 |
Reported balance
After 2025-03-06 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2025-03-06 · Disposition to issuer · Disposed 320,799 · Balance 0 F3: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.70 · Expires 2033-02-22 | Direct | 0 |
Reported balance
After 2025-03-06 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-03-06 · Disposition to issuer · Disposed 143,525 · Balance 0 F3: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.74 · Expires 2032-02-23 | Direct | 0 |
Reported balance
After 2025-03-06 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2025-03-06 · Disposition to issuer · Disposed 145,870 · Balance 0 F3: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.46 · Expires 2031-02-22 | Direct | 0 |
Reported balance
After 2025-03-06 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2025-03-06 · Disposition to issuer · Disposed 482,431 · Balance 0 F3: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock of Aracdium Lithium plc ("Arcadium") disposed of pursuant to the Transaction Agreement, dated October 9, 2024, by and among Arcadium, Rio Tinto Western Holdings Limited ("Parent") and Rio Tinto BM Subsidiary Limited ("Buyers") (the "Transaction Agreement"). Pursuant to the Transaction Agreement, at the effective time of the transaction contemplated thereby (the "Effective Time"), each share of Arcadium common stock held by the reporting person was converted automatically into the right to receive $5.85 per share in cash (the "Consideration").
F2: Pursuant to the Transaction Agreement, at the Effective Time, each Arcadium restricted stock units ("Arcadium RSU") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for restricted stock units with respect to a number of ordinary shares of either Rio Tinto plc or Rio Tinto Limited ("Listed Shares") of equivalent value and with the same terms and conditions as applied to such Arcadium RSU immediately prior to the Effective Time ("Rio Tinto RSUs"). The number of Listed Shares subject to such Rio Tinto RSUs equals one multiplied by an exchange ratio of 0.0920493627351811, which equals the quotient obtained by dividing (i) the Consideration by (ii) the average volume weighted average price per ordinary share of the applicable Listed Share for the 30 consecutive trading day period ending on the last trading day preceding the Effective Time (the "Equity Award Conversion Ratio").
F3: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.
FMC CORP
Report date March 01, 2019 · Filed March 05, 2019
Section 16 reporting ended · disclosed 2019-03-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,087 |
Reported balance
After 2019-03-01 transaction · row 1
1 source rowRow 1 · 2019-03-01 · Disposition to issuer · Disposed 14,118 · Balance 68,087 F1: Represents the conversion of restricted stock units ("FMC RSUs") with respect to shares of common stock of FMC Corporation ("FMC"), par value $0.10 per share ("FMC Common Stock"), held by the Reporting Person as of March 1, 2019, into restricted stock units with respect to shares of common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), in accordance with the terms of the Amended and Restated Employee Matters Agreement, dated as of February 4, 2019, by and between FMC and Livent ("EMA") and the anti-dilution adjustment provisions under the FMC Incentive Compensation and Stock Plan ("FMC Plan"), in connection with the prorata spinoff distribution ("Distribution") by FMC of all of its shares of Livent Common Stock to the holders of record of FMC Common Stock on February 25, 2019. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $59.47 · Expires 2023-02-18 | Direct | 0 |
Reported balance
After 2019-03-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-03-01 · Disposition to issuer · Disposed 12,246 · Balance 0 F2: Represents the conversion of stock options to purchase FMC Common Stock ("FMC Options") into stock options to purchase Livent Common Stock ("Livent Options"), in accordance with the terms of the EMA and the anti-dilution adjustment provisions under the FMC Plan, in connection with the Distribution. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.93 · Expires 2024-02-17 | Direct | 0 |
Reported balance
After 2019-03-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-03-01 · Disposition to issuer · Disposed 10,252 · Balance 0 F2: Represents the conversion of stock options to purchase FMC Common Stock ("FMC Options") into stock options to purchase Livent Common Stock ("Livent Options"), in accordance with the terms of the EMA and the anti-dilution adjustment provisions under the FMC Plan, in connection with the Distribution. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $63.41 · Expires 2025-02-27 | Direct | 0 |
Reported balance
After 2019-03-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-03-01 · Disposition to issuer · Disposed 13,986 · Balance 0 F2: Represents the conversion of stock options to purchase FMC Common Stock ("FMC Options") into stock options to purchase Livent Common Stock ("Livent Options"), in accordance with the terms of the EMA and the anti-dilution adjustment provisions under the FMC Plan, in connection with the Distribution. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.63 · Expires 2027-02-27 | Direct | 0 |
Reported balance
After 2019-03-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-03-01 · Disposition to issuer · Disposed 18,591 · Balance 0 F2: Represents the conversion of stock options to purchase FMC Common Stock ("FMC Options") into stock options to purchase Livent Common Stock ("Livent Options"), in accordance with the terms of the EMA and the anti-dilution adjustment provisions under the FMC Plan, in connection with the Distribution. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $85.24 · Expires 2028-02-15 | Direct | 0 |
Reported balance
After 2019-03-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-03-01 · Disposition to issuer · Disposed 11,983 · Balance 0 F2: Represents the conversion of stock options to purchase FMC Common Stock ("FMC Options") into stock options to purchase Livent Common Stock ("Livent Options"), in accordance with the terms of the EMA and the anti-dilution adjustment provisions under the FMC Plan, in connection with the Distribution. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion of restricted stock units ("FMC RSUs") with respect to shares of common stock of FMC Corporation ("FMC"), par value $0.10 per share ("FMC Common Stock"), held by the Reporting Person as of March 1, 2019, into restricted stock units with respect to shares of common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), in accordance with the terms of the Amended and Restated Employee Matters Agreement, dated as of February 4, 2019, by and between FMC and Livent ("EMA") and the anti-dilution adjustment provisions under the FMC Incentive Compensation and Stock Plan ("FMC Plan"), in connection with the prorata spinoff distribution ("Distribution") by FMC of all of its shares of Livent Common Stock to the holders of record of FMC Common Stock on February 25, 2019.
F2: Represents the conversion of stock options to purchase FMC Common Stock ("FMC Options") into stock options to purchase Livent Common Stock ("Livent Options"), in accordance with the terms of the EMA and the anti-dilution adjustment provisions under the FMC Plan, in connection with the Distribution.
LYDALL INC /DE/
Report date October 01, 2021 · Filed October 05, 2021
Section 16 reporting ended · disclosed 2021-10-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-10-01 transaction · row 1
1 source rowRow 1 · 2021-10-01 · Disposition to issuer · Disposed 773 · Balance 0 F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 21, 2021, by and among Lydall, Inc., Unifrax Holding Co., Outback Merger Sub, Inc. and Unifrax I LLC, as it may be amended from time to time, referred to as the Merger Agreement. F2: Each share of common stock was cancelled pursuant to the Merger Agreement in exchange for the right to receive $62.10 in cash per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 21, 2021, by and among Lydall, Inc., Unifrax Holding Co., Outback Merger Sub, Inc. and Unifrax I LLC, as it may be amended from time to time, referred to as the Merger Agreement.
F2: Each share of common stock was cancelled pursuant to the Merger Agreement in exchange for the right to receive $62.10 in cash per share.
Livent Corp.
Report date January 04, 2024 · Filed January 08, 2024
Section 16 reporting ended · disclosed 2024-01-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-01-04 transaction · row 1
1 source rowRow 1 · 2024-01-04 · Disposition to issuer · Disposed 355,541 · Balance 0 F1: Represents the conversion of common stock and restricted stock units ("Livent RSUs") with respect to shares of common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), held by the reporting person as of January 4, 2024, into ordinary shares and restricted stock units with respect to ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Ordinary Shares"), in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction. |
| Common StockSEC Table I · non-derivative | Indirectby Savings Plan | 0 |
Reported balance
After 2024-01-04 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-01-04 · Disposition to issuer · Disposed 97,815 · Balance 0 F2: Represents the conversion of common stock held by the Livent Nonqualified Savings Plan (the "Livent NQ Savings Plan") into Arcadium Ordinary Shares held by such Livent NQ Savings Plan, upon the assumption by Arcadium of the obligations of Livent under the Livent NQ Savings Plan in connection with the merger of equals transaction. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.33 · Expires 2033-02-22 | Direct | 0 |
Reported balance
After 2024-01-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-01-04 · Disposition to issuer · Disposed 59,653 · Balance 0 F3: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.01 · Expires 2032-02-23 | Direct | 0 |
Reported balance
After 2024-01-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-01-04 · Disposition to issuer · Disposed 60,628 · Balance 0 F3: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.35 · Expires 2031-02-22 | Direct | 0 |
Reported balance
After 2024-01-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-01-04 · Disposition to issuer · Disposed 200,512 · Balance 0 F3: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion of common stock and restricted stock units ("Livent RSUs") with respect to shares of common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), held by the reporting person as of January 4, 2024, into ordinary shares and restricted stock units with respect to ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Ordinary Shares"), in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction.
F2: Represents the conversion of common stock held by the Livent Nonqualified Savings Plan (the "Livent NQ Savings Plan") into Arcadium Ordinary Shares held by such Livent NQ Savings Plan, upon the assumption by Arcadium of the obligations of Livent under the Livent NQ Savings Plan in connection with the merger of equals transaction.
F3: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 2, 2026 00:18 UTC | AngloGold Ashanti PLC AU · Entity 3018 | GrantRestricted Stock Unit | 967 | $0.00 | $0.00 |
DisclosureSEC source: 0001559551-26-000005 · wk-form4_1790885904.xml · nonDerivative · entry 1 Graves Paul W · CIK 0001559551 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 967 F1 · shares: Each restricted share unit represents a contingent right to receive one Ordinary Share upon vesting, at which time all restrictions on the vested shares will lapse, subject to the continued service of the Reporting Person through the applicable vesting date. F1 · price: Each restricted share unit represents a contingent right to receive one Ordinary Share upon vesting, at which time all restrictions on the vested shares will lapse, subject to the continued service of the Reporting Person through the applicable vesting date. Read SEC document |
| May 08, 2026 Filed May 12, 2026 20:19 UTC | CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 | GrantCommon Stock | 1,438 | $177.62 | $255,417.56 |
DisclosureSEC source: 0001100682-26-000066 · form4.xml · nonDerivative · entry 1 Graves Paul W · CIK 0001559551 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,384 F1 · shares: The unvested restricted stock units vest upon the earlier of 5/8/2027 or the business day prior to the Company's next annual meeting of shareholders. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:40 UTC | CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 | GrantStock Options (Right to Buy) · Derivative | 2,082 | $135.04 Strike: $135.04 | $281,153.28 |
DisclosureSEC source: 0001127602-25-016726 · form4.xml · derivative · entry 2 Graves Paul W · CIK 0001559551 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,082 Underlying: Common Stock · 2,082 shares Expires 2035-06-02 F2 · shares: The stock options become exercisable upon the earlier of 6/2/2026 or the business day prior to the Company's next annual meeting of shareholders. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:40 UTC | CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 | GrantCommon Stock | 946 | $135.04 | $127,747.84 |
DisclosureSEC source: 0001127602-25-016726 · form4.xml · nonDerivative · entry 1 Graves Paul W · CIK 0001559551 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 946 F1 · shares: The unvested restricted stock units vest upon the earlier of 6/2/2026 or the business day prior to the Company's next annual meeting of shareholders. Read SEC document |
| March 06, 2025 Filed Mar 6, 2025 23:31 UTC | Arcadium Lithium plc ALTM · Entity 82280 | Disposition to issuerStock Option (Right to Buy) · Derivative | 482,431 | Not disclosed Strike: $8.46 | Not disclosed |
DisclosureSEC source: 0000950103-25-003129 · dp225584_4-graves.xml · derivative · entry 11 Graves Paul W · CIK 0001559551 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 482,431 shares Expires 2031-02-22 F3 · price: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio. Read SEC document |
| March 06, 2025 Filed Mar 6, 2025 23:31 UTC | Arcadium Lithium plc ALTM · Entity 82280 | Disposition to issuerStock Option (Right to Buy) · Derivative | 145,870 | Not disclosed Strike: $8.74 | Not disclosed |
DisclosureSEC source: 0000950103-25-003129 · dp225584_4-graves.xml · derivative · entry 10 Graves Paul W · CIK 0001559551 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 145,870 shares Expires 2032-02-23 F3 · price: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio. Read SEC document |
| March 06, 2025 Filed Mar 6, 2025 23:31 UTC | Arcadium Lithium plc ALTM · Entity 82280 | Disposition to issuerStock Option (Right to Buy) · Derivative | 143,525 | Not disclosed Strike: $9.70 | Not disclosed |
DisclosureSEC source: 0000950103-25-003129 · dp225584_4-graves.xml · derivative · entry 9 Graves Paul W · CIK 0001559551 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 143,525 shares Expires 2033-02-22 F3 · price: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio. Read SEC document |
| March 06, 2025 Filed Mar 6, 2025 23:31 UTC | Arcadium Lithium plc ALTM · Entity 82280 | Disposition to issuerStock Option (Right to Buy) · Derivative | 320,799 | Not disclosed Strike: $7.07 | Not disclosed |
DisclosureSEC source: 0000950103-25-003129 · dp225584_4-graves.xml · derivative · entry 8 Graves Paul W · CIK 0001559551 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 320,799 shares Expires 2028-10-10 F3 · price: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio. Read SEC document |
| March 06, 2025 Filed Mar 6, 2025 23:31 UTC | Arcadium Lithium plc ALTM · Entity 82280 | Disposition to issuerStock Option (Right to Buy) · Derivative | 320,801 | Not disclosed Strike: $7.07 | Not disclosed |
DisclosureSEC source: 0000950103-25-003129 · dp225584_4-graves.xml · derivative · entry 7 Graves Paul W · CIK 0001559551 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 320,801 shares Expires 2028-10-10 F3 · price: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio. Read SEC document |
| March 06, 2025 Filed Mar 6, 2025 23:31 UTC | Arcadium Lithium plc ALTM · Entity 82280 | Disposition to issuerStock Option (Right to Buy) · Derivative | 200,520 | Not disclosed Strike: $5.10 | Not disclosed |
DisclosureSEC source: 0000950103-25-003129 · dp225584_4-graves.xml · derivative · entry 6 Graves Paul W · CIK 0001559551 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 200,520 shares Expires 2028-02-15 F3 · price: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio. Read SEC document |
| March 06, 2025 Filed Mar 6, 2025 23:31 UTC | Arcadium Lithium plc ALTM · Entity 82280 | Disposition to issuerStock Option (Right to Buy) · Derivative | 311,098 | Not disclosed Strike: $3.45 | Not disclosed |
DisclosureSEC source: 0000950103-25-003129 · dp225584_4-graves.xml · derivative · entry 5 Graves Paul W · CIK 0001559551 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 311,098 shares Expires 2027-02-27 F3 · price: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio. Read SEC document |
| March 06, 2025 Filed Mar 6, 2025 23:31 UTC | Arcadium Lithium plc ALTM · Entity 82280 | Disposition to issuerStock Option (Right to Buy) · Derivative | 1,013,599 | Not disclosed Strike: $4.95 | Not disclosed |
DisclosureSEC source: 0000950103-25-003129 · dp225584_4-graves.xml · derivative · entry 4 Graves Paul W · CIK 0001559551 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,013,599 shares Expires 2034-03-06 F3 · price: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio. Read SEC document |
| March 06, 2025 Filed Mar 6, 2025 23:31 UTC | Arcadium Lithium plc ALTM · Entity 82280 | Disposition to issuerOrdinary Shares | 235,345 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-25-003129 · dp225584_4-graves.xml · nonDerivative · entry 3 Graves Paul W · CIK 0001559551 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Savings Plan Disclosed balance after: 0 F1 · price: Represents shares of common stock of Aracdium Lithium plc ("Arcadium") disposed of pursuant to the Transaction Agreement, dated October 9, 2024, by and among Arcadium, Rio Tinto Western Holdings Limited ("Parent") and Rio Tinto BM Subsidiary Limited ("Buyers") (the "Transaction Agreement"). Pursuant to the Transaction Agreement, at the effective time of the transaction contemplated thereby (the "Effective Time"), each share of Arcadium common stock held by the reporting person was converted automatically into the right to receive $5.85 per share in cash (the "Consideration"). Read SEC document |
| March 06, 2025 Filed Mar 6, 2025 23:31 UTC | Arcadium Lithium plc ALTM · Entity 82280 | Disposition to issuerOrdinary Shares | 1,010,204 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-25-003129 · dp225584_4-graves.xml · nonDerivative · entry 2 Graves Paul W · CIK 0001559551 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to the Transaction Agreement, at the Effective Time, each Arcadium restricted stock units ("Arcadium RSU") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for restricted stock units with respect to a number of ordinary shares of either Rio Tinto plc or Rio Tinto Limited ("Listed Shares") of equivalent value and with the same terms and conditions as applied to such Arcadium RSU immediately prior to the Effective Time ("Rio Tinto RSUs"). The number of Listed Shares subject to such Rio Tinto RSUs equals one multiplied by an exchange ratio of 0.0920493627351811, which equals the quotient obtained by dividing (i) the Consideration by (ii) the average volume weighted average price per ordinary share of the applicable Listed Share for the 30 consecutive trading day period ending on the last trading day preceding the Effective Time (the "Equity Award Conversion Ratio"). Read SEC document |
| March 06, 2025 Filed Mar 6, 2025 23:31 UTC | Arcadium Lithium plc ALTM · Entity 82280 | Disposition to issuerOrdinary Shares | 332,275 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-25-003129 · dp225584_4-graves.xml · nonDerivative · entry 1 Graves Paul W · CIK 0001559551 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Represents shares of common stock of Aracdium Lithium plc ("Arcadium") disposed of pursuant to the Transaction Agreement, dated October 9, 2024, by and among Arcadium, Rio Tinto Western Holdings Limited ("Parent") and Rio Tinto BM Subsidiary Limited ("Buyers") (the "Transaction Agreement"). Pursuant to the Transaction Agreement, at the effective time of the transaction contemplated thereby (the "Effective Time"), each share of Arcadium common stock held by the reporting person was converted automatically into the right to receive $5.85 per share in cash (the "Consideration"). Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:57 UTC | Arcadium Lithium plc ALTM · Entity 82280 | Exercise / conversionStock Option (Right to Buy) · Derivative | 234,038 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0000950103-25-002493 · dp225368_4-graves.xml · derivative · entry 4 Graves Paul W · CIK 0001559551 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 234,038 shares Expires 2025-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price was inadvertently listed as $3.92 in the Form 4 filed on January 12,2024. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:57 UTC | Arcadium Lithium plc ALTM · Entity 82280 | SaleOrdinary Shares | 234,038 | $5.82 | $1,362,101.16 |
DisclosureSEC source: 0000950103-25-002493 · dp225368_4-graves.xml · nonDerivative · entry 2 Graves Paul W · CIK 0001559551 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,332,430 Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:57 UTC | Arcadium Lithium plc ALTM · Entity 82280 | Exercise / conversionOrdinary Shares | 234,038 | $3.80 | $889,344.40 |
DisclosureSEC source: 0000950103-25-002493 · dp225368_4-graves.xml · nonDerivative · entry 1 Graves Paul W · CIK 0001559551 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,566,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2025 Filed Feb 14, 2025 21:15 UTC | Arcadium Lithium plc ALTM · Entity 82280 | GrantOrdinary Shares | 668,731 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-25-002059 · dp224949_4-graves.xml · nonDerivative · entry 1 Graves Paul W · CIK 0001559551 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,332,430 F1 · shares: Reflects the grant of restricted stock units ("RSUs") with respect to ordinary shares of the Issuer under the Issuer's Omnibus Incentive Plan (the "Plan"). The RSUs are scheduled to vest in equal instalments on each of the first three anniversaries of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. Read SEC document |
| December 20, 2024 Filed Dec 23, 2024 21:26 UTC | Arcadium Lithium plc ALTM · Entity 82280 | Tax withholdingOrdinary Shares | 91,941 | $4.97 | $456,946.77 |
DisclosureSEC source: 0000950103-24-018208 · dp222582_4-graves.xml · nonDerivative · entry 1 Graves Paul W · CIK 0001559551 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 663,699 F1 · shares: Represents shares withheld by the Issuer to cover tax obligations from the settlement of vested RSUs. Read SEC document |
| November 11, 2024 Filed Nov 14, 2024 00:02 UTC | Arcadium Lithium plc ALTM · Entity 82280 | SaleOrdinary Shares | 383,352 | $3.35 | $1,285,762.61 |
DisclosureSEC source: 0000950103-24-016262 · dp220686_4-graves.xml · nonDerivative · entry 1 Graves Paul W · CIK 0001559551 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 755,640 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transaction at prices ranging from $5.35 to $5.355 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 22:30 UTC | Arcadium Lithium plc ALTM · Entity 82280 | GrantStock Option (Right to Buy) · Derivative | 1,013,599 | $0.00 Strike: $4.95 | $0.00 |
DisclosureSEC source: 0000950103-24-003605 · dp208159_4-graves.xml · derivative · entry 2 Graves Paul W · CIK 0001559551 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,013,599 Underlying: Ordinary Shares · 1,013,599 shares Expires 2034-03-06 F2 · shares: Reflects the grant of stock options to purchase ordinary shares of the Issuer under the Issuer's Omnibus Incentive Plan (the "Plan"). The stock options are scheduled to vest and become exercisable in equal instalments on each of the first three anniversaries of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. The stock options will expire on the tenth anniversary of the date of grant. F2 · derivative.exercise_date: Reflects the grant of stock options to purchase ordinary shares of the Issuer under the Issuer's Omnibus Incentive Plan (the "Plan"). The stock options are scheduled to vest and become exercisable in equal instalments on each of the first three anniversaries of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. The stock options will expire on the tenth anniversary of the date of grant. F2 · derivative.expiration_date: Reflects the grant of stock options to purchase ordinary shares of the Issuer under the Issuer's Omnibus Incentive Plan (the "Plan"). The stock options are scheduled to vest and become exercisable in equal instalments on each of the first three anniversaries of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. The stock options will expire on the tenth anniversary of the date of grant. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 22:30 UTC | Arcadium Lithium plc ALTM · Entity 82280 | GrantOrdinary Shares | 391,106 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-24-003605 · dp208159_4-graves.xml · nonDerivative · entry 1 Graves Paul W · CIK 0001559551 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,138,992 F1 · shares: Reflects the grant of restricted stock units (RSUs) with respect to ordinary shares of the Issuer under the Issuer's Omnibus Incentive Plan (the "Plan"). The RSUs are scheduled to vest in equal instalments on each of the first three anniversaries of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 19:32 UTC | Arcadium Lithium plc ALTM · Entity 82280 | Tax withholdingOrdinary Shares | 3,417 | $4.69 | $16,025.73 |
DisclosureSEC source: 0000950103-24-002749 · dp207333_4-graves.xml · nonDerivative · entry 1 Graves Paul W · CIK 0001559551 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 747,886 F1 · shares: Represents shares withheld by the Issuer to cover tax obligations from the settlement of vested RSUs. Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 18:57 UTC | Arcadium Lithium plc ALTM · Entity 82280 | Tax withholdingOrdinary Shares | 104,128 | $6.81 | $709,111.68 |
DisclosureSEC source: 0000950103-24-001584 · dp206167_4-graves.xml · nonDerivative · entry 1 Graves Paul W · CIK 0001559551 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 751,303 F1 · kind: Represents shares withheld by the Issuer to cover tax obligations from the settlement of vested RSUs. Read SEC document |
| January 04, 2024 Filed Jan 8, 2024 21:17 UTC | Arcadium Lithium plc ALTM · Entity 82280 | GrantStock Option (Right to Buy) · Derivative | 482,431 | Not disclosed Strike: $8.46 | Not disclosed |
DisclosureSEC source: 0000950103-24-000427 · dp204964_4-graves.xml · derivative · entry 5 Graves Paul W · CIK 0001559551 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 482,431 Underlying: Ordinary Shares · 482,431 shares Expires 2031-02-22 F3 · shares: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. F3 · price: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. Read SEC document |
| January 04, 2024 Filed Jan 8, 2024 21:17 UTC | Arcadium Lithium plc ALTM · Entity 82280 | GrantStock Option (Right to Buy) · Derivative | 145,870 | Not disclosed Strike: $8.74 | Not disclosed |
DisclosureSEC source: 0000950103-24-000427 · dp204964_4-graves.xml · derivative · entry 4 Graves Paul W · CIK 0001559551 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,870 Underlying: Ordinary Shares · 145,870 shares Expires 2032-02-23 F3 · shares: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. F3 · price: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. Read SEC document |
| January 04, 2024 Filed Jan 8, 2024 21:17 UTC | Arcadium Lithium plc ALTM · Entity 82280 | GrantStock Option (Right to Buy) · Derivative | 143,525 | Not disclosed Strike: $9.70 | Not disclosed |
DisclosureSEC source: 0000950103-24-000427 · dp204964_4-graves.xml · derivative · entry 3 Graves Paul W · CIK 0001559551 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,525 Underlying: Ordinary Shares · 143,525 shares Expires 2033-02-22 F3 · shares: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. F3 · price: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. Read SEC document |
| January 04, 2024 Filed Jan 8, 2024 21:17 UTC | Arcadium Lithium plc ALTM · Entity 82280 | GrantOrdinary Shares | 349,705 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-24-000427 · dp204964_4-graves.xml · nonDerivative · entry 2 Graves Paul W · CIK 0001559551 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 855,431 F2 · shares: Represents the conversion of restricted share units with respect to shares of Livent Common Stock ("Livent RSUs"), held by the reporting person as of January 4, 2024, into restricted share units with respect to Arcadium Ordinary Shares ("Arcadium RSUs"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. F2 · price: Represents the conversion of restricted share units with respect to shares of Livent Common Stock ("Livent RSUs"), held by the reporting person as of January 4, 2024, into restricted share units with respect to Arcadium Ordinary Shares ("Arcadium RSUs"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. Read SEC document |
| January 04, 2024 Filed Jan 8, 2024 21:17 UTC | Arcadium Lithium plc ALTM · Entity 82280 | GrantOrdinary Shares | 505,726 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-24-000427 · dp204964_4-graves.xml · nonDerivative · entry 1 Graves Paul W · CIK 0001559551 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 505,726 F1 · shares: Represents the conversion of common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), held by the reporting person as of January 4, 2024, into ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Ordinary Shares"), in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction (as amended, the "Transaction Agreement"). F1 · price: Represents the conversion of common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), held by the reporting person as of January 4, 2024, into ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Ordinary Shares"), in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction (as amended, the "Transaction Agreement"). Read SEC document |
| January 04, 2024 Filed Jan 8, 2024 21:10 UTC | Livent Corp. LTHM · Entity 95365 | Disposition to issuerStock Option (Right to Buy) · Derivative | 200,512 | Not disclosed Strike: $20.35 | Not disclosed |
DisclosureSEC source: 0000950103-24-000419 · dp204999_4-graves.xml · derivative · entry 5 Graves Paul W · CIK 0001559551 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,512 shares Expires 2031-02-22 F3 · shares: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. F3 · price: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. Read SEC document |
| January 04, 2024 Filed Jan 8, 2024 21:10 UTC | Livent Corp. LTHM · Entity 95365 | Disposition to issuerStock Option (Right to Buy) · Derivative | 60,628 | Not disclosed Strike: $21.01 | Not disclosed |
DisclosureSEC source: 0000950103-24-000419 · dp204999_4-graves.xml · derivative · entry 4 Graves Paul W · CIK 0001559551 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,628 shares Expires 2032-02-23 F3 · shares: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. F3 · price: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. Read SEC document |
| January 04, 2024 Filed Jan 8, 2024 21:10 UTC | Livent Corp. LTHM · Entity 95365 | Disposition to issuerStock Option (Right to Buy) · Derivative | 59,653 | Not disclosed Strike: $23.33 | Not disclosed |
DisclosureSEC source: 0000950103-24-000419 · dp204999_4-graves.xml · derivative · entry 3 Graves Paul W · CIK 0001559551 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 59,653 shares Expires 2033-02-22 F3 · shares: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. F3 · price: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. Read SEC document |
| January 04, 2024 Filed Jan 8, 2024 21:10 UTC | Livent Corp. LTHM · Entity 95365 | Disposition to issuerCommon Stock | 97,815 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-24-000419 · dp204999_4-graves.xml · nonDerivative · entry 2 Graves Paul W · CIK 0001559551 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · by Savings Plan Disclosed balance after: 0 F2 · shares: Represents the conversion of common stock held by the Livent Nonqualified Savings Plan (the "Livent NQ Savings Plan") into Arcadium Ordinary Shares held by such Livent NQ Savings Plan, upon the assumption by Arcadium of the obligations of Livent under the Livent NQ Savings Plan in connection with the merger of equals transaction. F2 · price: Represents the conversion of common stock held by the Livent Nonqualified Savings Plan (the "Livent NQ Savings Plan") into Arcadium Ordinary Shares held by such Livent NQ Savings Plan, upon the assumption by Arcadium of the obligations of Livent under the Livent NQ Savings Plan in connection with the merger of equals transaction. Read SEC document |
| January 04, 2024 Filed Jan 8, 2024 21:10 UTC | Livent Corp. LTHM · Entity 95365 | Disposition to issuerCommon Stock | 355,541 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-24-000419 · dp204999_4-graves.xml · nonDerivative · entry 1 Graves Paul W · CIK 0001559551 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents the conversion of common stock and restricted stock units ("Livent RSUs") with respect to shares of common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), held by the reporting person as of January 4, 2024, into ordinary shares and restricted stock units with respect to ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Ordinary Shares"), in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction. F1 · price: Represents the conversion of common stock and restricted stock units ("Livent RSUs") with respect to shares of common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), held by the reporting person as of January 4, 2024, into ordinary shares and restricted stock units with respect to ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Ordinary Shares"), in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction. Read SEC document |
| January 04, 2024 Filed Jan 12, 2024 15:02 UTC Amendment | Arcadium Lithium plc ALTM · Entity 82280 | GrantStock Option (Right to Buy) · Derivative | 320,799 | Not disclosed Strike: $7.07 | Not disclosed |
DisclosureSEC source: 0000950103-24-000611 · dp205213_4a-graves.xml · derivative · entry 5 Graves Paul W · CIK 0001559551 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 320,799 Underlying: Ordinary Shares · 320,799 shares Expires 2028-10-10 F1 · security: The original Form 4, filed on January 8, 2024, is being amended by this Form 4 amendment to correct an error which omitted these tranches from the list of stock options to purchase common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Options") beneficially owned by the reporting person as of January 4, 2024 and converted in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction (as amended, the "Transaction Agreement") F2 · shares: Represents the conversion of Livent Options into stock options to purchase ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. F2 · price: Represents the conversion of Livent Options into stock options to purchase ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. Read SEC document |
| January 04, 2024 Filed Jan 12, 2024 15:02 UTC Amendment | Arcadium Lithium plc ALTM · Entity 82280 | GrantStock Option (Right to Buy) · Derivative | 320,801 | Not disclosed Strike: $7.07 | Not disclosed |
DisclosureSEC source: 0000950103-24-000611 · dp205213_4a-graves.xml · derivative · entry 4 Graves Paul W · CIK 0001559551 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 320,801 Underlying: Ordinary Shares · 320,801 shares Expires 2028-10-10 F1 · security: The original Form 4, filed on January 8, 2024, is being amended by this Form 4 amendment to correct an error which omitted these tranches from the list of stock options to purchase common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Options") beneficially owned by the reporting person as of January 4, 2024 and converted in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction (as amended, the "Transaction Agreement") F2 · shares: Represents the conversion of Livent Options into stock options to purchase ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. F2 · price: Represents the conversion of Livent Options into stock options to purchase ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. Read SEC document |
| January 04, 2024 Filed Jan 12, 2024 15:02 UTC Amendment | Arcadium Lithium plc ALTM · Entity 82280 | GrantStock Option (Right to Buy) · Derivative | 200,520 | Not disclosed Strike: $5.10 | Not disclosed |
DisclosureSEC source: 0000950103-24-000611 · dp205213_4a-graves.xml · derivative · entry 3 Graves Paul W · CIK 0001559551 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,520 Underlying: Ordinary Shares · 200,520 shares Expires 2028-02-15 F1 · security: The original Form 4, filed on January 8, 2024, is being amended by this Form 4 amendment to correct an error which omitted these tranches from the list of stock options to purchase common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Options") beneficially owned by the reporting person as of January 4, 2024 and converted in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction (as amended, the "Transaction Agreement") F2 · shares: Represents the conversion of Livent Options into stock options to purchase ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. F2 · price: Represents the conversion of Livent Options into stock options to purchase ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. Read SEC document |
| January 04, 2024 Filed Jan 12, 2024 15:02 UTC Amendment | Arcadium Lithium plc ALTM · Entity 82280 | GrantStock Option (Right to Buy) · Derivative | 311,098 | Not disclosed Strike: $3.45 | Not disclosed |
DisclosureSEC source: 0000950103-24-000611 · dp205213_4a-graves.xml · derivative · entry 2 Graves Paul W · CIK 0001559551 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 311,098 Underlying: Ordinary Shares · 311,098 shares Expires 2027-02-27 F1 · security: The original Form 4, filed on January 8, 2024, is being amended by this Form 4 amendment to correct an error which omitted these tranches from the list of stock options to purchase common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Options") beneficially owned by the reporting person as of January 4, 2024 and converted in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction (as amended, the "Transaction Agreement") F2 · shares: Represents the conversion of Livent Options into stock options to purchase ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. F2 · price: Represents the conversion of Livent Options into stock options to purchase ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. Read SEC document |
| January 04, 2024 Filed Jan 12, 2024 15:02 UTC Amendment | Arcadium Lithium plc ALTM · Entity 82280 | GrantStock Option (Right to Buy) · Derivative | 234,308 | Not disclosed Strike: $3.92 | Not disclosed |
DisclosureSEC source: 0000950103-24-000611 · dp205213_4a-graves.xml · derivative · entry 1 Graves Paul W · CIK 0001559551 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 234,308 Underlying: Ordinary Shares · 234,308 shares Expires 2025-02-27 F1 · security: The original Form 4, filed on January 8, 2024, is being amended by this Form 4 amendment to correct an error which omitted these tranches from the list of stock options to purchase common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Options") beneficially owned by the reporting person as of January 4, 2024 and converted in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction (as amended, the "Transaction Agreement") F2 · shares: Represents the conversion of Livent Options into stock options to purchase ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. F2 · price: Represents the conversion of Livent Options into stock options to purchase ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. Read SEC document |
| December 22, 2023 Filed Dec 27, 2023 21:03 UTC | Livent Corp. LTHM · Entity 95365 | Tax withholdingCommon Stock | 12,369 | $16.44 | $203,346.36 |
DisclosureSEC source: 0000950103-23-017976 · dp204484_4-graves.xml · nonDerivative · entry 4 Graves Paul W · CIK 0001559551 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 355,541 Read SEC document |
| December 22, 2023 Filed Dec 27, 2023 21:03 UTC | Livent Corp. LTHM · Entity 95365 | GrantCommon Stock | 22,367 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-23-017976 · dp204484_4-graves.xml · nonDerivative · entry 3 Graves Paul W · CIK 0001559551 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 367,910 F1 · shares: Represents shares vested at target level pursuant to certain performance-based restricted stock awards ("PSUs") previously granted to the reporting person. The vesting of these PSUs was accelerated from January 4, 2024, the expected closing date of the merger between the issuer and Allkem Limited, to December 22, 2023. Read SEC document |
| December 22, 2023 Filed Dec 27, 2023 21:03 UTC | Livent Corp. LTHM · Entity 95365 | Tax withholdingCommon Stock | 11,289 | $16.44 | $185,591.16 |
DisclosureSEC source: 0000950103-23-017976 · dp204484_4-graves.xml · nonDerivative · entry 2 Graves Paul W · CIK 0001559551 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 345,543 Read SEC document |
| December 22, 2023 Filed Dec 27, 2023 21:03 UTC | Livent Corp. LTHM · Entity 95365 | GrantCommon Stock | 20,414 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-23-017976 · dp204484_4-graves.xml · nonDerivative · entry 1 Graves Paul W · CIK 0001559551 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 356,832 F1 · shares: Represents shares vested at target level pursuant to certain performance-based restricted stock awards ("PSUs") previously granted to the reporting person. The vesting of these PSUs was accelerated from January 4, 2024, the expected closing date of the merger between the issuer and Allkem Limited, to December 22, 2023. Read SEC document |
| October 03, 2023 Filed Oct 5, 2023 20:11 UTC | Livent Corp. LTHM · Entity 95365 | Exercise / conversionStock Option (Right to Buy) · Derivative | 71,303 | $0.00 Strike: $10.49 | $0.00 |
DisclosureSEC source: 0001062993-23-019051 · form4.xml · derivative · entry 4 Graves Paul W · CIK 0001559551 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 71,303 shares Expires 2024-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2023 Filed Oct 5, 2023 20:11 UTC | Livent Corp. LTHM · Entity 95365 | SaleCommon Stock | 59,244 | $16.90 | $1,001,223.60 |
DisclosureSEC source: 0001062993-23-019051 · form4.xml · nonDerivative · entry 2 Graves Paul W · CIK 0001559551 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 336,418 F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.86 to $16.966, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1). Read SEC document |
| October 03, 2023 Filed Oct 5, 2023 20:11 UTC | Livent Corp. LTHM · Entity 95365 | Exercise / conversionCommon Stock | 71,303 | $10.49 | $747,968.47 |
DisclosureSEC source: 0001062993-23-019051 · form4.xml · nonDerivative · entry 1 Graves Paul W · CIK 0001559551 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 395,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 22:12 UTC | Livent Corp. LTHM · Entity 95365 | GrantStock Option (Right to Buy) · Derivative | 59,653 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001062993-23-004853 · form4.xml · derivative · entry 3 Graves Paul W · CIK 0001559551 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,653 Underlying: Common Stock · 59,653 shares Expires 2033-02-22 F1 · shares: Reflects the grant of stock options to purchase shares of common stock of the Issuer under the Issuer's Incentive Compensation and Stock Plan (the "Plan"). The stock options are scheduled to vest and become exercisable in full on the third anniversary of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. The stock options will expire on the tenth anniversary of the date of grant. F1 · derivative.exercise_date: Reflects the grant of stock options to purchase shares of common stock of the Issuer under the Issuer's Incentive Compensation and Stock Plan (the "Plan"). The stock options are scheduled to vest and become exercisable in full on the third anniversary of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. The stock options will expire on the tenth anniversary of the date of grant. F1 · derivative.expiration_date: Reflects the grant of stock options to purchase shares of common stock of the Issuer under the Issuer's Incentive Compensation and Stock Plan (the "Plan"). The stock options are scheduled to vest and become exercisable in full on the third anniversary of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. The stock options will expire on the tenth anniversary of the date of grant. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 22:12 UTC | Livent Corp. LTHM · Entity 95365 | GrantCommon Stock | 47,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-004853 · form4.xml · nonDerivative · entry 1 Graves Paul W · CIK 0001559551 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,359 Read SEC document |
| October 10, 2022 Filed Oct 12, 2022 16:54 UTC | Livent Corp. LTHM · Entity 95365 | Tax withholdingCommon Stock | 22,771 | $29.33 | $667,873.43 |
DisclosureSEC source: 0001062993-22-020726 · form4.xml · nonDerivative · entry 1 Graves Paul W · CIK 0001559551 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,209 F1 · shares: In order to satisfy tax withholding obligations, the Reporting Person surrendered to the Issuer shares issued upon settlement of a restricted stock award previously reported on October 12, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.