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person · Reporting owner

Graves Paul W

Disclosed activity across 6 companies

Tapewire entity
48073
SEC CIK
0001559551

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AngloGold Ashanti PLCAU · Entity 3018DirectorOctober 01, 2026October 02, 2026
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.CRL · Entity 3398DirectorMay 08, 2026May 12, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AngloGold Ashanti PLC

Report date October 01, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table I · non-derivativeDirect967 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 967 · Balance 967

F1: Each restricted share unit represents a contingent right to receive one Ordinary Share upon vesting, at which time all restrictions on the vested shares will lapse, subject to the continued service of the Reporting Person through the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted share unit represents a contingent right to receive one Ordinary Share upon vesting, at which time all restrictions on the vested shares will lapse, subject to the continued service of the Reporting Person through the applicable vesting date.

CHARLES RIVER LABORATORIES INTERNATIONAL, INC.

Report date May 08, 2026 · Filed May 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,384 Reported balance After 2026-05-08 transaction · row 1
1 source row

Row 1 · 2026-05-08 · Grant · Acquired 1,438 · Balance 2,384

F1: The unvested restricted stock units vest upon the earlier of 5/8/2027 or the business day prior to the Company's next annual meeting of shareholders.

Filing footnotes · ownership attribution and instrument terms

F1: The unvested restricted stock units vest upon the earlier of 5/8/2027 or the business day prior to the Company's next annual meeting of shareholders.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Arcadium Lithium plc

Report date March 06, 2025 · Filed March 06, 2025

Section 16 reporting ended · disclosed 2025-03-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect0 Reported balance After 2025-03-06 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2025-03-06 · Disposition to issuer · Disposed 332,275 · Balance 0

F1: Represents shares of common stock of Aracdium Lithium plc ("Arcadium") disposed of pursuant to the Transaction Agreement, dated October 9, 2024, by and among Arcadium, Rio Tinto Western Holdings Limited ("Parent") and Rio Tinto BM Subsidiary Limited ("Buyers") (the "Transaction Agreement"). Pursuant to the Transaction Agreement, at the effective time of the transaction contemplated thereby (the "Effective Time"), each share of Arcadium common stock held by the reporting person was converted automatically into the right to receive $5.85 per share in cash (the "Consideration").

Ordinary SharesSEC Table I · non-derivativeDirect0 Reported balance After 2025-03-06 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2025-03-06 · Disposition to issuer · Disposed 1,010,204 · Balance 0

F2: Pursuant to the Transaction Agreement, at the Effective Time, each Arcadium restricted stock units ("Arcadium RSU") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for restricted stock units with respect to a number of ordinary shares of either Rio Tinto plc or Rio Tinto Limited ("Listed Shares") of equivalent value and with the same terms and conditions as applied to such Arcadium RSU immediately prior to the Effective Time ("Rio Tinto RSUs"). The number of Listed Shares subject to such Rio Tinto RSUs equals one multiplied by an exchange ratio of 0.0920493627351811, which equals the quotient obtained by dividing (i) the Consideration by (ii) the average volume weighted average price per ordinary share of the applicable Listed Share for the 30 consecutive trading day period ending on the last trading day preceding the Effective Time (the "Equity Award Conversion Ratio").

Ordinary SharesSEC Table I · non-derivativeIndirectBy Savings Plan0 Reported balance After 2025-03-06 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2025-03-06 · Disposition to issuer · Disposed 235,345 · Balance 0

F1: Represents shares of common stock of Aracdium Lithium plc ("Arcadium") disposed of pursuant to the Transaction Agreement, dated October 9, 2024, by and among Arcadium, Rio Tinto Western Holdings Limited ("Parent") and Rio Tinto BM Subsidiary Limited ("Buyers") (the "Transaction Agreement"). Pursuant to the Transaction Agreement, at the effective time of the transaction contemplated thereby (the "Effective Time"), each share of Arcadium common stock held by the reporting person was converted automatically into the right to receive $5.85 per share in cash (the "Consideration").

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.95 · Expires 2034-03-06Direct0 Reported balance After 2025-03-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-03-06 · Disposition to issuer · Disposed 1,013,599 · Balance 0

F3: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.45 · Expires 2027-02-27Direct0 Reported balance After 2025-03-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-03-06 · Disposition to issuer · Disposed 311,098 · Balance 0

F3: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.10 · Expires 2028-02-15Direct0 Reported balance After 2025-03-06 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-03-06 · Disposition to issuer · Disposed 200,520 · Balance 0

F3: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.07 · Expires 2028-10-10Direct0 Reported balance After 2025-03-06 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-03-06 · Disposition to issuer · Disposed 320,801 · Balance 0

F3: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.07 · Expires 2028-10-10Direct0 Reported balance After 2025-03-06 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-03-06 · Disposition to issuer · Disposed 320,799 · Balance 0

F3: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.70 · Expires 2033-02-22Direct0 Reported balance After 2025-03-06 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2025-03-06 · Disposition to issuer · Disposed 143,525 · Balance 0

F3: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.74 · Expires 2032-02-23Direct0 Reported balance After 2025-03-06 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2025-03-06 · Disposition to issuer · Disposed 145,870 · Balance 0

F3: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.46 · Expires 2031-02-22Direct0 Reported balance After 2025-03-06 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2025-03-06 · Disposition to issuer · Disposed 482,431 · Balance 0

F3: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock of Aracdium Lithium plc ("Arcadium") disposed of pursuant to the Transaction Agreement, dated October 9, 2024, by and among Arcadium, Rio Tinto Western Holdings Limited ("Parent") and Rio Tinto BM Subsidiary Limited ("Buyers") (the "Transaction Agreement"). Pursuant to the Transaction Agreement, at the effective time of the transaction contemplated thereby (the "Effective Time"), each share of Arcadium common stock held by the reporting person was converted automatically into the right to receive $5.85 per share in cash (the "Consideration").

F2: Pursuant to the Transaction Agreement, at the Effective Time, each Arcadium restricted stock units ("Arcadium RSU") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for restricted stock units with respect to a number of ordinary shares of either Rio Tinto plc or Rio Tinto Limited ("Listed Shares") of equivalent value and with the same terms and conditions as applied to such Arcadium RSU immediately prior to the Effective Time ("Rio Tinto RSUs"). The number of Listed Shares subject to such Rio Tinto RSUs equals one multiplied by an exchange ratio of 0.0920493627351811, which equals the quotient obtained by dividing (i) the Consideration by (ii) the average volume weighted average price per ordinary share of the applicable Listed Share for the 30 consecutive trading day period ending on the last trading day preceding the Effective Time (the "Equity Award Conversion Ratio").

F3: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

FMC CORP

Report date March 01, 2019 · Filed March 05, 2019

Section 16 reporting ended · disclosed 2019-03-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect68,087 Reported balance After 2019-03-01 transaction · row 1
1 source row

Row 1 · 2019-03-01 · Disposition to issuer · Disposed 14,118 · Balance 68,087

F1: Represents the conversion of restricted stock units ("FMC RSUs") with respect to shares of common stock of FMC Corporation ("FMC"), par value $0.10 per share ("FMC Common Stock"), held by the Reporting Person as of March 1, 2019, into restricted stock units with respect to shares of common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), in accordance with the terms of the Amended and Restated Employee Matters Agreement, dated as of February 4, 2019, by and between FMC and Livent ("EMA") and the anti-dilution adjustment provisions under the FMC Incentive Compensation and Stock Plan ("FMC Plan"), in connection with the prorata spinoff distribution ("Distribution") by FMC of all of its shares of Livent Common Stock to the holders of record of FMC Common Stock on February 25, 2019.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $59.47 · Expires 2023-02-18Direct0 Reported balance After 2019-03-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-03-01 · Disposition to issuer · Disposed 12,246 · Balance 0

F2: Represents the conversion of stock options to purchase FMC Common Stock ("FMC Options") into stock options to purchase Livent Common Stock ("Livent Options"), in accordance with the terms of the EMA and the anti-dilution adjustment provisions under the FMC Plan, in connection with the Distribution.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.93 · Expires 2024-02-17Direct0 Reported balance After 2019-03-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-03-01 · Disposition to issuer · Disposed 10,252 · Balance 0

F2: Represents the conversion of stock options to purchase FMC Common Stock ("FMC Options") into stock options to purchase Livent Common Stock ("Livent Options"), in accordance with the terms of the EMA and the anti-dilution adjustment provisions under the FMC Plan, in connection with the Distribution.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $63.41 · Expires 2025-02-27Direct0 Reported balance After 2019-03-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-03-01 · Disposition to issuer · Disposed 13,986 · Balance 0

F2: Represents the conversion of stock options to purchase FMC Common Stock ("FMC Options") into stock options to purchase Livent Common Stock ("Livent Options"), in accordance with the terms of the EMA and the anti-dilution adjustment provisions under the FMC Plan, in connection with the Distribution.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.63 · Expires 2027-02-27Direct0 Reported balance After 2019-03-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-03-01 · Disposition to issuer · Disposed 18,591 · Balance 0

F2: Represents the conversion of stock options to purchase FMC Common Stock ("FMC Options") into stock options to purchase Livent Common Stock ("Livent Options"), in accordance with the terms of the EMA and the anti-dilution adjustment provisions under the FMC Plan, in connection with the Distribution.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $85.24 · Expires 2028-02-15Direct0 Reported balance After 2019-03-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-03-01 · Disposition to issuer · Disposed 11,983 · Balance 0

F2: Represents the conversion of stock options to purchase FMC Common Stock ("FMC Options") into stock options to purchase Livent Common Stock ("Livent Options"), in accordance with the terms of the EMA and the anti-dilution adjustment provisions under the FMC Plan, in connection with the Distribution.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the conversion of restricted stock units ("FMC RSUs") with respect to shares of common stock of FMC Corporation ("FMC"), par value $0.10 per share ("FMC Common Stock"), held by the Reporting Person as of March 1, 2019, into restricted stock units with respect to shares of common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), in accordance with the terms of the Amended and Restated Employee Matters Agreement, dated as of February 4, 2019, by and between FMC and Livent ("EMA") and the anti-dilution adjustment provisions under the FMC Incentive Compensation and Stock Plan ("FMC Plan"), in connection with the prorata spinoff distribution ("Distribution") by FMC of all of its shares of Livent Common Stock to the holders of record of FMC Common Stock on February 25, 2019.

F2: Represents the conversion of stock options to purchase FMC Common Stock ("FMC Options") into stock options to purchase Livent Common Stock ("Livent Options"), in accordance with the terms of the EMA and the anti-dilution adjustment provisions under the FMC Plan, in connection with the Distribution.

LYDALL INC /DE/

Report date October 01, 2021 · Filed October 05, 2021

Section 16 reporting ended · disclosed 2021-10-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-10-01 transaction · row 1
1 source row

Row 1 · 2021-10-01 · Disposition to issuer · Disposed 773 · Balance 0

F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 21, 2021, by and among Lydall, Inc., Unifrax Holding Co., Outback Merger Sub, Inc. and Unifrax I LLC, as it may be amended from time to time, referred to as the Merger Agreement.

F2: Each share of common stock was cancelled pursuant to the Merger Agreement in exchange for the right to receive $62.10 in cash per share.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 21, 2021, by and among Lydall, Inc., Unifrax Holding Co., Outback Merger Sub, Inc. and Unifrax I LLC, as it may be amended from time to time, referred to as the Merger Agreement.

F2: Each share of common stock was cancelled pursuant to the Merger Agreement in exchange for the right to receive $62.10 in cash per share.

Livent Corp.

Report date January 04, 2024 · Filed January 08, 2024

Section 16 reporting ended · disclosed 2024-01-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-01-04 transaction · row 1
1 source row

Row 1 · 2024-01-04 · Disposition to issuer · Disposed 355,541 · Balance 0

F1: Represents the conversion of common stock and restricted stock units ("Livent RSUs") with respect to shares of common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), held by the reporting person as of January 4, 2024, into ordinary shares and restricted stock units with respect to ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Ordinary Shares"), in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction.

Common StockSEC Table I · non-derivativeIndirectby Savings Plan0 Reported balance After 2024-01-04 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-01-04 · Disposition to issuer · Disposed 97,815 · Balance 0

F2: Represents the conversion of common stock held by the Livent Nonqualified Savings Plan (the "Livent NQ Savings Plan") into Arcadium Ordinary Shares held by such Livent NQ Savings Plan, upon the assumption by Arcadium of the obligations of Livent under the Livent NQ Savings Plan in connection with the merger of equals transaction.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.33 · Expires 2033-02-22Direct0 Reported balance After 2024-01-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-01-04 · Disposition to issuer · Disposed 59,653 · Balance 0

F3: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.01 · Expires 2032-02-23Direct0 Reported balance After 2024-01-04 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-01-04 · Disposition to issuer · Disposed 60,628 · Balance 0

F3: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.35 · Expires 2031-02-22Direct0 Reported balance After 2024-01-04 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-01-04 · Disposition to issuer · Disposed 200,512 · Balance 0

F3: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the conversion of common stock and restricted stock units ("Livent RSUs") with respect to shares of common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), held by the reporting person as of January 4, 2024, into ordinary shares and restricted stock units with respect to ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Ordinary Shares"), in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction.

F2: Represents the conversion of common stock held by the Livent Nonqualified Savings Plan (the "Livent NQ Savings Plan") into Arcadium Ordinary Shares held by such Livent NQ Savings Plan, upon the assumption by Arcadium of the obligations of Livent under the Livent NQ Savings Plan in connection with the merger of equals transaction.

F3: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 2, 2026 00:18 UTC AngloGold Ashanti PLC AU · Entity 3018 GrantRestricted Stock Unit 967 $0.00 $0.00
Disclosure

SEC source: 0001559551-26-000005 · wk-form4_1790885904.xml · nonDerivative · entry 1

Graves Paul W · CIK 0001559551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 967

F1 · shares: Each restricted share unit represents a contingent right to receive one Ordinary Share upon vesting, at which time all restrictions on the vested shares will lapse, subject to the continued service of the Reporting Person through the applicable vesting date.

F1 · price: Each restricted share unit represents a contingent right to receive one Ordinary Share upon vesting, at which time all restrictions on the vested shares will lapse, subject to the continued service of the Reporting Person through the applicable vesting date.

Read SEC document
May 08, 2026 Filed May 12, 2026 20:19 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 GrantCommon Stock 1,438 $177.62 $255,417.56
Disclosure

SEC source: 0001100682-26-000066 · form4.xml · nonDerivative · entry 1

Graves Paul W · CIK 0001559551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,384

F1 · shares: The unvested restricted stock units vest upon the earlier of 5/8/2027 or the business day prior to the Company's next annual meeting of shareholders.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:40 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 GrantStock Options (Right to Buy) · Derivative 2,082 $135.04 Strike: $135.04 $281,153.28
Disclosure

SEC source: 0001127602-25-016726 · form4.xml · derivative · entry 2

Graves Paul W · CIK 0001559551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,082

Underlying: Common Stock · 2,082 shares

Expires 2035-06-02

F2 · shares: The stock options become exercisable upon the earlier of 6/2/2026 or the business day prior to the Company's next annual meeting of shareholders.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:40 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 GrantCommon Stock 946 $135.04 $127,747.84
Disclosure

SEC source: 0001127602-25-016726 · form4.xml · nonDerivative · entry 1

Graves Paul W · CIK 0001559551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 946

F1 · shares: The unvested restricted stock units vest upon the earlier of 6/2/2026 or the business day prior to the Company's next annual meeting of shareholders.

Read SEC document
March 06, 2025 Filed Mar 6, 2025 23:31 UTC Arcadium Lithium plc ALTM · Entity 82280 Disposition to issuerStock Option (Right to Buy) · Derivative 482,431 Not disclosed Strike: $8.46 Not disclosed
Disclosure

SEC source: 0000950103-25-003129 · dp225584_4-graves.xml · derivative · entry 11

Graves Paul W · CIK 0001559551 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 482,431 shares

Expires 2031-02-22

F3 · price: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

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March 06, 2025 Filed Mar 6, 2025 23:31 UTC Arcadium Lithium plc ALTM · Entity 82280 Disposition to issuerStock Option (Right to Buy) · Derivative 145,870 Not disclosed Strike: $8.74 Not disclosed
Disclosure

SEC source: 0000950103-25-003129 · dp225584_4-graves.xml · derivative · entry 10

Graves Paul W · CIK 0001559551 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 145,870 shares

Expires 2032-02-23

F3 · price: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Read SEC document
March 06, 2025 Filed Mar 6, 2025 23:31 UTC Arcadium Lithium plc ALTM · Entity 82280 Disposition to issuerStock Option (Right to Buy) · Derivative 143,525 Not disclosed Strike: $9.70 Not disclosed
Disclosure

SEC source: 0000950103-25-003129 · dp225584_4-graves.xml · derivative · entry 9

Graves Paul W · CIK 0001559551 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 143,525 shares

Expires 2033-02-22

F3 · price: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Read SEC document
March 06, 2025 Filed Mar 6, 2025 23:31 UTC Arcadium Lithium plc ALTM · Entity 82280 Disposition to issuerStock Option (Right to Buy) · Derivative 320,799 Not disclosed Strike: $7.07 Not disclosed
Disclosure

SEC source: 0000950103-25-003129 · dp225584_4-graves.xml · derivative · entry 8

Graves Paul W · CIK 0001559551 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 320,799 shares

Expires 2028-10-10

F3 · price: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Read SEC document
March 06, 2025 Filed Mar 6, 2025 23:31 UTC Arcadium Lithium plc ALTM · Entity 82280 Disposition to issuerStock Option (Right to Buy) · Derivative 320,801 Not disclosed Strike: $7.07 Not disclosed
Disclosure

SEC source: 0000950103-25-003129 · dp225584_4-graves.xml · derivative · entry 7

Graves Paul W · CIK 0001559551 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 320,801 shares

Expires 2028-10-10

F3 · price: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Read SEC document
March 06, 2025 Filed Mar 6, 2025 23:31 UTC Arcadium Lithium plc ALTM · Entity 82280 Disposition to issuerStock Option (Right to Buy) · Derivative 200,520 Not disclosed Strike: $5.10 Not disclosed
Disclosure

SEC source: 0000950103-25-003129 · dp225584_4-graves.xml · derivative · entry 6

Graves Paul W · CIK 0001559551 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 200,520 shares

Expires 2028-02-15

F3 · price: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Read SEC document
March 06, 2025 Filed Mar 6, 2025 23:31 UTC Arcadium Lithium plc ALTM · Entity 82280 Disposition to issuerStock Option (Right to Buy) · Derivative 311,098 Not disclosed Strike: $3.45 Not disclosed
Disclosure

SEC source: 0000950103-25-003129 · dp225584_4-graves.xml · derivative · entry 5

Graves Paul W · CIK 0001559551 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 311,098 shares

Expires 2027-02-27

F3 · price: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Read SEC document
March 06, 2025 Filed Mar 6, 2025 23:31 UTC Arcadium Lithium plc ALTM · Entity 82280 Disposition to issuerStock Option (Right to Buy) · Derivative 1,013,599 Not disclosed Strike: $4.95 Not disclosed
Disclosure

SEC source: 0000950103-25-003129 · dp225584_4-graves.xml · derivative · entry 4

Graves Paul W · CIK 0001559551 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,013,599 shares

Expires 2034-03-06

F3 · price: Pursuant to the Transaction Agreement, at the Effective Time, each award of Arcadium stock options ("Arcadium Options") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for an award of stock options with respect to a number of Listed Shares of equivalent value and with the same terms and conditions as applied to such stock options immediately prior to the Effective Time ("Rio Tinto Options"). The number of Listed Shares subject to each such Rio Tinto Options equals the number of shares of Arcadium common stock subject to the corresponding Arcadium Options immediately prior to the Effective Time multiplied by the Equity Award Conversion Ratio. The exercise price of each such Rio Tinto Option equals the exercise price of the corresponding Arcadium Options divided by the Equity Award Conversion Ratio.

Read SEC document
March 06, 2025 Filed Mar 6, 2025 23:31 UTC Arcadium Lithium plc ALTM · Entity 82280 Disposition to issuerOrdinary Shares 235,345 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-25-003129 · dp225584_4-graves.xml · nonDerivative · entry 3

Graves Paul W · CIK 0001559551 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Savings Plan

Disclosed balance after: 0

F1 · price: Represents shares of common stock of Aracdium Lithium plc ("Arcadium") disposed of pursuant to the Transaction Agreement, dated October 9, 2024, by and among Arcadium, Rio Tinto Western Holdings Limited ("Parent") and Rio Tinto BM Subsidiary Limited ("Buyers") (the "Transaction Agreement"). Pursuant to the Transaction Agreement, at the effective time of the transaction contemplated thereby (the "Effective Time"), each share of Arcadium common stock held by the reporting person was converted automatically into the right to receive $5.85 per share in cash (the "Consideration").

Read SEC document
March 06, 2025 Filed Mar 6, 2025 23:31 UTC Arcadium Lithium plc ALTM · Entity 82280 Disposition to issuerOrdinary Shares 1,010,204 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-25-003129 · dp225584_4-graves.xml · nonDerivative · entry 2

Graves Paul W · CIK 0001559551 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: Pursuant to the Transaction Agreement, at the Effective Time, each Arcadium restricted stock units ("Arcadium RSU") held by the reporting person and granted under the Arcadium Omnibus Incentive Plan was canceled in exchange for restricted stock units with respect to a number of ordinary shares of either Rio Tinto plc or Rio Tinto Limited ("Listed Shares") of equivalent value and with the same terms and conditions as applied to such Arcadium RSU immediately prior to the Effective Time ("Rio Tinto RSUs"). The number of Listed Shares subject to such Rio Tinto RSUs equals one multiplied by an exchange ratio of 0.0920493627351811, which equals the quotient obtained by dividing (i) the Consideration by (ii) the average volume weighted average price per ordinary share of the applicable Listed Share for the 30 consecutive trading day period ending on the last trading day preceding the Effective Time (the "Equity Award Conversion Ratio").

Read SEC document
March 06, 2025 Filed Mar 6, 2025 23:31 UTC Arcadium Lithium plc ALTM · Entity 82280 Disposition to issuerOrdinary Shares 332,275 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-25-003129 · dp225584_4-graves.xml · nonDerivative · entry 1

Graves Paul W · CIK 0001559551 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents shares of common stock of Aracdium Lithium plc ("Arcadium") disposed of pursuant to the Transaction Agreement, dated October 9, 2024, by and among Arcadium, Rio Tinto Western Holdings Limited ("Parent") and Rio Tinto BM Subsidiary Limited ("Buyers") (the "Transaction Agreement"). Pursuant to the Transaction Agreement, at the effective time of the transaction contemplated thereby (the "Effective Time"), each share of Arcadium common stock held by the reporting person was converted automatically into the right to receive $5.85 per share in cash (the "Consideration").

Read SEC document
February 24, 2025 Filed Feb 26, 2025 21:57 UTC Arcadium Lithium plc ALTM · Entity 82280 Exercise / conversionStock Option (Right to Buy) · Derivative 234,038 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0000950103-25-002493 · dp225368_4-graves.xml · derivative · entry 4

Graves Paul W · CIK 0001559551 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 234,038 shares

Expires 2025-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price was inadvertently listed as $3.92 in the Form 4 filed on January 12,2024.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 21:57 UTC Arcadium Lithium plc ALTM · Entity 82280 SaleOrdinary Shares 234,038 $5.82 $1,362,101.16
Disclosure

SEC source: 0000950103-25-002493 · dp225368_4-graves.xml · nonDerivative · entry 2

Graves Paul W · CIK 0001559551 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,332,430

Read SEC document
February 24, 2025 Filed Feb 26, 2025 21:57 UTC Arcadium Lithium plc ALTM · Entity 82280 Exercise / conversionOrdinary Shares 234,038 $3.80 $889,344.40
Disclosure

SEC source: 0000950103-25-002493 · dp225368_4-graves.xml · nonDerivative · entry 1

Graves Paul W · CIK 0001559551 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,566,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 21:15 UTC Arcadium Lithium plc ALTM · Entity 82280 GrantOrdinary Shares 668,731 $0.00 $0.00
Disclosure

SEC source: 0000950103-25-002059 · dp224949_4-graves.xml · nonDerivative · entry 1

Graves Paul W · CIK 0001559551 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,332,430

F1 · shares: Reflects the grant of restricted stock units ("RSUs") with respect to ordinary shares of the Issuer under the Issuer's Omnibus Incentive Plan (the "Plan"). The RSUs are scheduled to vest in equal instalments on each of the first three anniversaries of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Read SEC document
December 20, 2024 Filed Dec 23, 2024 21:26 UTC Arcadium Lithium plc ALTM · Entity 82280 Tax withholdingOrdinary Shares 91,941 $4.97 $456,946.77
Disclosure

SEC source: 0000950103-24-018208 · dp222582_4-graves.xml · nonDerivative · entry 1

Graves Paul W · CIK 0001559551 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 663,699

F1 · shares: Represents shares withheld by the Issuer to cover tax obligations from the settlement of vested RSUs.

Read SEC document
November 11, 2024 Filed Nov 14, 2024 00:02 UTC Arcadium Lithium plc ALTM · Entity 82280 SaleOrdinary Shares 383,352 $3.35 $1,285,762.61
Disclosure

SEC source: 0000950103-24-016262 · dp220686_4-graves.xml · nonDerivative · entry 1

Graves Paul W · CIK 0001559551 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 755,640

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transaction at prices ranging from $5.35 to $5.355 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 22:30 UTC Arcadium Lithium plc ALTM · Entity 82280 GrantStock Option (Right to Buy) · Derivative 1,013,599 $0.00 Strike: $4.95 $0.00
Disclosure

SEC source: 0000950103-24-003605 · dp208159_4-graves.xml · derivative · entry 2

Graves Paul W · CIK 0001559551 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,013,599

Underlying: Ordinary Shares · 1,013,599 shares

Expires 2034-03-06

F2 · shares: Reflects the grant of stock options to purchase ordinary shares of the Issuer under the Issuer's Omnibus Incentive Plan (the "Plan"). The stock options are scheduled to vest and become exercisable in equal instalments on each of the first three anniversaries of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. The stock options will expire on the tenth anniversary of the date of grant.

F2 · derivative.exercise_date: Reflects the grant of stock options to purchase ordinary shares of the Issuer under the Issuer's Omnibus Incentive Plan (the "Plan"). The stock options are scheduled to vest and become exercisable in equal instalments on each of the first three anniversaries of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. The stock options will expire on the tenth anniversary of the date of grant.

F2 · derivative.expiration_date: Reflects the grant of stock options to purchase ordinary shares of the Issuer under the Issuer's Omnibus Incentive Plan (the "Plan"). The stock options are scheduled to vest and become exercisable in equal instalments on each of the first three anniversaries of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. The stock options will expire on the tenth anniversary of the date of grant.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 22:30 UTC Arcadium Lithium plc ALTM · Entity 82280 GrantOrdinary Shares 391,106 $0.00 $0.00
Disclosure

SEC source: 0000950103-24-003605 · dp208159_4-graves.xml · nonDerivative · entry 1

Graves Paul W · CIK 0001559551 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,138,992

F1 · shares: Reflects the grant of restricted stock units (RSUs) with respect to ordinary shares of the Issuer under the Issuer's Omnibus Incentive Plan (the "Plan"). The RSUs are scheduled to vest in equal instalments on each of the first three anniversaries of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 19:32 UTC Arcadium Lithium plc ALTM · Entity 82280 Tax withholdingOrdinary Shares 3,417 $4.69 $16,025.73
Disclosure

SEC source: 0000950103-24-002749 · dp207333_4-graves.xml · nonDerivative · entry 1

Graves Paul W · CIK 0001559551 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 747,886

F1 · shares: Represents shares withheld by the Issuer to cover tax obligations from the settlement of vested RSUs.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 18:57 UTC Arcadium Lithium plc ALTM · Entity 82280 Tax withholdingOrdinary Shares 104,128 $6.81 $709,111.68
Disclosure

SEC source: 0000950103-24-001584 · dp206167_4-graves.xml · nonDerivative · entry 1

Graves Paul W · CIK 0001559551 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 751,303

F1 · kind: Represents shares withheld by the Issuer to cover tax obligations from the settlement of vested RSUs.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 21:17 UTC Arcadium Lithium plc ALTM · Entity 82280 GrantStock Option (Right to Buy) · Derivative 482,431 Not disclosed Strike: $8.46 Not disclosed
Disclosure

SEC source: 0000950103-24-000427 · dp204964_4-graves.xml · derivative · entry 5

Graves Paul W · CIK 0001559551 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 482,431

Underlying: Ordinary Shares · 482,431 shares

Expires 2031-02-22

F3 · shares: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

F3 · price: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 21:17 UTC Arcadium Lithium plc ALTM · Entity 82280 GrantStock Option (Right to Buy) · Derivative 145,870 Not disclosed Strike: $8.74 Not disclosed
Disclosure

SEC source: 0000950103-24-000427 · dp204964_4-graves.xml · derivative · entry 4

Graves Paul W · CIK 0001559551 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,870

Underlying: Ordinary Shares · 145,870 shares

Expires 2032-02-23

F3 · shares: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

F3 · price: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 21:17 UTC Arcadium Lithium plc ALTM · Entity 82280 GrantStock Option (Right to Buy) · Derivative 143,525 Not disclosed Strike: $9.70 Not disclosed
Disclosure

SEC source: 0000950103-24-000427 · dp204964_4-graves.xml · derivative · entry 3

Graves Paul W · CIK 0001559551 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,525

Underlying: Ordinary Shares · 143,525 shares

Expires 2033-02-22

F3 · shares: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

F3 · price: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 21:17 UTC Arcadium Lithium plc ALTM · Entity 82280 GrantOrdinary Shares 349,705 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-24-000427 · dp204964_4-graves.xml · nonDerivative · entry 2

Graves Paul W · CIK 0001559551 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 855,431

F2 · shares: Represents the conversion of restricted share units with respect to shares of Livent Common Stock ("Livent RSUs"), held by the reporting person as of January 4, 2024, into restricted share units with respect to Arcadium Ordinary Shares ("Arcadium RSUs"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

F2 · price: Represents the conversion of restricted share units with respect to shares of Livent Common Stock ("Livent RSUs"), held by the reporting person as of January 4, 2024, into restricted share units with respect to Arcadium Ordinary Shares ("Arcadium RSUs"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 21:17 UTC Arcadium Lithium plc ALTM · Entity 82280 GrantOrdinary Shares 505,726 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-24-000427 · dp204964_4-graves.xml · nonDerivative · entry 1

Graves Paul W · CIK 0001559551 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 505,726

F1 · shares: Represents the conversion of common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), held by the reporting person as of January 4, 2024, into ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Ordinary Shares"), in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction (as amended, the "Transaction Agreement").

F1 · price: Represents the conversion of common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), held by the reporting person as of January 4, 2024, into ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Ordinary Shares"), in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction (as amended, the "Transaction Agreement").

Read SEC document
January 04, 2024 Filed Jan 8, 2024 21:10 UTC Livent Corp. LTHM · Entity 95365 Disposition to issuerStock Option (Right to Buy) · Derivative 200,512 Not disclosed Strike: $20.35 Not disclosed
Disclosure

SEC source: 0000950103-24-000419 · dp204999_4-graves.xml · derivative · entry 5

Graves Paul W · CIK 0001559551 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,512 shares

Expires 2031-02-22

F3 · shares: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

F3 · price: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 21:10 UTC Livent Corp. LTHM · Entity 95365 Disposition to issuerStock Option (Right to Buy) · Derivative 60,628 Not disclosed Strike: $21.01 Not disclosed
Disclosure

SEC source: 0000950103-24-000419 · dp204999_4-graves.xml · derivative · entry 4

Graves Paul W · CIK 0001559551 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,628 shares

Expires 2032-02-23

F3 · shares: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

F3 · price: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 21:10 UTC Livent Corp. LTHM · Entity 95365 Disposition to issuerStock Option (Right to Buy) · Derivative 59,653 Not disclosed Strike: $23.33 Not disclosed
Disclosure

SEC source: 0000950103-24-000419 · dp204999_4-graves.xml · derivative · entry 3

Graves Paul W · CIK 0001559551 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,653 shares

Expires 2033-02-22

F3 · shares: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

F3 · price: Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

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January 04, 2024 Filed Jan 8, 2024 21:10 UTC Livent Corp. LTHM · Entity 95365 Disposition to issuerCommon Stock 97,815 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-24-000419 · dp204999_4-graves.xml · nonDerivative · entry 2

Graves Paul W · CIK 0001559551 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by Savings Plan

Disclosed balance after: 0

F2 · shares: Represents the conversion of common stock held by the Livent Nonqualified Savings Plan (the "Livent NQ Savings Plan") into Arcadium Ordinary Shares held by such Livent NQ Savings Plan, upon the assumption by Arcadium of the obligations of Livent under the Livent NQ Savings Plan in connection with the merger of equals transaction.

F2 · price: Represents the conversion of common stock held by the Livent Nonqualified Savings Plan (the "Livent NQ Savings Plan") into Arcadium Ordinary Shares held by such Livent NQ Savings Plan, upon the assumption by Arcadium of the obligations of Livent under the Livent NQ Savings Plan in connection with the merger of equals transaction.

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January 04, 2024 Filed Jan 8, 2024 21:10 UTC Livent Corp. LTHM · Entity 95365 Disposition to issuerCommon Stock 355,541 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-24-000419 · dp204999_4-graves.xml · nonDerivative · entry 1

Graves Paul W · CIK 0001559551 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents the conversion of common stock and restricted stock units ("Livent RSUs") with respect to shares of common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), held by the reporting person as of January 4, 2024, into ordinary shares and restricted stock units with respect to ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Ordinary Shares"), in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction.

F1 · price: Represents the conversion of common stock and restricted stock units ("Livent RSUs") with respect to shares of common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), held by the reporting person as of January 4, 2024, into ordinary shares and restricted stock units with respect to ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Ordinary Shares"), in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction.

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January 04, 2024 Filed Jan 12, 2024 15:02 UTC Amendment Arcadium Lithium plc ALTM · Entity 82280 GrantStock Option (Right to Buy) · Derivative 320,799 Not disclosed Strike: $7.07 Not disclosed
Disclosure

SEC source: 0000950103-24-000611 · dp205213_4a-graves.xml · derivative · entry 5

Graves Paul W · CIK 0001559551 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,799

Underlying: Ordinary Shares · 320,799 shares

Expires 2028-10-10

F1 · security: The original Form 4, filed on January 8, 2024, is being amended by this Form 4 amendment to correct an error which omitted these tranches from the list of stock options to purchase common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Options") beneficially owned by the reporting person as of January 4, 2024 and converted in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction (as amended, the "Transaction Agreement")

F2 · shares: Represents the conversion of Livent Options into stock options to purchase ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

F2 · price: Represents the conversion of Livent Options into stock options to purchase ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

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January 04, 2024 Filed Jan 12, 2024 15:02 UTC Amendment Arcadium Lithium plc ALTM · Entity 82280 GrantStock Option (Right to Buy) · Derivative 320,801 Not disclosed Strike: $7.07 Not disclosed
Disclosure

SEC source: 0000950103-24-000611 · dp205213_4a-graves.xml · derivative · entry 4

Graves Paul W · CIK 0001559551 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,801

Underlying: Ordinary Shares · 320,801 shares

Expires 2028-10-10

F1 · security: The original Form 4, filed on January 8, 2024, is being amended by this Form 4 amendment to correct an error which omitted these tranches from the list of stock options to purchase common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Options") beneficially owned by the reporting person as of January 4, 2024 and converted in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction (as amended, the "Transaction Agreement")

F2 · shares: Represents the conversion of Livent Options into stock options to purchase ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

F2 · price: Represents the conversion of Livent Options into stock options to purchase ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

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January 04, 2024 Filed Jan 12, 2024 15:02 UTC Amendment Arcadium Lithium plc ALTM · Entity 82280 GrantStock Option (Right to Buy) · Derivative 200,520 Not disclosed Strike: $5.10 Not disclosed
Disclosure

SEC source: 0000950103-24-000611 · dp205213_4a-graves.xml · derivative · entry 3

Graves Paul W · CIK 0001559551 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,520

Underlying: Ordinary Shares · 200,520 shares

Expires 2028-02-15

F1 · security: The original Form 4, filed on January 8, 2024, is being amended by this Form 4 amendment to correct an error which omitted these tranches from the list of stock options to purchase common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Options") beneficially owned by the reporting person as of January 4, 2024 and converted in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction (as amended, the "Transaction Agreement")

F2 · shares: Represents the conversion of Livent Options into stock options to purchase ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

F2 · price: Represents the conversion of Livent Options into stock options to purchase ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

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January 04, 2024 Filed Jan 12, 2024 15:02 UTC Amendment Arcadium Lithium plc ALTM · Entity 82280 GrantStock Option (Right to Buy) · Derivative 311,098 Not disclosed Strike: $3.45 Not disclosed
Disclosure

SEC source: 0000950103-24-000611 · dp205213_4a-graves.xml · derivative · entry 2

Graves Paul W · CIK 0001559551 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,098

Underlying: Ordinary Shares · 311,098 shares

Expires 2027-02-27

F1 · security: The original Form 4, filed on January 8, 2024, is being amended by this Form 4 amendment to correct an error which omitted these tranches from the list of stock options to purchase common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Options") beneficially owned by the reporting person as of January 4, 2024 and converted in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction (as amended, the "Transaction Agreement")

F2 · shares: Represents the conversion of Livent Options into stock options to purchase ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

F2 · price: Represents the conversion of Livent Options into stock options to purchase ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

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January 04, 2024 Filed Jan 12, 2024 15:02 UTC Amendment Arcadium Lithium plc ALTM · Entity 82280 GrantStock Option (Right to Buy) · Derivative 234,308 Not disclosed Strike: $3.92 Not disclosed
Disclosure

SEC source: 0000950103-24-000611 · dp205213_4a-graves.xml · derivative · entry 1

Graves Paul W · CIK 0001559551 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,308

Underlying: Ordinary Shares · 234,308 shares

Expires 2025-02-27

F1 · security: The original Form 4, filed on January 8, 2024, is being amended by this Form 4 amendment to correct an error which omitted these tranches from the list of stock options to purchase common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Options") beneficially owned by the reporting person as of January 4, 2024 and converted in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction (as amended, the "Transaction Agreement")

F2 · shares: Represents the conversion of Livent Options into stock options to purchase ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

F2 · price: Represents the conversion of Livent Options into stock options to purchase ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.

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December 22, 2023 Filed Dec 27, 2023 21:03 UTC Livent Corp. LTHM · Entity 95365 Tax withholdingCommon Stock 12,369 $16.44 $203,346.36
Disclosure

SEC source: 0000950103-23-017976 · dp204484_4-graves.xml · nonDerivative · entry 4

Graves Paul W · CIK 0001559551 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355,541

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December 22, 2023 Filed Dec 27, 2023 21:03 UTC Livent Corp. LTHM · Entity 95365 GrantCommon Stock 22,367 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-017976 · dp204484_4-graves.xml · nonDerivative · entry 3

Graves Paul W · CIK 0001559551 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 367,910

F1 · shares: Represents shares vested at target level pursuant to certain performance-based restricted stock awards ("PSUs") previously granted to the reporting person. The vesting of these PSUs was accelerated from January 4, 2024, the expected closing date of the merger between the issuer and Allkem Limited, to December 22, 2023.

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December 22, 2023 Filed Dec 27, 2023 21:03 UTC Livent Corp. LTHM · Entity 95365 Tax withholdingCommon Stock 11,289 $16.44 $185,591.16
Disclosure

SEC source: 0000950103-23-017976 · dp204484_4-graves.xml · nonDerivative · entry 2

Graves Paul W · CIK 0001559551 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,543

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December 22, 2023 Filed Dec 27, 2023 21:03 UTC Livent Corp. LTHM · Entity 95365 GrantCommon Stock 20,414 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-017976 · dp204484_4-graves.xml · nonDerivative · entry 1

Graves Paul W · CIK 0001559551 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 356,832

F1 · shares: Represents shares vested at target level pursuant to certain performance-based restricted stock awards ("PSUs") previously granted to the reporting person. The vesting of these PSUs was accelerated from January 4, 2024, the expected closing date of the merger between the issuer and Allkem Limited, to December 22, 2023.

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October 03, 2023 Filed Oct 5, 2023 20:11 UTC Livent Corp. LTHM · Entity 95365 Exercise / conversionStock Option (Right to Buy) · Derivative 71,303 $0.00 Strike: $10.49 $0.00
Disclosure

SEC source: 0001062993-23-019051 · form4.xml · derivative · entry 4

Graves Paul W · CIK 0001559551 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 71,303 shares

Expires 2024-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 03, 2023 Filed Oct 5, 2023 20:11 UTC Livent Corp. LTHM · Entity 95365 SaleCommon Stock 59,244 $16.90 $1,001,223.60
Disclosure

SEC source: 0001062993-23-019051 · form4.xml · nonDerivative · entry 2

Graves Paul W · CIK 0001559551 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 336,418

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.86 to $16.966, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

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October 03, 2023 Filed Oct 5, 2023 20:11 UTC Livent Corp. LTHM · Entity 95365 Exercise / conversionCommon Stock 71,303 $10.49 $747,968.47
Disclosure

SEC source: 0001062993-23-019051 · form4.xml · nonDerivative · entry 1

Graves Paul W · CIK 0001559551 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 395,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 22, 2023 Filed Feb 24, 2023 22:12 UTC Livent Corp. LTHM · Entity 95365 GrantStock Option (Right to Buy) · Derivative 59,653 $0.00 Strike: $23.33 $0.00
Disclosure

SEC source: 0001062993-23-004853 · form4.xml · derivative · entry 3

Graves Paul W · CIK 0001559551 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,653

Underlying: Common Stock · 59,653 shares

Expires 2033-02-22

F1 · shares: Reflects the grant of stock options to purchase shares of common stock of the Issuer under the Issuer's Incentive Compensation and Stock Plan (the "Plan"). The stock options are scheduled to vest and become exercisable in full on the third anniversary of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. The stock options will expire on the tenth anniversary of the date of grant.

F1 · derivative.exercise_date: Reflects the grant of stock options to purchase shares of common stock of the Issuer under the Issuer's Incentive Compensation and Stock Plan (the "Plan"). The stock options are scheduled to vest and become exercisable in full on the third anniversary of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. The stock options will expire on the tenth anniversary of the date of grant.

F1 · derivative.expiration_date: Reflects the grant of stock options to purchase shares of common stock of the Issuer under the Issuer's Incentive Compensation and Stock Plan (the "Plan"). The stock options are scheduled to vest and become exercisable in full on the third anniversary of the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. The stock options will expire on the tenth anniversary of the date of grant.

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February 22, 2023 Filed Feb 24, 2023 22:12 UTC Livent Corp. LTHM · Entity 95365 GrantCommon Stock 47,150 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004853 · form4.xml · nonDerivative · entry 1

Graves Paul W · CIK 0001559551 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,359

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October 10, 2022 Filed Oct 12, 2022 16:54 UTC Livent Corp. LTHM · Entity 95365 Tax withholdingCommon Stock 22,771 $29.33 $667,873.43
Disclosure

SEC source: 0001062993-22-020726 · form4.xml · nonDerivative · entry 1

Graves Paul W · CIK 0001559551 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,209

F1 · shares: In order to satisfy tax withholding obligations, the Reporting Person surrendered to the Issuer shares issued upon settlement of a restricted stock award previously reported on October 12, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.