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person · Reporting owner

Tsien Matthew

Disclosed activity across 3 companies

Tapewire entity
47859
SEC CIK
0001594133

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AGCO CORP /DEAGCO · Entity 3615DirectorApril 24, 2025April 28, 2025
CUMMINS INCCMI · Entity 2961DirectorMay 12, 2026May 13, 2026
General Motors CoGM · Entity 2958Executive Vice PresidentJune 11, 2021June 15, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AGCO CORP /DE

Report date April 24, 2025 · Filed April 28, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,379 Reported balance After 2025-04-24 transaction · row 1
1 source row

Row 1 · 2025-04-24 · Grant · Acquired 2,157 · Balance 7,379

F1: These shares reflect an award granted under the AGCO Corporation 2006 Long-Term Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: These shares reflect an award granted under the AGCO Corporation 2006 Long-Term Incentive Plan.

CUMMINS INC

Report date May 12, 2026 · Filed May 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
CommonSEC Table I · non-derivativeDirect753 Reported balance After 2026-05-12 transaction · row 1
1 source row

Row 1 · 2026-05-12 · Grant · Acquired 306 · Balance 753

General Motors Co

Report date June 11, 2021 · Filed June 15, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect44,534 Ending reported balance After 2021-06-11 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2021-06-11 · Exercise / conversion · Acquired 154,752 · Balance 237,520

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Row 2 · 2021-06-11 · Sale · Disposed 154,752 · Balance 82,768

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Row 3 · 2021-06-11 · Sale · Disposed 38,234 · Balance 44,534

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.32 · Expires 2025-07-28Direct103,166 Reported balance After 2021-06-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-06-11 · Exercise / conversion · Disposed 154,752 · Balance 103,166

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: On July 28, 2015, the Reporting Person was granted 357,918 Stock Options: 40% vested on February 2017, the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: On July 28, 2015, the Reporting Person was granted 357,918 Stock Options: 40% vested on February 2017, the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2018 Filed Feb 14, 2018 00:10 UTC General Motors Co GM · Entity 2958 Disposition to issuerCommon Stock 3,161 $41.46 $131,055.06
Disclosure

SEC source: 0001467858-18-000030 · wf-form4_151856703787680.xml · nonDerivative · entry 2

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,852

Read SEC document
February 10, 2018 Filed Feb 14, 2018 00:10 UTC General Motors Co GM · Entity 2958 Exercise / conversionCommon Stock 5,413 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000030 · wf-form4_151856703787680.xml · nonDerivative · entry 1

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 10, 2016. The employee is required to have these awards made by delivery in cash, less a portion withheld for taxes.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 20:46 UTC General Motors Co GM · Entity 2958 GrantEmployee Stock Option (Right to Buy) · Derivative 96,010 $0.00 Strike: $34.34 $0.00
Disclosure

SEC source: 0001467858-17-000087 · wf-form4_149704115099386.xml · derivative · entry 1

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,010

Underlying: Common Stock · 96,010 shares

Expires 2027-06-07

F1 · security: The Stock Options were granted under the 2017 General Motors Company Long-Term Incentive Plan and will vest annually in three equal installments beginning February 14, 2018.

F1 · derivative.exercise_date: The Stock Options were granted under the 2017 General Motors Company Long-Term Incentive Plan and will vest annually in three equal installments beginning February 14, 2018.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC General Motors Co GM · Entity 2958 Exercise / conversionRestricted Stock Units · Derivative 1,759 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000057 · wf-form4_148720866936436.xml · derivative · entry 12

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The RSUs in this item were granted on June 11, 2014 and were settled on February 13, 2017.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC General Motors Co GM · Entity 2958 Exercise / conversionRestricted Stock Units · Derivative 28,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000057 · wf-form4_148720866936436.xml · derivative · entry 11

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs in this item were granted on February 13, 2014 and were settled on February 13, 2017.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC General Motors Co GM · Entity 2958 Exercise / conversionRestricted Stock Units · Derivative 4,049 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000057 · wf-form4_148720866936436.xml · derivative · entry 10

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,049 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs in this item were granted on February 13, 2014 and were settled on February 13, 2017.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC General Motors Co GM · Entity 2958 Tax withholdingCommon Stock 845 $35.52 $30,014.40
Disclosure

SEC source: 0001467858-17-000057 · wf-form4_148720866936436.xml · nonDerivative · entry 9

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC General Motors Co GM · Entity 2958 Disposition to issuerCommon Stock 914 $35.52 $32,465.28
Disclosure

SEC source: 0001467858-17-000057 · wf-form4_148720866936436.xml · nonDerivative · entry 8

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,445

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC General Motors Co GM · Entity 2958 Exercise / conversionCommon Stock 1,759 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000057 · wf-form4_148720866936436.xml · nonDerivative · entry 7

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on June 11, 2014, pursuant to the 2014 GMLTIP. This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement. The employee is required to have these awards made by delivery in cash, less a portion withheld for taxes.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC General Motors Co GM · Entity 2958 Tax withholdingCommon Stock 13,719 $35.36 $485,103.84
Disclosure

SEC source: 0001467858-17-000057 · wf-form4_148720866936436.xml · nonDerivative · entry 6

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC General Motors Co GM · Entity 2958 Disposition to issuerCommon Stock 14,861 $35.36 $525,484.96
Disclosure

SEC source: 0001467858-17-000057 · wf-form4_148720866936436.xml · nonDerivative · entry 5

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,319

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC General Motors Co GM · Entity 2958 Exercise / conversionCommon Stock 28,580 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000057 · wf-form4_148720866936436.xml · nonDerivative · entry 4

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on February 13, 2014, pursuant to the 2009 GMLTIP. This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement. The employee is required to have these awards made by delivery in cash, less a portion withheld for taxes.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC General Motors Co GM · Entity 2958 Tax withholdingCommon Stock 1,944 $35.36 $68,739.84
Disclosure

SEC source: 0001467858-17-000057 · wf-form4_148720866936436.xml · nonDerivative · entry 3

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC General Motors Co GM · Entity 2958 Disposition to issuerCommon Stock 2,105 $35.36 $74,432.80
Disclosure

SEC source: 0001467858-17-000057 · wf-form4_148720866936436.xml · nonDerivative · entry 2

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,544

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC General Motors Co GM · Entity 2958 Exercise / conversionCommon Stock 4,049 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000057 · wf-form4_148720866936436.xml · nonDerivative · entry 1

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 13, 2014 pursuant to the Company's 2009 Long-Term Incentive Plan (the "GMLTIP"). This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement. The employee is required to have these awards made by delivery in cash, less a portion withheld for taxes.

Read SEC document
February 11, 2017 Filed Feb 14, 2017 22:41 UTC General Motors Co GM · Entity 2958 Exercise / conversionRestricted Stock Units · Derivative 3,650 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000036 · wf-form4_148711201642734.xml · derivative · entry 8

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,650

Underlying: Common Stock · 3,650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: The RSUs reported in this item were granted on February 11, 2015 and began being settled in three equal, annual installments on February 11, 2016. Each RSU represents a right to receive one share of the Company's common stock upon settlement.

F4 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F4 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 11, 2017 Filed Feb 14, 2017 22:41 UTC General Motors Co GM · Entity 2958 Tax withholdingCommon Stock 1,752 $35.17 $61,617.84
Disclosure

SEC source: 0001467858-17-000036 · wf-form4_148711201642734.xml · nonDerivative · entry 6

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Read SEC document
February 11, 2017 Filed Feb 14, 2017 22:41 UTC General Motors Co GM · Entity 2958 Disposition to issuerCommon Stock 1,898 $35.17 $66,752.66
Disclosure

SEC source: 0001467858-17-000036 · wf-form4_148711201642734.xml · nonDerivative · entry 5

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,352

Read SEC document
February 11, 2017 Filed Feb 14, 2017 22:41 UTC General Motors Co GM · Entity 2958 Exercise / conversionCommon Stock 3,650 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000036 · wf-form4_148711201642734.xml · nonDerivative · entry 4

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on February 11, 2015, pursuant to the 2014 GMLTIP paid in cash, less a portion withheld for taxes.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:41 UTC General Motors Co GM · Entity 2958 Exercise / conversionRestricted Stock Units · Derivative 5,414 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000036 · wf-form4_148711201642734.xml · derivative · entry 7

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,826

Underlying: Common Stock · 5,414 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs reported in this item were granted on February 10, 2016 and began being settled in three equal, annual installments on February 10, 2017. Each RSU represents a right to receive one share of the Company's common stock upon settlement.

F4 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F4 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:41 UTC General Motors Co GM · Entity 2958 Tax withholdingCommon Stock 2,599 $35.17 $91,406.83
Disclosure

SEC source: 0001467858-17-000036 · wf-form4_148711201642734.xml · nonDerivative · entry 3

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:41 UTC General Motors Co GM · Entity 2958 Disposition to issuerCommon Stock 2,815 $35.17 $99,003.55
Disclosure

SEC source: 0001467858-17-000036 · wf-form4_148711201642734.xml · nonDerivative · entry 2

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,199

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:41 UTC General Motors Co GM · Entity 2958 Exercise / conversionCommon Stock 5,414 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000036 · wf-form4_148711201642734.xml · nonDerivative · entry 1

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 10, 2016, pursuant to the Company's 2014 Long-Term Incentive Plan ("GMLTIP"). The employee is required to have these awards made by delivery in cash, less a portion withheld for taxes.

Read SEC document
December 31, 2016 Filed Jan 5, 2017 00:11 UTC General Motors Co GM · Entity 2958 Exercise / conversionSalary Stock Units · Derivative 98 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000006 · wf-form4_148357508743067.xml · derivative · entry 4

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 98 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each SSU is the economic equivalent of one share of the Company's Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gave the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Stock as reported on the New York Stock Exchange, on which it is listed, on December 30, 2016, which was $34.99.

F3 · derivative.exercise_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price.

F3 · derivative.expiration_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price.

Read SEC document
December 31, 2016 Filed Jan 5, 2017 00:11 UTC General Motors Co GM · Entity 2958 Tax withholdingCommon Stock 47 $34.99 $1,644.53
Disclosure

SEC source: 0001467858-17-000006 · wf-form4_148357508743067.xml · nonDerivative · entry 3

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Read SEC document
December 31, 2016 Filed Jan 5, 2017 00:11 UTC General Motors Co GM · Entity 2958 Disposition to issuerCommon Stock 51 $34.99 $1,784.49
Disclosure

SEC source: 0001467858-17-000006 · wf-form4_148357508743067.xml · nonDerivative · entry 2

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,647

Read SEC document
December 31, 2016 Filed Jan 5, 2017 00:11 UTC General Motors Co GM · Entity 2958 Exercise / conversionCommon Stock 98 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000006 · wf-form4_148357508743067.xml · nonDerivative · entry 1

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on December 31, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on December 31, 2016 in cash, less a portion withheld for taxes.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 22:22 UTC General Motors Co GM · Entity 2958 Exercise / conversionSalary Stock Units · Derivative 111 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-16-000351 · wf-form4_147561972379954.xml · derivative · entry 4

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each SSU is the economic equivalent of one share of the Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gives the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Common Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Common Stock as reported on the New York Stock Exchange, on which it is listed, on the date of the transaction, which was $31.77.

F3 · derivative.exercise_price: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price.

F3 · derivative.exercise_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price.

F3 · derivative.expiration_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 22:22 UTC General Motors Co GM · Entity 2958 Tax withholdingCommon Stock 52 $31.77 $1,652.04
Disclosure

SEC source: 0001467858-16-000351 · wf-form4_147561972379954.xml · nonDerivative · entry 3

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Read SEC document
September 30, 2016 Filed Oct 4, 2016 22:22 UTC General Motors Co GM · Entity 2958 Disposition to issuerCommon Stock 59 $31.77 $1,874.43
Disclosure

SEC source: 0001467858-16-000351 · wf-form4_147561972379954.xml · nonDerivative · entry 2

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,652

Read SEC document
September 30, 2016 Filed Oct 4, 2016 22:22 UTC General Motors Co GM · Entity 2958 Exercise / conversionCommon Stock 111 $0.00 $0.00
Disclosure

SEC source: 0001467858-16-000351 · wf-form4_147561972379954.xml · nonDerivative · entry 1

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on September 30, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on September 30, 2016 in cash, less a portion withheld for taxes.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.