Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AGCO CORP /DEAGCO · Entity 3615 | Director | April 24, 2025 | April 28, 2025 |
| CUMMINS INCCMI · Entity 2961 | Director | May 12, 2026 | May 13, 2026 |
| General Motors CoGM · Entity 2958 | Executive Vice President | June 11, 2021 | June 15, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AGCO CORP /DE
Report date April 24, 2025 · Filed April 28, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,379 |
Reported balance
After 2025-04-24 transaction · row 1
1 source rowRow 1 · 2025-04-24 · Grant · Acquired 2,157 · Balance 7,379 F1: These shares reflect an award granted under the AGCO Corporation 2006 Long-Term Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares reflect an award granted under the AGCO Corporation 2006 Long-Term Incentive Plan.
CUMMINS INC
Report date May 12, 2026 · Filed May 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 753 |
Reported balance
After 2026-05-12 transaction · row 1
1 source rowRow 1 · 2026-05-12 · Grant · Acquired 306 · Balance 753 |
General Motors Co
Report date June 11, 2021 · Filed June 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,534 |
Ending reported balance
After 2021-06-11 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-06-11 · Exercise / conversion · Acquired 154,752 · Balance 237,520 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Row 2 · 2021-06-11 · Sale · Disposed 154,752 · Balance 82,768 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Row 3 · 2021-06-11 · Sale · Disposed 38,234 · Balance 44,534 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.32 · Expires 2025-07-28 | Direct | 103,166 |
Reported balance
After 2021-06-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-06-11 · Exercise / conversion · Disposed 154,752 · Balance 103,166 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2: On July 28, 2015, the Reporting Person was granted 357,918 Stock Options: 40% vested on February 2017, the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2: On July 28, 2015, the Reporting Person was granted 357,918 Stock Options: 40% vested on February 2017, the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2026 Filed May 13, 2026 14:37 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 306 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-005219 · doc4.xml · nonDerivative · entry 1 Tsien Matthew · CIK 0001594133 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 753 Read SEC document |
| July 14, 2025 Filed Jul 15, 2025 19:02 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 447 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-006655 · doc4.xml · nonDerivative · entry 1 Tsien Matthew · CIK 0001594133 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 447 Read SEC document |
| April 24, 2025 Filed Apr 28, 2025 20:34 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 2,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-020321 · wk-form4_1745872484.xml · nonDerivative · entry 1 Tsien Matthew · CIK 0001594133 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,379 F1 · acquired: These shares reflect an award granted under the AGCO Corporation 2006 Long-Term Incentive Plan. Read SEC document |
| April 25, 2024 Filed Apr 30, 2024 20:45 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 1,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-019373 · wk-form4_1714509917.xml · nonDerivative · entry 1 Tsien Matthew · CIK 0001594133 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,222 F1 · acquired: These shares reflect an award under the AGCO Corporation 2006 Long-Term Incentive Plan. Read SEC document |
| April 27, 2023 Filed May 1, 2023 20:00 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 1,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-026254 · doc4.xml · nonDerivative · entry 1 Tsien Matthew · CIK 0001594133 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,650 F1 · acquired: These shares reflect an award under the AGCO Corporation 2006 Long-Term Incentive Plan. Read SEC document |
| April 28, 2022 Filed May 2, 2022 21:18 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 1,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026445 · doc4.xml · nonDerivative · entry 1 Tsien Matthew · CIK 0001594133 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,309 F1 · acquired: These shares reflect an award under the AGCO Corporation 2006 Long-Term Incentive Plan. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 21:09 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 154,752 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001467858-21-000129 · wf-form4_162379133963894.xml · derivative · entry 4 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,166 Underlying: Common Stock · 154,752 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · derivative.exercise_date: On July 28, 2015, the Reporting Person was granted 357,918 Stock Options: 40% vested on February 2017, the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 21:09 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 38,234 | $62.83 | $2,402,242.22 |
DisclosureSEC source: 0001467858-21-000129 · wf-form4_162379133963894.xml · nonDerivative · entry 3 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,534 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 21:09 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 154,752 | $62.83 | $9,723,068.16 |
DisclosureSEC source: 0001467858-21-000129 · wf-form4_162379133963894.xml · nonDerivative · entry 2 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,768 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 21:09 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 154,752 | $31.32 | $4,846,832.64 |
DisclosureSEC source: 0001467858-21-000129 · wf-form4_162379133963894.xml · nonDerivative · entry 1 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 21:14 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 16,989 | $63.95 | $1,086,446.55 |
DisclosureSEC source: 0001467858-21-000125 · wf-form4_162327328487025.xml · nonDerivative · entry 1 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,768 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 21:29 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 1,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-028347 · doc4.xml · nonDerivative · entry 1 Tsien Matthew · CIK 0001594133 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013 F1 · acquired: These shares reflect an award under the AGCO Corporation 2006 Long-Term Incentive Plan. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:26 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 1,672 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-21-000096 · wf-form4_161765794233832.xml · derivative · entry 3 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,672 shares Expires 2021-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis. F2 · shares: The RSUs were granted on May 7, 2020, under the Company's 2017 Long-Term Incentive Plan. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:26 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 690 | $57.80 | $39,882.00 |
DisclosureSEC source: 0001467858-21-000096 · wf-form4_161765794233832.xml · nonDerivative · entry 2 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,757 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:26 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 1,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-21-000096 · wf-form4_161765794233832.xml · nonDerivative · entry 1 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 22:26 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 24,871 | $0.00 Strike: $52.16 | $0.00 |
DisclosureSEC source: 0001467858-21-000067 · wf-form4_161403280147001.xml · derivative · entry 1 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,871 Underlying: Common Stock · 24,871 shares Expires 2031-02-18 F1 · security: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024. F1 · derivative.exercise_date: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024. Read SEC document |
| February 13, 2021 Filed Feb 17, 2021 22:15 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 28,249 | $53.60 | $1,514,146.40 |
DisclosureSEC source: 0001467858-21-000041 · wf-form4_161360009518140.xml · nonDerivative · entry 2 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,775 Read SEC document |
| February 13, 2021 Filed Feb 17, 2021 22:15 UTC | General Motors Co GM · Entity 2958 | GrantCommon Stock | 64,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-21-000041 · wf-form4_161360009518140.xml · nonDerivative · entry 1 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,024 F1 · security: On February 13, 2018, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2017 Long-Term Incentive Plan. Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 13, 2021, and were awarded in shares of common stock. Read SEC document |
| May 07, 2020 Filed May 8, 2020 21:33 UTC | General Motors Co GM · Entity 2958 | GrantRestricted Stock Units · Derivative | 1,672 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-20-000091 · wf-form4_158897361194120.xml · derivative · entry 1 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,672 Underlying: Common Stock · 1,672 shares Expires 2021-04-01 F1 · security: The Restricted Stock Units ("RSUs") reported in this item were awarded on May 7, 2020, pursuant to the Company's 2017 Long-Term Incentive Plan. The RSUs will vest on April 1, 2021. F2 · derivative.exercise_price: Each RSU will be settled for one share of the Company's Common Stock. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 20:46 UTC | General Motors Co GM · Entity 2958 | PurchaseCommon Stock | 22,400 | $22.97 | $514,528.00 |
DisclosureSEC source: 0001467858-20-000057 · wf-form4_158534194983567.xml · nonDerivative · entry 1 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,234 F1 · shares: The purchase of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 23:11 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 71,583 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001628280-20-001823 · wf-form4_158215388439287.xml · derivative · entry 3 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,918 Underlying: Common Stock · 71,583 shares Expires 2025-07-28 F2 · security: On February 15, 2020, the remaining 20% of the July 28, 2015, Driving Stockholder Value Stock Option Grant vested upon meeting or exceeding the median Total Shareholder Return of the peer group for the period July 28, 2015, through December 31, 2019. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 23:11 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 29,558 | $34.76 | $1,027,436.08 |
DisclosureSEC source: 0001628280-20-001823 · wf-form4_158215388439287.xml · nonDerivative · entry 2 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,834 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 23:11 UTC | General Motors Co GM · Entity 2958 | GrantCommon Stock | 67,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-001823 · wf-form4_158215388439287.xml · nonDerivative · entry 1 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,392 F1 · security: On February 14, 2017, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2014 Long-Term Incentive Plan. Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 14, 2020, and were awarded in shares of common stock. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:43 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 107,267 | $0.00 Strike: $35.49 | $0.00 |
DisclosureSEC source: 0001467858-20-000046 · wf-form4_158171659304168.xml · derivative · entry 1 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,267 Underlying: Common Stock · 107,267 shares Expires 2030-02-12 F1 · security: These Stock Options are being awarded to the Reporting Person under the Company's 2017 Long-Term Incentive Plan. F2 · derivative.exercise_date: The Stock Options will vest on the first, second, and third anniversaries of the grant date as follows: one-third on February 12, 2021; one-third on February 12, 2022; and one-third on February 12, 2023. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 21:52 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,933 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001467858-19-000113 · wf-form4_156823875426397.xml · derivative · entry 3 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,335 Underlying: Common Stock · 16,933 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents Stock Options granted July 28, 2015, of which 40% vested on February 15, 2017 and 20% of which vested on each of February 15, 2018, and February 15, 2019. F2 · derivative.exercise_date: Represents Stock Options granted July 28, 2015, of which 40% vested on February 15, 2017 and 20% of which vested on each of February 15, 2018, and February 15, 2019. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 21:52 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 16,933 | $39.50 | $668,853.50 |
DisclosureSEC source: 0001467858-19-000113 · wf-form4_156823875426397.xml · nonDerivative · entry 2 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 21:52 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 16,933 | $31.32 | $530,341.56 |
DisclosureSEC source: 0001467858-19-000113 · wf-form4_156823875426397.xml · nonDerivative · entry 1 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 22:00 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 83,067 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001467858-19-000111 · wf-form4_156806641590060.xml · derivative · entry 3 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,268 Underlying: Common Stock · 83,067 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal installments on February 15, 2017, 2018, and 2019. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 22:00 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 83,067 | $39.50 | $3,281,146.50 |
DisclosureSEC source: 0001467858-19-000111 · wf-form4_156806641590060.xml · nonDerivative · entry 2 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $39.50 to $39.54, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 22:00 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 83,067 | $31.32 | $2,601,658.44 |
DisclosureSEC source: 0001467858-19-000111 · wf-form4_156806641590060.xml · nonDerivative · entry 1 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:21 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 71,583 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001467858-19-000056 · wf-form4_155061129699762.xml · derivative · entry 1 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,335 Underlying: Common Stock · 71,583 shares Expires 2025-07-28 F1 · security: On February 15, 2019, 20% of the July 28, 2015, Driving Stockholder Value Stock Option Grant (the "DSV Grant") vested upon meeting or exceeding the median Total Shareholder Return of the peer group for the period July 28, 2015, through December 31, 2018. F2 · balance_after: Represents the vested and unexercised portion of the DSV Grant, 40% of which vested on February 15, 2017, and 20% of which vested on each of February 15, 2018, and February 15, 2019. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:22 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 67,084 | $0.00 Strike: $39.00 | $0.00 |
DisclosureSEC source: 0001467858-19-000048 · wf-form4_155026571728748.xml · derivative · entry 1 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,084 Underlying: Common Stock · 67,084 shares Expires 2029-02-13 F1 · security: These Stock Options are being awarded to the Reporting Person under the Company's 2017 Long-Term Incentive Plan. F2 · derivative.exercise_date: The Stock Options will vest on the first, second, and third anniversaries of the grant date as follows: one-third on February 13, 2020; one-third on February 13, 2021; and one-third on February 13, 2022. Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 21:32 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 5,413 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-19-000041 · wf-form4_155000713459978.xml · derivative · entry 7 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,413 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were awarded on February 10, 2016, under the 2014 LTIP. One-third of the RSUs vested on February 10, 2017, February 10, 2018, and February 10, 2019, respectively. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. F4 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 21:32 UTC | General Motors Co GM · Entity 2958 | Disposition to issuerCommon Stock | 3,287 | $38.70 | $127,206.90 |
DisclosureSEC source: 0001467858-19-000041 · wf-form4_155000713459978.xml · nonDerivative · entry 6 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 21:32 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 2,126 | $38.70 | $82,276.20 |
DisclosureSEC source: 0001467858-19-000041 · wf-form4_155000713459978.xml · nonDerivative · entry 5 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,887 Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 21:32 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 5,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-19-000041 · wf-form4_155000713459978.xml · nonDerivative · entry 4 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded to the Reporting Person on February 10, 2016, under the Company's 2014 LTIP. The employee is required to have these awards made by delivery in cash, less a portion withheld for taxes. Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 21:32 UTC | General Motors Co GM · Entity 2958 | Disposition to issuerCommon Stock | 47,230 | $38.70 | $1,827,801.00 |
DisclosureSEC source: 0001467858-19-000041 · wf-form4_155000713459978.xml · nonDerivative · entry 3 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 21:32 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 33,644 | $38.70 | $1,302,022.80 |
DisclosureSEC source: 0001467858-19-000041 · wf-form4_155000713459978.xml · nonDerivative · entry 2 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,830 Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 21:32 UTC | General Motors Co GM · Entity 2958 | GrantCommon Stock | 80,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-19-000041 · wf-form4_155000713459978.xml · nonDerivative · entry 1 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,474 F1 · security: On February 10, 2016, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2014 Long-Term Incentive Plan (the "2014 LTIP"). Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 10, 2019, and were awarded in shares of Common Stock. The employee is required to have these awards made by delivery in cash, less a portion withheld for taxes. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:06 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 71,584 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001467858-18-000057 · wf-form4_151917158665806.xml · derivative · entry 1 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,752 Underlying: Common Stock · 71,584 shares Expires 2025-07-28 F1 · security: On February 15, 2018, 20% of the July 28, 2015 Driving Stockholder Value Stock Option Grant vested upon meeting or exceeding the median Total Shareholder Return ("TSR") of the peer group for the period July 28, 2015 through December 31, 2017. F2 · balance_after: Represents the vested and unexercised portion of the 2015 Driving Shareholder Value Stock Option Grant, 40% of which vested on February 15, 2017 and 20% of which vested on February 15, 2018. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 23:41 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 57,745 | $0.00 Strike: $41.40 | $0.00 |
DisclosureSEC source: 0001467858-18-000049 · wf-form4_151865169162993.xml · derivative · entry 1 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,745 Underlying: Common Stock · 57,745 shares Expires 2028-02-13 F1 · security: The Stock Options will vest annually in three equal installments beginning February 13, 2019. F1 · derivative.exercise_date: The Stock Options will vest annually in three equal installments beginning February 13, 2019. Read SEC document |
| February 11, 2018 Filed Feb 14, 2018 00:10 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 3,650 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-18-000030 · wf-form4_151856703787680.xml · derivative · entry 11 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,650 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The RSUs in this item were granted on February 11, 2015 and were settled on February 11, 2018. F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. Read SEC document |
| February 11, 2018 Filed Feb 14, 2018 00:10 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 27,333 | $41.46 | $1,133,226.18 |
DisclosureSEC source: 0001467858-18-000030 · wf-form4_151856703787680.xml · nonDerivative · entry 9 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Read SEC document |
| February 11, 2018 Filed Feb 14, 2018 00:10 UTC | General Motors Co GM · Entity 2958 | Disposition to issuerCommon Stock | 38,371 | $41.46 | $1,590,861.66 |
DisclosureSEC source: 0001467858-18-000030 · wf-form4_151856703787680.xml · nonDerivative · entry 8 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,933 Read SEC document |
| February 11, 2018 Filed Feb 14, 2018 00:10 UTC | General Motors Co GM · Entity 2958 | GrantCommon Stock | 65,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-18-000030 · wf-form4_151856703787680.xml · nonDerivative · entry 7 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,304 F3 · security: On February 11, 2015, the Reporting Person received a grant of Performance Stock Units ("PSUs"). Under the grant, PSUs could be earned based on the achievement of certain financial targets. PSUs vested and settled in shares of common stock on February 11, 2018. The employee is required to have these awards made by delivery in cash, less a portion withheld for taxes. Read SEC document |
| February 11, 2018 Filed Feb 14, 2018 00:10 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 1,519 | $41.46 | $62,977.74 |
DisclosureSEC source: 0001467858-18-000030 · wf-form4_151856703787680.xml · nonDerivative · entry 6 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Read SEC document |
| February 11, 2018 Filed Feb 14, 2018 00:10 UTC | General Motors Co GM · Entity 2958 | Disposition to issuerCommon Stock | 2,131 | $41.46 | $88,351.26 |
DisclosureSEC source: 0001467858-18-000030 · wf-form4_151856703787680.xml · nonDerivative · entry 5 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,119 Read SEC document |
| February 11, 2018 Filed Feb 14, 2018 00:10 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 3,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-18-000030 · wf-form4_151856703787680.xml · nonDerivative · entry 4 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on February 11, 2015. The employee is required to have these awards made by delivery in cash, less a portion withheld for taxes. Read SEC document |
| February 10, 2018 Filed Feb 14, 2018 00:10 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 5,413 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-18-000030 · wf-form4_151856703787680.xml · derivative · entry 10 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,413 Underlying: Common Stock · 5,413 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were awarded on February 10, 2016. One-third of the RSUs vested on February 10, 2018, and the remaining one-third will vest on February 10, 2019. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. Read SEC document |
| February 10, 2018 Filed Feb 14, 2018 00:10 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 2,252 | $41.46 | $93,367.92 |
DisclosureSEC source: 0001467858-18-000030 · wf-form4_151856703787680.xml · nonDerivative · entry 3 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.