Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BullishBLSH · Entity 3903 | Director · Chief Executive Officer | April 02, 2026 | May 13, 2026 |
| Far Peak Acquisition CorpFPAC · Entity 144934 | Director · CEO, President and Chairman | December 02, 2020 | December 02, 2020 |
| Far Point Acquisition CorpFPAC.U · Entity 146770 | Director · Chief Executive Officer | June 11, 2018 | June 11, 2018 |
| Intercontinental Exchange, Inc.ICE · Entity 1809 | President, NYSE Group | February 26, 2018 | February 28, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bullish
Report date April 02, 2026 · Filed May 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 80,000 |
Reported balance
After 2026-04-02 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2026-04-02 · Exercise / conversion · Acquired 80,000 · Balance 80,000 F6: The incentive units in BMC1, a subsidiary of Bullish, are exchangeable for Ordinary Shares of Bullish upon vesting at any time, at the holder's election, and have no expiration date. |
| Ordinary SharesSEC Table I · non-derivative | Direct | 80,000 |
Reported balance
After 2026-04-27 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2026-04-27 · Exercise / conversion · Acquired 80,000 · Balance 80,000 F6: The incentive units in BMC1, a subsidiary of Bullish, are exchangeable for Ordinary Shares of Bullish upon vesting at any time, at the holder's election, and have no expiration date. |
| Ordinary SharesSEC Table I · non-derivative | Direct | 74,500 |
Reported balance
After 2026-05-11 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2026-05-11 · Sale · Disposed 5,500 · Balance 74,500 F1: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2: Represents the weighted average price of shares sold at prices that ranged from $41.90 to $42,89. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. |
| Ordinary SharesSEC Table I · non-derivative | Direct | 53,450 |
Reported balance
After 2026-05-11 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2026-05-11 · Sale · Disposed 21,050 · Balance 53,450 F1: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3: Represents the weighted average price of shares sold at prices that ranged from $42.90 to $43.89. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. |
| Ordinary SharesSEC Table I · non-derivative | Direct | 3,304 |
Reported balance
After 2026-05-11 transaction · row 5
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 5 · 2026-05-11 · Sale · Disposed 50,146 · Balance 3,304 F1: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4: Represents the weighted average price of shares sold at prices that ranged from $43.91 to $44.90. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. |
| Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-05-11 transaction · row 6
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 6 · 2026-05-11 · Sale · Disposed 3,304 · Balance 0 F1: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5: Represents the weighted average price of shares sold at prices that ranged from $44.91 to $45.00. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. |
| Incentive UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,973,528 |
Reported balance
After 2026-04-02 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-04-02 · Exercise / conversion · Disposed 80,000 · Balance 4,973,528 F6: The incentive units in BMC1, a subsidiary of Bullish, are exchangeable for Ordinary Shares of Bullish upon vesting at any time, at the holder's election, and have no expiration date. |
| Incentive UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,893,528 |
Reported balance
After 2026-04-27 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-04-27 · Exercise / conversion · Disposed 80,000 · Balance 4,893,528 F6: The incentive units in BMC1, a subsidiary of Bullish, are exchangeable for Ordinary Shares of Bullish upon vesting at any time, at the holder's election, and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: Represents the weighted average price of shares sold at prices that ranged from $41.90 to $42,89. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
F3: Represents the weighted average price of shares sold at prices that ranged from $42.90 to $43.89. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
F4: Represents the weighted average price of shares sold at prices that ranged from $43.91 to $44.90. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
F5: Represents the weighted average price of shares sold at prices that ranged from $44.91 to $45.00. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
F6: The incentive units in BMC1, a subsidiary of Bullish, are exchangeable for Ordinary Shares of Bullish upon vesting at any time, at the holder's election, and have no expiration date.
Far Peak Acquisition Corp
Report date December 02, 2020 · Filed December 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2020-12-02 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-250129) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like and have no expiration date. F2: Far Peak LLC (the "Sponsor") is beneficial owner of 9,450,000 shares of Class B ordinary shares. The Class B ordinary shares beneficially owned by Sponsor include up to 1,950,000 shares that the Sponsor has agreed to sell to certain funds and investors affiliated with BlackRock, Inc. upon consummation of our initial business combination. F3: This Form 3 is being filed by Thomas W. Farley (the "Reporting Person"). The Sponsor is controlled by Far Peak Holdings LLC (the "Manager"), its manager. Accordingly, all of the shares held by the Sponsor may be deemed to be beneficially held by the Manager, and the Reporting Person is the manager of the Manager, and accordingly all of the shares deemed to be beneficially held by the Manager may be deemed to be beneficially held by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-250129) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like and have no expiration date.
F2: Far Peak LLC (the "Sponsor") is beneficial owner of 9,450,000 shares of Class B ordinary shares. The Class B ordinary shares beneficially owned by Sponsor include up to 1,950,000 shares that the Sponsor has agreed to sell to certain funds and investors affiliated with BlackRock, Inc. upon consummation of our initial business combination.
F3: This Form 3 is being filed by Thomas W. Farley (the "Reporting Person"). The Sponsor is controlled by Far Peak Holdings LLC (the "Manager"), its manager. Accordingly, all of the shares held by the Sponsor may be deemed to be beneficially held by the Manager, and the Reporting Person is the manager of the Manager, and accordingly all of the shares deemed to be beneficially held by the Manager may be deemed to be beneficially held by the Reporting Person.
Far Point Acquisition Corp
Report date June 11, 2018 · Filed June 11, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2018-06-11 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: Mr. Farley does not beneficially own any shares of the issuer's common stock. However, Mr. Farley has a pecuniary interest in shares of Class B common stock through his ownership of membership interests of Far Point LLC. As described in the issuer's registration statement on Form S-1 (File No. 333-225093) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Farley does not beneficially own any shares of the issuer's common stock. However, Mr. Farley has a pecuniary interest in shares of Class B common stock through his ownership of membership interests of Far Point LLC. As described in the issuer's registration statement on Form S-1 (File No. 333-225093) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.
Intercontinental Exchange, Inc.
Report date February 26, 2018 · Filed February 28, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 86,293 |
Reported balance
After 2018-02-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-02-26 · Gift · Disposed 1,300 · Balance 86,293 F1: This transaction involved a gift of 1,300 shares of the issuer's common stock by the reporting person to a philanthropic organization. |
| Common StockSEC Table I · non-derivative | Direct | 68,247 |
Reported balance
After 2018-02-27 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-02-27 · Sale · Disposed 18,046 · Balance 68,247 F2: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F3: The price range for the aggregate amount sold by the direct holder is $73.49 - $74.47. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F4: The common stock number referred in Table I is an aggregate number and represents 36,234 shares of common stock and 32,013 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction involved a gift of 1,300 shares of the issuer's common stock by the reporting person to a philanthropic organization.
F2: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
F3: The price range for the aggregate amount sold by the direct holder is $73.49 - $74.47. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F4: The common stock number referred in Table I is an aggregate number and represents 36,234 shares of common stock and 32,013 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2026 Filed May 13, 2026 20:16 UTC | Bullish BLSH · Entity 3903 | SaleOrdinary Shares | 3,304 | $44.95 | $148,514.80 |
DisclosureSEC source: 0000929638-26-001836 · form4.xml · nonDerivative · entry 6 Farley Thomas W · CIK 0001390563 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Represents the weighted average price of shares sold at prices that ranged from $44.91 to $45.00. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. Read SEC document |
| May 11, 2026 Filed May 13, 2026 20:16 UTC | Bullish BLSH · Entity 3903 | SaleOrdinary Shares | 50,146 | $44.27 | $2,219,963.42 |
DisclosureSEC source: 0000929638-26-001836 · form4.xml · nonDerivative · entry 5 Farley Thomas W · CIK 0001390563 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,304 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Represents the weighted average price of shares sold at prices that ranged from $43.91 to $44.90. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. Read SEC document |
| May 11, 2026 Filed May 13, 2026 20:16 UTC | Bullish BLSH · Entity 3903 | SaleOrdinary Shares | 21,050 | $43.47 | $915,043.50 |
DisclosureSEC source: 0000929638-26-001836 · form4.xml · nonDerivative · entry 4 Farley Thomas W · CIK 0001390563 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 53,450 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Represents the weighted average price of shares sold at prices that ranged from $42.90 to $43.89. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. Read SEC document |
| May 11, 2026 Filed May 13, 2026 20:16 UTC | Bullish BLSH · Entity 3903 | SaleOrdinary Shares | 5,500 | $42.25 | $232,375.00 |
DisclosureSEC source: 0000929638-26-001836 · form4.xml · nonDerivative · entry 3 Farley Thomas W · CIK 0001390563 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 74,500 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: Represents the weighted average price of shares sold at prices that ranged from $41.90 to $42,89. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. Read SEC document |
| May 05, 2026 Filed May 6, 2026 22:17 UTC | Bullish BLSH · Entity 3903 | SaleOrdinary Shares | 247 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-26-001773 · form4.xml · nonDerivative · entry 2 Farley Thomas W · CIK 0001390563 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,973,528 Read SEC document |
| May 05, 2026 Filed May 6, 2026 22:17 UTC | Bullish BLSH · Entity 3903 | SaleOrdinary Shares | 247 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-26-001773 · form4.xml · nonDerivative · entry 1 Farley Thomas W · CIK 0001390563 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,973,281 Read SEC document |
| April 27, 2026 Filed May 13, 2026 20:16 UTC | Bullish BLSH · Entity 3903 | Exercise / conversionIncentive Units · Derivative | 80,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000929638-26-001836 · form4.xml · derivative · entry 8 Farley Thomas W · CIK 0001390563 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,893,528 Underlying: Ordinary Shares · 80,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The incentive units in BMC1, a subsidiary of Bullish, are exchangeable for Ordinary Shares of Bullish upon vesting at any time, at the holder's election, and have no expiration date. F6 · derivative.expiration_date: The incentive units in BMC1, a subsidiary of Bullish, are exchangeable for Ordinary Shares of Bullish upon vesting at any time, at the holder's election, and have no expiration date. Read SEC document |
| April 27, 2026 Filed May 13, 2026 20:16 UTC | Bullish BLSH · Entity 3903 | Exercise / conversionOrdinary Shares | 80,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000929638-26-001836 · form4.xml · nonDerivative · entry 2 Farley Thomas W · CIK 0001390563 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 80,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: The incentive units in BMC1, a subsidiary of Bullish, are exchangeable for Ordinary Shares of Bullish upon vesting at any time, at the holder's election, and have no expiration date. Read SEC document |
| April 10, 2026 Filed Apr 13, 2026 20:05 UTC | Bullish BLSH · Entity 3903 | SaleOrdinary Shares | 1,100 | $37.34 | $41,074.00 |
DisclosureSEC source: 0000929638-26-001477 · form4.xml · nonDerivative · entry 3 Farley Thomas W · CIK 0001390563 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,973,528 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Represents the weighted average price of shares sold at prices that ranged from $37.32 to $37.38. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. Read SEC document |
| April 10, 2026 Filed Apr 13, 2026 20:05 UTC | Bullish BLSH · Entity 3903 | SaleOrdinary Shares | 49,042 | $36.56 | $1,792,975.52 |
DisclosureSEC source: 0000929638-26-001477 · form4.xml · nonDerivative · entry 2 Farley Thomas W · CIK 0001390563 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,972,428 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Represents the weighted average price of shares sold at prices that ranged from $36.30 to $37.29. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. Read SEC document |
| April 10, 2026 Filed Apr 13, 2026 20:05 UTC | Bullish BLSH · Entity 3903 | SaleOrdinary Shares | 29,858 | $36.13 | $1,078,769.54 |
DisclosureSEC source: 0000929638-26-001477 · form4.xml · nonDerivative · entry 1 Farley Thomas W · CIK 0001390563 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,923,386 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: Represents the weighted average price of shares sold at prices that ranged from $35.30 to $36.29. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. Read SEC document |
| April 02, 2026 Filed May 13, 2026 20:16 UTC | Bullish BLSH · Entity 3903 | Exercise / conversionIncentive Units · Derivative | 80,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000929638-26-001836 · form4.xml · derivative · entry 7 Farley Thomas W · CIK 0001390563 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,973,528 Underlying: Ordinary Shares · 80,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The incentive units in BMC1, a subsidiary of Bullish, are exchangeable for Ordinary Shares of Bullish upon vesting at any time, at the holder's election, and have no expiration date. F6 · derivative.expiration_date: The incentive units in BMC1, a subsidiary of Bullish, are exchangeable for Ordinary Shares of Bullish upon vesting at any time, at the holder's election, and have no expiration date. Read SEC document |
| April 02, 2026 Filed May 13, 2026 20:16 UTC | Bullish BLSH · Entity 3903 | Exercise / conversionOrdinary Shares | 80,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000929638-26-001836 · form4.xml · nonDerivative · entry 1 Farley Thomas W · CIK 0001390563 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 80,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: The incentive units in BMC1, a subsidiary of Bullish, are exchangeable for Ordinary Shares of Bullish upon vesting at any time, at the holder's election, and have no expiration date. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 22:32 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 18,046 | $73.97 | $1,334,898.71 |
DisclosureSEC source: 0001209191-18-014598 · doc4.xml · nonDerivative · entry 2 Farley Thomas W · CIK 0001390563 · President, NYSE Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,247 F2 · shares: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F3 · price: The price range for the aggregate amount sold by the direct holder is $73.49 - $74.47. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 36,234 shares of common stock and 32,013 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:32 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GiftCommon Stock | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014598 · doc4.xml · nonDerivative · entry 1 Farley Thomas W · CIK 0001390563 · President, NYSE Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,293 F1 · shares: This transaction involved a gift of 1,300 shares of the issuer's common stock by the reporting person to a philanthropic organization. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 5,107 | $72.86 | $372,096.02 |
DisclosureSEC source: 0001209191-18-012546 · doc4.xml · nonDerivative · entry 3 Farley Thomas W · CIK 0001390563 · President, NYSE Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,593 F3 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation. F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 55,580 shares of common stock and 32,013 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantCommon Stock | 28,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012546 · doc4.xml · nonDerivative · entry 2 Farley Thomas W · CIK 0001390563 · President, NYSE Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,700 F2 · shares: Represents shares of performance based restricted stock units granted to the filing person on January 18, 2017. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2017 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 20, 2018, 1/3 on February 20, 2019 and 1/3 on February 20, 2020). Of the 28,790 shares, 9,596 shares were issued on February 20, 2018, of which 5,107 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 19,194 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 10,865 | $72.86 | $791,623.90 |
DisclosureSEC source: 0001209191-18-012546 · doc4.xml · nonDerivative · entry 1 Farley Thomas W · CIK 0001390563 · President, NYSE Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,910 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on January 20, 2015. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2015 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vested over three years (1/3 on February 17, 2016, 1/3 on February 17, 2017 and 1/3 on February 17, 2018). Of the 20,415 shares, 10,865 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:03 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 6,823 | $71.73 | $489,413.79 |
DisclosureSEC source: 0001209191-18-011985 · doc4.xml · nonDerivative · entry 1 Farley Thomas W · CIK 0001390563 · President, NYSE Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,775 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on January 14, 2016. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2016 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 16, 2017, 1/3 on February 16, 2018 and 1/3 on February 16, 2019). Of the 25,638 shares, 12,819 shares were issued on February 16, 2018, of which 6,823 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 12,819 shares are scheduled to be issued on February 16, 2019 and taxes for this issuance will be withheld and reported at the time of vesting. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 41,541 shares of common stock and 33,234 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 21:22 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantEmployee Stock Option (right to buy) Holding · Derivative | 39,341 | $0.00 Strike: $67.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009190 · doc4.xml · derivative · entry 1 Farley Thomas W · CIK 0001390563 · President, NYSE Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,341 Underlying: Common Stock · 39,341 shares Expires 2028-02-08 F1 · derivative.exercise_date: These options vest in accordance with the following schedule: 33.33% of the options vest on February 8, 2019, 33.33% of the options vest on February 8, 2020 and 33.33% of the options vest on February 8, 2021. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 20:31 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 22,800 | $0.00 Strike: $37.89 | $0.00 |
DisclosureSEC source: 0001209191-17-026096 · doc4.xml · derivative · entry 3 Farley Thomas W · CIK 0001390563 · President, NYSE Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,800 shares Expires 2017-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options are fully vested. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 20:31 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 31,200 | $59.34 | $1,851,551.52 |
DisclosureSEC source: 0001209191-17-026096 · doc4.xml · nonDerivative · entry 2 Farley Thomas W · CIK 0001390563 · President, NYSE Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,598 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $59.12 - $59.59. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 35,545 shares of common stock and 46,053 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 20:31 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 22,800 | $37.89 | $863,892.00 |
DisclosureSEC source: 0001209191-17-026096 · doc4.xml · nonDerivative · entry 1 Farley Thomas W · CIK 0001390563 · President, NYSE Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:45 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 6,456 | $57.70 | $372,511.20 |
DisclosureSEC source: 0001209191-17-015928 · doc4.xml · nonDerivative · entry 1 Farley Thomas W · CIK 0001390563 · President, NYSE Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,998 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 27, 2014. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2014 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 27, 2015, 1/3 on February 27, 2016 and 1/3 on February 27, 2017). Of the 34,685 shares, 11,565 shares were issued on February 27, 2017, of which 6,456 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 43,945 shares of common stock and 46,053 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 21:46 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 22,120 | $58.03 | $1,283,557.24 |
DisclosureSEC source: 0001209191-17-014391 · doc4.xml · nonDerivative · entry 2 Farley Thomas W · CIK 0001390563 · President, NYSE Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,454 F1 · price: The price range for the aggregate amount sold by the direct holder is $58.01 - $58.075. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 38,836 shares of common stock and 57,618 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:46 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 22,120 | $0.00 Strike: $32.12 | $0.00 |
DisclosureSEC source: 0001209191-17-014391 · doc4.xml · derivative · entry 3 Farley Thomas W · CIK 0001390563 · President, NYSE Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,120 shares Expires 2017-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options are fully vested. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:46 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 22,120 | $32.12 | $710,494.40 |
DisclosureSEC source: 0001209191-17-014391 · doc4.xml · nonDerivative · entry 1 Farley Thomas W · CIK 0001390563 · President, NYSE Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 21:17 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 11,396 | $58.40 | $665,526.40 |
DisclosureSEC source: 0001209191-17-013212 · doc4.xml · nonDerivative · entry 1 Farley Thomas W · CIK 0001390563 · President, NYSE Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,454 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on January 20, 2015. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2015 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 17, 2016, 1/3 on February 17, 2017 and 1/3 on February 17, 2018). Of the 61,250 shares, 20,415 shares were issued on February 17, 2017, of which 11,396 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 20,415 shares are scheduled to be issued on the remaining vesting date and taxes for this future issuance will be withheld and reported at the time the shares are issued. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 38,836 shares of common stock and 57,618 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:36 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 7,156 | $58.65 | $419,699.40 |
DisclosureSEC source: 0001209191-17-012147 · doc4.xml · nonDerivative · entry 4 Farley Thomas W · CIK 0001390563 · President, NYSE Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,850 F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation. F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 29,817 shares of common stock and 78,033 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:36 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantCommon Stock | 38,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012147 · doc4.xml · nonDerivative · entry 3 Farley Thomas W · CIK 0001390563 · President, NYSE Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,006 F3 · shares: Represents shares of performance based restricted stock units granted to the filing person on January 14, 2016. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2016 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 16, 2017, 1/3 on February 16, 2018 and 1/3 on February 16, 2019). Of the 38,456 shares, 12,818 shares were issued on February 17, 2016, of which 7,156 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 25,638 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:36 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 21,997 | $59.01 | $1,298,042.97 |
DisclosureSEC source: 0001209191-17-012147 · doc4.xml · nonDerivative · entry 2 Farley Thomas W · CIK 0001390563 · President, NYSE Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,550 F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:36 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantCommon Stock | 39,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012147 · doc4.xml · nonDerivative · entry 1 Farley Thomas W · CIK 0001390563 · President, NYSE Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,547 F1 · shares: Represents shares of the one-time NYSE merger-related performance based restricted stock units granted to the filing person on November 13, 2013. The vesting of the shares of the one-time NYSE merger-related performance based restricted stock units was conditioned upon the achievement of a minimum level of cumulative consolidated earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance over the three year performance period versus pre-established targets. The restricted stock units vested in full on February 15, 2017. Of the 39,406 shares, 21,997 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:20 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantEmployee Stock Option (right to buy) Holding · Derivative | 52,430 | $0.00 Strike: $57.31 | $0.00 |
DisclosureSEC source: 0001209191-17-004840 · doc4.xml · derivative · entry 1 Farley Thomas W · CIK 0001390563 · President, NYSE Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,430 Underlying: Common Stock · 52,430 shares Expires 2027-01-18 F1 · derivative.exercise_date: These options vest in accordance with the following schedule: 33.33% of the options vest on January 18, 2018, 33.33% of the option vest on January 18, 2019 and 33.33% of the option vest on January 18, 2020. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 21:17 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GiftCommon Stock | 1,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-154899 · doc4.xml · nonDerivative · entry 1 Farley Thomas W · CIK 0001390563 · President, NYSE Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,141 F1 · shares: This transaction involved a gift of 1,674 shares of the issuer's common stock by the reporting person to a philanthropic organization. F2 · balance_after: On November 3, 2016, the common stock of Intercontinental Exchange, Inc. split 5-for-1, resulting in the reporting person's ownership of four additional shares of common stock for each share of common stock owned as of that date and four additional units of unvested performance based restricted stock ("PSU") for each PSU owned as of that date, as reflected in the totals listed on this Form 4. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 6,746 shares of common stock and 52,395 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2016 performance based restricted stock units and the one-time NYSE merger-related performance based restricted stock units, and the corresponding number of shares of common stock to be issued pursuant to these awards, will not be determined until February 2017 and will be reported at the time of vesting. The reporting person previously reported 1514 shares of common stock as unvested performance based restricted stock units in prior footnotes in error. The numbers contained in this footnote corrects that error. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 20:26 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 1,900 | $283.03 | $537,759.09 |
DisclosureSEC source: 0001209191-16-140749 · doc4.xml · nonDerivative · entry 1 Farley Thomas W · CIK 0001390563 · President, NYSE Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,163 F1 · shares: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 170 shares of common stock and 11,993 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2017 performance based restricted stock units and the one-time NYSE merger-related performance based restricted stock units, and the corresponding number of shares of common stock to be issued pursuant to these awards, will not be determined until February 2017 and will be reported at the time of vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.