TapewireFind a company

person · Reporting owner

Sperling Ann

Disclosed activity across 4 companies

Tapewire entity
47688
SEC CIK
0001735848

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
APARTMENT INVESTMENT & MANAGEMENT COAIV · Entity 5661DirectorJanuary 28, 2020January 31, 2020
Apartment Income REIT, L.P.N/A · Entity 89388DirectorMay 01, 2018May 02, 2018
SmartRent, Inc.SMRT · Entity 6112DirectorMay 11, 2026May 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

APARTMENT INVESTMENT & MANAGEMENT CO

Report date January 28, 2020 · Filed January 31, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect9,019 Ending reported balance After 2020-01-28 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-03-22 · Other · Acquired 219 · Balance 5,819

F1: Aimco effected a 1 for 1.03119 reverse split on February 20, 2019, and then paid a special dividend on March 22, 2019, resulting in the reporting person's ownership of 219 additional shares of Class A Common Stock.

F2: Shares acquired in special dividend paid on March 22, 2019, price column not applicable.

Row 2 · 2020-01-28 · Grant · Acquired 3,200 · Balance 9,019

F3: Award for director compensation; price column not applicable.

Filing footnotes · ownership attribution and instrument terms

F1: Aimco effected a 1 for 1.03119 reverse split on February 20, 2019, and then paid a special dividend on March 22, 2019, resulting in the reporting person's ownership of 219 additional shares of Class A Common Stock.

F2: Shares acquired in special dividend paid on March 22, 2019, price column not applicable.

F3: Award for director compensation; price column not applicable.

Apartment Income REIT, L.P.

Report date May 01, 2018 · Filed May 02, 2018

This filing explicitly reported no securities owned.

SmartRent, Inc.

Report date May 11, 2026 · Filed May 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect340,894 Reported balance After 2026-05-11 transaction · row 1
1 source row

Row 1 · 2026-05-11 · Exercise / conversion · Acquired 182,926 · Balance 340,894

F1: Represents shares acquired upon vesting of RSUs.

F2: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-11 · Exercise / conversion · Disposed 182,926 · Balance 0

F2: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F3: The Restricted Stock Units vested in full on May 11, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect131,578 Reported balance After 2026-05-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-12 · Grant · Acquired 131,578 · Balance 131,578

F2: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F4: The RSUs shall vest in full upon the earlier of (i) May 12, 2027 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares acquired upon vesting of RSUs.

F2: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F3: The Restricted Stock Units vested in full on May 11, 2026.

F4: The RSUs shall vest in full upon the earlier of (i) May 12, 2027 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Apartment Income REIT Corp.

Report date June 28, 2024 · Filed July 03, 2024

Section 16 reporting ended · disclosed 2024-07-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-06-28 transaction · row 1
1 source row

Row 1 · 2024-06-28 · Disposition to issuer · Disposed 13,558 · Balance 0

F1: On June 28, 2024, the Issuer was acquired by Apex Purchaser LLC, Aries Purchaser LLC and Astro Purchaser LLC (collectively, the "Parent Entities"), pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, the Parent Entities and Astro Merger Sub, Inc., a wholly owned subsidiary of the Parent Entities and an affiliate of Blackstone Real Estate Partners X L.P. ("Merger Sub"), dated as of April 7, 2024 (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of the Parent Entities (the "Merger").

F2: At the effective time of the Merger (the "Effective Time"), each share of the Issuer's Class A common stock outstanding immediately prior to the Effective Time (other than certain excluded shares) was automatically canceled and converted into the right to receive $39.12 in cash, without interest and subject to any required withholding taxes.

LTIP Units of Apartment Income REIT, L.P.SEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-06-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-06-28 · Disposition to issuer · Disposed 12,111 · Balance 0

F3: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement") of Apartment Income REIT, L.P. ("AIR LP"), a holder of LTIP Units had the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units had the right to require AIR LP to redeem such holder's Partnership Common Units, which redemption may have been for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. In connection with the Merger Agreement, such LTIP Units are no longer redeemable for Class A Common Stock and now are only redeemable for cash based on the value of AIR LP Partnership Common Units, as determined by an amendment to the Partnership Agreement.

F1: On June 28, 2024, the Issuer was acquired by Apex Purchaser LLC, Aries Purchaser LLC and Astro Purchaser LLC (collectively, the "Parent Entities"), pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, the Parent Entities and Astro Merger Sub, Inc., a wholly owned subsidiary of the Parent Entities and an affiliate of Blackstone Real Estate Partners X L.P. ("Merger Sub"), dated as of April 7, 2024 (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of the Parent Entities (the "Merger").

F4: The LTIP Units are fully vested.

F5: The LTIP Units do not expire.

Filing footnotes · ownership attribution and instrument terms

F1: On June 28, 2024, the Issuer was acquired by Apex Purchaser LLC, Aries Purchaser LLC and Astro Purchaser LLC (collectively, the "Parent Entities"), pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, the Parent Entities and Astro Merger Sub, Inc., a wholly owned subsidiary of the Parent Entities and an affiliate of Blackstone Real Estate Partners X L.P. ("Merger Sub"), dated as of April 7, 2024 (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of the Parent Entities (the "Merger").

F2: At the effective time of the Merger (the "Effective Time"), each share of the Issuer's Class A common stock outstanding immediately prior to the Effective Time (other than certain excluded shares) was automatically canceled and converted into the right to receive $39.12 in cash, without interest and subject to any required withholding taxes.

F3: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement") of Apartment Income REIT, L.P. ("AIR LP"), a holder of LTIP Units had the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units had the right to require AIR LP to redeem such holder's Partnership Common Units, which redemption may have been for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. In connection with the Merger Agreement, such LTIP Units are no longer redeemable for Class A Common Stock and now are only redeemable for cash based on the value of AIR LP Partnership Common Units, as determined by an amendment to the Partnership Agreement.

F4: The LTIP Units are fully vested.

F5: The LTIP Units do not expire.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 12, 2026 Filed May 13, 2026 21:42 UTC SmartRent, Inc. SMRT · Entity 6112 GrantRestricted Stock Units · Derivative 131,578 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-222043 · ownership.xml · derivative · entry 3

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,578

Underlying: Class A Common Stock · 131,578 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F4 · derivative.exercise_date: The RSUs shall vest in full upon the earlier of (i) May 12, 2027 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

F4 · derivative.expiration_date: The RSUs shall vest in full upon the earlier of (i) May 12, 2027 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

Read SEC document
May 11, 2026 Filed May 13, 2026 21:42 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionRestricted Stock Units · Derivative 182,926 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-222043 · ownership.xml · derivative · entry 2

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 182,926 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F3 · derivative.exercise_date: The Restricted Stock Units vested in full on May 11, 2026.

F3 · derivative.expiration_date: The Restricted Stock Units vested in full on May 11, 2026.

Read SEC document
May 11, 2026 Filed May 13, 2026 21:42 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionClass A Common Stock 182,926 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-222043 · ownership.xml · nonDerivative · entry 1

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon vesting of RSUs.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

Read SEC document
May 13, 2025 Filed May 13, 2025 21:45 UTC SmartRent, Inc. SMRT · Entity 6112 GrantRestricted Stock Units · Derivative 182,926 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-070574 · ownership.xml · derivative · entry 3

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,926

Underlying: Class A Common Stock · 182,926 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F4 · derivative.exercise_date: The RSUs shall vest in full upon the earlier of (i) May 13, 2026 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

F4 · derivative.expiration_date: The RSUs shall vest in full upon the earlier of (i) May 13, 2026 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

Read SEC document
May 12, 2025 Filed May 13, 2025 21:45 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionRestricted Stock Units · Derivative 53,003 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-070574 · ownership.xml · derivative · entry 2

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 53,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F3 · derivative.exercise_date: The Restricted Stock Units vested in full on May 12, 2025.

F3 · derivative.expiration_date: The Restricted Stock Units vested in full on May 12, 2025.

Read SEC document
May 12, 2025 Filed May 13, 2025 21:45 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionClass A Common Stock 53,003 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-070574 · ownership.xml · nonDerivative · entry 1

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon vesting of RSUs

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

Read SEC document
August 23, 2024 Filed Aug 23, 2024 20:20 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionRestricted Stock Units · Derivative 6,887 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-100199 · ownership.xml · derivative · entry 2

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,887 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F2 · derivative.exercise_date: The Restricted Stock Units vest as follows: one-third vested on August 24, 2022 with the remaining vesting in 2 equal annual installments until vested in full.

F2 · derivative.expiration_date: The Restricted Stock Units vest as follows: one-third vested on August 24, 2022 with the remaining vesting in 2 equal annual installments until vested in full.

Read SEC document
August 23, 2024 Filed Aug 23, 2024 20:20 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionClass A Common Stock 6,887 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-100199 · ownership.xml · nonDerivative · entry 1

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

Read SEC document
June 28, 2024 Filed Jul 3, 2024 01:48 UTC Apartment Income REIT Corp. AIRC · Entity 89218 Disposition to issuerLTIP Units of Apartment Income REIT, L.P. · Derivative 12,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-24-032290 · form4.xml · derivative · entry 2

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Partnership Common Units · 12,111 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement") of Apartment Income REIT, L.P. ("AIR LP"), a holder of LTIP Units had the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units had the right to require AIR LP to redeem such holder's Partnership Common Units, which redemption may have been for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. In connection with the Merger Agreement, such LTIP Units are no longer redeemable for Class A Common Stock and now are only redeemable for cash based on the value of AIR LP Partnership Common Units, as determined by an amendment to the Partnership Agreement.

F1 · kind: On June 28, 2024, the Issuer was acquired by Apex Purchaser LLC, Aries Purchaser LLC and Astro Purchaser LLC (collectively, the "Parent Entities"), pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, the Parent Entities and Astro Merger Sub, Inc., a wholly owned subsidiary of the Parent Entities and an affiliate of Blackstone Real Estate Partners X L.P. ("Merger Sub"), dated as of April 7, 2024 (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of the Parent Entities (the "Merger").

F3 · price: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement") of Apartment Income REIT, L.P. ("AIR LP"), a holder of LTIP Units had the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units had the right to require AIR LP to redeem such holder's Partnership Common Units, which redemption may have been for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. In connection with the Merger Agreement, such LTIP Units are no longer redeemable for Class A Common Stock and now are only redeemable for cash based on the value of AIR LP Partnership Common Units, as determined by an amendment to the Partnership Agreement.

F4 · derivative.exercise_date: The LTIP Units are fully vested.

F5 · derivative.expiration_date: The LTIP Units do not expire.

Read SEC document
June 28, 2024 Filed Jul 3, 2024 01:48 UTC Apartment Income REIT Corp. AIRC · Entity 89218 Disposition to issuerClass A Common Stock 13,558 $39.12 $530,388.96
Disclosure

SEC source: 0001140361-24-032290 · form4.xml · nonDerivative · entry 1

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On June 28, 2024, the Issuer was acquired by Apex Purchaser LLC, Aries Purchaser LLC and Astro Purchaser LLC (collectively, the "Parent Entities"), pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, the Parent Entities and Astro Merger Sub, Inc., a wholly owned subsidiary of the Parent Entities and an affiliate of Blackstone Real Estate Partners X L.P. ("Merger Sub"), dated as of April 7, 2024 (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of the Parent Entities (the "Merger").

F2 · price: At the effective time of the Merger (the "Effective Time"), each share of the Issuer's Class A common stock outstanding immediately prior to the Effective Time (other than certain excluded shares) was automatically canceled and converted into the right to receive $39.12 in cash, without interest and subject to any required withholding taxes.

Read SEC document
May 14, 2024 Filed May 14, 2024 23:22 UTC SmartRent, Inc. SMRT · Entity 6112 GrantRestricted Stock Units · Derivative 53,003 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-059916 · ownership.xml · derivative · entry 3

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,003

Underlying: Class A Common Stock · 53,003 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F4 · derivative.exercise_date: The RSUs shall vest in full upon the earlier of (i) May 14, 2025 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

F4 · derivative.expiration_date: The RSUs shall vest in full upon the earlier of (i) May 14, 2025 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

Read SEC document
May 13, 2024 Filed May 14, 2024 23:22 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionRestricted Stock Units · Derivative 41,666 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-059916 · ownership.xml · derivative · entry 2

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 41,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F3 · derivative.exercise_date: The Restricted Stock Units vested in full on May 13, 2024.

F3 · derivative.expiration_date: The Restricted Stock Units vested in full on May 13, 2024.

Read SEC document
May 13, 2024 Filed May 14, 2024 23:22 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionClass A Common Stock 41,666 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-059916 · ownership.xml · nonDerivative · entry 1

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon vesting of RSUs

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 23:53 UTC Apartment Income REIT Corp. AIRC · Entity 89218 GrantLTIP Units of Apartment Income REIT, L.P. · Derivative 4,861 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-001789 · form4.xml · derivative · entry 2

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,111

Underlying: Partnership Common Units · 4,861 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership of Apartment Income REIT, L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require Apartment Income REIT, L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Apartment Income REIT, L.P.

F4 · price: Award for director compensation; price column not applicable.

F2 · derivative.exercise_date: The LTIP Units vest immediately.

F3 · derivative.expiration_date: The LTIP Units do not expire.

Read SEC document
August 24, 2023 Filed Aug 24, 2023 20:22 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionRestricted Stock Units · Derivative 6,887 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047198 · doc4.xml · derivative · entry 2

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,887

Underlying: Class A Common Stock · 6,887 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F2 · derivative.exercise_date: The Restricted Stock Units vest as follows: one-third vested on August 24, 2022 with the remaining vesting in 2 equal annual installments until vested in full.

F2 · derivative.expiration_date: The Restricted Stock Units vest as follows: one-third vested on August 24, 2022 with the remaining vesting in 2 equal annual installments until vested in full.

Read SEC document
August 24, 2023 Filed Aug 24, 2023 20:22 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionClass A Common Stock 6,887 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-047198 · doc4.xml · nonDerivative · entry 1

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

Read SEC document
May 16, 2023 Filed May 16, 2023 21:53 UTC SmartRent, Inc. SMRT · Entity 6112 GrantRestricted Stock Units · Derivative 41,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029901 · doc4.xml · derivative · entry 3

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,666

Underlying: Class A Common Stock · 41,666 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F4 · derivative.exercise_date: The RSUs shall vest in full upon the earlier of (i) May 17, 2024 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

F4 · derivative.expiration_date: The RSUs shall vest in full upon the earlier of (i) May 17, 2024 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

Read SEC document
May 15, 2023 Filed May 16, 2023 21:53 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionRestricted Stock Units · Derivative 30,241 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029901 · doc4.xml · derivative · entry 2

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 30,241 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F3 · derivative.exercise_date: The RSUs vested on May 15, 2023

F3 · derivative.expiration_date: The RSUs vested on May 15, 2023

Read SEC document
May 15, 2023 Filed May 16, 2023 21:53 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionClass A Common Stock 30,241 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-029901 · doc4.xml · nonDerivative · entry 1

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon vesting of RSUs

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:22 UTC Apartment Income REIT Corp. AIRC · Entity 89218 GrantLTIP Units of Apartment Income REIT, L.P. · Derivative 4,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002031 · form4.xml · derivative · entry 2

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,250

Underlying: Partnership Common Units · 4,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership of Apartment Income REIT, L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require Apartment Income REIT, L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Apartment Income REIT, L.P.

F4 · price: Award for director compensation; price column not applicable.

F2 · derivative.exercise_date: The LTIP Units vest immediately.

F3 · derivative.expiration_date: The LTIP Units do not expire.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 23:24 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionRestricted Stock Units · Derivative 6,887 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047633 · doc4.xml · derivative · entry 2

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,774

Underlying: Class A Common Stock · 6,887 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F2 · derivative.exercise_date: On August 24, 2021, the reporting person was granted 20,661 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On August 24, 2021, the reporting person was granted 20,661 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 23:24 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionClass A Common Stock 6,887 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-047633 · doc4.xml · nonDerivative · entry 1

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

Read SEC document
May 17, 2022 Filed May 17, 2022 21:49 UTC SmartRent, Inc. SMRT · Entity 6112 GrantRestricted Stock Units · Derivative 30,241 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029803 · doc4.xml · derivative · entry 3

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,241

Underlying: Class A Common Stock · 30,241 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F4 · derivative.exercise_date: The RSUs will vest in full upon the earlier of (i) May 17, 2023 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

F4 · derivative.expiration_date: The RSUs will vest in full upon the earlier of (i) May 17, 2023 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

Read SEC document
May 16, 2022 Filed May 17, 2022 21:49 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionRestricted Stock Units · Derivative 12,397 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029803 · doc4.xml · derivative · entry 2

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,397 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F3 · derivative.exercise_date: The RSUs vested on May 16, 2022.

F3 · derivative.expiration_date: The RSUs vested on May 16, 2022.

Read SEC document
May 16, 2022 Filed May 17, 2022 21:49 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionClass A Common Stock 12,397 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029803 · doc4.xml · nonDerivative · entry 1

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon vesting of Restricted Stock Units.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

Read SEC document
February 16, 2022 Filed Feb 25, 2022 22:49 UTC Apartment Income REIT Corp. AIRC · Entity 89218 PurchaseClass A Common Stock 758 $52.67 $39,924.62
Disclosure

SEC source: 0001062993-22-005786 · form4.xml · nonDerivative · entry 1

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,558

F1 · balance_after: In addition to the 13,558 shares held directly, the reporting person holds 3,000 LTIP Units. Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership of Apartment Income REIT, L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require Apartment Income REIT, L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Apartment Income REIT, L.P.

Read SEC document
February 04, 2022 Filed Feb 9, 2022 00:07 UTC Apartment Income REIT Corp. AIRC · Entity 89218 GrantLTIP Units of Apartment Income REIT, L.P. · Derivative 3,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-003134 · form4.xml · derivative · entry 2

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Partnership Common Units · 3,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Seventh Amended and Restated Agreement of Limited Partnership of Apartment Income REIT, L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require Apartment Income REIT, L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Income REIT Corp. or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Apartment Income REIT, L.P.

F4 · price: Award for director compensation; price column not applicable.

F2 · derivative.exercise_date: The LTIP Units vest immediately.

F3 · derivative.expiration_date: The LTIP Units do not expire.

Read SEC document
August 24, 2021 Filed Aug 27, 2021 00:35 UTC SmartRent, Inc. SMRT · Entity 6112 GrantRestricted Stock Units · Derivative 12,397 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-034361 · doc4.xml · derivative · entry 2

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,397

Underlying: Class A Common Stock · 12,397 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units will vest in full on the earlier of (a) August 24, 2022 or (b) the date immediately prior to the next annual meeting of the issuer's stockholders occurring after the date of grant.

F3 · derivative.expiration_date: The restricted stock units will vest in full on the earlier of (a) August 24, 2022 or (b) the date immediately prior to the next annual meeting of the issuer's stockholders occurring after the date of grant.

Read SEC document
August 24, 2021 Filed Aug 27, 2021 00:35 UTC SmartRent, Inc. SMRT · Entity 6112 GrantRestricted Stock Units · Derivative 20,661 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-034361 · doc4.xml · derivative · entry 1

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,661

Underlying: Class A Common Stock · 20,661 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's Class A Common Stock.

F2 · derivative.exercise_date: One-third of the restricted stock units vest on August 24, 2022, and one-third will vest on the 12-month anniversary thereof each year until vested in full.

F2 · derivative.expiration_date: One-third of the restricted stock units vest on August 24, 2022, and one-third will vest on the 12-month anniversary thereof each year until vested in full.

Read SEC document
January 25, 2021 Filed Jan 28, 2021 00:21 UTC Apartment Income REIT Corp. AIRC · Entity 89218 GrantClass A Common Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001349659-21-000012 · edgar.xml · nonDerivative · entry 1

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,800

F1 · price: Award for director compensation; price column not applicable.

Read SEC document
January 28, 2020 Filed Jan 31, 2020 00:01 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantClass A Common Stock 3,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-20-000020 · edgar.xml · nonDerivative · entry 2

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,019

F3 · price: Award for director compensation; price column not applicable.

Read SEC document
March 22, 2019 Filed Jan 31, 2020 00:01 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 OtherClass A Common Stock 219 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-20-000020 · edgar.xml · nonDerivative · entry 1

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,819

F1 · shares: Aimco effected a 1 for 1.03119 reverse split on February 20, 2019, and then paid a special dividend on March 22, 2019, resulting in the reporting person's ownership of 219 additional shares of Class A Common Stock.

F2 · price: Shares acquired in special dividend paid on March 22, 2019, price column not applicable.

Read SEC document
January 29, 2019 Filed Feb 1, 2019 00:41 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantClass A Common Stock 3,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-19-000016 · edgar.xml · nonDerivative · entry 1

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,600

F1 · price: Award for director compensation; price column not applicable.

Read SEC document
May 01, 2018 Filed May 2, 2018 23:55 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantClass A Common Stock 2,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-18-000044 · edgar.xml · nonDerivative · entry 1

Sperling Ann · CIK 0001735848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

F1 · price: Award for director compensation; price column not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.