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Janik James L

Disclosed activity across 1 company

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47652
SEC CIK
0001489527

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DOUGLAS DYNAMICS, INCPLOW · Entity 5002DirectorMay 11, 2026May 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DOUGLAS DYNAMICS, INC

Report date May 11, 2026 · Filed May 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectJames L. and Susan S. Janik Revocable Trust110,862 Reported balance After 2026-05-11 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-05-11 · Gift · Disposed 6,000 · Balance 110,862

Common StockSEC Table I · non-derivativeDirect42,873 Reported balance Holding disclosure · report date 2026-05-11 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 42,873

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2026 Filed May 13, 2026 21:11 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0000897069-26-001119 · form4.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · James L. and Susan S. Janik Revocable Trust

Disclosed balance after: 110,862

Read SEC document
April 29, 2026 Filed Apr 30, 2026 20:42 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GrantCommon Stock 2,737 $0.00 $0.00
Disclosure

SEC source: 0000897069-26-000987 · form4.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,873

Read SEC document
February 27, 2026 Filed Mar 2, 2026 22:52 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000897069-26-000537 · form4.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · James L. and Susan S. Janik Revocable Trust

Disclosed balance after: 116,862

Read SEC document
May 16, 2025 Filed May 19, 2025 21:21 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 15,650 $29.01 $454,037.80
Disclosure

SEC source: 0000897069-25-001026 · form4.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,136

Read SEC document
March 03, 2025 Filed Mar 4, 2025 23:20 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GrantCommon Stock 4,394 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000460 · form4.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,786

Read SEC document
August 14, 2024 Filed Aug 26, 2024 21:03 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-001751 · form4.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director · Interim President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · James L. and Susan S. Janik Revocable Trust

Disclosed balance after: 118,862

Read SEC document
May 16, 2024 Filed May 17, 2024 21:04 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GrantCommon Stock 37,370 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-001099 · form4.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,392

F1 · shares: Includes 37,370 restricted stock units that will vest one year from the date of grant, subject to the reporting person's continued service as an officer or director as of such date.

Read SEC document
February 13, 2024 Filed Feb 14, 2024 22:46 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GrantCommon Stock 4,142 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-000383 · form4.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,022

Read SEC document
May 10, 2023 Filed May 10, 2023 20:50 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 PurchaseCommon Stock 6,929 $26.99 $187,013.71
Disclosure

SEC source: 0000897069-23-000429 · form4.xml · nonDerivative · entry 3

Janik James L · CIK 0001489527 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · James L. and Susan S. Janik Revocable Trust

Disclosed balance after: 120,862

Read SEC document
May 09, 2023 Filed May 10, 2023 20:50 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 PurchaseCommon Stock 2,565 $26.99 $69,229.35
Disclosure

SEC source: 0000897069-23-000429 · form4.xml · nonDerivative · entry 2

Janik James L · CIK 0001489527 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · James L. and Susan S. Janik Revocable Trust

Disclosed balance after: 113,933

Read SEC document
May 08, 2023 Filed May 10, 2023 20:50 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 PurchaseCommon Stock 506 $26.92 $13,622.38
Disclosure

SEC source: 0000897069-23-000429 · form4.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · James L. and Susan S. Janik Revocable Trust

Disclosed balance after: 111,368

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $26.905 to $26.930. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · balance_after: The amount of securities beneficially owned following the reported transaction reflects the reporting person's indirect ownership of the reported number of shares through the James L. and Susan S. Janik Revocable Trust, as well as a reconciling adjustment of one share and a fraction. The shares held through the trust were transferred from direct ownership by the reporting person to the trust in exempt transactions.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:25 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GrantCommon Stock 2,820 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-003206 · doc1.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,740.7814

Read SEC document
December 02, 2022 Filed Jan 17, 2023 22:00 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GiftCommon Stock 23,200 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000956 · doc1.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,920.7814

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:52 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GrantCommon Stock 2,951 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-004890 · doc1.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,120.7814

Read SEC document
November 15, 2021 Filed Nov 16, 2021 14:27 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 8,301 $45.08 $374,182.52
Disclosure

SEC source: 0001567619-21-020528 · doc1.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,169.7814

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $45.07 to $45.17. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 15:55 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 480 $45.00 $21,600.00
Disclosure

SEC source: 0001567619-21-012009 · doc1.xml · nonDerivative · entry 2

Janik James L · CIK 0001489527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,470.7814

Read SEC document
June 09, 2021 Filed Jun 11, 2021 15:55 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 9,283 $45.04 $418,138.81
Disclosure

SEC source: 0001567619-21-012009 · doc1.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,950.7814

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $45.00 to $45.515. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 19:56 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 36 $49.84 $1,794.24
Disclosure

SEC source: 0001567619-21-006176 · doc1.xml · nonDerivative · entry 2

Janik James L · CIK 0001489527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,233.7814

Read SEC document
March 10, 2021 Filed Mar 12, 2021 19:56 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 11,043 $49.29 $544,255.36
Disclosure

SEC source: 0001567619-21-006176 · doc1.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,269.7814

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $48.83 to $49.805. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 14:58 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GrantCommon Stock 18,383 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004358 · doc1.xml · nonDerivative · entry 2

Janik James L · CIK 0001489527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,312.7814

F1 · kind: Represents performance shares earned based on the achievement of performance targets for the period beginning January 1, 2018 and ending on December 31, 2020.

F2 · balance_after: Since the date of the reporting person's last ownership form, 8,301.7814 shares held indirectly through the reporting person's 401(k) have been distributed to the reporting person and are now held directly by the reporting person.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 14:58 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GrantCommon Stock 2,282 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004358 · doc1.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,628

Read SEC document
April 28, 2020 Filed Apr 29, 2020 18:39 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GrantCommon Stock 1,827 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-008600 · doc1.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,346

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:12 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 6,483 $39.85 $258,354.68
Disclosure

SEC source: 0001567619-20-005907 · doc1.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,519

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $39.25 to $40.54. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
September 13, 2019 Filed Sep 13, 2019 18:38 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 8,603 $44.03 $378,763.42
Disclosure

SEC source: 0001567619-19-018252 · doc1.xml · nonDerivative · entry 2

Janik James L · CIK 0001489527 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,002

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $44.00 to $44.27. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 18:38 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 14,692 $44.03 $646,878.48
Disclosure

SEC source: 0001567619-19-018252 · doc1.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,605

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $44.00 to $44.29. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 20:06 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 9,325 $44.00 $410,300.00
Disclosure

SEC source: 0001567619-19-018186 · doc1.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,297

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 20:25 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 21,683 $44.00 $954,052.00
Disclosure

SEC source: 0001567619-19-016338 · doc1.xml · nonDerivative · entry 2

Janik James L · CIK 0001489527 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,622

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 20:25 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 20,697 $44.00 $910,668.00
Disclosure

SEC source: 0001567619-19-016338 · doc1.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,305

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 19:55 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 14,028 $40.63 $569,950.63
Disclosure

SEC source: 0001567619-19-006381 · doc1.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,002

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $40.21 to $41.505. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
September 11, 2018 Filed Feb 8, 2019 19:16 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GiftCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002746 · doc1.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,030

Read SEC document
September 04, 2018 Filed Sep 5, 2018 16:41 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 25,000 $44.89 $1,122,272.50
Disclosure

SEC source: 0001567619-18-002114 · doc1.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,030

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $44.30 to $45.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 18:46 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GiftCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001286 · doc1.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,030

Read SEC document
March 06, 2018 Filed Mar 7, 2018 21:09 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 18,085 $43.49 $786,435.27
Disclosure

SEC source: 0001140361-18-012459 · doc1.xml · nonDerivative · entry 2

Janik James L · CIK 0001489527 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,530

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $43.35 to $43.65. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 21:09 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GrantCommon Stock 21,667 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-012459 · doc1.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,615

F1 · shares: Includes 14,444 shares that will vest in two equal annual installments beginning on March 6, 2019.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:16 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GrantCommon Stock 15,158 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009685 · doc1.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,948

F1 · shares: Includes 15,158 shares that will vest in three annual installments beginning on March 6, 2019.

Read SEC document
December 15, 2017 Filed Dec 15, 2017 21:28 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 14,102 $37.67 $531,281.57
Disclosure

SEC source: 0001140361-17-046396 · doc1.xml · nonDerivative · entry 2

Janik James L · CIK 0001489527 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,790

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $37.40 to $37.95. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
December 14, 2017 Filed Dec 15, 2017 21:28 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 1,491 $37.32 $55,641.73
Disclosure

SEC source: 0001140361-17-046396 · doc1.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,892

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $37.25 to $37.425. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
December 13, 2017 Filed Dec 13, 2017 22:06 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 21,080 $37.27 $785,719.06
Disclosure

SEC source: 0001140361-17-046065 · doc1.xml · nonDerivative · entry 3

Janik James L · CIK 0001489527 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,383

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $37.25 to $37.425. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 22:06 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 13,327 $37.29 $496,973.16
Disclosure

SEC source: 0001140361-17-046065 · doc1.xml · nonDerivative · entry 2

Janik James L · CIK 0001489527 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,463

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $37.25 to $37.425. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 22:06 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 25,000 $37.47 $936,652.50
Disclosure

SEC source: 0001140361-17-046065 · doc1.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,790

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $37.40 to $37.70. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
August 30, 2017 Filed Aug 31, 2017 20:12 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 20,000 $35.03 $700,540.00
Disclosure

SEC source: 0001140361-17-033985 · doc1.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,790

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $34.95 to $35.25. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
March 06, 2017 Filed Mar 6, 2017 22:34 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 Tax withholdingCommon Stock 21,225 $33.05 $701,486.25
Disclosure

SEC source: 0001140361-17-010756 · doc1.xml · nonDerivative · entry 2

Janik James L · CIK 0001489527 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,790

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:34 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GrantCommon Stock 40,406 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-010756 · doc1.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,015

F1 · shares: Includes 8,523 shares that will vest in three equal annual installments and 21,254 shares that will vest in two equal annual installments, in each case beginning on March 6, 2018.

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November 03, 2016 Filed Nov 4, 2016 21:31 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 PurchaseCommon Stock 10,000 $25.95 $259,459.00
Disclosure

SEC source: 0001140361-16-084938 · doc1.xml · nonDerivative · entry 1

Janik James L · CIK 0001489527 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,609

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $25.85 to $26.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.