Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIRST ADVANTAGE CORPFA · Entity 4143 | President | September 16, 2026 | September 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIRST ADVANTAGE CORP
Report date September 16, 2026 · Filed September 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,268 |
Ending reported balance
After 2026-09-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-16 · Exercise / conversion · Acquired 16,498 · Balance 53,822 F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof). Row 2 · 2026-09-16 · Tax withholding · Disposed 6,554 · Balance 47,268 F2: Represents shares withheld in connection with the vesting of RSUs to cover tax withholding obligations. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 32,996 |
Reported balance
After 2026-09-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-16 · Exercise / conversion · Disposed 16,498 · Balance 32,996 F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof). F3: Represents RSUs originally granted on September 16, 2024, which vest in four equal installments, beginning on September 16, 2025, subject to continued service through such dates. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof).
F2: Represents shares withheld in connection with the vesting of RSUs to cover tax withholding obligations.
F3: Represents RSUs originally granted on September 16, 2024, which vest in four equal installments, beginning on September 16, 2025, subject to continued service through such dates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2026 Filed Sep 18, 2026 20:03 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | Exercise / conversionRestricted Stock Units · Derivative | 16,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001210677-26-000047 · form4.xml · derivative · entry 3 Smith Joelle M · CIK 0001927987 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,996 Underlying: Common Stock · 16,498 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof). F3 · derivative.exercise_date: Represents RSUs originally granted on September 16, 2024, which vest in four equal installments, beginning on September 16, 2025, subject to continued service through such dates. F3 · derivative.expiration_date: Represents RSUs originally granted on September 16, 2024, which vest in four equal installments, beginning on September 16, 2025, subject to continued service through such dates. Read SEC document |
| September 16, 2026 Filed Sep 18, 2026 20:03 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | Tax withholdingCommon Stock | 6,554 | $21.56 | $141,304.24 |
DisclosureSEC source: 0001210677-26-000047 · form4.xml · nonDerivative · entry 2 Smith Joelle M · CIK 0001927987 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,268 F2 · kind: Represents shares withheld in connection with the vesting of RSUs to cover tax withholding obligations. Read SEC document |
| September 16, 2026 Filed Sep 18, 2026 20:03 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | Exercise / conversionCommon Stock | 16,498 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001210677-26-000047 · form4.xml · nonDerivative · entry 1 Smith Joelle M · CIK 0001927987 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof). Read SEC document |
| May 11, 2026 Filed May 13, 2026 20:15 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | Exercise / conversionRestricted Stock Units · Derivative | 24,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001210677-26-000025 · form4.xml · derivative · entry 3 Smith Joelle M · CIK 0001927987 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,905 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof). F3 · derivative.exercise_date: Represents RSUs originally granted on May 12, 2022, which vest in four equal annual installments, beginning on May 11, 2023, subject to continued service through such dates. F3 · derivative.expiration_date: Represents RSUs originally granted on May 12, 2022, which vest in four equal annual installments, beginning on May 11, 2023, subject to continued service through such dates. Read SEC document |
| May 11, 2026 Filed May 13, 2026 20:15 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | Tax withholdingCommon Stock | 6,974 | $16.04 | $111,862.96 |
DisclosureSEC source: 0001210677-26-000025 · form4.xml · nonDerivative · entry 2 Smith Joelle M · CIK 0001927987 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,324 F2 · kind: Represents shares withheld in connection with the vesting of RSUs to cover tax withholding obligations. Read SEC document |
| May 11, 2026 Filed May 13, 2026 20:15 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | Exercise / conversionCommon Stock | 24,905 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001210677-26-000025 · form4.xml · nonDerivative · entry 1 Smith Joelle M · CIK 0001927987 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof). Read SEC document |
| May 07, 2026 Filed May 8, 2026 20:08 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | SaleCommon Stock | 23,334 | $15.00 | $350,012.33 |
DisclosureSEC source: 0001210677-26-000023 · form4.xml · nonDerivative · entry 1 Smith Joelle M · CIK 0001927987 · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,393 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 9, 2025. F2 · price: Represents the weighted average price for sales of the shares. The shares were sold at prices ranging from $15.00 to $15.01 per share. The reporting person will provide to the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 21:08 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | GrantStock Options (Right to Buy) · Derivative | 243,408 | $0.00 Strike: $11.76 | $0.00 |
DisclosureSEC source: 0001210677-26-000008 · form4.xml · derivative · entry 2 Smith Joelle M · CIK 0001927987 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,408 Underlying: Common Stock · 243,408 shares Expires 2036-03-02 F3 · derivative.exercise_date: The stock options will vest in equal annual installments on March 2, 2027, 2028, 2029, and 2030, subject to continued service through such dates. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 21:08 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | GrantRestricted Stock Units · Derivative | 164,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001210677-26-000008 · form4.xml · derivative · entry 1 Smith Joelle M · CIK 0001927987 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,866 Underlying: Common Stock · 164,866 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof). F2 · derivative.exercise_date: The RSUs will vest in equal annual installments on March 2, 2027, 2028, 2029, and 2030, subject to continued service through such dates. F2 · derivative.expiration_date: The RSUs will vest in equal annual installments on March 2, 2027, 2028, 2029, and 2030, subject to continued service through such dates. Read SEC document |
| September 17, 2025 Filed Sep 18, 2025 20:13 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | SaleCommon Stock | 9,900 | $15.70 | $155,467.62 |
DisclosureSEC source: 0001210677-25-000005 · form4.xml · nonDerivative · entry 3 Smith Joelle M · CIK 0001927987 · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 42,727 F3 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on February 28, 2025. F4 · price: Represents the weighted average price for sales of the shares. The shares were sold at prices ranging from $15.450 to $15.850 per share. The reporting person will provide to the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 16, 2025 Filed Sep 18, 2025 20:13 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | Exercise / conversionRestricted Stock Units · Derivative | 16,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001210677-25-000005 · form4.xml · derivative · entry 4 Smith Joelle M · CIK 0001927987 · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 49,494 Underlying: Common Stock · 16,497 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof). F5 · derivative.exercise_date: Represents RSUs originally granted on September 16, 2024, which vest in four equal installments, beginning on September 16, 2025, subject to continued service through such dates. F5 · derivative.expiration_date: Represents RSUs originally granted on September 16, 2024, which vest in four equal installments, beginning on September 16, 2025, subject to continued service through such dates. Read SEC document |
| September 16, 2025 Filed Sep 18, 2025 20:13 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | Tax withholdingCommon Stock | 6,597 | $15.60 | $102,913.20 |
DisclosureSEC source: 0001210677-25-000005 · form4.xml · nonDerivative · entry 2 Smith Joelle M · CIK 0001927987 · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 52,627 F2 · kind: Represents shares withheld in connection with the vesting of RSUs to cover tax withholding obligations. Read SEC document |
| September 16, 2025 Filed Sep 18, 2025 20:13 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | Exercise / conversionCommon Stock | 16,497 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001210677-25-000005 · form4.xml · nonDerivative · entry 1 Smith Joelle M · CIK 0001927987 · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 59,224 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof). Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:03 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | Exercise / conversionStock Options (Right to Buy) · Derivative | 28,000 | $0.00 Strike: $5.11 | $0.00 |
DisclosureSEC source: 0001127602-25-016719 · form4.xml · derivative · entry 3 Smith Joelle M · CIK 0001927987 · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 215,280 Underlying: Common Stock · 28,000 shares Expires 2030-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects an adjustment ($1.50 reduction) to the original exercise price to reflect anti-dilution adjustments pursuant to the terms of the First Advantage Corporation 2021 Omnibus Incentive Plan (as amended) with respect to a one-time special cash dividend of $1.50 paid by First Advantage Corporation (the "Issuer") to stockholders of record at the close of business on August 21, 2023. F4 · derivative.exercise_date: Includes an initial grant of 121,640 options that vest in equal annual installments over five years, subject to continued service through such dates, with the first vesting on January 31, 2021 and a portion of an aggregate initial grant of 121,640 options subject to performance and time-based vesting criteria, where (i) such performance-based conditions (the occurrence of a "Realization Event" as defined in the award agreement) have been satisfied as of the date of grant and (ii) 82,875 options have vested on January 31, 2025 based on time. The remainder of such performance-based options will, subject to the occurrence of a Realization Event, vest on January 31, 2026, while preserving the eligibility to vest earlier upon a future Realization Event. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:03 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | SaleCommon Stock | 45,934 | $16.99 | $780,593.21 |
DisclosureSEC source: 0001127602-25-016719 · form4.xml · nonDerivative · entry 2 Smith Joelle M · CIK 0001927987 · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 42,727 F2 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on February 28, 2025. F3 · price: Represents the weighted average price for sales of the shares. The shares were sold at prices ranging from $16.640 to $17.120 per share. The reporting person will provide to the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:03 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | Exercise / conversionCommon Stock | 28,000 | $5.11 | $143,080.00 |
DisclosureSEC source: 0001127602-25-016719 · form4.xml · nonDerivative · entry 1 Smith Joelle M · CIK 0001927987 · President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 88,661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects an adjustment ($1.50 reduction) to the original exercise price to reflect anti-dilution adjustments pursuant to the terms of the First Advantage Corporation 2021 Omnibus Incentive Plan (as amended) with respect to a one-time special cash dividend of $1.50 paid by First Advantage Corporation (the "Issuer") to stockholders of record at the close of business on August 21, 2023. Read SEC document |
| May 11, 2025 Filed May 13, 2025 20:34 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | Exercise / conversionRestricted Stock Units · Derivative | 24,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-014086 · form4.xml · derivative · entry 3 Smith Joelle M · CIK 0001927987 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,905 Underlying: Common Stock · 24,905 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof). F3 · derivative.exercise_date: Represents RSUs originally granted on May 12, 2022, which vest in four equal annual installments, beginning on May 11, 2023, subject to continued service through such dates. F3 · derivative.expiration_date: Represents RSUs originally granted on May 12, 2022, which vest in four equal annual installments, beginning on May 11, 2023, subject to continued service through such dates. Read SEC document |
| May 11, 2025 Filed May 13, 2025 20:34 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | Tax withholdingCommon Stock | 6,971 | $17.66 | $123,107.86 |
DisclosureSEC source: 0001127602-25-014086 · form4.xml · nonDerivative · entry 2 Smith Joelle M · CIK 0001927987 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,661 F2 · kind: Represents shares withheld in connection with the vesting of RSUs to cover tax withholding obligations. Read SEC document |
| May 11, 2025 Filed May 13, 2025 20:34 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | Exercise / conversionCommon Stock | 24,905 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-25-014086 · form4.xml · nonDerivative · entry 1 Smith Joelle M · CIK 0001927987 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof). Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 20:06 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | GrantRestricted Stock Units · Derivative | 65,991 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-024133 · form4.xml · derivative · entry 2 Smith Joelle M · CIK 0001927987 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,991 Underlying: Common Stock · 65,991 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof). F3 · derivative.exercise_date: The RSUs will vest in equal annual installments on September 16, 2025, 2026, 2027 and 2028, subject to continued service through such dates. F3 · derivative.expiration_date: The RSUs will vest in equal annual installments on September 16, 2025, 2026, 2027 and 2028, subject to continued service through such dates. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 20:06 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | GrantStock Options (Right to Buy) · Derivative | 138,428 | $0.00 Strike: $19.62 | $0.00 |
DisclosureSEC source: 0001127602-24-024133 · form4.xml · derivative · entry 1 Smith Joelle M · CIK 0001927987 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,428 Underlying: Common Stock · 138,428 shares Expires 2034-09-16 F1 · derivative.exercise_date: The stock options will vest in equal annual installments on September 16, 2025, 2026, 2027 and 2028, subject to continued service through such dates. Read SEC document |
| May 11, 2024 Filed May 14, 2024 20:13 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | Exercise / conversionRestricted Stock Units · Derivative | 24,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-015260 · form4.xml · derivative · entry 3 Smith Joelle M · CIK 0001927987 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,810 Underlying: Common Stock · 24,905 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof). F3 · derivative.exercise_date: Represents RSUs originally granted on May 12, 2022, which vest in four equal annual installments, beginning on May 11, 2023, subject to continued service through such dates. F3 · derivative.expiration_date: Represents RSUs originally granted on May 12, 2022, which vest in four equal annual installments, beginning on May 11, 2023, subject to continued service through such dates. Read SEC document |
| May 11, 2024 Filed May 14, 2024 20:13 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | Tax withholdingCommon Stock | 6,847 | $15.99 | $109,483.53 |
DisclosureSEC source: 0001127602-24-015260 · form4.xml · nonDerivative · entry 2 Smith Joelle M · CIK 0001927987 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,727 F2 · kind: Represents shares withheld in connection with the vesting of RSUs to cover tax withholding obligations. Read SEC document |
| May 11, 2024 Filed May 14, 2024 20:13 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | Exercise / conversionCommon Stock | 24,905 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-015260 · form4.xml · nonDerivative · entry 1 Smith Joelle M · CIK 0001927987 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof). Read SEC document |
| September 14, 2023 Filed Sep 18, 2023 20:10 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | SaleCommon Stock | 10,000 | $14.39 | $143,909.00 |
DisclosureSEC source: 0001127602-23-024302 · form4.xml · nonDerivative · entry 1 Smith Joelle M · CIK 0001927987 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,669 F1 · price: Represents the weighted average price for sales of the shares. The shares were sold at prices ranging from $14.380 to $14.435 per share, inclusive of brokerage fees. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 11, 2023 Filed May 12, 2023 20:39 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | Exercise / conversionRestricted Stock Units · Derivative | 24,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-015449 · form4.xml · derivative · entry 5 Smith Joelle M · CIK 0001927987 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,715 Underlying: Common Stock · 24,905 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof). F7 · derivative.exercise_date: Represents RSUs originally granted on May 12, 2022, which will vest in equal annual installments on May 11, 2023, 2024, 2025 and 2026, subject to continued service through such dates. F7 · derivative.expiration_date: Represents RSUs originally granted on May 12, 2022, which will vest in equal annual installments on May 11, 2023, 2024, 2025 and 2026, subject to continued service through such dates. Read SEC document |
| May 11, 2023 Filed May 12, 2023 20:39 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | Tax withholdingCommon Stock | 6,847 | $12.62 | $86,409.14 |
DisclosureSEC source: 0001127602-23-015449 · form4.xml · nonDerivative · entry 2 Smith Joelle M · CIK 0001927987 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,669 F2 · kind: Represents shares withheld in connection with the vesting of RSUs to cover tax withholding obligations. Read SEC document |
| May 11, 2023 Filed May 12, 2023 20:39 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | Exercise / conversionCommon Stock | 24,905 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-015449 · form4.xml · nonDerivative · entry 1 Smith Joelle M · CIK 0001927987 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof). Read SEC document |
| May 10, 2023 Filed May 12, 2023 20:39 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | GrantStock Options (Right to Buy) · Derivative | 8,590 | $0.00 Strike: $6.61 | $0.00 |
DisclosureSEC source: 0001127602-23-015449 · form4.xml · derivative · entry 4 Smith Joelle M · CIK 0001927987 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,562 Underlying: Common Stock · 8,590 shares Expires 2030-08-24 F5 · kind: The reporting person currently owns 8,590 previously unreported stock options, subject to time- and performance-based vesting criteria. The Modification adds incremental vesting criteria to such stock options, which allows the following number of such stock options to vest, based solely on time, as follows, subject to continued service through such date: 1,718 options on August 15, 2024, 3,436 options on August 15, 2025, and 3,436 options on August 15, 2026, while preserving the eligibility to vest earlier upon a future "Realization Event" (as that term is defined in the relevant award agreement). As a result, 100% of such stock options will be vested on August 15, 2026 even if no Realization Event occurs prior to such date. F5 · shares: The reporting person currently owns 8,590 previously unreported stock options, subject to time- and performance-based vesting criteria. The Modification adds incremental vesting criteria to such stock options, which allows the following number of such stock options to vest, based solely on time, as follows, subject to continued service through such date: 1,718 options on August 15, 2024, 3,436 options on August 15, 2025, and 3,436 options on August 15, 2026, while preserving the eligibility to vest earlier upon a future "Realization Event" (as that term is defined in the relevant award agreement). As a result, 100% of such stock options will be vested on August 15, 2026 even if no Realization Event occurs prior to such date. F5 · derivative.exercise_date: The reporting person currently owns 8,590 previously unreported stock options, subject to time- and performance-based vesting criteria. The Modification adds incremental vesting criteria to such stock options, which allows the following number of such stock options to vest, based solely on time, as follows, subject to continued service through such date: 1,718 options on August 15, 2024, 3,436 options on August 15, 2025, and 3,436 options on August 15, 2026, while preserving the eligibility to vest earlier upon a future "Realization Event" (as that term is defined in the relevant award agreement). As a result, 100% of such stock options will be vested on August 15, 2026 even if no Realization Event occurs prior to such date. F6 · balance_after: Includes 12,972 previously reported time-based stock options, with the 6,469 remaining unvested time-based stock options scheduled to vest in equal installments on August 15, 2023, 2024, and 2025. Read SEC document |
| May 10, 2023 Filed May 12, 2023 20:39 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | GrantStock Options (Right to Buy) · Derivative | 96,911 | $0.00 Strike: $6.61 | $0.00 |
DisclosureSEC source: 0001127602-23-015449 · form4.xml · derivative · entry 3 Smith Joelle M · CIK 0001927987 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,280 Underlying: Common Stock · 96,911 shares Expires 2030-01-31 F3 · kind: The reporting person currently owns 96,911 previously unreported stock options, subject to time- and performance-based vesting criteria. Effective as of May 10, 2023, the Company's Board of Directors approved a modification of the vesting terms of unvested and unearned performance-based awards (the "Modification"). The Modification adds incremental vesting criteria to such stock options, which allows the following number of such stock options to vest, based solely on time, as follows, subject to continued service through such date: 19,382 options on January 31, 2024, 38,764 options on January 31, 2025, and 38,765 options on January 31, 2026, while preserving the eligibility to vest earlier upon a future "Realization Event" (as that term is defined in the relevant award agreement). As a result, 100% of such stock options will be vested on January 31, 2026 even if no Realization Event occurs prior to such date. F3 · shares: The reporting person currently owns 96,911 previously unreported stock options, subject to time- and performance-based vesting criteria. Effective as of May 10, 2023, the Company's Board of Directors approved a modification of the vesting terms of unvested and unearned performance-based awards (the "Modification"). The Modification adds incremental vesting criteria to such stock options, which allows the following number of such stock options to vest, based solely on time, as follows, subject to continued service through such date: 19,382 options on January 31, 2024, 38,764 options on January 31, 2025, and 38,765 options on January 31, 2026, while preserving the eligibility to vest earlier upon a future "Realization Event" (as that term is defined in the relevant award agreement). As a result, 100% of such stock options will be vested on January 31, 2026 even if no Realization Event occurs prior to such date. F3 · derivative.exercise_date: The reporting person currently owns 96,911 previously unreported stock options, subject to time- and performance-based vesting criteria. Effective as of May 10, 2023, the Company's Board of Directors approved a modification of the vesting terms of unvested and unearned performance-based awards (the "Modification"). The Modification adds incremental vesting criteria to such stock options, which allows the following number of such stock options to vest, based solely on time, as follows, subject to continued service through such date: 19,382 options on January 31, 2024, 38,764 options on January 31, 2025, and 38,765 options on January 31, 2026, while preserving the eligibility to vest earlier upon a future "Realization Event" (as that term is defined in the relevant award agreement). As a result, 100% of such stock options will be vested on January 31, 2026 even if no Realization Event occurs prior to such date. F4 · balance_after: Includes 146,369 previously reported time-based stock options, with the 48,656 remaining unvested time-based stock options scheduled to vest in equal installments on January 31, 2024 and 2025. Read SEC document |
| May 12, 2022 Filed May 13, 2022 20:54 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | GrantRestricted Stock Units · Derivative | 99,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-014470 · form4.xml · derivative · entry 2 Smith Joelle M · CIK 0001927987 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,620 Underlying: Common Stock · 99,620 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. The RSUs will be settled in either common stock or cash (or a combination thereof). F3 · derivative.exercise_date: The RSUs will vest in equal annual installments on May 11, 2023, 2024, 2025 and 2026, subject to continued service through such dates. F3 · derivative.expiration_date: The RSUs will vest in equal annual installments on May 11, 2023, 2024, 2025 and 2026, subject to continued service through such dates. Read SEC document |
| May 12, 2022 Filed May 13, 2022 20:54 UTC | FIRST ADVANTAGE CORP FA · Entity 4143 | GrantStock Options (Right to Buy) · Derivative | 399,847 | $0.00 Strike: $14.63 | $0.00 |
DisclosureSEC source: 0001127602-22-014470 · form4.xml · derivative · entry 1 Smith Joelle M · CIK 0001927987 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,847 Underlying: Common Stock · 399,847 shares Expires 2032-05-12 F1 · derivative.exercise_date: The stock options will vest in equal annual installments on May 11, 2023, 2024, 2025 and 2026, subject to continued service through such dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.