Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PACIFIC GAS & ELECTRIC CoPCG-PREF · Entity 25671 | Director | April 09, 2019 | April 19, 2019 |
| PG&E CorpPCG · Entity 3143 | Director | April 01, 2020 | April 02, 2020 |
| VAPOTHERM INCVAPO · Entity 87270 | 10% owner | February 08, 2023 | February 17, 2023 |
| biote Corp.BTMD · Entity 7156 | Director · 10% owner | May 12, 2026 | May 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PACIFIC GAS & ELECTRIC Co
Report date April 09, 2019 · Filed April 19, 2019
This filing explicitly reported no securities owned.
PG&E Corp
Report date April 01, 2020 · Filed April 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 12,076.89 |
Reported balance
After 2020-04-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-04-01 · Grant · Acquired 4,008.31 · Balance 12,076.89 F1: 1 for 1 F2: Phantom stock acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under Rule 16b-3(d). F3: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
F2: Phantom stock acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under Rule 16b-3(d).
F3: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.
VAPOTHERM INC
Report date February 08, 2023 · Filed February 17, 2023
Jointly reported with Roystone Capital Management LP, Roystone Capital Holdings LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectSee Footnote | 2,380,952 |
Reported balance
Holding disclosure · report date 2023-02-08 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,380,952 F1: The reported securities and warrants are owned directly by Guines LLC ("Guines") and may be deemed to be indirectly beneficially owned by (i) Roystone Capital Management LP ("Roystone"), the investment adviser to Guines (ii) Roystone Capital Holdings LLC ("Holdings"), the general partner of Roystone and (iii) Richard Barrera, the managing member of Holdings. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectSee Footnote | 418,591 |
Reported balance
Holding disclosure · report date 2023-02-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 418,591 F2: The reported securities are owned directly by Roystone Capital Master Fund Ltd. (the "Master Fund") and may be deemed to be indirectly beneficially owned by (i) Roystone, the investment adviser to the Master Fund (ii) Holdings, the general partner of Roystone and (iii) Richard Barrera, the managing member of Holdings. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $1.17 · Expires 2028-02-10 | IndirectSee Footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2023-02-08 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F3: The reported warrants are each exercisable for one share of Common Stock, $0.001 par value per share. The foregoing description of the warrants does not purport to be complete and is subject to and qualified in its entirety by reference to the Form of Warrant, incorporated as Exhibit 4.2 to the Issuer's 8-K filed on February 8, 2023, which is incorporated by reference. F1: The reported securities and warrants are owned directly by Guines LLC ("Guines") and may be deemed to be indirectly beneficially owned by (i) Roystone Capital Management LP ("Roystone"), the investment adviser to Guines (ii) Roystone Capital Holdings LLC ("Holdings"), the general partner of Roystone and (iii) Richard Barrera, the managing member of Holdings. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities and warrants are owned directly by Guines LLC ("Guines") and may be deemed to be indirectly beneficially owned by (i) Roystone Capital Management LP ("Roystone"), the investment adviser to Guines (ii) Roystone Capital Holdings LLC ("Holdings"), the general partner of Roystone and (iii) Richard Barrera, the managing member of Holdings. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F2: The reported securities are owned directly by Roystone Capital Master Fund Ltd. (the "Master Fund") and may be deemed to be indirectly beneficially owned by (i) Roystone, the investment adviser to the Master Fund (ii) Holdings, the general partner of Roystone and (iii) Richard Barrera, the managing member of Holdings. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3: The reported warrants are each exercisable for one share of Common Stock, $0.001 par value per share. The foregoing description of the warrants does not purport to be complete and is subject to and qualified in its entirety by reference to the Form of Warrant, incorporated as Exhibit 4.2 to the Issuer's 8-K filed on February 8, 2023, which is incorporated by reference.
biote Corp.
Report date May 12, 2026 · Filed May 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.20 · Expires 2036-05-11 | Direct | 121,452 |
Reported balance
After 2026-05-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-12 · Grant · Acquired 121,452 · Balance 121,452 F1: All shares subject to the option award shall vest on the earlier of May 12, 2027 or the day prior to the date of the Issuer's 2027 Annual Meeting of Stockholders, subject to the Reporting Person's continuous service through such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: All shares subject to the option award shall vest on the earlier of May 12, 2027 or the day prior to the date of the Issuer's 2027 Annual Meeting of Stockholders, subject to the Reporting Person's continuous service through such vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2026 Filed May 13, 2026 22:05 UTC | biote Corp. BTMD · Entity 7156 | GrantStock Option (Right to Buy) · Derivative | 121,452 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001773204-26-000002 · primarydocument.xml · derivative · entry 1 Barrera Richard R · CIK 0001773204 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,452 Underlying: Class A Common Stock · 121,452 shares Expires 2036-05-11 F1 · derivative.exercise_date: All shares subject to the option award shall vest on the earlier of May 12, 2027 or the day prior to the date of the Issuer's 2027 Annual Meeting of Stockholders, subject to the Reporting Person's continuous service through such vesting date. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 22:54 UTC | biote Corp. BTMD · Entity 7156 | GrantStock Option (right to buy) · Derivative | 150,439 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001415889-25-016741 · form4-06112025_100629.xml · derivative · entry 1 Barrera Richard R · CIK 0001773204 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,439 Underlying: Class A Common Stock · 150,439 shares Expires 2035-06-08 F1 · derivative.exercise_date: This option vests in equal monthly installments over a three-year period commencing on July 9, 2025, subject to the Reporting Person's continuous service through each such vesting date. Read SEC document |
| May 07, 2025 Filed May 8, 2025 23:16 UTC | biote Corp. BTMD · Entity 7156 | PurchaseClass A common stock, par value $0.0001 per share | 11,677 | $3.35 | $39,107.44 |
DisclosureSEC source: 0000919574-25-002787 · ownership.xml · nonDerivative · entry 2 Guines LLC · CIK 0001966012 · 10% owner Roystone Management Holdings LLC · CIK 0002062000 · 10% owner RB Management GP LLC · CIK 0002062075 · 10% owner Barrera Richard R · CIK 0001773204 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,622,748 F2 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions within the range of $3.34 to $3.35. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote F3 · ownership.nature: The reported securities are owned directly by Guines LLC ("Guines") and may be deemed to be indirectly beneficially owned by (i) Roystone Management Holdings LLC ("Roystone"), the investment adviser to Guines (ii) RB Management GP LLC (the "Manager"), the manager of Roystone and (iii) Richard Barrera, the managing member of the Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 06, 2025 Filed May 8, 2025 23:16 UTC | biote Corp. BTMD · Entity 7156 | PurchaseClass A common stock, par value $0.0001 per share | 436,037 | $3.26 | $1,422,265.49 |
DisclosureSEC source: 0000919574-25-002787 · ownership.xml · nonDerivative · entry 1 Guines LLC · CIK 0001966012 · 10% owner Roystone Management Holdings LLC · CIK 0002062000 · 10% owner RB Management GP LLC · CIK 0002062075 · 10% owner Barrera Richard R · CIK 0001773204 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,611,071 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions within the range of $3.185 to $3.35. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. F3 · ownership.nature: The reported securities are owned directly by Guines LLC ("Guines") and may be deemed to be indirectly beneficially owned by (i) Roystone Management Holdings LLC ("Roystone"), the investment adviser to Guines (ii) RB Management GP LLC (the "Manager"), the manager of Roystone and (iii) Richard Barrera, the managing member of the Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 30, 2025 Filed May 2, 2025 21:12 UTC | biote Corp. BTMD · Entity 7156 | PurchaseClass A common stock, par value $0.0001 per share | 1,933 | $3.30 | $6,371.17 |
DisclosureSEC source: 0000919574-25-002735 · ownership.xml · nonDerivative · entry 1 Guines LLC · CIK 0001966012 · 10% owner Roystone Management Holdings LLC · CIK 0002062000 · 10% owner RB Management GP LLC · CIK 0002062075 · 10% owner Barrera Richard R · CIK 0001773204 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 4,175,034 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions within the range of $3.28 to $3.30. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. F2 · ownership.nature: The reported securities are owned directly by Guines LLC ("Guines") and may be deemed to be indirectly beneficially owned by (i) Roystone Management Holdings LLC ("Roystone"), the investment adviser to Guines (ii) RB Management GP LLC (the "Manager"), the manager of Roystone and (iii) Richard Barrera, the managing member of the Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 21, 2025 Filed Apr 23, 2025 20:58 UTC | biote Corp. BTMD · Entity 7156 | PurchaseClass A common stock, par value $0.0001 per share | 8,801 | $3.27 | $28,781.91 |
DisclosureSEC source: 0000919574-25-002582 · ownership.xml · nonDerivative · entry 1 Guines LLC · CIK 0001966012 · 10% owner Roystone Management Holdings LLC · CIK 0002062000 · 10% owner RB Management GP LLC · CIK 0002062075 · 10% owner Barrera Richard R · CIK 0001773204 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 4,173,101 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions within the range of $3.25 to $3.28. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. F2 · ownership.nature: The reported securities are owned directly by Guines LLC ("Guines") and may be deemed to be indirectly beneficially owned by (i) Roystone Management Holdings LLC ("Roystone"), the investment adviser to Guines (ii) RB Management GP LLC (the "Manager"), the manager of Roystone and (iii) Richard Barrera, the managing member of the Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 17, 2025 Filed Apr 18, 2025 15:52 UTC | biote Corp. BTMD · Entity 7156 | PurchaseClass A common stock, par value $0.0001 per share | 6,874 | $3.29 | $22,614.77 |
DisclosureSEC source: 0000919574-25-002529 · ownership.xml · nonDerivative · entry 2 Guines LLC · CIK 0001966012 · 10% owner Roystone Management Holdings LLC · CIK 0002062000 · 10% owner RB Management GP LLC · CIK 0002062075 · 10% owner Barrera Richard R · CIK 0001773204 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 4,164,300 F2 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions within the range of $3.275 to $3.30. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. F3 · ownership.nature: The reported securities are owned directly by Guines LLC ("Guines") and may be deemed to be indirectly beneficially owned by (i) Roystone Management Holdings LLC ("Roystone"), the investment adviser to Guines (ii) RB Management GP LLC (the "Manager"), the manager of Roystone and (iii) Richard Barrera, the managing member of the Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 16, 2025 Filed Apr 18, 2025 15:52 UTC | biote Corp. BTMD · Entity 7156 | PurchaseClass A common stock, par value $0.0001 per share | 1,000 | $3.29 | $3,291.50 |
DisclosureSEC source: 0000919574-25-002529 · ownership.xml · nonDerivative · entry 1 Guines LLC · CIK 0001966012 · 10% owner Roystone Management Holdings LLC · CIK 0002062000 · 10% owner RB Management GP LLC · CIK 0002062075 · 10% owner Barrera Richard R · CIK 0001773204 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 4,157,426 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions within the range of $3.285 to $3.30. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. F3 · ownership.nature: The reported securities are owned directly by Guines LLC ("Guines") and may be deemed to be indirectly beneficially owned by (i) Roystone Management Holdings LLC ("Roystone"), the investment adviser to Guines (ii) RB Management GP LLC (the "Manager"), the manager of Roystone and (iii) Richard Barrera, the managing member of the Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 20:43 UTC | biote Corp. BTMD · Entity 7156 | PurchaseClass A common stock, par value $0.0001 per share | 13,532 | $3.21 | $43,402.54 |
DisclosureSEC source: 0000919574-25-002391 · ownership.xml · nonDerivative · entry 2 Guines LLC · CIK 0001966012 · 10% owner Roystone Management Holdings LLC · CIK 0002062000 · 10% owner RB Management GP LLC · CIK 0002062075 · 10% owner Barrera Richard R · CIK 0001773204 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 4,156,426 F2 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions within the range of $3.18 to $3.25. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. F3 · ownership.nature: The reported securities are owned directly by Guines LLC ("Guines") and may be deemed to be indirectly beneficially owned by (i) Roystone Management Holdings LLC ("Roystone"), the investment adviser to Guines (ii) RB Management GP LLC (the "Manager"), the manager of Roystone and (iii) Richard Barrera, the managing member of the Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 20:43 UTC | biote Corp. BTMD · Entity 7156 | PurchaseClass A common stock, par value $0.0001 per share | 34,907 | $3.21 | $111,985.15 |
DisclosureSEC source: 0000919574-25-002391 · ownership.xml · nonDerivative · entry 1 Guines LLC · CIK 0001966012 · 10% owner Roystone Management Holdings LLC · CIK 0002062000 · 10% owner RB Management GP LLC · CIK 0002062075 · 10% owner Barrera Richard R · CIK 0001773204 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 4,142,894 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions within the range of $3.15 to $3.25. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. F3 · ownership.nature: The reported securities are owned directly by Guines LLC ("Guines") and may be deemed to be indirectly beneficially owned by (i) Roystone Management Holdings LLC ("Roystone"), the investment adviser to Guines (ii) RB Management GP LLC (the "Manager"), the manager of Roystone and (iii) Richard Barrera, the managing member of the Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 07, 2025 Filed Apr 7, 2025 22:56 UTC | biote Corp. BTMD · Entity 7156 | PurchaseClass A common stock, par value $0.0001 per share | 43,378 | $3.15 | $136,705.77 |
DisclosureSEC source: 0000919574-25-002315 · ownership.xml · nonDerivative · entry 3 Guines LLC · CIK 0001966012 · 10% owner Roystone Management Holdings LLC · CIK 0002062000 · 10% owner RB Management GP LLC · CIK 0002062075 · 10% owner Barrera Richard R · CIK 0001773204 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 4,107,987 F3 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions within the range of $3.08 to $3.36. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. F4 · ownership.nature: The reported securities are owned directly by Guines LLC ("Guines") and may be deemed to be indirectly beneficially owned by (i) Roystone Management Holdings LLC ("Roystone"), the investment adviser to Guines (ii) RB Management GP LLC (the "Manager"), the manager of Roystone and (iii) Richard Barrera, the managing member of the Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 04, 2025 Filed Apr 7, 2025 22:56 UTC | biote Corp. BTMD · Entity 7156 | PurchaseClass A common stock, par value $0.0001 per share | 23,741 | $3.24 | $76,954.08 |
DisclosureSEC source: 0000919574-25-002315 · ownership.xml · nonDerivative · entry 2 Guines LLC · CIK 0001966012 · 10% owner Roystone Management Holdings LLC · CIK 0002062000 · 10% owner RB Management GP LLC · CIK 0002062075 · 10% owner Barrera Richard R · CIK 0001773204 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 4,064,609 F2 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions within the range of $3.23 to $3.25. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. F4 · ownership.nature: The reported securities are owned directly by Guines LLC ("Guines") and may be deemed to be indirectly beneficially owned by (i) Roystone Management Holdings LLC ("Roystone"), the investment adviser to Guines (ii) RB Management GP LLC (the "Manager"), the manager of Roystone and (iii) Richard Barrera, the managing member of the Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 03, 2025 Filed Apr 7, 2025 22:56 UTC | biote Corp. BTMD · Entity 7156 | PurchaseClass A common stock, par value $0.0001 per share | 7,321 | $3.24 | $23,745.66 |
DisclosureSEC source: 0000919574-25-002315 · ownership.xml · nonDerivative · entry 1 Guines LLC · CIK 0001966012 · 10% owner Roystone Management Holdings LLC · CIK 0002062000 · 10% owner RB Management GP LLC · CIK 0002062075 · 10% owner Barrera Richard R · CIK 0001773204 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 4,040,868 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions within the range of $3.23 to $3.25. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. F4 · ownership.nature: The reported securities are owned directly by Guines LLC ("Guines") and may be deemed to be indirectly beneficially owned by (i) Roystone Management Holdings LLC ("Roystone"), the investment adviser to Guines (ii) RB Management GP LLC (the "Manager"), the manager of Roystone and (iii) Richard Barrera, the managing member of the Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 22:06 UTC | biote Corp. BTMD · Entity 7156 | PurchaseClass A common stock, par value $0.0001 per share | 106,000 | $3.32 | $351,920.00 |
DisclosureSEC source: 0000919574-25-002217 · ownership.xml · nonDerivative · entry 1 Guines LLC · CIK 0001966012 · 10% owner Roystone Management Holdings LLC · CIK 0002062000 · 10% owner RB Management GP LLC · CIK 0002062075 · 10% owner Barrera Richard R · CIK 0001773204 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 4,033,547 F1 · ownership.nature: The reported securities are owned directly by Guines LLC ("Guines") and may be deemed to be indirectly beneficially owned by (i) Roystone Management Holdings LLC ("Roystone"), the investment adviser to Guines (ii) RB Management GP LLC (the "Manager"), the manager of Roystone and (iii) Richard Barrera, the managing member of the Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 17, 2025 Filed Mar 17, 2025 22:03 UTC | biote Corp. BTMD · Entity 7156 | PurchaseClass A common stock, par value $0.0001 per share | 100 | $3.74 | $374.00 |
DisclosureSEC source: 0000919574-25-001989 · ownership.xml · nonDerivative · entry 3 Guines LLC · CIK 0001966012 · 10% owner Barrera Richard R · CIK 0001773204 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,927,547 F3 · ownership.nature: The reported securities are owned directly by Guines LLC ("Guines") and may be deemed to be indirectly beneficially owned by (i) Roystone Management Holdings LLC ("Roystone"), the investment adviser to Guines (ii) RB Management GP LLC (the "Manager"), the manager of Roystone and (iii) Richard Barrera, the managing member of the Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 17, 2025 Filed Apr 3, 2025 16:27 UTC Amendment | biote Corp. BTMD · Entity 7156 | PurchaseClass A common stock, par value $0.0001 per share | 100 | $3.74 | $374.00 |
DisclosureSEC source: 0000919574-25-002229 · ownership.xml · nonDerivative · entry 3 Guines LLC · CIK 0001966012 · 10% owner Roystone Management Holdings LLC · CIK 0002062000 · 10% owner RB Management GP LLC · CIK 0002062075 · 10% owner Barrera Richard R · CIK 0001773204 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,927,547 F3 · ownership.nature: The reported securities are owned directly by Guines LLC ("Guines") and may be deemed to be indirectly beneficially owned by (i) Roystone Management Holdings LLC ("Roystone"), the investment adviser to Guines (ii) RB Management GP LLC (the "Manager"), the manager of Roystone and (iii) Richard Barrera, the managing member of the Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 22:03 UTC | biote Corp. BTMD · Entity 7156 | PurchaseClass A common stock, par value $0.0001 per share | 106,509 | $3.50 | $372,270.26 |
DisclosureSEC source: 0000919574-25-001989 · ownership.xml · nonDerivative · entry 2 Guines LLC · CIK 0001966012 · 10% owner Barrera Richard R · CIK 0001773204 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,927,447 F2 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions within the range of $3.10 to $3.85. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. F3 · ownership.nature: The reported securities are owned directly by Guines LLC ("Guines") and may be deemed to be indirectly beneficially owned by (i) Roystone Management Holdings LLC ("Roystone"), the investment adviser to Guines (ii) RB Management GP LLC (the "Manager"), the manager of Roystone and (iii) Richard Barrera, the managing member of the Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 14, 2025 Filed Apr 3, 2025 16:27 UTC Amendment | biote Corp. BTMD · Entity 7156 | PurchaseClass A common stock, par value $0.0001 per share | 106,509 | $3.50 | $372,270.26 |
DisclosureSEC source: 0000919574-25-002229 · ownership.xml · nonDerivative · entry 2 Guines LLC · CIK 0001966012 · 10% owner Roystone Management Holdings LLC · CIK 0002062000 · 10% owner RB Management GP LLC · CIK 0002062075 · 10% owner Barrera Richard R · CIK 0001773204 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,927,447 F2 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions within the range of $3.10 to $3.85. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. F3 · ownership.nature: The reported securities are owned directly by Guines LLC ("Guines") and may be deemed to be indirectly beneficially owned by (i) Roystone Management Holdings LLC ("Roystone"), the investment adviser to Guines (ii) RB Management GP LLC (the "Manager"), the manager of Roystone and (iii) Richard Barrera, the managing member of the Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 22:03 UTC | biote Corp. BTMD · Entity 7156 | PurchaseClass A common stock, par value $0.0001 per share | 750,000 | $3.22 | $2,411,775.00 |
DisclosureSEC source: 0000919574-25-001989 · ownership.xml · nonDerivative · entry 1 Guines LLC · CIK 0001966012 · 10% owner Barrera Richard R · CIK 0001773204 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,820,938 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions within the range of $3.165 to $3.35. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. F3 · ownership.nature: The reported securities are owned directly by Guines LLC ("Guines") and may be deemed to be indirectly beneficially owned by (i) Roystone Management Holdings LLC ("Roystone"), the investment adviser to Guines (ii) RB Management GP LLC (the "Manager"), the manager of Roystone and (iii) Richard Barrera, the managing member of the Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 13, 2025 Filed Apr 3, 2025 16:27 UTC Amendment | biote Corp. BTMD · Entity 7156 | PurchaseClass A common stock, par value $0.0001 per share | 750,000 | $3.22 | $2,411,775.00 |
DisclosureSEC source: 0000919574-25-002229 · ownership.xml · nonDerivative · entry 1 Guines LLC · CIK 0001966012 · 10% owner Roystone Management Holdings LLC · CIK 0002062000 · 10% owner RB Management GP LLC · CIK 0002062075 · 10% owner Barrera Richard R · CIK 0001773204 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,820,938 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions within the range of $3.165 to $3.35. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. F3 · ownership.nature: The reported securities are owned directly by Guines LLC ("Guines") and may be deemed to be indirectly beneficially owned by (i) Roystone Management Holdings LLC ("Roystone"), the investment adviser to Guines (ii) RB Management GP LLC (the "Manager"), the manager of Roystone and (iii) Richard Barrera, the managing member of the Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 09, 2023 Filed Jun 23, 2023 14:29 UTC | biote Corp. BTMD · Entity 7156 | OtherWarrants · Derivative | 432,055 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000919574-23-003839 · ownership.xml · derivative · entry 2 Roystone Capital Management LP · CIK 0001582271 · 10% owner Roystone Capital Holdings LLC · CIK 0001966081 · 10% owner Guines LLC · CIK 0001966012 · 10% owner Barrera Richard R · CIK 0001773204 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A common stock, par value $0.0001 per share · Not disclosed shares Expires not disclosed F2 · derivative.exercise_price: The reported warrants were exchanged for shares of Class A Common Stock pursuant to an exchange offer from the Issuer. Each warrant holder whose warrants were exchanged pursuant to the exchange offer received 0.23 shares of the Issuer's Class A Common Stock for each warrant tendered by such holder and exchanged. No fractional shares of Class A Common Stock were issued pursuant to the exchange offer, with fractional shares paid in cash (without interest). The foregoing description of the exchange offer does not purport to be complete and is subject to, and qualified in its entirety by, the S-4 of the Issuer filed on May 9, 2023, which is incorporated herein by reference. F2 · price: The reported warrants were exchanged for shares of Class A Common Stock pursuant to an exchange offer from the Issuer. Each warrant holder whose warrants were exchanged pursuant to the exchange offer received 0.23 shares of the Issuer's Class A Common Stock for each warrant tendered by such holder and exchanged. No fractional shares of Class A Common Stock were issued pursuant to the exchange offer, with fractional shares paid in cash (without interest). The foregoing description of the exchange offer does not purport to be complete and is subject to, and qualified in its entirety by, the S-4 of the Issuer filed on May 9, 2023, which is incorporated herein by reference. F2 · derivative.exercise_date: The reported warrants were exchanged for shares of Class A Common Stock pursuant to an exchange offer from the Issuer. Each warrant holder whose warrants were exchanged pursuant to the exchange offer received 0.23 shares of the Issuer's Class A Common Stock for each warrant tendered by such holder and exchanged. No fractional shares of Class A Common Stock were issued pursuant to the exchange offer, with fractional shares paid in cash (without interest). The foregoing description of the exchange offer does not purport to be complete and is subject to, and qualified in its entirety by, the S-4 of the Issuer filed on May 9, 2023, which is incorporated herein by reference. F2 · derivative.expiration_date: The reported warrants were exchanged for shares of Class A Common Stock pursuant to an exchange offer from the Issuer. Each warrant holder whose warrants were exchanged pursuant to the exchange offer received 0.23 shares of the Issuer's Class A Common Stock for each warrant tendered by such holder and exchanged. No fractional shares of Class A Common Stock were issued pursuant to the exchange offer, with fractional shares paid in cash (without interest). The foregoing description of the exchange offer does not purport to be complete and is subject to, and qualified in its entirety by, the S-4 of the Issuer filed on May 9, 2023, which is incorporated herein by reference. F2 · derivative.underlying_shares: The reported warrants were exchanged for shares of Class A Common Stock pursuant to an exchange offer from the Issuer. Each warrant holder whose warrants were exchanged pursuant to the exchange offer received 0.23 shares of the Issuer's Class A Common Stock for each warrant tendered by such holder and exchanged. No fractional shares of Class A Common Stock were issued pursuant to the exchange offer, with fractional shares paid in cash (without interest). The foregoing description of the exchange offer does not purport to be complete and is subject to, and qualified in its entirety by, the S-4 of the Issuer filed on May 9, 2023, which is incorporated herein by reference. F1 · ownership.nature: The reported securities are owned directly by Guines LLC ("Guines") and may be deemed to be indirectly beneficially owned by (i) Roystone Capital Management LP ("Roystone"), the investment adviser to Guines (ii) Roystone Capital Holdings LLC ("Holdings"), the general partner of Roystone and (iii) Richard Barrera, the managing member of Holdings. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 09, 2023 Filed Jun 23, 2023 14:29 UTC | biote Corp. BTMD · Entity 7156 | OtherClass A common stock, par value $0.0001 per share | 99,372 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000919574-23-003839 · ownership.xml · nonDerivative · entry 1 Roystone Capital Management LP · CIK 0001582271 · 10% owner Roystone Capital Holdings LLC · CIK 0001966081 · 10% owner Guines LLC · CIK 0001966012 · 10% owner Barrera Richard R · CIK 0001773204 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,070,938 F2 · price: The reported warrants were exchanged for shares of Class A Common Stock pursuant to an exchange offer from the Issuer. Each warrant holder whose warrants were exchanged pursuant to the exchange offer received 0.23 shares of the Issuer's Class A Common Stock for each warrant tendered by such holder and exchanged. No fractional shares of Class A Common Stock were issued pursuant to the exchange offer, with fractional shares paid in cash (without interest). The foregoing description of the exchange offer does not purport to be complete and is subject to, and qualified in its entirety by, the S-4 of the Issuer filed on May 9, 2023, which is incorporated herein by reference. F1 · ownership.nature: The reported securities are owned directly by Guines LLC ("Guines") and may be deemed to be indirectly beneficially owned by (i) Roystone Capital Management LP ("Roystone"), the investment adviser to Guines (ii) Roystone Capital Holdings LLC ("Holdings"), the general partner of Roystone and (iii) Richard Barrera, the managing member of Holdings. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 07, 2023 Filed Feb 17, 2023 12:52 UTC | biote Corp. BTMD · Entity 7156 | PurchaseClass A common stock, par value $0.0001 per share | 375,000 | $3.25 | $1,218,750.00 |
DisclosureSEC source: 0000919574-23-001762 · ownership.xml · nonDerivative · entry 1 Roystone Capital Management LP · CIK 0001582271 · 10% owner Roystone Capital Holdings LLC · CIK 0001966081 · 10% owner Guines LLC · CIK 0001966012 · 10% owner Barrera Richard R · CIK 0001773204 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,971,566 F1 · ownership.nature: The reported securities are owned directly by Guines LLC ("Guines") and may be deemed to be indirectly beneficially owned by (i) Roystone Capital Management LP ("Roystone"), the investment adviser to Guines (ii) Roystone Capital Holdings LLC ("Holdings"), the general partner of Roystone and (iii) Richard Barrera, the managing member of Holdings. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 23:29 UTC | PG&E Corp PCG · Entity 3143 | GrantPhantom Stock · Derivative | 4,008.31 | $8.42 | $33,749.97 |
DisclosureSEC source: 0001127602-20-012879 · form4.xml · derivative · entry 1 Barrera Richard R · CIK 0001773204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,076.89 Underlying: Common Stock · 4,008.31 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Phantom stock acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 18:41 UTC | PG&E Corp PCG · Entity 3143 | GrantPhantom Stock · Derivative | 3,110.6 | $10.85 | $33,750.01 |
DisclosureSEC source: 0001127602-20-001039 · form4.xml · derivative · entry 1 Barrera Richard R · CIK 0001773204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,068.58 Underlying: Common Stock · 3,110.6 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Phantom stock acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 22:18 UTC | PG&E Corp PCG · Entity 3143 | GrantPhantom Stock · Derivative | 3,409.1 | $9.90 | $33,750.09 |
DisclosureSEC source: 0001127602-19-030057 · form4.xml · derivative · entry 1 Barrera Richard R · CIK 0001773204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,957.98 Underlying: Common Stock · 3,409.1 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Phantom stock acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| July 05, 2019 Filed Jul 8, 2019 23:17 UTC | PG&E Corp PCG · Entity 3143 | GrantPhantom Stock · Derivative | 1,548.88 | $21.79 | $33,750.10 |
DisclosureSEC source: 0001127602-19-024195 · form4.xml · derivative · entry 1 Barrera Richard R · CIK 0001773204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,548.88 Underlying: Common Stock · 1,548.88 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Phantom stock acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.